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ELECTRONIC 
DEVICES 
& CIRCUITS 

second edition 
David A. Bell 






Electronic Devices 
and Circuits 



Electronic Devices 
and Circuits 

2nd Edition 


David A. Bell 

iambton College of 
Applied Arts and Technology 
Sarnia , Ontario , Canada 


Reston Publishing Company, Inc., Reston, Virginia 
A Prentice-Hall Company 


Library of Congress Cataloging in Publication Data 
Bell, David A. 

Electronic devices and circuits. 

Includes index. 

1. Semiconductors. 2. Electronic circuits. 

3. Electronic apparatus and appliances. I. Title. 
TK7871.85.B3785 1980 621.3815 79-22957 

ISBN 0-8359-1634-0 


© 1980 by 

Reston Publishing Company, Inc. 
A Prentice-Hall Company 
Reston, Virginia 22090 


All rights reserved. No part of this book may be 
reproduced in any way, or by any means, without 
permission in writing from the publisher. 


10 98765432 


Printed in the United States of America 


to my wife Evelyn 




Contents 


Preface 

XV 

Chapter 1 

BASIC SEMICONDUCTOR THEORY 1 

1-1 

Introduction 1 

1-2 

The Atom 1 

1-3 

Electron Orbits and Energy Levels 3 

1-4 

Energy Bands 4 

1-5 

Conduction in Solids 5 

1-6 

Conventional Current and Electron Flow 6 

1-7 

Bonding Forces Between Atoms 7 

1-8 

Conductors, Insulators, and Semiconductors 8 

1-9 

Semiconductor Doping 9 

1-10 

Effects of Heat and Light 1 1 

1-11 

Drift Current and Diffusion Current 12 
Glossary of Important Terms 13 
Review Questions 15 


vii 


viii 

Contents 


Chapter 2 

pn-JUNCTION THEORY 16 

2-1 

Introduction 16 

2-2 

The /m-Junction 16 

2-3 

Reverse Biased Junction 19 

2-4 

Forward Biased Junction 21 

2-5 

Temperature Effects 23 

2-6 

Junction Capacitance 25 

2-7 

Junction Equivalent Circuit 25 
Glossary of Important Terms 26 
Review Questions 27 


Chapter 3 

The Semiconductor Diode 29 

3-1 

Introduction 29 

3-2 

Diode Symbol and Appearance 29 

3-3 

Diode Fabrication 31 

3-4 

Diode Characteristics and Parameters 32 

3-5 

Graphical Analysis of Diode Circuit 33 

3-6 

Diode Piecewise Linear Characteristics 38 

3-7 

Diode Equivalent Circuit 39 

3-8 

Diode Data Sheet 40 

3-9 

Half-Wave Rectification 43 

3-10 

Full-Wave Rectification 49 

3-11 

Diode Switching Time and Frequency Response 

3-12 

Diode Logic Circuits 55 

3-13 

Diode Clipper Circuits 56 

3-14 

Voltage Multiplier Circuit 58 
Glossary of Important Terms 60 
Review Questions 61 
Problems 62 


Chapter 4 

The Junction Transistor 65 

4-1 

Introduction 65 

4-2 

Transistor Operation 65 

4-3 

Transistor Currents 70 

4-4 

Transistor Symbols and Voltages 73 

4-5 

Common Base Characteristics 74 

4-6 

Common Emitter Characteristics 78 

4-7 

Common Collector Characteristics 81 

4-8 

Transistor T-Equivalent Circuit and r-Parameters 83 

4-9 

A-Parameters 84 


Glossary of Important Terms 89 
Review Questions 90 
Problems 91 


Chapter 5 

Transistor Biasing 93 


5-1 

Introduction 93 


5-2 

The dc Load Line and Bias Point 

94 

5-3 

Fixed Current Bias 98 


5-4 

Collector-to-Base Bias 100 


5-5 

Emitter Current Bias (or Self Bias) 

102 

5-6 

Comparison of Basic Bias Circuits 

107 

5-7 

Thermal Stability 107 


5-8 

ac Bypassing and the ac Load Line 
Glossary of Important Terms 113 
Review Questions 114 
Problems 114 

110 


Chapter 6 Basic Transistor Circuits 116 

6-1 Introduction 116 

6-2 Common Emitter Circuit 116 

6-3 Common Emitter A-parameter Analysis 1 1 8 

6-4 Common Collector Circuit 125 

6-5 Common Collector ^-Parameter Analysis 126 

6-6 Common Base Circuit 131 

6-7 Common Base A-Parameter Analysis 132 

6-8 Cascaded Common Emitter Circuits 139 

Glossary of Important Terms 141 
Review Questions 141 
Problems 142 


Chapter 7 Transistor and Integrated Circuit Fabrication 143 

7-1 Introduction 143 

7-2 Effects of Transistor Construction on Electrical 

Performance 143 

7-3 Processing of Semiconductor Materials 144 

7-4 Transistor Fabrication 146 

7-5 Integrated Circuit Fabrication 150 

7-6 Integrated Circuit Components 152 

7-7 Transistor and Integrated Circuit Packaging 154 

Glossary of Important Terms 156 
Review Questions 157 


Chapter 8 Transistor Specifications and Performance 158 

8-1 Introduction 158 

8-2 The Transistor Data Sheet 158 


ix 

Contents 


X 

Contents 


8-3 Power Dissipation 163 

8-4 Decibels and Frequency Response 165 

8-5 Miller Effect 170 

8-6 Transistor Circuit Noise 171 

8-7 Transistor Switching 175 

Glossary of Important Terms 178 
Review Questions 180 
Problems 180 


Chapter 9 Basic Multistage and Integrated Circuit Amplifiers 182 


9-1 

Introduction 182 


9-2 

Capacitor-Coupled Two-Stage Circuit 

183 

9-3 

Direct Coupled Two-Stage Circuit 188 


9-4 

The Differential Amplifier 192 


9-5 

IC Differential Amplifiers 200 


9-6 

Basic IC Operational Amplifier Circuits 

204 

9-7 

Transformer Coupled Class A Amplifier 

211 

9-8 

Transformer Coupled Class B and Class AB Circuits 216 

9-9 

Multistage Emitter Followers 222 
Glossary of Important Terms 226 
Review Questions 226 
Problems 228 



Chapter 10 Basic Sinusoidal Oscillators 230 
10-1 Introduction 230 

10-2 Phase-Shift Oscillator 230 

10-3 Colpitts Oscillator 234 

10-4 Hartley Oscillator 237 

10-5 Wein Bridge Oscillator 240 
Glossary of Important Terms 243 
Review Questions 243 
Problems 244 


Chapter 11 Zener Diodes 245 


11-1 

Introduction 245 


11-2 

Zener and Avalanche Breakdown 

245 

11-3 

Zener Diode Characteristic and Parameters 247 

11-4 

Compensated Reference Diodes 

251 

11-5 

Zener Diode Voltage Regulator 

252 

11-6 

Regulator With Reference Diode 

257 

11-7 

Other Zener Diode Applications 
Glossary of Important Terms 259 ■ 
Review Questions 260 
Problems 261 

257 


Chapter 12 Field Effect Transistors 262 

12-1 Introduction 262 

12-2 Principle of the n-Channel JFET 262 

12-3 Characteristics of n-Channel JFET 264 

12-4 The /^-Channel JFET 268 

12-5 JFET Data Sheet and Parameters 269 

12-6 JFET Construction 276 

12-7 FET Equivalent Circuit 278 

12-8 The MOSFET 278 

12-9 The V-MOSFET 282 

Glossary of Important Terms 285 
Review Questions 287 
Problems 287 


xi 

Contents 


Chapter 13 FET Biasing 289 

13-1 Introduction 289 

13-2 dc Load Line and Bias Point 289 

13-3 Spread of Characteristics and Fixed Bias Circuit 291 

13-4 Self-bias 293 

13-5 Self-bias with External Voltage 296 

13-6 Design of FET Bias Circuits 298 

13-7 Biasing MOSFETS 300 

Glossary of Important Terms 303 
Problems 303 


Chapter 14 Basic FET Circuits 308 

14-1 Introduction 308 

14-2 The Common Source Circuit 308 

14-3 ac Analysis of Common Source Circuit 310 

14-4 The Common Drain Circuit 313 

14-5 ac Analysis of Common Drain Circuit 315 

14-6 The Common Gate Circuit 318 

14-7 ac Analysis of the Common Gate Circuit 319 

14-8 BI-FET and BI-MOS Circuits 322 

Glossary of Important Terms 325 
Review Questions 325 
Problems 325 


Chapter 15 The Tunnel Diode 327 

15-1 Introduction 327 

15-2 Theory of Operation 327 

15-3 Tunnel Diode Symbol, Characteristics, and Parameters 332 


xii 

15-4 

Piecewise Linear Characteristics 333 

Contents 

15-5 

Tunnel Diode Equivalent Circuit 334 


15-6 

Tunnel Diode Parallel Amplifier 335 


15-7 

Gain Formula For a Parallel Amplifier 337 


15-8 

Practical Parallel Amplifier Circuit 338 
Glossary of Important Terms 341 
Review Questions 342 
Problems 342 


Chapter 16 The Silicon Controlled Rectifier 344 

16-1 Introduction 344 

16-2 SCR Operation 344 

16-3 SCR Characteristics and Parameters 346 

16-4 SCR Specifications 348 

16-5 SCR Control Circuits 349 

16-6 The TRIAC and DIAC 354 

16-7 Other Four-Layer Devices 355 

Glossary of Important Terms 360 
Review Questions 362 
Problems 362 


Chapter 17 The Unijunction Transistor 364 
17-1 Introduction 364 

17-2 Theory of Operation 364 

17-3 UJT Characteristics 366 

17-4 UJT Parameters and Specifications 367 

17-5 UJT Relaxation Oscillator 371 

17-6 UJT Control of SCR 374 

17-7 Programmable Unijunction Transistor 375 

Glossary of Important Terms 377 
Review Questions 378 
Problems 378 


Chapter 18 Optoelectronic Devices 

380 

18-1 

Introduction 380 


18-2 

Light Units 381 


18-3 

Photomultiplier Tube 382 


18-4 

The Photoconductive Cell 384 


18-5 

The Photodiode 388 


18-6 

The Solar Cell 392 


18-7 

The Phototransistor and Photodarlington 394 

18-8 

The Photofet 397 


18-9 

Light-Emitting Diodes 398 


18-10 

Liquid Crystal Displays (LCD) 

401 


18-11 

Gas Discharge Displays 

404 

18-12 

Optoelectronic Couplers 

405 

18-13 

Laser Diode 407 



Glossary of Important Terms 

409 


Review Questions 410 



Problems 411 



xiii 

Contents 


Chapter 19 Miscellaneous Devices 414 

19-1 Piezoelectricity 414 

19-2 Piezoelectric Crystals 414 

19-3 Synthetic Piezoelectric Devices 421 

19-4 Voltage- Variable Capacitor Diodes 422 

19-5 Thermistors 427 

19-6 Lambda Diode 432 

Glossary of Important Terms 433 
Review Questions 434 
Problems 435 


Chapter 20 Electron Tubes 437 

20-1 Introduction 437 

20-2 The Vacuum Diode 438 

20-3 The Vacuum Triode 441 

20-4 Triode Characteristics 442 

20-5 Triode Parameters 445 

20-6 Common Cathode Circuit 447 

20-7 ac Analysis of Common Cathode Circuit 449 

20-8 Common Plate Circuit 453 

20-9 Common Grid Circuit 454 

20-10 Triode Biasing Methods 454 

20- 1 1 The Tetrode Tube 457 

20-12 The Pentode 460 

20-13 The Variable-Mu or Remote Cutoff Pentode 462 
20-14 The Cathode Ray Tube 463 

Glossary of Important Terms 471 
Review Questions 473 
Problems 475 


Appendix 1 Typical Standard Resistor Values 477 
Appendix 2 Typical Standard Capacitor Values 478 
Answers to Problems 479 


Index 485 














































Preface 


This is the second edition of Fundamentals of Electronic Devices , now 
renamed Electronic Devices and Circuits to more correctly describe the contents 
of the book. As in the first edition, my objectives are to clearly explain the 
operation of all important electronic devices in general use today and to give 
the reader a thorough understanding of the characteristics, parameters, and 
circuit applications of each device. In addition, I attempt to show a basic 
approach to designing each device into practical circuits. 

The book is intended for use in electronics technology courses, whether 
two-, three-, or four-year courses. It should also prove useful as a reference 
handbook for practicing technicians, technologists, and engineers. 

The text commences with the study of basic semiconductor theory and 
/^-junction theory which is essential for an understanding of all solid-state 
devices. Each different device is then treated in appropriate depth, begin- 
ning, of course, with the semiconductor diode, then the bipolar transistor. 
Transistor bias circuits, single-stage amplifiers, multistage amplifiers, and 
oscillator circuits are all covered. Discrete component circuit coverage and 


xv 


xv i 

Preface 


integrated circuit applications are combined. The integrated circuit opera- 
tional amplifier and its basic applications are explained in the chapters on 
multistage amplifiers and oscillators. 

Although useful background information for each device is included in 
the book, every effort has been made to eliminate unnecessary material. For 
example, transistor and integrated circuit fabrication techniques are covered 
only from the point of view of how device performance is affected. 

As well as bipolar transistors and integrated circuits, other devices 
covered include: Zener diode, JFET, MOSFET, VMOS FET, tunnel diode, 
SCR, UJT, PUT, photoconductive cell, solar cell, phototransistor, LED, 
LCD, piezoelectric crystal, WC diode, and thermistor. Since electron tubes 
are still in wide use in existing equipment, the final chapter covers its varied 
forms: vacuum diode, triode, tetrode, pentode, and, of course, the very 
important cathode-ray tube. 

Throughout the book many examples are employed to explain practi- 
cal applications of each device. Instead of rigorous analysis methods, practi- 
cal approximations are used wherever possible, and the origin of each 
approximation is explained. Manufacturers’ data sheets are referred to 
where appropriate. Problems are provided at each chapter end, and answers 
to all problems are found in the back of the book. Glossaries of important 
terms are also included at the end of each chapter. 

The mathematics level throughout the text does not go beyond alge- 
braic equations and logarithms, simply because no higher math is necessary 
to fulfill the purpose of the book. It is expected that students will have 
already studied basic electricity. 


David A. Bell 


Basic 

Semiconductor 

Theory 


The function of an electronic device is to control the movement of electrons. 
The first step in a study of such devices is to understand the. electron (or 
what it is believed to be), and how it is associated with the other components 
of the atom. After such an understanding is reached the bonding forces 
holding atoms together within a solid and the movement of electrons from 
one atom to another must be investigated. This leads to an understanding of 
the differences between conductors, insulators, and semiconductors. 


The atom is believed to consist of a central nucleus surrounded by 
orbiting electrons (see Fig. 1-1). Thus, it may be compared to a planet with 
satellites in orbit around it. Just as satellites are held in orbit by an attractive 
force of gravity due to the mass of the planet, so each electron is held in orbit 
by an electrostatic force of attraction between it and the nucleus. 

The electrons each have a negative electrical charge of 1.602X 10 -19 
coulombs (C), and some particles within the nucleus have a positive charge of 
the same magnitude. Since opposite charges attract, a force of attraction 


CHAPTER 

1 


1-1 

Introduction 


1-2 

The Atom 


1 


2 

Basic 

Semiconductor 

Theory 


Orbiting 

electrons 



Gravitational force = Centrifugal force 

Atomic 

nucleus 



Electron 


0-r}f 


(b) Forces on satellite 
orbiting a planet 


Electrostatic force = Centrifugal force 


(c) Forces on electrons 
orbiting a nucleus 

Figure 1-1. Planetary atom. 

exists between the oppositely charged electron and nucleus. As in the case of 
the satellites, the force of attraction is balanced by the centrifugal force due 
to the motion of the electrons around the nucleus [Fig. l-l(b) and (c)]. 

Compared to the mass of the nucleus, electrons are relatively tiny 
particles of almost negligible mass. In fact, we may think of them simply as 
little particles of negative electricity having no mass at all. 

The nucleus of an atom is largely a cluster of two types of particles, 
protons and neutrons. Protons have a positive electrical charge, equal in 
magnitude (but opposite in polarity) to the negative charge on an electron. 
A neutron has no charge at all. Protons and neutrons each have masses 
about 1800 times the mass of an electron. For a given atom, the number of 
protons in the nucleus normally equals the number of orbiting electrons. 

Since the protons and orbital electrons are equal in number and equal 
and opposite in charge, they neutralize each other electrically. For this 
reason, all atoms are normally electrically neutral. If an atom loses an 
electron, it has lost some negative charge. Therefore, it becomes positively 
charged and is referred to as a positive ion. Similarly, if an atom gains an 
additional electron, it becomes negatively charged and is termed a negative ion. 

The differences between atoms consist largely of dissimilar numbers 
and arrangements of the three basic types of particles. However, all electrons 


are identical, as are all protons and all neutrons. An electron from one atom 
could replace an electron in any other atom. Different materials are made 
up of different types of atoms, or differing combinations of several types of 
atoms. 

The number of protons (or electrons) in an atom is referred to as the 
atomic number of the atom. The atomic weight is approximately equal to the 
total number of protons and neutrons in the nucleus of the atom. The atom 
of the semiconductor element silicon has 14 protons and 14 neutrons in its 
nucleus, as well as 14 orbital electrons. Therefore, the atomic number for 
silicon is 14, and its atomic weight is approximately 28. 


3 

Electron 
Orbits and 
Energy Levels 


Atoms may be conveniently represented by the two-dimensional dia- 
grams shown in Fig. 1-2. It has been found that electrons can occupy only 
certain orbital rings or shells at fixed distances from the nucleus, and that 
each shell can contain only a particular number of electrons. The electrons 
in the outer shell determine the electrical (and chemical) characteristics of 
each particular type of atom. These electrons are usually referred to as 
valence electrons. An atom may have its outer or valence shell completely filled 
or only partially filled. 

The atoms of two important semiconductors, silicon (Si) and germanium 
(Ge), are illustrated in Fig. 1-2. It is seen that each of these atoms have four 
electrons in a valence shell that can contain a maximum of eight. Thus, we 
say that their valence shells have four electrons and four holes. A hole is 
defined simply as an absence of an electron in a shell where one could exist. 
Even though their valence shells have four holes, both silicon and 
germanium atoms are still electrically neutral, because the total number of 
orbital electrons equals the total number of protons in the nucleus. 


1-3 

Electron 
Orbits and 
Energy Levels 



(a) Germanium atom (b) Silicon atom 


Figure 1-2. Two-dimensional representation of silicon and germanium atoms. 


4 

Basic 

Semiconductor 

Theory 


1-4 

Energy Bands 


The closer an electron is to the nucleus, the stronger are the forces that 
bind it. Each shell has an energy level associated with it which represents the 
amount of energy that would have to be supplied to extract an electron from 
the shell. Since the electrons in the valence shell are farthest from the 
nucleus, they require the least amount of energy to extract them from the 
atom. Conversely, those electrons closest to the nucleus require the greatest 
energy application to extract them from the atom. 

The energy levels considered above are measured in electron volts (eV). 
An electron volt is defined as the amount of energy required to move one 
electron through a potential difference of one volt. 


So far the discussion has concerned a system of electrons around one 
isolated atom. The electrons of an isolated atom are acted upon only by the 
forces within that atom. However, when atoms are brought closer together as 
in a solid, the electrons come under the influence of forces from other atoms. 
The energy levels that may be occupied by electrons merge into bands of 
energy levels. Within any given material there are two distinct energy bands in 
which electrons may exist, the valence band and the conduction band. Separating 
these two bands is an energy gap in which no electrons can normally exist. 
This gap is termed the forbidden gap. The valence band, conduction band, 
and forbidden gap are shown diagrammatically in Fig. 1-3. 

Electrons within the conduction band have become disconnected from 
atoms and are drifting around within the material. Conduction band 
electrons may be easily moved around by the application of relatively small 
amounts of energy. Much larger amounts of energy must be applied to 
extract an electron from the valence band or to move it around within the 
valence band. Electrons in the valence band are usually in normal orbit 
around a nucleus. For any given type of material, the forbidden gap may be 
large, small, or nonexistent. The distinction between conductors, insulators, 
and semiconductors is largely concerned with the relative widths of the 
forbidden gap. 

It is important to note that the energy band diagram is simply a 
graphic representation of the energy levels associated with electrons. To 


J- *-^Conduction band 
^-Forbidden gap 


Valence band 


Energy 

level 


Figure 1-3. Energy band diagram. 


repeat, those electrons in the valence band are actually in orbit around the 
nucleus of an atom; those in the conduction band are drifting about in the 
spaces between atoms. 


Conduction occurs in any given material when an applied voltage 
causes electrons within the material to move in a desired direction. This may 
be due to one or both of two processes, electron motion and hole transfer. In 
electron motion, free electrons in the conduction band are moved under the 
influence of the applied electric field. Since electrons have a negative charge, 
they are repelled from the negative terminal of the applied voltage, and 
attracted toward the positive terminal. Hole transfer involves electrons 
which are still attached to atoms, i.e., those in the valence band. 

If some of the energy levels in the valence band are not occupied by 
electrons, there are holes where electrons could exist. An electron may jump 
from one atom to fill the hole in another atom. When it jumps, the electron 
leaves a hole behind it, and we say that the hole has moved in the opposite 
direction to the electron. In this way a current flows which may be said to be 
due to hole movement. 

In Fig. l-4(a), the applied potential causes an electron to jump from 
atom^ to atom x. In doing so, it fills the hole in the valence shell of atom x, 
and leaves a hole behind it in atom^ as shown in Fig. l-4(b). If an electron 
now jumps from atom z , under the influence of the applied potential, and 
fills the hole in the valence shell of atom y> it leaves a hole in atom z 
[Fig. l-4(c)]. Thus, the hole has been caused to move from atom x to atomy 
to atom z. 

Holes may be thought of as positive particles, and as such they move 
through an electric field in a direction opposite to that of the electrons; i.e., 



Figure 1-4. Conduction by hole transfer, (a) Electron jumps from atom y to atom x. (b) It 
fills the hole in atom x and leaves a hole in atom y. (c) If an electron jumps from atom z 
to atom y, it will leave a hole in atom z. 


5 

Conduction 
in Solids 


1-5 

Conduction 
in Solids 



6 

Basic 

Semiconductor 

Theory 


1-6 

Conventional 
Current and 
Electron Flow 


positive particles are attracted toward the negative terminal of an applied 
voltage. It is usually more convenient to think in terms of hole movement, 
rather than in terms of electrons jumping from atom to atom. 

Since the flow of electric current is constituted by the movement of 
electrons in the conduction band and holes in the valence band, electrons 
and holes are referred to as charge carriers . Each time a hole moves, an 
electron must be supplied with sufficient energy to enable it to escape from 
its atom. Free electrons require less application of energy than holes to move 
them, because they are already disconnected from their atoms. For this 
reason, electrons have greater mobility than holes. 

The unit of electric current is the ampere (A). An ampere may be 
defined as that current which flows when one coulomb of charge passes a 
given point in one second. From this definition we can calculate the number 
of electrons involved in a current of one ampere. Since the charge on one 
electron is 1.602X 10“ 19 C, the number of electrons with a total charge of 
1 G is 1/(1.602 X 10 _19 )«6.25 X 10 18 . When one microampere (/tA) flows 
(i.e., 1 X 10 -6 A), electrons are passing at the rate of 6.25 X 10 12 per second, 
or 1 pA = 6,250,000,000,000 electrons per second. 


In the early days of electrical experimentation it was believed that a 
positive charge represented an increased amount of electricity and that a 
negative charge was a reduced quantity. Thus, it was assumed that current 
flowed from positive to negative. This is a convention that remains in use 
today even though current is now known to be a movement of electrons from 
negative to positive (see Fig. 1-5). 


Conventional current 
direction 


Electron motion 



Atom 


Electron 

Figure 1-5. Conventional current direction is from positive to negative. Electron flow is 
from negative to positive. 


Current flow from positive to negative is referred to as the conventional 
direction of current. Electron flow from negative to positive is known as the 
direction of electron flow. 

It is important to understand both conventional current direction and 
electron flow. Every graphic symbol used to represent an electronic device 
has an arrowhead which indicates conventional current direction. A con- 
sequence of this is that electronic circuits are most easily explained by using 
current flow from positive to negative. However, to understand how each 
device operates, it is necessary to think in terms of electron movement. 


7 

Bonding Forces 
Between Atoms 


Whether a material is a conductor, a semiconductor, or an insulator 
depends largely upon what happens to the outer-shell electrons when the 
atoms bond themselves together to form a solid. In the case of copper, the 
easily detached valence electrons are given up by the atoms. This creates a 
great mass of free electrons (or electron gas ) drifting about through the spaces 
between the copper atoms. Since each atom has lost a (negative) electron, it 
becomes a positive ion. The electron gas is, of course, negatively charged; 
consequently, an electrostatic force of attraction exists between the positive 
ions and the electron gas. This is the bonding force that holds the material 
together in a solid. In the case of copper and other metals, the bonding force 
is termed metallic bonding or sometimes electron gas bonding . This type of 
bonding is illustrated in Fig. l-6(a). 

In the case of silicon, which has four outer-shell electrons and four 
holes, the bonding arrangement is a little more complicated than for copper. 
Atoms in a solid piece of silicon are so close to each other that the outer-shell 
electrons behave as if they were orbiting in the valence shells of two atoms. 
In this way each valence-shell electron fills one of the holes in the valence 
shell of a neighboring atom. This arrangement, illustrated in Fig. l-6(b), 
forms a bonding force known as covalent bonding. In covalent bonding every 
valence shell of every atom appears to be filled, and consequently there are 
no holes and no free electrons drifiting about within the material. The same 
is true for germanium atoms. When semiconductor material is prepared for 
device manufacture, the atoms within the material are aligned into a 
definite three-dimensional pattern or crystal lattice. Each atom is covalently 
bonded to the four surrounding atoms. 

In some insulating materials, notably rubber and plastics, the bonding 
process is also covalent. The valence electrons in these bonds are very 
strongly attached to their atoms, so the possibility of current flow is virtually 
zero. In other types of insulating materials, some atoms have parted with 
outer-shell electrons, but these have been accepted into the orbit of other 
atoms. Thus, the atoms are ionized ; those which gave up electrons have 
become positive ions y and those which accepted the electrons become negative 
ions. This creates an electrostatic bonding force between the atoms, termed 
ionic bonding. The situation is illustrated in Fig. l-6(c), which shows how the 
negative and positive ions may be arranged together in groups. 


1-7 

Bonding 

Forces 

Between 

Atoms 


Positive ions 



O u o jf o 

.°J .9 v 

Qyoyo 


(b) Covalent bonding 


Shared valence 
electrons 


(a) Metallic bonding 



Figure 1-6. Atomic bonding in conductors, semiconductors, and insulators. 


1-8 

Conductors, 

Insulators, 

and 

Semi- 

conductors 


As seen in the energy band diagrams of Fig. 1-7, insulators have a wide 
forbidden gap, semiconductors have a narrow forbidden gap, and conductors 
have no forbidden gap at all. In the case of insulators, there are practically 
no electrons in the conduction band of energy levels, and the valence band is 
filled. Also, the forbidden gap is so wide [Fig. 1 -7(a)] that it would require 
the application of very large amounts of energy (approximately 6 eV) to 
cause an electron to cross from the valence band to the conduction band. 
Therefore, when a voltage is applied to an insulator, conduction cannot 
occur either by electron motion or hole transfer. 

For semiconductors at a temperature of absolute zero ( — 273.15°C) the 
valence band is usually full, and there may be no electrons in the conduction 
band. However, as shown in Fig. l-7(b), the semiconductor forbidden gap is 
very much narrower than that of an insulator, and the application of small 
amounts of energy (1.2 eV for silicon and 0.785 eV for germanium) can raise 
electrons from the valence band to the conduction band. Sufficient thermal 


8 



(a) Insulator (b) Semiconductor (c) Conductor 

Figure 1-7. Energy band diagrams for insulator, semiconductor, and conductor. 


9 

Semiconductor 

Doping 


energy for this purpose is made available when the semiconductor is at room 
temperature. If a potential is applied to the semiconductor, conduction 
occurs both by electron movement in the conduction band and by hole 
transfer in the valence band. 

In the case of conductors [Fig. 1 -7(c)] there is no forbidden gap, and 
the valence and conduction energy bands overlap. For this reason, very large 
numbers of electrons are available for conduction, even at extremely low 
temperatures. 

Typical resistance values for a 1 -cubic-centimeter sample are 

Conductor lCT 6 fi/cm 3 

Semiconductor 1 0 £2/ cm 3 

Insulator 10 ,4 S2/cm 3 


Pure semiconductor material is referred to as intrinsic material. Before 
semiconductor material can be used for device manufacture, impurity atoms 
must be added to it. This process is called doping , and it improves the 
conductivity of the material very significantly. Doped semiconductor 
material is termed extrinsic material. Two different types of doping are 
possible, donor doping and acceptor doping. Donor doping generates free 
electrons in the conduction band (i.e., electrons that are not tied to an 
atom). Acceptor doping produces valence band holes, or a shortage of valence 
electrons in the material. 

Donor doping is effected by adding impurity atoms which have five 
electrons and three holes in their valence shells. The impurity atoms form 
covalent bonds with the silicon or germanium atoms; but since semiconduc- 
tor atoms have only four electrons and four holes in their valence shells, one 


1-9 

Semi- 

conductor 

Doping 


10 

Basic 

Semiconductor 

Theory 


Fifth valence electron 
from impurity atom 
becomes free electron 


Impurity atom 



Figure 1-8. Donor doping. 


spare valence-shell electron is produced for each impurity atom added. Each 
spare electron produced in this way enters the conduction band as a free 
electron. In Fig. 1 -8 there is no hole for the fifth electron from the outer shell 
of the impurity atom; therefore, it becomes a free electron. Since the free 
electrons have negative charges, donor-doped material is known as n-type 
semiconductor material. 

Free electrons in the conduction band are easily moved around under 
the influence of an electric field. Therefore, conduction occurs largely by 
electron motion in donor-doped semiconductor material. The doped 
material remains electrically neutral (i.e., it is neither positively nor nega- 
tively charged), because the total number of electrons (including the free 
electrons) is still equal to the total number of protons in the atomic nuclei. 
(The number of protons in each impurity atom is equal to the number of 
orbital electrons.) The term donor doping comes from the fact that an electron 
is donated to the conduction band by each impurity atom. Typical donor 
impurities are antimony , phosphorus , and arsenic. Since these atoms have five 
valence electrons, they are referred to as pentavalent atoms. 

In acceptor doping , impurity atoms are added with outer shells contain- 
ing three electrons and five holes. Suitable atoms with three valence elec- 
trons (which are called trivalent) are boron , aluminum , and gallium. These atoms 
form bonds with the semiconductor atoms, but the bonds lack one electron 
for a complete outer shell of eight. In Fig. 1-9 the impurity atom illustrated 
has only three valence electrons; therefore, a hole exists in its bond with the 
surrounding atoms. Thus, in acceptor doping holes are introduced into the 
valence band, so that conduction may occur by the process of hole transfer. 

Since holes can be said to have a positive charge, acceptor-doped 
semiconductor material is referred to as p-type material. As with n-type 
material, the material remains electrically neutral, because the total number 
of orbital electrons in each impurity atom is equal to the total number of 
protons in its atomic nucleus. Holes can accept a free electron, hence the term 
acceptor doping. 

Even in intrinsic (undoped) semiconductor material at room tempera- 
ture there are a number of free electrons and holes. These are due to 


(ojojo) 

>c^C XX 

^ - * o ; 



o{o\o 


Figure 1-9. Acceptor doping. 


11 

Effects of Heat 
and Light 


thermal energy causing some electrons to break the bonds with their atoms 
and enter the conduction band, so creating pairs of holes and electrons. The 
process is termed hole-electron pair generation , and its converse is a process 
called recombination. As the name implies, recombination occurs when an 
electron falls into a hole in the valence band. Since there are many more 
electrons than holes in n-type material, electrons are said to be the majority 
carriers , and holes are said to be minority carriers. In />-type material holes are 
the majority carriers and electrons are minority carriers. 


When a conductor is heated, the atoms (which are in fixed locations) 
tend to vibrate, and the vibration impedes the movement of the surrounding 
electron gas. This means that there is a reduction in the flow of the electrons 
that constitute the electric current, and we say that the conductor resistance 
has increased. A conductor has a positive temperature coefficient of resis- 
tance, i.e., a resistance which increases with increase in temperature. 

When semiconductor material is at absolute zero, there are practically 
no free electrons in the conduction band and no holes in the valence band. 
This is because all electrons are in normal orbit around the atoms. Thus, at 
absolute zero, a semiconductor behaves as an insulator. When the material is 
heated, electrons break away from their atoms and move from the valence 
band to the conduction band. This produces holes in the valence band and 
free electrons in the conduction band. Conduction can then occur by 
electron movement and by hole transfer. Increasing application of thermal 
energy generates an increasing number of hole-electron pairs. As in the case 
of a conductor, thermal vibration of atoms occurs in a semiconductor. 
However, there are very few electrons to be impeded compared to the dense 
electron gas in a conductor. The thermal generation of electrons is the 
dominating factor, and the current increases with temperature increase. This 
represents a decrease in semiconductor resistance with temperature increase, 
i.e., a negative temperature coefficient. An exception to this rule is heavily doped 
semiconductor material, which may behave more like a conductor than a 
semiconductor. 


1-10 

Effects of 
Heat and 
Light 


12 

Basic 

Semiconductor 

Theory 


Just as thermal energy causes electrons to break their atomic bonds, so 
hole-electron pairs may be generated by energy imparted to the semicon- 
ductor in the form of light. If the material is intrinsic, it may have few free 
electrons when not illuminated, and thus a very high dark resistance . When 
illuminated, its resistance decreases and may become comparable to that of 
a conductor. 


1-11 

Drift Current 
and 

Diffusion 

Current 


In free space, an electric field will accelerate an electron in a straight 
line from the negative terminal to the positive terminal of the applied 
voltage. In a conductor or a semiconductor at room temperature, a free 
electron under the influence of an electric field will move toward the positive 
terminal of the applied voltage, but it will continually collide with atoms 
along the way. The situation is illustrated in Fig. 1-10. Each time the 
electron strikes an atom, it rebounds in a random direction. The presence of 
the electric field does not stop the collisions and random motion, but it does 
cause the electron to drift in the direction of the applied electric force. 
Current produced in this way is known as drift current, and it is the usual kind 
of current flow that occurs in a conductor. 

Figure 1-11 illustrates another kind of current. Suppose a concentra- 
tion of one type of charge carriers occurs at one end of a piece of semicon- 
ductor material. Since the charge carriers are either all electrons or all holes, 
they have the same polarity of charge, and thus there is a force of repulsion 
between them. The result is that there is a tendency for the charge carriers 
to move gradually (or diffuse) from the region of high carrier density to one 
of low density. This movement continues until all the carriers are evenly 
distributed throughout the material. Any movement of charge carriers 
constitutes an electric current, and this type of movement is known as 
diffusion current. Both drift current and diffusion current occur in semiconductor 
devices. 


Electron path when 
no electric field is present 



or 

semiconductor 


Figure 1-10. Drift current. 


Charge 

carrier 

concentration ►- 


I 

I 

I 

Figure 1-11. Diffusion current. 


Diffusion 

current 



13 

Glossary of 
Important 
Terms 


Nucleus. Central portion or core of the atom. Glossary of 

Electron. Very small negatively charged particle. Important 

Electronic charge. 1 .602 X 10“ 19 C. Terms 

Proton. Positively charged particle contained in the nucleus of an atom. 

Neutron. Particle with no electrical charge, contained in the nucleus of an 
atom. 

Shell. Path of electron orbiting around nucleus. 

Atomic weight. Approximately the total number of protons and neutrons 
in the nucleus of an atom. 

Atomic number. The number of protons or orbiting electrons in an atom. 

Positive ion. Atom that has lost an electron. 

Negative ion. Atom that has gained an electron. 

Germanium atom. Atom of semiconductor material, has four electrons and 
four holes in its outer shell. 

Silicon atom. Atom of semiconductor material, has four electrons and four 
holes in its outer shell. 

Hole. Absence of an electron where one could exist. 

Energy level of shell. Amount of energy required to extract a particular 
electron from its atomic shell. 

Electron volt (eV). Energy required to move one electron through a 
potential difference of one volt. 

Energy band. Group of energy levels that may be occupied by electrons. 

Conduction band. Energy band of electrons that have escaped from 
atomic orbits. 

Valence band. Energy band of electrons that arc in normal atomic orbits. 

Forbidden gap. Energy band at which electrons normally do not exist. 

Charge carrier. Electron or hole. 

Mobility. Ease (or difficulty) with which a charge carrier may be moved 
around. 

Conventional current direction. Current flow from positive to negative. 

Electron flow direction. Electron motion from negative to positive. 



14 

Basic 

Semiconductor 

Theory 

Ionic bond. Electrostatic attraction when one atom gives an electron to 
another. Bonding force in some insulators. 

Metallic bond. Electrostatic attraction between large numbers of electrons 
and the atoms that have released them. Bonding force in conductors. 

Covalent bond. Bonding force that binds atoms which share electrons and 
holes in their outer shells. Bonding force in semiconductors and some 
insulators. 

Electron gas. Large number of electrons available for current carrying in a 
conductor. 

Doping. Addition of impurity atoms to change electrical characteristics of 
semiconductor material. 

Donor atoms. Impurity atoms which release additional electrons within 
semiconductor material. 

Acceptor atoms. Impurity atoms which release additional holes within 
semiconductor material. 

p-type semiconductor. Semiconductor that has been doped with acceptor 
atoms. 

n-type semiconductor. Semiconductor that has been doped with donor 
atoms. 

Intrinsic. Name given to undoped semiconductor, or to material doped 
equally with both types of impurities. 

Extrinsic. Name given to doped semiconductor material. 

Majority carriers. Type of charge carriers which are in the majority in a 
given material (electrons in n-type, holes in p-type). 

Drift current. Electrons moving randomly from one atom to another being 
made to drift in a desired direction under the influence of an electric 
field. 

Diffusion current. Charge carrier movement resulting from an initial 
concentration of charge carriers. 

Minority carriers. Type of charge carriers which are in the minority in a 
given material (holes in n-type, electrons in p-type). 

Temperature coefficient. Ratio of resistance change to temperature 
change. 

Dark resistance. Resistance of unilluminated semiconductor. 

Crystal lattice. Three-dimensional pattern in which atoms align themselves 
in a solid. 

Hole-electron pair. A valence-band hole and a conduction-band electron 
produced by energy causing the breaking of atomic bonds. 

Recombination. Holes and electrons recombining, i.e., the conduction- 
band electron fills the valence-band hole. 

Review 

Questions 

1-1. Describe the atom and draw a two-dimensional diagram to illustrate 
your description. Compare the atom to a planet with orbiting satel- 
lites. 


1-2. What is meant by atomic number and atomic weight ? State the atomic 
number and atomic weight for silicon. 

1-3. Name the three kinds of bonds that hold atoms together in a solid. 
What kind of bonding might be found in (a) conductors, (b) insula- 
tors, (c) semiconductors? 

1-4. Explain the bonding process in silicon and germanium. Use illustra- 
tions in your answer. 

1-5. Draw sketches to show the bonding process in conductors and insula- 
tors. 

1-6. What is meant by energy levels and energy bands? 

1-7. Define conduction band , valence band , and forbidden gap and explain their 
origin. 

1-8. Draw the band structure for, and explain the difference between, 
conductors, insulators, and semiconductors. 

1-9. Define intrinsic semiconductors and extrinsic semiconductors. How can 
extrinsic material be made intrinsic? 

1-10. What is meant by majority carriers and minority carriers ? Which are 
majority carriers and why in (a) donor-doped material, (b) acceptor- 
doped material? 

1-11. Define acceptor doping and explain how it is effected. Use illustra- 
tions in your answer. 

1-12. Repeat Question 1-11 for donor doping. 

1-13. What are the names given to acceptor-doped material and donor- 
doped material? Explain why. 

1-14. Draw a sketch to show the process of current flow by hole movement. 
Which have greater mobility, electrons or holes? Explain why. 

1-15. Explain what happens to resistance with increase in temperature in 
the case of (a) a conductor, (b) a semiconductor, (c) a heavily doped 
semiconductor. What do you think would happen to the resistance of 
an insulator with increase in temperature? Why? 

1-16. Explain diffusion current and drift current. Use illustrations in your 
answer. 

1-17. Explain conventional current direction and direction of electron motion . State 
why each is important. 


15 

Review 

Questions 


CHAPTER 

2 


2-1 

Introduction 


2-2 

The 

pn-junction 


pN- 

Junction 

Theory 


The /^-junction is basic to all but a few semiconductor devices. Thus, 
it is important that the electronics student gain a thorough understanding of 
^-junction theory. This requires an appreciation of the forces that act upon 
charge carriers crossing the junction, and an understanding of the effects of 
externally applied bias voltages. A knowledge of the junction equivalent 
circuits is also important. 


Figure 2-1 represents a /w-junction formed by two blocks of semicon- 
ductor material, one of p - type material and the other of «-type material. On 
the /7-side the small broken circles represent holes, which are the majority 
carriers in the /j-type material. The dots on the n-side represent free electrons 
within the n-type material. The holes on the /?-side are fixed in position 
because the atoms in which they exist are part of the crystal structure. 
Normally they are uniformly distributed throughout the p - type material. 
Similarly, the electrons on the H-side are uniformly distributed throughout 
the H-type material. 


16 



p 


n 


17 

The pn-junction 


Holes 


Electrons 


Figure 2-1. Initial condition of charge carriers at pn-junction. 


Because holes and electrons are close together at the junction, some 
free electrons from the n - side are attracted across the junction and fill holes 
on the />-side. They are said to diffuse across the junction, i.e., flow from a 
region of high carrier concentration to one of lower concentration (see 
Section 1-11). The free electrons crossing the junction create negative ions 
on the p - side by giving some atoms one more electron than their total 
number of protons. They also leave positive ions behind them on the n-side 
(atoms with one less electron than the number of protons). The process is 
illustrated in Fig. 2-2(a). 

Before the charge carriers diffused across the junction, both the n-type 
and the p - type material were electrically neutral. However, as negative ions 
are created on the /?-side of the junction, the region of the /?-side close to the 
junction acquires a negative charge. Similarly, the positive ions created on 
the n-side give the n-side a positive charge. The accumulated negative 
charge on the />-side tends to repel electrons that are crossing from the n-side, 


P 


n 


(a) Diffusion of charge 

carriers across (create negative ion) 
pn-junction. 




(leave positive ion) 
Positive potential 
due to positive ions 


(b) Junction barrier 
potential and 
electric field. 


due to 

negative ions 


+ 


Repels holes 


Repels electrons 


Electric field at junction 


Figure 2-2. Charge carrier diffusion across junction, and junction barrier potential. 



18 

pn- 

Junction 

Theory 


and the accumulated positive charge on the n-side tends to repel holes 
crossing from the />-side. Thus, it becomes difficult for more charge carriers 
to diffuse across the junction. The final result is that a barrier potential is 
created at the junction, negative on the /?-side and positive on the a - side 
[Fig. 2-2(b)]. The electric field produced by the barrier potential is large 
enough to prevent any further movement of electrons and holes across the 
junction. 

By considering doping densities, electronic charge, and temperature, it 
is possible to calculate the magnitude of the barrier potential. Typical 
barrier potentials at room temperature are 0.3 V for germanium junctions 
and 0.7 V for silicon. 

The movement of charge carriers across the junction leaves a layer on 
either side which is depleted of charge carriers. This is the depletion region 
shown in Fig. 2-3(a). On the n-side, the depletion region consists of donor 
impurity atoms which have lost the free electron associated with them, and 
have thus become positively charged. On the />-side, the region is made up of 
acceptor impurity atoms which have become negatively charged by losing 
the hole associated with them (i.e., the hole is filled by an electron). 

On each side of the junction, an equal number of impurity atoms are 
involved in the depletion region. If the two blocks of material have equal 
doping densities, the depletion layers on each side of the junction are equal 
in thickness [Fig. 2-3(a)]. If the />-side is more heavily doped than the n-side, 
as shown in Fig. 2-3(b), the depletion region penetrates more deeply into the 
n-side in order to include an equal number of impurity atoms on each side of 
the junction. Conversely, if the n-side is the most heavily doped, the 
depletion region penetrates deeper into the p- type material. 

It has been shown that the electric field produced by the barrier 
potential at the junction opposes the flow of electrons from the n-side and 
the flow of holes from the /?-side. Since electrons are the majority charge 
carriers in the n-type material, and holes are the majority charge carriers in 
the p- type material, it can be seen that the barrier potential opposes the flow of 
majority carriers. Also, any free electrons generated on the />-side by thermal 
energy are attracted across the positive potential barrier to the n-side since 
electrons are negatively charged. Similarly, the thermally generated holes on 
the n-side are attracted to the />-side through the negative barrier presented 
to them at the junction. Electrons on the p-side and holes on the n-side are 
minority charge carriers. Therefore, the barrier potential assists the flow of 
minority carriers across the junction. 


To Summarize: A region depleted of charge carriers spreads across both 

sides of a pn-junction, and penetrates deeper into the more lightly doped 
side. The depletion region encompasses an equal number of ionized atoms of 
opposite polarity, on opposite sides of the junction. A barrier potential exists 
due to the depletion effect, positive on the n-side and negative on the />-side 
of the junction. The electric field from the barrier potential prevents the flow 
of majority carriers and assists the flow of minority carriers from each side. 


Depletion region 


19 

Reverse-Biased 

Junction 


(a) Equal doping 
densities 



Layer of negative ions Layer of positive ions 

(depleted of holes) (depleted of electrons) 


Depletion region 
(wide on n side) 



Figure 2-3. Junction depletion region. 


If an external bias voltage is applied positive to the rt-side and negative 
to the /^-side of a /^-junction, electrons from the n-side are attracted to the 
positive bias terminal, and holes from the /7-side are attracted to the negative 
terminal. Thus, as shown in Fig. 2 - 4 , holes from the impurity atoms on the 
/7-side of the junction are attracted away from the junction, and electrons are 
attracted away from the atoms on the n-side of the junction. In this way the 
depletion region is widened, and the barrier potential is increased by the 
magnitude of the applied voltage. With the barrier potential and the 
resultant electric field increase, there is no possibility of majority carrier 
current flow across the junction. In this case, the junction is said to be r (verse 
biased. 

Although there is no possibility of a majority carrier current flowing 
across a reverse-biased junction, minority carriers generated on each side can 


2-3 

Reverse- 

Biased 

Junction 


p 


20 

pn- 

Junction 

Theory 



still cross the junction. Electrons in the /7-side are attracted across the 
junction to the positive potential on the n-side. Holes on the n-side may be 
said to flow across to the negative potential on the /7-side. This is shown by 
the junction reverse characteristic , or graph of reverse current (I R ) plotted to a 
base of reverse voltage (V R ) (Fig. 2-5). Only a very small reverse bias voltage is 
necessary to direct all available minority carriers across the junction, and 
when all minority carriers are flowing across, further increase in bias voltage 
will not increase the current. This current is referred to as a reverse saturation 
current , and is designated I s . 

I s is normally a very small current. For silicon, it is typically less than 
1 jiA, while for germanium it may exceed 10 ji A. This is because there are 
more minority charge carriers available in germanium than in silicon, since 
charge carriers are more easily detached from germanium atoms. 

A reverse-biased /w-junction can be represented by a very large resis- 
tance. From Fig. 2-5, it is seen that with 5-V reverse bias and I s = 10 fiA, the 
reverse resistance is 


n - 5V 

R 10 pA 


= 500 kQ 


Reverse breakdown 
voltage 


Reverse voltage 


V 5 4 3 2 

, I | 


" Reverse 
breakdown 


V* 



Reverse 

current 


- 20 
- 30 




mA 


21 

Forward-Biased 

Junction 


Figure 2-5. pn- junction reverse characteristics. 


For a silicon junction with an I s of about 0.1 n A and a reverse voltage of 
5 V, R r is 50 M12. In practice, the reverse resistance is normally not 
specified; instead, the effect of reverse saturation current J s is taken into 
account for each particular circuit. 

If the reverse bias voltage is increased, the velocity of the minority 
charge carriers crossing the junction is increased. These high-energy charge 
carriers strike the atoms within the depletion region and may cause large 
numbers of charge carriers to be knocked out of the atoms ( ionization by 
collision). When this happens, the number of charge carriers avalanches, and a 
large current flows across the junction. This phenomenon, known as reverse 
breakdown , occurs at a particular reverse voltage (the reverse breakdown voltage) 
for a given /w-junction (see Fig. 2-5). Unless the current is limited by a 
suitable series resistor, the junction may be destroyed. Reverse breakdown is 
employed in a device known as a breakdown diode, discussed in Chapter 11. 


Consider the effect of an external bias voltage applied with the polarity 
shown in Fig. 2-6: positive on the />-side, negative on the n-side. The holes on 
the />-side, being positively charged particles, are repelled from the positive 
bias terminal and driven toward the junction. Similarly, the electrons on the 
n-side are repelled from the negative bias terminal and driven toward the 
junction. The result is that the depletion region is reduced in width, and the 
barrier potential is also reduced. If the applied bias voltage is increased from 
zero, the barrier potential gets progressively smaller until it effectively 
disappears, and charge carriers can easily flow across the junction. Electrons 
from the n-side are then attracted across to the positive bias terminal on the 
p- side, and holes from the />-side flow across to the negative terminal on the 
n-side. Thus, a majority carrier current flows, and the junction is said to be 
forward biased. 


2-4 

Forward- 

Biased 

Junction 


22 

pn- 

Junction 

Theory 


Narrowed depletion region 
p — H ^ V * — n 


Barrier potential for 
unbiased junction 


Barrier potential 
reduced by forward 
bias potential 

Figure 2-6. Barrier potential at forward-biased junction. 

Figure 2-7 shows the forward current ( I F ) plotted against forward 
voltage ( V F ) for typical germanium and silcon /w -junctions. In each case, the 
graph is known as the forward characteristic of the (silicon or germanium) 
junction. It is seen that very little forward current flows until V F exceeds the 
junction barrier potential (0.3 V for germanium, 0.7 V for silicon). The 
characteristics follow an exponential law. As V F is increased to the knee of the 
characteristic, the barrier potential is progressively reduced to zero, allowing 
more and more majority charge carriers to flow across the junction. Beyond 



Germanium Silicon 



Figure 2-7. pn-junction forward characteristics. 


the knee of the characteristic, the barrier potential has been completely 
overcome, I F increases almost linearly with increase in V Fy and the combined 
semiconductor blocks are simply behaving as a resistor. 

It is obvious that a forward-biased junction can be represented by a 
very low resistance. From point x on Fig. 2-7, the forward resistance for silicon 
is calculated as 

F 20 ttlA 

For germanium, from pointy on Fig. 2-7, 

* f =° n 3V -> 5 a 

F 20 mA 

In practice, R F is normally not used; instead the dynamic resistance ( r d ) of 
the junction is determined. This quantity is also known as the incremental 
resistance or ac resistance. The dynamic resistance is measured as the reciprocal 
of the slope of the forward characteristic beyond the knee. 

Suppose the current and voltage conditions are changed from point a 
to point b on Fig. 2-7. The change in forward voltage is A F^~0.1 V, and the 
change in forward current is A/^^40 mA, as illustrated. The resistance 
change r d is calculated as 

SV F 0.1V 
d ~ M f 40 mA 2,5 “ 

23 

Temperature 

Effects 

As discussed in Section 2-3, the reverse current I s is made up of 
minority charge carriers crossing the junction. When the temperature of 
semiconductor material is increased, the additional thermal energy causes 
more electrons to break away from atoms. This creates more hole-electron 
pairs and generates more minority charge carriers. Therefore, I s increases as 
junction temperature rises. 

I s can be shown to be dependent upon electronic charge, doping 
density, and junction area, as well as temperature. With the exception of 
temperature, all these factors are constant for a given junction; thus I s is 
altered only by temperature change. It has been found that I s approxi- 
mately doubles for each 10°C increase in temperature. Hence, for a given 
junction, there is a definite I s level for each temperature level (Fig. 2-8). 

It has been shown that I s increases with increase in temperature. It 
can also be shown that the forward current I F is proportional to I s . 
Therefore, as illustrated by the vertical line in Fig. 2-9(a), for a fixed level of 

2-5 

Temperature 

Effects 


Pn- 

Junction 

Theory 



Figure 2-8. Temperature effect on reverse characteristics. 



(a) V F fixed 



(b) l F fixed 


Figure 2-9. Temperature effect on forward characteristics. 


V F , I F increases as the junction temperature increases. If I F (at the increased 
temperature) is measured for several levels of V F and the results plotted, it is 
seen that the characteristic is moved to the left. The horizontal line on Fig. 
2-9(b) shows that, if I F is held constant while the junction temperature is 
changing, the foward voltage, V F , decreases with junction temperature 
increase (i.e., V F has a negative temperature coefficient). It is found that the 
temperature coefficient for the forward voltage of a /^-junction is approxi- 
mately — 1.8 mV/°C for silicon and —2.02 mV/°C for germanium. 


The depletion layer of a /w-junction is a region depleted of charge 
carriers. Therefore, as an insulator or a dielectric medium situated between 
two low-resistance regions, it is a capacitor. The value of the depletion layer 
capacitance , designated C^, may be calculated from the usual formula for a 
parallel plate capacitor. A typical value of C ^ is 40 picofarads (pF). Since 
the width of the depletion layer can be changed by altering the reverse-bias 
voltage, the capacitance of a given junction may be controlled by the 
applied bias. This property is utilized in a variable-capacitance device 
known as a varicap or varactor (Chapter 19). 

Consider a forward-biased junction carrying a current I F . If the 
applied voltage is suddenly reversed, I F ceases immediately, leaving some 
majority charge carriers in the depletion region. These charge carriers must 
flow back out of the depletion region, which is widened when reverse biased. 
The result is that, when a forward-biased junction is suddenly reversed, a 
reverse current flows which is large initially and slowly decreases to the level 
of I s . The effect may be likened to the discharging of a capacitor, and so it is 
represented by a capacitance known as the diffusion capacitance C d . It can be 
shown that C d is proportional to the forward current I F . This is to be 
expected, since the number of charge carriers in the depletion region must 
be directly proportional to I F . A typical value of diffusion capacitance C d is 
0.02 pF, which is very much greater than the depiction layer capacitance, 

<>• 

The effect produced by C d is variously known as recovery time , carrier 
storage, or, in junctions with a heavily doped />-region, as hole storage. The 
diffusion capacitance becomes very important in devices which arc required 
to switch rapidly from forward to reverse bias (see Section 3-1 1). 


A reverse-biased junction can be simply represented as the reverse 
resistance R r in parallel with the depiction layer capacitance C ^ 
[Fig. 2-10(a)]. 

The equivalent circuit for a forward-biased junction is represented by 
the dynamic resistance r d in parallel with the diffusion capacitance C d . A 
battery (to represent the barrier potential) must be included in scries with r d . 
The complete equivalent circuit for a forward -biased junction is shown in 
Fig. 2- 10(b). 


25 

Junction 
Equivalent Circuit 


2-6 

Junction 

Capacitance 


2-7 

Junction 

Equivalent 

Circuit 


26 

pn- 

Junction 

Theory 



(a) Equivalent circuit 
for reverse biased 
junction 



Cd 

(b) Equivalent circuit 
for forward biased 
junction 

Figure 2-10. Equivalent circuits for pn- junction. 


Glossary 

of 

Important 

Terms 


Barrier potential. Potential at a pn -junction, resulting from charge carriers 
crossing the junction. Typically, 0.3 V for germanium, 0.7 V for 
silicon. 

Depletion region. Narrow region depleted of charge carriers. 

Reverse saturation current. Minority charge carrier current that flows 
across a reverse-biased junction. 

Avalanche effect. Charge carriers increasing in number by knocking other 
charge carriers out of atoms. 

Reverse breakdown. Junction breakdown under the influence of a large 
reverse-bias voltage. 

Forward current. Current that flows across a forward-biased -junction. 

Depletion layer capacitance. Junction capacitance due to depletion region. 

Diffusion capacitance. Junction capacitance due to forward current. 

Varicap. Variable capacitance device utilizing the depletion layer capaci- 
tance. 

Varactor. Same as varicap . 

Reverse resistance. Resistance of a reverse-biased junction. 

Forward resistance. Resistance of a forward-biased junction. 

Reverse characteristic. Plot of reverse current to base of junction reverse- 
bias voltage. 


Forward characteristic. Plot of forward current to base of junction for- 
ward-bias voltage. 

Dynamic resistance. Reciprocal of the slope of the forward characteristic 
beyond the knee. 

Incremental resistance. Same as dynamic resistance. 

AC resistance. Same as dynamic resistance. 

Recovery time. Effect of diffusion capacitance on time required to change 
the current crossing a forward- biased junction. 

Carrier storage. Same as recovery time. 

Hole storage. Same as recovery time. 

Reverse bias. Voltage applied to junction, positive to n-side, negative to 
/>-side. 

Forward bias. Voltage applied to junction, positive to />-side, negative to 
n-side. 


2-1. Using illustrations, explain how the depletion region at a /^-junction 
is produced. List the characteristics of the depletion region. 

2-2. Draw a sketch to show the barrier potential at a /w-junction, with (a) 
equal doping, and (b) unequal doping of each side. Show the relative 
widths of the depletion region on each side of the junction and the 
polarity of the barrier potential. 

2-3. A bias is applied to a pn -junction, positive to the p- side, negative to 
the n-side. Show, by a series of sketches, the effect of this bias upon: 
depletion region width, barrier potential, minority carriers, majority 
carriers. Briefly explain the effect in each case. 

2-4. Repeat Question 2-3 for a bias applied negative to the />-side, positive 
to the n-side. 

2-5. Sketch the voltage-current characteristics for a /wi-junction (a) with 
forward bias, (b) with reverse bias. Show how temperature change 
affects the characteristics. 

2-6. State typical values for the depletion layer capacitance and diffusion 
capacitance and briefly explain the origin of each. Which of the two 
is more important at (a) a forward-biased junction, (b) a reverse- 
biased junction? 

2-7. Draw the equivalent circuits for forward -biased and reverse-biased 
junctions. Identify the components of each. 

2-8. From the forward and reverse characteristics shown in Fig. 2-11, 
determine R Fi r Jy R r , and I s . Define each quantity. 


27 

Review 

Questions 


Review 

Questions 


28 

pn- 

Junction 

Theory 



2-9. State typical values of reverse saturation current for silicon and 
germanium junctions. Explain the origin of reverse saturation cur- 
rent. 

2-10. State typical values of barrier potential for silicon and germanium 
junctions. Explain the origin of the barrier potential. 

2-11. What effect does the barrier potential have upon majority charge 
carriers and minority charge carriers? Briefly explain. 


The 

Semiconductor 

Diode 


The term diode indicates a two-electrode device. The semiconductor 
diode is simply a /m-junction. The two sides of the junction are provided 
with connecting terminals or leads. A diode is a one-way device, offering a 
low resistance when forward biased, and behaving almost as an insulator (or 
opened switch) when reverse biased. One of the most important applications 
of the diode is as a rectifier. 


The symbol for the diode is an arrowhead and bar, as shown in Fig. 
3-1. The arrowhead indicates the conventional direction of current flow when 
forward biased, i.e., from the positive terminal through the device to the 
negative terminal. The />-side of the diode is always the positive terminal for 
forward bias and is designated the anode. The n-sidc is called the cathode and 
is the negative terminal when the device is forward biased. 


CHAPTER 

3 


3-1 

Introduction 


3-2 

Diode Symbol 
and 

Appearance 


29 


30 

The 

Semiconductor 

Diode 


Positive terminal 
for forward bias 


Negative terminal 
for forward bias 


Anode (p-type) 


Cathode (n-type) 




Arrowhead indicates 
convention current 
direction when 
forward biased 


Figure 3-1. Diode symbol. 


0.3 cm 

H h- 


=CUD= 

0.5 cm 


(a) Low current 
diode 


CD — 

(b) Medium current 
diode 



(c) High current 
diode 


Figure 3-2. Typical low, medium, and high-current diodes. 


Figure 3-2 shows the appearance of low-, medium-, and high-current 
diodes. The body of the low-current device may be only 0.3 cm long. The 
cathode is usually denoted by a color band, and several bands may be used 
to color code the device’s type number. This type of diode is capable of 
passing approximately 100 mA of forward current. It can also survive about 
75-V reverse bias without breaking down, and its reverse saturation current 
at 25° C is typically less than 1 juA. 

The medium-current diode shown in Fig. 3-2(b) can typically pass a 
forward current of about 400 mA and can survive over 200 V of reverse bias. 
The anode and cathode terminals may be indicated by a diode symbol on 
the side of the device or by colored bands close to the cathode end. Low- and 
medium-current diodes are usually mounted by soldering their leads to 
connecting terminals. Heat generated in the device is then carried away by 
air convection and by conduction along the connecting leads. High-current 



diodes, or power diodes [Fig. 3-2(c)], generate a lot of heat, and air 
convection would be completely inadequate. Such devices are designed for 
bolt mounting to a metal heat sink which will conduct the heat away. Power 
diodes can pass forward currents of many amperes and can survive several 
hundred volts of reverse bias. 


31 

Diode 

Fabrication 


One of the most common methods used for diode construction is the 
alloy technique. In this method, a /^-junction is formed by melting a tiny 
pellet of aluminum (or some other ^>-type impurity) upon the surface of an 
n-type crystal. Similarly, an n-type impurity may be melted upon the surface 
of a //-type crystal. The process is illustrated in Fig. 3-3(a). 


3-3 

Diode 

Fabrication 


Aluminum or 
indium pellet 



/7-type substrate Cathode 

(a) Alloy diode 


P - type 

impurities Anode 



Figure 3-3. Fabrication of alloy and diffused diodes. 




32 

The 

Semiconductor 

Diode 


Another method employed in diode manufacture is diffusion construc- 
tion, illustrated in Fig. 3-3(b). When an n-type semiconductor is heated in a 
chamber containing an acceptor impurity in vapor form, some of the 
acceptor atoms are diffused (or absorbed) into the n-type crystal. This 
produces a /^-region in the n-type material, and thus creates a /ra-junction. 
By uncovering only part of the n-type material during the diffusion process 
(the remainder has a thin coating of silicon dioxide), the size of the />-region 
can be limited. Metal contacts are finally electroplated on the surface of 
each region for connecting leads. 

The diffusion technique lends itself to the simultaneous fabrication of 
many hundreds of diodes on one small disc of semiconductor material. This 
process is also used in the production of transistors and integrated circuits. 


3-4 

Diode 

Characteristics 

and 

Parameters 


The diode is essentially a /ra-junction and its characteristics and 
parameters are those discussed in Chapter 2. Figure 3-4 shows the character- 
istics of a typical low-current silicon diode. It is seen that the forward 
current (I F ) remains low (less than 1 mA) until the forward-bias voltage 
( V F ) exceeds approximately 0.7 V. Beyond this bias voltage I F increases 
almost linearly with increase in V F . 

Since the reverse current ( I R ) is very much smaller than the forward 
current, the reverse characteristic is plotted to an expanded scale. I R is 



Figure 3-4. Forward and reverse characteristics for a typical low-current silicon diode. 


shown to be on the order of nanoamperes and is almost completely un- 
affected by increases in reverse-bias voltage. As already explained in 
Chapter 2, I R is largely a minority carrier reverse saturation current ( l s ). 
Nonlinearity of I R occurs because some minority charge carriers leak along 
the junction surface, and this current component increases with increase in 
reverse-bias voltage. For the characteristics in Fig. 3-4, I R is less than 
1/10,000 of the lowest normal forward current. Therefore, I R is quite 
negligible when compared to I F , and the reverse-biased diode may be 
considered almost as an insulator or an open switch. 

If the reverse voltage V R is increased to 75 V for a diode with the 
characteristics of Fig. 3-4, the device will go into reverse breakdown. This is 
shown by the broken line on the reverse characteristic. Reverse breakdown 
can destroy a diode unless the current is limited by means of a suitable 
resistor connected in series with the device. The resistor value must be 
selected to keep the device power dissipation ( V R X I R ) below the maximum 
specified by the manufacturer. 

The diode parameters of greatest interest are forward volt drop ( V F ), 
dynamic resistance (r d ), reverse saturation current (/$), and reverse breakdown voltage 
(Vbr\ The maximum forward current (/f ) is also important. All these 

quantities are normally listed on the device data sheet provided by the 
manufacturer. For the characteristics in Fig. 3-4, V F is 0.7 to 0.9 V, I s is 
approximately 0.1 /xA, and Vbr is 75 V. The dynamic resistance is de- 
termined by calculating the reciprocal of the slope of the forward character- 
istic beyond the knee. As shown in the figure, 


sv, 

\i F 


o.i v 

40 mA 


= 2.5 Q 


33 

Graphical 
Analysis 
of Diode 
Circuit 


Figure 3-5 shows a diode connected in series with a 100-12 resistance 
(R l ) and a supply voltage ( Fy). The polarity of V s is such that the diode is 
forward biased; consequently, the current in the circuit is identified as I F . 

To determine the voltage across the diode and the current flowing 
through it, a dc load line must be superimposed on the diode forward 
characteristics. The dc load line illustrates all dc conditions that could exist 
within the circuit for given values of Fy and R L . Since the load line is always 
straight, it can be constructed by plotting any two corresponding current 
and voltage points and then drawing a straight line through them. The 
process is demonstrated in Example 3-1. 

To determine tw'o points on the load line, a formula relating voltage, 
current, and resistance must first be derived from the circuit. From Fig. 3-5, 


3-5 

Graphical 

Analysis 

of 

Diode Circuit 


Supply voltage ( F 5 ) = (volts drop across R L ) + (volts drop across diode) 


i v„ 


( 3 - 1 ) 


If 


34 

The 

Semiconductor 

Diode 


Supply 

voltage 



Figure 3-5. Diode and resistor in series. 


Example 3-1 


Draw the dc load line for the circuit shown in Fig. 3-5. The diode 
characteristics are given in Fig. 3-6. 

solution 

From Eq. (3-1), 

V s = I f R l +V f 

When I F = 0, 


V s = 0+V F 


Therefore, the diode voltage is 


V f =V s = 5V 

Plot point A on the diode characteristics at 1 F — 0 and V F = b V. 
When V F =0. 


V s = I f R l + 0 


h= 


2k 

*L 


5V 

100S2 


= 50 mA 


Plot point B on the diode characteristic at I F = 50 mA and V F = 0. Now draw the dc 
load line through points A and B. 


Since the relationship between the diode forward voltage V F and the 
forward current I F is defined by the diode characteristic, there is only one 
point on the dc load line at which the diode voltage and current are 
compatible with the circuit conditions. That is point (), termed the quiescent 



Figure 3-6. Plotting the dc load line for a diode circuit. 


point or dc bias point, where the load line intersects the diode characteristic. 
This may be checked by substituting the values of I F and V F at point Q. into 
Eq. (3-1). 

From point () on Fig. 3-6, I F — 40 mA and V F = 1 V. Equation (3-1) 
states that V s = I F R L + V F ; therefore, F 5 = (40 mAXlOO ft)+ 1 V = 5 V. No 
other values of I F and V F on the diode characteristics can satisfy Eq. (3-1). 

In the circuit of Fig. 3-5, the resistor R L determines the slope of the dc 
load line, and the supply voltage V s determines the point d on the load line. 
Therefore, the quiescent conditions for the circuit can be altered by chang- 
ing either R L or V s . 

When designing a diode circuit, it may be desired to use a given supply 
voltage and set up a specified forward current. In this case, point A and the 
Q point are first plotted, and the dc load line is drawn. R L is then calculated 
by determining the slope of the load line. The problem could also occur in 
another way. For example, R L and the required I F are known, and V s has to 
be determined. This problem is solved by plotting points B and () and 
drawing the load line through them. The supply voltage is then read as V F 
at point A. 


For the circuit shown in Fig. 3-5, determine a new value of load 
resistance which will give a forward current of 30 mA. 

solution 

From Eq. (3-1), V F = V s - I F R L . 

When I F —0, V F = 5 V. 

Plot point A on the characteristics (Fig. 3-7) at I F = 0 and V F — 5 V. 

Point () is plotted on the device characteristic at 7^ = 30 mA. The new dc 
load line is now drawn through points A and (), and R L is determined as the 


35 

Graphical 
Analysis 
of Diode 
Circuit 


Example 3-2 


36 

The 

Semiconductor 

Diode 


Example 3-3 



For the circuit of Fig. 3-5, determine a new value of V s which will give 
I F = 50 mA. 

solution 

Plot point Q on the forward characteristic at I F = 50 mA (Fig. 3-8). V F at the 
Q point is 1.1 V. To find another point on the load line, the voltage change 
across the diode for a given change in I F is calculated. 



Figure 3-8. Determining the value of supply voltage required for a given R L and I F . 


When I F changes from 50 mA to zero, A 7^ = 50 mA 
and AV F = AI F R L = 50 mAXlOO £2 = 5 V. 

The new value of V F is (1.1 V + 5 V) = 6.1 V. 

Point A is now plotted at I F = 0 and F f = 6.1 V (Fig. 3*8). The dc load 
line is drawn through points A and Q,, and the value of supply voltage is 
read from point A as V s = 6. 1 V. 


37 

Graphical 
Analysis 
of Diode 
Circuit 


The previous discussion refers only to a forward-biased diode. For a 
reverse-biased diode a similar approach can be taken. To determine the 
exact levels of reverse current and voltage, the load line can be drawn as 
before, but this time upon the reverse characteristic. Equation (3-1) is 
applicable, but instead of forward voltage and current, the reverse quantities 
are substituted [see Fig. 3-9(a)]. The equation becomes 

V s = I r R l +V r (3-2) 

A dc load line drawn upon the device reverse characteristics would be 
almost vertical [see Fig. 3-9(b)]. Usually, such a load line is not drawn, 
because the diode reverse current can easily be determined from the device 
reverse characteristics. On Fig. 3-9(b), at V R = b§ V, I R is approximately 1.5 
/iA. At V R = 10 V, I R is around 1 ju,A. 


(a) Diode circuit 
with reverse 
bias voltage 





— v* — 

V 50 40 30 20 10 u 



Figure 3-9. Drawing the dc load line on diode reverse characteristics 


Diode 

Piecewise 

Linear 

Characteristics 


When designing a diode circuit, a straight-line approximation of the 
diode forward characteristic is sometimes employed. This approximation is 
called the piecewise linear characteristic. The piecewise linear characteristic may 
be constructed by simply drawing a straight line on the near linear portion 
of the characteristic and extending it to the horizontal axis, as shown in Fig. 
3-10. Notice that the straight line cuts the horizontal axis approximately at 
V F = 0.7 V, i.e., at the barrier potential ( V B ). For germanium diode char- 
acteristics the straight line would meet the horizontal axis at approximately 
V f =0.3 V. 

The reciprocal of the slope of the near linear portion of the diode 
characteristics is the dynamic resistance r d . From Fig. 3-10, an equation may 
be determined relating V F , h , and V B . 


If the diode forward characteristic is not available, the piecewise linear 
characteristic may be constructed from a knowledge of the dynamic resis- 
tance r d and the barrier voltage V B . The value of r d is usually available from 
the manufacturer’s data sheet, and V B is approximately 0.7 V for a silicon 
diode and 0.3 V for a germanium device. 

The diode piecewise linear characteristic is reasonably accurate only 
for values of I F above the knee of the diode forward characteristic. There- 
fore, this approximate characteristic should be used only for diodes that are 
normally biased into the near-linear region of the device forward character- 
istics. 



(3-3) 


/ 



0.2 0.4 0.6 0.7 0.8 1.0 V 


Figure 3-10. Diode piecewise linear characteristics. 


38 


Draw the piecewise linear characteristic for a silicon diode with a Example 3-4 

dynamic resistance r d of 3.2 S2. The maximum forward current I F is 100 mA. 

solution 

Convenient I F and V F scales are set up as shown in Fig. 3-11, with I F going 
to its maximum value of 100 mA. Since the device is silicon, a V B of 0.7 V is 
marked at point K. Point L is determined from Eq. (3-3): 

V F -V„ + I p r, 



Figure 3-11. Diode piecewise linear characteristics drawn from V B and r d . 

Take 7^—100 mA. 

Then F f = 0.7 V + (100 mAX3.2 S2) = 0.7 V + 0.32 V=1.02 V. 

Point L is now plotted at I F = 100 mA and V F * 1.02 V. The piecewise linear 
characteristic is drawn by joining points K and L together. 


The equivalent circuits for a forward-biased and reverse-biased diode 
are exactly the same as those discussed in Section 2-7. The equivalent circuit 
for the forward-biased diode may be modified to form a small-signal ac 
equivalent circuit. This circuit is employed for diodes which are maintained in 
a forward-bias condition, but which are subjected to small variations in I F 
and V F . The small-signal ac equivalent circuit is drawn (see Fig. 3-12) by 
dropping the battery representing the barrier potential from the circuit of 
Fig. 2- 10(b). 


3-7 

Diode 

Equivalent 

Circuit 


39 


40 

The 

Semiconductor 

Diode 



Figure 3-12. Small-signal ac equivalent circuit for forward-biased diode. 


Diodes are frequently connected with other components in circuits 
which must be ac analyzed . An example of this is an amplifier, which must be 
analyzed to determine its gain, input impedance, etc. In this circumstance, 
the diode ac equivalent circuit is employed. 


3-8 

Diode Data 
Sheet 


To select the proper diode for a particular application, the data sheets 
provided by device manufacturers must be consulted. Portions of typical 
diode data sheets are shown in Fig. 3-13 and 3-14. 

Most data sheets start off with the device type number at the top of the 
page, and a short descriptive title, e.g., silicon rectifier or diffused silicon switching 
diode. Immediately following, there are usually mechanical data, perhaps a 
description of the package, and an illustration showing the package shape 
and dimensions. The absolute maximum ratings at 25° C are then listed. 
These are maximum voltages, currents, etc., that can be applied without 
destroying the device. It is very important that these ratings not be exceeded, 
otherwise failure of the diode is quite possible. For reliability, the absolute 
maximum ratings should not even be approached. Also, the maximum 
ratings must be adjusted downward for operation at temperatures greater 
than 25° C. 

There is normally a list of other electrical characteristics for the device 
following the absolute maximum ratings. An understanding of all the 
parameters specified on a data sheet will not be achieved until circuit design 
is studied. However, some of the most important parameters are considered 
below: 


y«M Peak reverse voltage (or peak inverse voltage) This is the absolute 

peak of voltage that may be applied in reverse across the diode. 

Vbr Reverse breakdown voltage The minimum reverse voltage at which 

the device may break down. 

I F Steady-state forward current This is the maximum current that may 

be passed continuously through the diode. It is usually specified 
for 25° C, and must be derated for operation at higher tempera- 
tures. 

Ifm( surge) Peak surge current This current may be passed for the time period 

specified through a diode operating below the specified tempera- 
ture. The surge current is very much higher than the normal 


TYPES 1N4001 THROUGH 1N4007 
DIFFUSED-JUNCTION SILICON RECTIFIERS 


SO-IOOO VOLTS • 1 AMP AVG 

• MINIATURE MOLDED PACKAGE 

• INSULATED CASE 

• IDEAL FOR HIGH-DENSITY CIRCUITRY 


'mechanical data 



'absolute maximum rotings at specified ombientt temperature 


! l N4001 1N4002 1N4003 1N4004 1N4005 1N4006 

j 1 P44007 

UNIT 

Peak Reverse Voltoge from 
— 65*C to 1 75*( (See Note 1) 

SO 100 200 400 600 800 

1000 

J 

v Steady Stole Reverse Voltoge 

* from 2S*C to 7S*C 

! 1 

SO 1 100 200 400 600 800 

1000 

f 

Average Rectified forword Current from 
2S°( fo 7S°( (See Notes 1 ond 2) 

1 

O 

• Repetitive Peok Forword Current. 10 cycles, 

ot (or below) 7S°C (See Note 3) 

10 

0 

. Peok Surge Current. One Cycle. 

ot (or below) 7S°C (See Note 3) 

30 


Taiop.i Optroltng Ambient Temperoture Ronge 

— 6S to - I7S 

•c 

T,., Sloroge Temperoture Ronge 

-6S to - 200 

•c 1 

leod Temperoture *4 Inch from 
Cose lor 10 Seconds 

3 SO 

•c 


■OTCS 


(•AliRMWtlf pAivt ph«tr 10 1»t. 


0 


} IK.« t*il.hn It* » It44-<*ii4v«>4« r**l»4 tnnl U (•> vWtt) •> '»♦ 1*44 ’« t*v* <•« •»*> *• 

»4 V.fkft ik«it J*( rti.i il» •ml.tni ititipr' j'h. 9 *•• thru ■ 4<>*|t 4»e't 


1 Hint «•'»" tilli tvi U Ift 4#M IIM *•»« rnh,» 1*4 4m I" it *•* •* |*i ktl»| t« «•< <m >»4 *•('»*• #»4 'w«».«4 

* I44.14I41 SC Of C ••fltlotf 4414 

t Iht •rntlHtf ltD.N'4'911 .« 4144111.94 4< 4 »4illl > l*ll»4l tilt* 't* 4t>t|t «4'»>4l III I44l.4f |K.'' V. *tl4 


41 

Diode Data 
Sheet 


Figure 3-13. Diode data sheet. (Courtesy of Texas Instruments, Inc.) 


42 

The 

Semiconductor 

Diode 


TYPES 1N914, 1N914A, 1N914B, 1N915, 
1N916, 1N916A, 1N916B and 1N917 
DIFFUSED SILICON SWITCHING DIODES 

| • Extremely Stable and Reliable High-Speed Diodes 

mechanical data 



ab»oiuta maximum rating* at 25°C ambient temperature (unless otherwise noted) 


V. 

Revert* Voltage at — 65 to + 150*( 

1N914 

1N914A 

IN9T4B 

1N915 

1N916 

1N916A 

IN916B 

1N9I7 Unit 

75 

75 

75 

so 

7S 

75 

75 

30 * 

1. 

Average Rectified Fwd. Current 

7S 

75 

7S 

75 

75 

75 

7$ 

50 mo 

1. 

Average Rectified Fwd. Current ot + 1S0 # C 

10 

10 

10 

10 

10 

r io 

10 

10 mo 

I. 

Recurrent Feok Fwd. Current 

225 

225 

225 

225 

225 

225 

225 

150 mo 

inw?*!. Surge Current, 1 s*< 

soo 

500 

500 

SOO 

500 

500 

500 

300 mo 

r 

Rower Dissipation 

250 

250 

250 

250 

250 

250 

250 

^ 250 T 

T* 

Operating Temperoture Range 




— 65 to 4- 

175 


•c 

T.„ 

Storage Temperature Ronge 





200 



•c 


maximum electrical characteristics at 25*C ambient temperature (unless otherwise noted) 

BV* Min Breakdown Voltage ot 100 /io 
It Reverse Current ot V ( 

It Reverse Current at — 20 r 

It B even* Current ot — 20 v ot 100°C 

It Reverse Current ot — 20 v ot 4- 1S0°C 

It Reverse Current of — 10 v 

It Reverse Current ot — 10 » ot 125°C 

It Min Fwd Current at V* = 1 • 

V f of 250 fia 

Vt at 1.5 mo 

Vt ot 3.5 mo 

Vt ot 5 mo 

Vt Min ot 5 mo 

C Capacitance ot V t = 0 


operating characteristics at 25°C ambient temperature (unless otherwise noted) 


1„ Max Revert* Recovery Time 


V, Fwd Recovery Voltage (50 mo r*ak Sq. wove, 
0.1 /xsec puke width, 10 ns*< nt* time, 

5 kc i» 100 kc rep. rate) 


• tf*«nilt <1 lim iMlnMRtl 
■ Imw (I* •« [f IS m* I,. r«m> It I *«) 
« ECU |lt M l F . *» *, wm> H I nt) 


2.5 2.5 | 25 


100 

100 

100 

65 

100 

100 

100 

40 v 

s 

5 

5 

5 

5 

5 

5 i 

HO 

0.025 

0025 

0.025 

| 

0 025 

0.025 

0025 

HO 

3 

3 

3 

5 j 

3 

3 

3 

25 h° 

50 | 

50 

50 


r. 50 

50 1 

: s ° 





0025 




0 05 h° 


l ■ ■ 




r 

i 

l ^ 

10 

20 H 

100 

50 ' 

! io ■ 

i 20 1 

30 

10 mo 

1 







^ 0 64 v 








[ 0.74 : v 






0 S3 v 


r 0 72 

0.73 

073 

V 




0.60 ’ 


! 

4 

4 

^ 4 H 

4 | 2 

2 2 

2.5 1 pi 


Figure 3-14. Low-current diode data sheet. (Courtesy of Texas Instruments, Inc.) 


maximum forward current. It is a current that may flow briefly 
when a circuit is first switched on. 

I R Static reverse current The reverse saturation current for a specified 

reverse-bias voltage and maximum device temperature. 

V F Static forward voltage drop The maximum forward volt drop for a 

given forward current and device temperature. 

P Continuous power dissipation , at 25° C The maximum power that 

the device can safely dissipate on a continuous basis in free air. 
This rating must be downgraded at higher temperatures, and 
may be upgraded when the device is mounted on a heat sink. 

C r Total capacitance Maximum capacitance for a forward -biased 

diode at a specified forward current. 

t n Reverse recovery time Maximum time for the device to switch from 

on to off. 


The basic diode half-wave rectifier circuit is shown in Fig. 3-15. An 
alternating voltage is applied to a single diode connected in series with a 
load resistor ( R L ). The diode is forward biased during the positive half-cycle 
of the input waveform, and reverse biased during the negative half-cycle. 


Input 


Output 




(a) Basic rectifier circuit showing input and output waveforms 

-H V f K" 

+ O M t o + - o x ♦ o 

1 ! I ^1 | 

I II I 

- o — — - i 6 - * o — - * — — o + 

(b) Effect of positive input (c) Effect of negative input 

Figure 3-15. Basic half-wave rectifier circuit. 


43 

Half-Wave 

Rectification 


3-9 

Half-Wave 

Rectification 


3 - 9.1 

Basic Half- 
Wave 
Rectifier 


L 


44 

The 

Semiconductor 

Diode 


Example 3-5 


Substantial current flows through R L only during the positive half-cycles of 
the input. During the negative half-cycles, the diode behaves almost as an 
open circuit. The output voltage developed across R L is a series of positive 
half-cycles of alternating voltage, with intervening small constant negative 
voltage levels. 

When the diode is forward biased [Fig. 3-1 5(b)], the voltage drop 
across it is K F , and the output voltage is (input voltage) — V F . The peak 
output voltage is 

E,-V r -V F (3-4) 


and the peak load current is 



(3-5) 


During the negative half-cycle of the input waveform [Fig. 3- 15(c)] the 
reverse-biased diode offers a very high resistance, so that only a very small 
reverse current (I R ) flows. In this case the output voltage is 




(3-6) 


A diode connected as shown in Fig. 3-15 has the characteristics shown 
in Fig. 3-16. R L is 500 12, and the input voltage has a peak amplitude of 50 
V. Calculate the positive and negative peaks of output voltage developed 
across R L . Also determine the peak load current and diode power dissipa- 
tion. 


solution 



50 V 
500 12 


= 100 mA 


From the forward characteristics in Fig. 3-16, when I F = 100 mA, F f = 0.9 V. 
From Eq. (3-4), 

£,> = 50 V-0.9 V 
Peak output voltage , E P — 49.l V. 

From the reverse characteristics in Fig. 3-16, when V R = — 50 V, I R = — 1 
jtiA. 

From Eq. (3-6), 

E 0 = - 1 /a A X 500 12 

Negative output voltage , E 0 — — 0.5 m V. 

From Eq. (3-5), 

V P ~ V F 50 V-0.9 V 
p R l 500 12 



\ 


45 

Half-Wave 

Rectification 


Figure 3-16. Diode characteristics for Example 3-5. 


Peak load current , I P = 98.2 mA. 

When forward biased, the diode peak power dissipation is 
P D = V F X I p = 0.9 V X 98.2 mA 
= 88.38 mW 


When an alternating voltage is rectified, the output is a series of 
positive (or negative) half-cycles of the input waveform. It is still not direct 
voltage. To convert to direct voltage (dc) a smoothing circuit (or filter) is 
employed. Figure 3-17 shows a half-wave rectifier circuit with a single 
capacitive filter. The capacitor, termed a reservoir capacitor , becomes charged 
up almost to the input peak voltage when the diode is forward biased. When 
the diode is reverse biased, the capacitor partially discharges through the 
load. Since the capacitor always has some positive charge, the diode becomes 
forward biased only near the peaks of input voltage. At this time, it passes a 
current pulse to the capacitor to replace the charge lost to the load. The 
result is that the output is a direct voltage with a superimposed ripple 
waveform. The amplitude of the ripple voltage depends upon the load 
resistance and capacitor values. For half-wave rectification, the ripple volt- 
age frequency is the same as the input frequency. 

The required value of the reservoir capacitor depends upon the load 
current and the acceptable ripple voltage amplitude. Consider the ripple 
waveform illustrated in Fig. 3-18. V r is the peak-to-peak ripple voltage, 
^ 0 (m*x) * s the maximum output level, and £ 0(min) is the minimum output 
level. Time /, is the interval between input current pulses, i.c., the time 
during which the reservoir capacitor is being discharged by the load current. 
Time t 2 is the duration of the input current pulse that recharges the 


3 - 9.2 

Half-Wave 
Rectifier with 
Capacitor 
Smoothing 


Rs 



Rectified Current 

waveform pulse 


Figure 3-17. Circuit and output waveform for a half-wave rectifier with capacitor 
smoothing. 


Ripple 

waveform 



capacitor. From the figure it is seen that time t x depends upon the sum of the 
degrees through which the input waveform passes while the output is going 
from £ 0 (fnax ) to £ 0(min) . Knowing the input frequency, the total time t x can 
be determined. Then using t u I L and V r , the reservoir capacitor value can be 
calculated. 

£o(min) = £o(max) S,n ^1 

sin 0 , = JpSEEl ( 3 . 7 ) 

£ 0(max) 

<! = (time for 90°) + (time for 180°) + (time for 0°) (3-8) 

Taking the load current as a constant quantity which is discharging 
the capacitor between input pulses, the simple formula C= Q/ V may be 
used to calculate the reservoir capacitor value. Since (? = It, 

c=^ (3-9) 


46 


The time t 2 can be determined as 

t 2 = (time for 90°) — (time for 9 ,°) (3-10) 


Determine the reservoir capacitor value for a half-wave rectifier and 
smoothing circuit to supply 20 V to a load of 500 S2. Maximum ripple 
amplitude is to be 10% of the average output voltage, and the input 
frequency is 60 hertz (Hz). 


solution 

Ripple voltage amplitude = F r =10% of 20 V = 2 V. 


^0(«nin) 

^O(mix) 


= 20 V- 1 V = 19 V 
= 20 V+ 1 V = 2 1 V 


From Eq. (3-7), 


sin#, = ~ =0.905 #,«s65° 

Since the input frequency is 60 Hz, the time period of the input waveform is 
T= = 16.6 ms 


and since T is the time for 360°, 

time for 180° = 16.6 msx(^) = 8.3 ms 
time for 90° = 4.16 ms 
time for 9 { = 16.6 msx(^) = 3 ms 


From Eq. (3-8), 


Load current is 


From Eq. (3-9), 


/, =4.16 + 8.3 + 3 ms = 15.5 ms 



20 V 
500 S2 


= 40 m/\ 


C = 


40 mAX 15.5 ms 

2V 


47 

Half-Wave 

Rectification 


Example 3-6 


310 /iF 


4 8 
The 

Semiconductor 

Diode 


Example 3-7 


The rectifier diode used in a circuit such as that shown in Fig. 3-17 
must be specified in terms of the currents and voltages that it will be 
subjected to. The calculated values are the minimums that the device must 
survive. Obviously, the selected diode should be able to survive greater 
voltage and current levels than the calculated minimum values. 

The capacitor is discharged by I L flowing for time (/ t + t 2 ) y and 
recharged by a current flowing for time t 2 . The recharging current is referred 
to as the peak repetitive current and is designated / FA/(rcp) . I FAf (re P ) ls directly 
proportional to I L and + / 2 ) and inversely proportional to t 2 . For example, 
if a load current of 1 A flows for a period of 10 ms, then to recharge the 
capacitor in 1 ms a current of 10 A must flow for the 1 ms time period. 


\ +t 2) 


(3-11) 


In the circuit shown in Fig. 3-17, R s is a small-value resistance known 
as the surge limiting resistor. As its name suggests, the purpose of R s is to limit 
any surge of current that may pass through the diode. Such a surge occurs 
when the supply is first switched on to the rectifier circuit. Before switch-on, 
the capacitor normally contains no charge, and at switch-on it will initially 
behave as a short circuit. If switch-on occurs at the instant of peak input 
voltage, the initial surge current flowing will be 


surge) ‘ 


Vp 

R< 


If the diode can survive a specified maximum surge current, I FM(surgcV then 
the surge limiting resistance is selected as 

Rs--r- Vp - ( 3 - 12 ) 

I FM(surgc) 

When the half-wave rectifier circuit is operating, the capacitor charge 
remains approximately at + V P (see Fig. 3-17). This means that the diode 
cathode voltage is always approximately + V p . At the peak of the negative 
half-cycle the input voltage at the diode anode is — V p . In this case the 
maximum reverse voltage across the diode is 

E r = 2V p (3-13) 


Specify the diode required for the half-wave rectifier circuit referred to 
in Example 3-6. Select a suitable device from the data sheets in Figs. 3-13 
and 3-14, and calculate the required value of R s . 


solution 

From Eq. (3-10), 


49 

Full-Wave 

Rectification 


t 2 = 4. 1 6 ms — 3 ms = 1 . 1 6 ms 


and from Eq. (3-11), 

T _ 40 mA X (16.6 ms) 

7 ™ (rep) M6^ 

The diode peak repetitive current IpM(np f&570 mA. 

The diode average forward current is I 0 — I L = 40 mA . 

From Eq. (3-4), 

Vp= Ep+ \ F = + V F 

Taking the typical V F for a silicon diode as 0.7 V, 

1^, — 21 +0.7 V = 21. 7 V 

and from Eq. (3-13), 

£*-2X21.7 V 

The diode maximum reverse voltage, E R = 43.4 V. 

In Fig. 3-13, the 1N4001 is stated as having 1^=50 V, / 0 = 1 A, 
rep) = 10 A. Therefore, its specification is better than required for this 
application. Any one of the 1N4002 through 1N4007 rectifiers could also be 
used, but they have progressively higher reverse voltage specifications, and 
they are all more expensive than the 1N4001. The 1N914 through 1N916 
diodes (Fig. 3-14) have large enough reverse voltage specifications for this 
application, but since the maximum recurrent peak forward current is 225 
mA, none of them is suitable. 

For the 1N4001, 

IfM(* urge) = 30 A 

Use Eq. (3-12): 


v > 


I FM(mr gc) 

27.1 V 
30 A 


0.7 n 


Two types of full-wave rectifier circuits arc shown in Figs. 3-19 and 
3-20. The circuit in Fig. 3-19 uses only two diodes, but its power must be 
supplied from a transformer with a center-tapped secondary winding. When 


3-10 

Full-Wave 

Rectification 


50 

The 

Semiconductor 

Diode 



fW\ 


Output 


Figure 3-19. Full-wave rectifier circuit using two diodes and a center-tapped trans- 
former. 




(b) During positive 
half cycle 


(c) During negative 
half cycle 


Figure 3-20. Full-wave bridge rectifier circuit. 


the transformer output voltage is positive at the top, as shown in the figure, 
Z)j is forward biased and D 2 is reverse biased. During the negative half-cycle 
of transformer output, D 2 is forward biased and D x is reverse biased. The 
result is a load waveform composed of continuous positive half-cycles of the 
diode input waveform, i.e., full-wave rectification. 

Because center-tapped transformers are usually more expensive and 
require much more space than additional diodes, the bridge rectifier shown in 


Fig. 3-20 is the circuit most frequently used for full-wave rectification. 
During the positive half-cycle of input voltage to the bridge rectifier, diodes 
D x and Z) 4 conduct as shown in Fig. 3-20(b). At same time diodes D 2 and D 3 
are reverse biased. Figure 3-20(c) shows diodes D 2 and D 3 forward biased 
during the negative half-cycle of input, while Z>, and Z> 4 are reverse biased. 
The result is that both positive and negative half-cycles of the input are 
passed to load resistance R L . Also, the negative half-cycles are inverted, so 
that the output is a continuous series of positive half-cycles of alternating 
voltage. 

Since the bridge rectifier has two forward-biased diodes in series with 
the supply voltage and R L , the output voltage amplitude is 

E P = V P — 2V F (3-14) 

Full-wave rectifier circuits also require smoothing circuits to convert 
the pulsating output to direct voltage. Figure 3-21 shows that for full-wave 
rectification the capacitor discharge time is considerably less than with the 
half-wave rectifier circuit. This means that, for a given load current and 
ripple voltage, the reservoir capacitor and diode peak repetitive current can 
both be much smaller. 

From Fig. 3-21, the time /, becomes 

= (time for 90°) + (time for 9 X ) (3-15) 

For the two-diode full-wave rectifier circuit in Fig. 3-19, the maximum 
diode reverse voltage is E R — 2 V p , just as for the half-wave rectifier. This is 
not true in the case of the bridge rectifier circuit. Referring again to Fig. 
3-20(b), note that the peak cathode voltage of D 3 is V P — ( V F across /),). Also 
note that the anode voltage of Z) 3 is zero. Therefore, the maximum reverse 


51 

Full-Wave 

Rectification 


Ripple 

waveform 



Figure 3-21. Output from full-wave rectifier with capacitor smoothing circuit. 


52 

The 

Semiconductor 

Diode 


Example 3-8 


voltage across D 3 and all other diodes is V P . 

E r -V p (3-16) 

Apart from Eqs. (3-14) to (3-16), all other equations derived for the 
half-wave rectifier and smoothing circuit also apply to the bridge rectifier. 


Determine the reservoir capacitor value and specify the diodes for a 
bridge rectifier and smoothing circuit to supply the load specified in Exam- 
ple 3-6. 

solution 

From Examples 3-6 and 3-7, 

F r = 2 V 

£<*min)=19V 

^max) = 21V 

0, = 65° 

time for 90° = 4. 1 6 ms 
time for 9 { = 3 ms 

I L = 40 mA 

t 2 = 1.16 ms 


From Eq. (3-15), 


From Eq. (3-9), 


q =4.16 ms + 3 ms = 7. 16 ms 


40 mAX 7.16 ms 

2 V 


Capacitor C= 143 fiF. 
From Eq. (3-1 1), 


40 mAX (7.16 ms+ 1.16 ms) 
W*)- 1.16 ms 


Diode peak repetitive current, I FM( ^^287 mA. 

Since each pair of diodes is conducting on alternate half-cycles: 
Diode average forward current. 


53 

Diode Switching 
Time and 
Frequency 
Response 


/q-4/2 


— 40 mA/2 = 20 mA 


From Eqs. (3-14) and (3-16), 


E R = v p = 21 V + 2(0.7 V) 


Diode maximum reverse voltage, E R = 22 A V. 
Once again a 1N4001 is better than required. 


There are a great many circuit applications for semiconductor diodes 
other than rectification. Some of these require the diodes to switch very 
rapidly from forward to reverse bias, and vice versa. Most diodes will switch 
rapidly into the forward-biased condition, however, there is always a longer 
switch-off time due to the diffusion capacitance. This switch-off time, 
designated as the reverse recovery time (/„), limits the maximum frequency at 
which the device may be operated. 

Figure 3-22(a) illustrates the effect of an input pulse on the diode 
current. When the pulse goes negative, instead of switching off sharply, the 
diode conducts in reverse. The reverse current ( I R ) is initially equal to Ip* 
but it gradually falls off to the reverse saturation current level ( I s ). The 
reverse current occurs because at the instant of reverse bias there are charge 
carriers crossing the junction depletion region, and these must be removed. 
The reverse recovery time is the time required for the current to decrease to 

Is- 

The reverse recovery time is usually measured in nanoseconds (ns), 
which are seconds X10“ 9 . Typical values of for switching diodes range 
from 4 to 50 ns. The switching time obviously limits the maximum operating 
frequency of the device. If reverse current is to be avoided or minimized, the 
diode must be switched off relatively slowly. Figure 3-22(b) shows that, if the 
input frequency is such that 7'=2X/ rr , then the diode is conducting almost 
as much in reverse as it is in the forward direction. In this case it is no longer 
behaving as a one-way device. To minimize the effect of the reverse current, 
the time period of the operating frequency should be at least ten times t n 
[Fig. 3-22(c)]. 


3-11 

Diode 
Switching 
Time and 
Frequency 
Response 


54 

The 

Semiconductor 

Diode 


Example 3-9 


Input 

voltage 




1 



(a) Reverse recovery time 


(b) Effect of t„ with 
high frequency input 



(c) t„ effect with 

low frequency input 

Figure 3-22. Reverse recovery time and its effect on high- and low-frequency inputs. 


Calculate the maximum operating frequency for a diode with reverse 
recovery time of 4 ns. 

solution 


T^\0xt n 


Therefore, 


1 1 


55 

Diode Logic 
Circuits 



T lOX^ 



A logic circuit produces an output voltage which is either high or low , 
depending upon the levels of several input voltages. The two basic logic 
circuits are the AND gate and the OR gate. 

Figure 3-23 shows the circuit diagram of a diode AND gate. The 
circuit has a single output terminal at the diode common anodes and three 
inputs at the device cathode terminals. (An AND gate could have almost 
any number of input terminals from 2 up to perhaps 50.) The diode anodes 
are connected via resistor /?, to a supply of Kcc-SV. 

If one or more of the input terminals is grounded, current flows from 
the supply through R { and through the forward-biased diodes to ground. In 
this case, the output voltage is just V F above ground (0.7 V for silicon). The 
output is said to be low. When input levels of 5 V are applied to all three 
input terminals, none of the diodes is forward biased, and no significant volt 
drop occurs across R v Thus, the output voltage is equal to *cc> and it is 
referred to as a high output level. 

The AND gate gives a low output voltage when one or more of its 
inputs are low and a high output when input A is high and input B is high 
and input C is high. Hence the name AND gate. 


3-12 

Diode Logic 
Circuits 




Figure 3-23. Circuit of a three-input diode AND gate. 


56 

The 

Semiconductor 

Diode 


3-13 

Diode Clipper 
Circuits 



The circuit diagram of a three-input terminal OR gate is shown in Fig. 
3-24. Again, the gate could have two or more inputs. It is fairly obvious that 
the output voltage of the OR gate is low when all three inputs are low. Now 
suppose that a +5-V input is applied to terminal A, while terminals B and 
C remain grounded. Diode Z), becomes forward biased, and its cathode 
voltage (i.e., the output voltage) is +(5 V- V F ). The output is high. Diodes 
D 2 and D 3 are reverse biased with 4- V 0 on the anodes and ground at the 
cathodes. 

As its name implies, the OR gate produces a high output when a high 
input level is applied to terminal A or terminal B or terminal C. 

Both AND and OR gates can be designed and constructed using 
discrete components. Alternatively, small integrated-circuit (IC) packages 
are available, each of which contain many diodes already fabricated in the 
form of the desired gate. 


The function of a clipper circuit is to clip off an unwanted portion of a 
waveform. A half-wave rectifier can be described as a clipper, since it passes 
only the positive (or negative) portion of an alternating waveform and clips 
off the other portion. In fact, a diode series clipper is simply a half-wave 
rectifier circuit. 

Figure 3-25 shows negative and positive series clipper circuits. It is seen that 
in each case the diode is connected in series with the load resistor R L . The 
negative clipper passes the positive half-cycle of the input and removes the 
negative half-cycle. The positive clipper passes the negative half-cycle and 
clips off the positive portion. 

Two shunt clipper circuits are illustrated in Fig. 3-26. Here the diodes are 
connected in shunt (or parallel) with R L . For the negative shunt clipper , Fig. 
3-26(a), diode D x is reverse biased while the input is positive. Only a small 
volt drop occurs across /?,, due to the output current 7 0 . This means that the 


57 

Diode Clipper 
Circuits 




(b) Positive series clipper 

Figure 3-25. Negative and positive series clipping circuits. 



(a) Negative shunt clipper 



Figure 3-26. Negative and positive shunt clipping circuits. 


58 

The 

Semiconductor 

Diode 

output voltage V 0 is approximately equal to the positive input peak + E. 
When the input is — E y D x if forward biased and the circuit output becomes 
— V F . The negative half of the input waveform is effectively clipped off. The 
output of the positive shunt clipper , Fig. 3-26(b), is + V F and — E y as 
illustrated. 

Example 3-10 

A positive shunt clipper circuit has an input voltage of E = ± 5 V. The 
negative output voltage is to be —4.5 V when I 0 is 2 mA. Determine the 
value of R x , and specify the diode forward current and reverse voltage. 

solution 

When the diode is reverse biased, 

Vq = E — I 0 R X 

Therefore, 

„ E-y 0 5 V— 4.5 V 
1 ' 2 mA 

= 250 £2 

Diode reverse voltage is V R ^ E = 5 V. 

When the diode is forward biased, 

E-V F 5 V — 0.7 V 

F R x 250 £2 

= 17.2 mA 

3-14 

Voltage 

Multiplier 

Circuit 

The dc output voltage obtainable from an ordinary (half-wave or 
full-wave) rectifier circuit with a smoothing capacitor cannot be larger than 
the peak input voltage. With a voltage multiplier circuit an output voltage can 
be produced which is two or more times the peak value of the input voltage. 
Figure 3-27 shows a diode-capacitor voltage multiplier circuit and 
illustrates its operation. 

When the input voltage is 4- V py Fig. 3-27(b), diode D x is forward 
biased, and a charging current /, flows to capacitor C x . At this time 
Cj becomes charged with the polarity shown to a level of approximately V p . 
This assumes that the diode forward voltage V F is very much less than V p . 

When the input goes to — V py Fig. 3-27(c), D x is reverse biased, and D 2 
becomes forward biased. The voltage V 2 applied to the circuit of C 2 and 
D 2 is the sum of the input voltage — V p and V cx . Note that the polarities are 


X' 


Input 


o )h 


2 l/„ |2 V p 

1 

C, ' C. 

°7 f 0 3 i |0 4 ^ 




X - 


X" 


~ vp m, 

(a) Voltage multiplier circuit 



r i 

1 

\.Vf 

r i 

i- i 

1 


v c\ * V r 


(b) Effect of positive input 



t/ C2 = 2 V, 
~ 11 ^ 

? 

1 i 

1 

1 

c ' 

)h + L 

1- 


(c) Effect of negative input 

Figure 3-27. Diode-capacitor voltage multiplier circuit. 


such that the voltages add to give V 2 —2 V P . Again assuming that V F is much 
less than V* capacitor C 2 is charged to almost 2 V p with the polarity shown 
on the circuit diagram. 

Now consider the effect on D 3 and C 3 when the input goes positive 
once again. Referring to Fig. 3-27(a), the voltage V 3 is the sum of + V p (at 
the input), K C1 , and V C T 

v 3 = V F + V CI + V C2 

Taking careful note of the voltage polarities, 

V 2 -V p + {-V p ) + 2 V p 

-2K, 


59 

Voltage 

Multiplier 

Circuit 


Capacitor C 3 is charged to 2K,, with the polarity illustrated. The total 
voltage measured across capacitors C, and C 3 is now 3 V P . 


60 

The 

Semiconductor 

Diode 

The addition of capacitor C 4 and diode Z) 4 gives a total voltage of 4 V p 
across C 2 and C 4 . Further capacitor and diode additions produce progres- 
sively increasing multiples of the input voltage. 

One application of this circuit is found in some pocket calculators 
which use gas-discharge display devices requiring perhaps 200 V to operate 
them. By means of a voltage multiplier circuit the low-level battery voltage 
is increased to the desired potential. 

Glossary 
of Important 
Terms 

Diode. Two-electrode device — a /^-junction with terminals. 

Anode. Positive terminal for forward-biased diode — the />-side of a pn- 
junction. 

Cathode. Negative terminal for forward-biased diode — the n-side of a 
/m-junction. 

Diode forward characteristics. Plot of forward current versus forward-bias 
voltage. 

Diode reverse characteristic. Plot of reverse current versus reverse-bias 
voltage. 

Piecewise linear characteristic. Straight-line approximation of diode char- 
acteristic. 

DC load line. Line plotted on diode characteristics to represent all circuit 
conditions. 

Quiescent point. Point on characteristics at which device is biased, defined 
by device current and voltage. 

Dynamic resistance. Reciprocal of the slope of a forward -biased diode 
characteristic beyond the knee. 

Small-signal ac equivalent circuit. Equivalent circuit for forward-biased 
diode experiencing small changes in forward current. 

Reverse saturation current. Small, temperature-dependent, constant cur- 
rent that flows across a reverse-biased junction. 

Peak repetitive current. Maximum short-term forward current pulse that 
may be repeated continuously through a diode. 

Half-wave rectifier. Diode circuit which passes only the positive (or nega- 
tive) half-cycles of an alternating input voltage. 

Full- wave rectifier. Diode circuit which converts an alternating input 
voltage to a continuous series of positive (or negative) half-cycles. 

Bridge rectifier. Full-wave rectifier circuit using four diodes. 

Capacitor smoothing circuit. Capacitor and resistor circuit employed to 
convert the output waveform of a rectifier to direct voltage. 

Reservoir capacitor. Large capacitor used in a capacitor smoothing 
circuit. 

Ripple. Small alternating voltage superimposed upon the direct voltage 
output of a capacitor smoothing circuit. 

Peak repetitive current. Peak level of recurring pulse of current through a 
rectifier. 


Surge current. Current which may flow through a rectifier for a short time 
when the supply is switched on. 

Surge limiting resistor. Resistor connected in series with a rectifier to limit 
the surge current. 

Average forward current. Average current flowing when a rectifier is 
forward biased. 

Reverse recovery time. Time required for a diode to switch from on to off. 

AND gate. Logic circuit which provides an output when inputs are present 
at terminals A and B and C, etc. 

OR gate. Logic circuit which provides an output when an input is present 
at terminals A or B or C, etc. 

Positive clipper. Clipper circuit which removes the positive portion of an 
input. 

Negative clipper. Clipper circuit which removes the negative portion of an 
input. 

Voltage multiplier circuit. Diode capacitor circuit which produces a direct 
output voltage which is a multiple of the supply voltage. 

3-1. Sketch the symbol for a semiconductor diode, labeling the anode and 
cathode, and showing the polarity and current direction for forward 
bias. Also show the direction of movement of charge carriers when 
the device is (a) forward biased, and (b) reverse biased. 

3-2. Sketch typical forward and reverse characteristics for a germanium 
diode and for a silicon diode. Discuss the characteristics, and show' 
the effects of temperature change. 

3-3. Draw the small-signal ac equivalent circuit for a forward-biased 
diode, and briefly explain its origin. 

3-4. Sketch a half-wave rectifier circuit and a two-diode full-wave recti- 
fier. Explain the operation of each and show the output waveforms 
that would result in each case for a sinusoidal ac input. 

3-5. Sketch the circuit of a bridge rectifier and explain its operation. Show 
the output waveform that results from a sinusoidal ac input. 

3-6. Sketch a capacitor smoothing circuit for use with a rectifier. Show the 
output waveform when the smoothing circuit is connected to (a) a 
half-wave rectifier, (b) a full-wave rectifier. In each case assume a 
sinusoidal input and explain the shape of the output waveform. 

3-7. Define the following quantities: peak reverse voltage, reverse break- 
down voltage, steady-state forward current, peak surge current, static 
reverse current, peak repetitive current, reverse recovery time. 

3-8. Sketch the circuit of a diode AND gate. Briefly explain the circuit 
operation. 

3-9. Repeat Question 3-8 for a diode OR gate. 

3-10. Sketch the circuit of a positive series clipper circuit and show the 
input and output waveforms. Repeat for a negative scries clipper. 


61 

Review 

Questions 


Review 

Questions 


62 

The 

Semiconductor 

Diode 


Problems 


3-11. Repeat Question 3-10 for a positive shunt clipper and for a negative 
shunt clipper. 

3-12. Sketch a voltage multiplier circuit which will double the supply 
voltage. Briefly explain how the circuit operates and show how 
additional stages should be added to increase the voltage multiplying 
effect. 


3-1. A diode having the characteristic shown in Fig. 3-28 is required to 
pass 75 mA from a supply of 5 V. Draw the dc load line and 
determine the resistance that must be connected in series with the 
diode. If the supply is reduced to 3.5 V, what will be the new value of 

v 



Figure 3-28. 

3-2. A diode with the forward characteristic shown in Fig. 3-29 is con- 
nected in series with a 250-fi resistance and a 5-V supply. Determine 
the diode current, and find the new current when the resistance is 
changed to 100 fi. 



Figure 3-29. 


3-3. A 60-V reverse bias is applied to a diode with the characteristics 
shown in Fig. 3-30. Determine the current that flows, and estimate 
the current level when the device temperature is increased by 10° C. 



3-4. Draw the piecewise linear characteristic for a silicon diode with a 3-ft 
dynamic resistance and a maximum forward current of 75 mA. 

3-5. For the diodes in Questions 3-3 and 3-4 draw the piecewise linear 
characteristics, and determine the values of dynamic resistance in 
each case. 

3-6. A diode which has the characteristics shown in Fig. 2-11 is to pass a 
forward current of 20 mA when the supply is 1 V. Determine the 
value of resistance that must be connected in series with the diode. 
Also determine the level of forward current that flows when the 
resistance is doubled. 

3-7. If the diode described in Question 3-6 is connected in series with a 
1.5-V supply and a 20-12 resistor, determine the current that flow’s (a) 
when the diode is forward biased, (b) when reverse biased. 

3-8. A diode which has the characteristics given in Fig. 3-30 is employed 
as a half-wave rectifier. The series resistor R L is 1 k!2, and the input 
voltage amplitude is ±50 V. Calculate the positive and negative 
amplitudes of the output waveform. Also calculate peak load current 
and diode peak power dissipation. 

3-9. Determine the value of reservoir capacitor for a half-w-ave rectifier 
and smoothing circuit to supply 12 V to a 100-12 load. Maximum 
ripple voltage amplitude is to be 20% of the average output voltage, 
and input frequency is 60 Hz. 

3-10. Specify the diode required for the circuit described in Question 3-9. 


63 

Problems 


64 

The 

Semiconductor 

Diode 


Select a suitable device from the data sheets in Figs. 3-13 and 3-14. 
Also calculate the required value of the surge limiting resistance. 
3-11. Repeat Question 3-9 for a full-wave rectifier circuit. 

3-12. Repeat Question 3-10 for a full-wave rectifier circuit. 

3-13. Calculate the value of a smoothing capacitor which, when connected 
to the circuit described in Question 3-8, will give a dc output with a 
1-V peak-to-peak ripple. 

3-14. Calculate the maximum frequency at which a 1N914 diode should be 
operated. Repeat for a 1N917 diode. 

3-15. The input voltage to a positive shunt clipper circuit is £*=±15 V. 
The output current is to be 5 mA when the output voltage is — 14 V. 
Determine the value of series resistance and specify the diode. 

3-16. A shunt clipper is to remove the negative portion of a ±7-V square 
wave. The output voltage is to be at least +5.7 V when the output 
current is 3 mA. Sketch the circuit and specify the components. 


The 

Junction 

Transistor 


A bipolar junction transistor (BJT) has two pn -junctions; thus, an under- 
standing of its operation can be obtained by applying /^-junction theory. 
The currents that flow in a transistor are similar to those that flow across a 
single junction, and the transistor equivalent circuit is simply an extension of 
the ^-junction equivalent circuit. Since the transistor is a three-terminal 
device, there are three possible sets of current-voltage characteristics by 
which its performance may be specified. 


A junction transistor is simply a sandwich of one type of semiconductor 
material (p- type or n-type) between two layers of the other type. The 
cross-sectional view of a layer of n-type material between two layers of p- type 
is shown in Fig. 4- 1(a). This is described as a pnp transistor. Figure 4- 1(b) 
shows an npn transistor , consisting of a layer of p-type material between two 
layers of n-type. For reasons which will be understood later, the center layer 
is called the base , one of the outer layers is called the emitter , and the other 
outer layer is referred to as the collector. The emitter, base, and collector are 


CHAPTER 

4 


4-1 

Introduction 


4-2 

Transistor 

Operation 


65 


66 

The 

Junction 

Transistor 


Emitter-base Collector-base 
junction junction 



(a) pnp transistor 


£ 


(b) npn transistor 

Figure 4-1. pnp and npn transistors. 


Emitter-base Collector-base 
junction junction 



B 


provided with terminals which are appropriately labeled E, B, and C. Two 
/w -junctions exist within each transistor; the collector-base junction and the 
emitter-base junction . Each of these junctions has all the characteristics dis- 
cussed in Chapters 2 and 3. 

Figure 4-2(a) and (b) illustrates the depletion regions, barrier poten- 
tials, and electric fields at the junctions of pnp and npn transistors. These 
were originally explained in Section 2-2. Although it is not shown in the 
illustrations, the center layer in each case is made very much narrower than 
the two outer layers. Also, the outer layers are much more heavily doped 
than the center layer. This causes the depletion regions to penetrate deeply 
into the base, and thus the distance between the emitter-base (EB) and 
collector-base (CB) depletion regions is minimized. Note that the barrier 
potentials and electric fields axe positive on the base and negative on the 
emitter and collector for the pnp device, and negative on the base and 
positive on the emitter and collector for the npn device. 

Consider the npn transistor shown in Fig. 4-3. For normal (linear) 
transistor operation, the EB junction is forward biased and the CB junction 
is reverse biased. (Note the battery polarities). The forward bias at the EB 
junction causes electrons to flow from the n-type emitter to the p~ type base. 
The electrons are “emitted” into the base region, hence the name emitter. 
Holes also flow from the p- type base to the n-type emitter, but since the base 
is much more lighdy doped than the collector, almost all the current flow 
across the EB junction consists of electrons entering the base from the 
emitter. Therefore, electrons are the majority carriers in an npn device. 


(a) pnp transistor 


67 

Transistor 

Operation 


Depletion regions penetrating 
deeply into lightly doped base 


Barrier potentials: positive on 
the n side, negative on the p side 



Electric field at junction' 



(b) npn transistor 


Depletion regions penetrating 
deeply into lightly doped base 

Barrier potentials: positive on 
n side, negative on p side 


Electric field at junctions. 



Figure 4-2. Barrier potentials and depletion regions for unbiased pnp and npn transis- 
tors. 


The reverse bias at the CB junction causes the depletion region at that 
junction to be widened and to penetrate deeply into the base, as shown in 
Fig. 4-3. Thus, the electrons crossing from the emitter to the base arrive 
quite close to the negative-positive electric field at the CB depletion region. 
Since electrons have a negative charge, they are drawn across the CB 
junction by this electric field. They are “collected.” 


68 

The 

Junction 

Transistor 



Figure 4-3. Biased npn transistor. 


Some of the charge carriers entering the base from the emitter do not 
reach the collector, but flow out via the base connection and around the 
base-emitter bias circuit. However, the path to the CB depletion region is 
very much shorter than that to the base terminal, so that only a very small 
percentage of charge carriers flows out of the base terminal. Also, because 
the base region is very lightly doped, there are few holes available in the 
base to recombine with the charge carriers from the emitter. The result is 
that about 98% of the charge carriers from the emitter are collected at the 
CB junction, and flow through the collector circuit via the bias batteries 
back to the emitter. 

Another way of looking at the effect of the reverse-biased CB junction 
is from the point of view of minority and majority charge carriers. It has 
already been shown that a reverse-biased junction opposes the flow of 
majority carriers and assists the flow of minority carriers. Majority carriers 
are, of course, holes coming from the />-side of a junction and electrons 
coming from the n-side. Minority carriers are holes coming from the n-side 
and electrons from the />-side (see Section 1-9). In the case of the npn 
transistor, the charge carriers arriving at the CB junction are electrons (from 
the emitter) traveling through the p - type base. Consequently, to the CB 
junction they appear as minority charge carriers, and the reverse bias assists 
them to cross the junction. 

Since the EB junction is forward biased, it has the characteristics of a 
forward-biased diode. Substantial current will not flow until the forward bias 
is about 0.7 V for a silicon device or about 0.3 V for germanium. Reducing 
the level of the EB bias voltage in effect reduces the /^-junction forward bias 
and thus reduces the current that flows from the emitter through the base to 
the collector. Increasing the EB bias voltage increases this current. Reducing 
the bias voltage to zero, or reversing it, cuts the current off completely. Thus, 


variation of the small forward-bias voltage on the EB junction controls the 
emitter and collector currents, and the EB controlling voltage source has to 
supply only the small base current. 

The pnp transistor behaves exactly the same as an npn device, with the 
exception that the majority charge carriers are holes. As illustrated in Fig. 
4-4, holes are emitted from the p- type emitter across the forward-biased EB 
junction into the base. In the lightly doped n-type base, the holes find few 
electrons to recombine with. Some of the holes flow out via the base 
terminal, but most are drawn across to the collector by the positive-negative 
electric field at the reverse-biased CB junction. As in the case of the npn 
device, the forward bias at the EB junction controls the collector and emitter 
currents. 

Although one type of charge carrier is in the majority, two types of 
charge carrier (holes and electrons) are involved in current flow through an 
npn or pnp transistor. Consequently, these devices are sometimes termed 
bipolar junction transistors (BJT). This is to distinguish them from field-effect 
transistors (Chapter 12), which use only one type of charge carriers and are 
therefore termed unipolar devices. 

To Summarize : A transistor is a sandwich of pnp or npn semiconductor 

material. The outer layers are called the emitter and the collector, and the 
center layer is termed the base. Two junctions are formed, with depletion 
regions and barrier potentials set up at each. The barrier potentials are 
negative on the />-side and positive on the n-side. 

The EB junction is forward biased, so that charge carriers are emitted 
into the base. The CB junction is reverse biased, and its depletion region 
penetrates deeply into the base. The base section is made as narrow as 


69 

Transistor 

Operation 



Figure 4-4. Biased pnp transistor. 


70 

The 

Junction 

Transistor 


possible so that charge carriers can easily move across from emitter to 
collector. The base is also lightly doped, so that few charge carriers are 
available to recombine with the majority charge carriers from the emitter. 
Most charge carriers from the emitter flow out through the collector; few 
flow out through the base. Variation of the EB junction bias voltage alters 
the base, emitter, and collector currents. 


4-3 

Transistor 

Currents 


The various current components which flow within a transistor are 
once again illustrated in Fig. 4-5. The current flowing into the emitter 
terminal is referred to as the emitter current and identified as I E . For the pnp 
device shown, I E can be thought of as a flow of holes from the emitter to the 
base. Note that the indicated l E direction external to the transistor is the 
conventional current direction. Base current I B and collector current I c are also 
shown external to the transistor as conventional current direction. Both I c 
and I B flow out of the transistor while I E flows into the transistor. Therefore, 


^e~^c + ^b ( 4 - 1 ) 

As already discussed, almost all of I E crosses to the collector, and only 
a small portion flows out of the base terminal. The portion of I E which flows 
across the collector-base junction is designated a dc I E , where a dc (alpha dc) is 
typically 0.96 to 0.99.Thus,a dc I E is typically 96% to 99% of I E . 

Because the CB junction is reverse biased, a very small reverse satura- 
tion current flows across the junction. This is shown as I CB0 in Fig. 4-5, and 
it is termed the collector- to- base leakage current . J CB0 is made up of minority 
charge carriers, which in the case of a pnp device are holes moving from the 
n -type base to the />-type collector. 



Figure 4-5. Currents in a pnp transistor. 


The collector current is obviously the sum of a dc I E and I CB0 : 


(4-2) 


71 

Transistor 

Currents 


= -h In 


Rearranging Eq. (4-2), 


«dc = 



(4-3) 


Since I CB0 is very much smaller than I c , an approximation for is 


a 


dc' ' 


k 


(4-4) 


Therefore, a dc is approximately the ratio of collector current to emitter 
current. a dc is also referred to as the common base current gain factor. When 
using h- parameters (Section 4-9), the designation h FB may be employed 
instead of a dc . 

Using Eq. (4-1) to substitute for I E into Eq. (4-2), 


*C ~ a dc Uc 4" ?b) + IcBO 
“«dc / C+“ d 

W- a dc ) = a d ck 4" IcBO 


or 


k 


a dc ?B + IcBO 
l-a dc 1 _a dc 


(4-5) 


All the foregoing formulas are just as valid for an npn transistor as for a pnp 
device. 


Calculate the values of collector current and emitter current for a 
transistor with a dc = 0.98 and I C bo~^ The base current is measured as 
100 /iA. 

solution 

From Eq. (4-5), 


Ic 


a dJs + IcBO 
\-a dc \~a dc 


Example 4-1 


Therefore, 


72 

The 

Junction 

Transistor 


Example 4-2 


0.98 X 100 ^A 5/iA 

1-0.98 + 1-0.98 

= 4.9 mA + 0.25 mA = 5.15 mA 


From Eq. (4-1), 


1e~ h 


Therefore, 


I E = 5.15 mA + 100 /uA = 5.25 mA 

According to Eq. (4-4), the ratio of l c to 1 E should approximately 
equal a dc . Checking: 5.15 mA/5.25 mAs»0.98. 


Equation (4-5) may be written as 


/ c = j8 dc / i + (/3 dc + l)/ cso (4-6) 

where /? dc = a/( 1 — a). Because I CBO is very much less than I B , an approxi- 
mation for Eq. (4-6) is I c z&fi dc I B . Therefore, 

(4-7) 

l B 

Thus, j8 dc (beta dc ) is approximately the ratio of collector current to base 
current. /? dc is also referred to as the dc common emitter current gain factor , and 
the designation h FE (Section 4-9) is frequently used instead of fi dc . 


The collector and base currents of a certain transistor are measured as 
I c = 5.202 mA, I B = 50 fiA, I CBO = 2 fiA 


(a) Calculate a dc , /2 dc , and I E . 

(b) Determine the new level of I B required to make l c — 10 mA. 
solution (a) 

From Eq. (4-6), / c = ^ dc / fl + (/J dc + 1)/ CB0 . 


Therefore, 5.202 mA = ( j8 dc X 50 fi A) + ( j8 dc +1)2 fiA 
= /3 dc (50 fiA+2 /xA) + 2 jiA 


and 


100 


73 

Transistor Symbols 
and Voltages 


_ 5.202 m A — 2 /a A _ 

^ dc 52 100 

From Eq. (4-1), 7 £ = / c + / B . 

Therefore, 7^ = 5.202 mA + 50 /iA = 5.252 mA 

From Eq. (4-2), I c = <*6 Je + j cbo- 

Therefore, 5.202 mA = (a dc X 5.252 mA) + 2 pA 
5.202 mA — 2 pA 


5.252 mA 


= 0.99 


solution (b) 

From Eq. (4-6), I c = P dc I B + (P dc + 1 )I C bo- 


Therefore, 10 mA = (100X I B ) + (101 X2 pA) 


1b 


10 mA -202 pA 
100 


= 97.98 pA 


The symbols employed for npn and pnp transistors are shown in Fig. 
4-6(a) and (b). The arrowhead is always at the emitter terminal, and in each 
case its direction indicates the conventional direction of current flow . For the npn 
transistor, the arrowhead points from the p - type base to the n-type emitter 
terminal. For the pnp transistor, it points from the p - type emitter toward the 
rt-type base terminal. Thus, the arrowhead is always from p to n. 

The bias and supply voltage polarities for npn and pnp transistors are 
shown in Fig. 4-7. As was the case with the transistor type, the bias polarities 
are indicated by the arrowhead direction. For an npn transistor [Fig. 4-7(a)] 


4-4 

Transistor 
Symbols 
and Voltages 


(a) npn transistor symbol (b) pnp transistor symbol 


n-type 

collector 

P type 
base 

n-type 

emitter 




Arrowhead is in 
conventional current 
direction, fromp ton 



p-type 

collector 

ntype 

base 

p-type 

emitter 


Figure 4-6. Transistor symbols. 


(b) pnp bias polarities 


74 

The 

Junction 

Transistor 


4-5 

Common 

Base 

Characteristics 


4 - 5.1 

Common 

Base 

Circuit 

Connection 


(a) npn bias polarities 


0.7 V for silicon 
0.3 V for germanium 





0.7 V for silicon 
0.3 V for germanium 


Figure 4-7. Transistor bias voltage polarities. 


the base is biased positive with respect to the emitter, and the arrowhead 
points from the (positive) base to the (negative) emitter. The collector is then 
biased to a higher positive level than the base. For a pnp device [Fig. 4-7(b)], 
the base is negative with respect to the emitter. The arrowhead points from 
the (positive) emitter to the (negative) base, and the collector is then more 
negative than the base. 

Typical base-emitter voltages for both npn and pnp transistors are 0.7 
V for silicon and 0.3 V for germanium. Typical collector-to-base voltages 
might be anything from 0 to 20 V for most types of transistors, although in 
many cases the collector-to-base voltage may be greater than 20 V. 

The transistor is normally operated with its CB junction reverse biased 
and its BE junction forward biased. In the case of a switching transistor (i.e., 
a transistor that is not operated as an amplifier but is either switched on or 
off), the CB junction may become forward biased, but only by about 0.5 V. 
Also in transistor switching circuits (and some others) the BE junction can 
become reverse biased. Most transistors will not survive more than about 5 V 
of reverse bias on the BE junction. 


To investigate the characteristics of a two-terminal device (such as a 
diode), several levels of forward or reverse bias voltage are applied and the 
corresponding currents that flow are measured. The characteristics of the 
device are then derived by plotting the graphs of current against voltage. 
Since a transistor is a three-terminal device, there are three possible config- 
urations in which it may be connected to study its characteristics. From each 
of these configurations three sets of characteristics may be derived. 

Consider Fig. 4-8. A pnp transistor is shown connected with its base 
terminal common to both the input (EB) voltage and the output (CB) 
voltage. For this reason, the transistor is said to be connected in common base 
configuration. Voltmeters and ammeters are connected to measure input 
and output voltages and currents. 



Figure 4-8. Circuit for determining common base characteristics. 


4 - 5.2 

Input 

Characteristics 


4 - 5.3 

Output 

Characteristics 


istics are plotted for I E = 2 mA, 3 mA, etc. 



To determine the input characteristics, the output (CB) voltage is 
maintained constant, and the input (EB) voltage is set at several convenient 
levels. For each level of input voltage, the input current I E is recorded. 1 E is 
then plotted versus Veb to give the common base input characteristics shown in 
Fig. 4-9. 

Since the EB junction is forward biased, the common base input 
characteristics are essentially those of a forward biased pn junction. Figure 
4-9 also shows that for a given level of input voltage more input current 
flows when higher levels of CB voltage are employed. This is because larger 
CB (reverse bias) voltages cause the depletion region at the CB junction to 
penetrate deeper into the base of the transistor, thus shortening the distance 
and the resistance between the EB and CB depletion regions. 

The emitter current ( I E ) is held constant at each of several fixed levels. 
For each fixed level of 4 . the output voltage (Vcb) is adjusted in convenient 
steps, and the corresponding levels of collector current (/ c ) are recorded. In 
this way, a table of values is obtained from which a family of output 
characteristics may be plotted. In Fig. 4-10 the corresponding I c and ^CB 
values obtained when I E was held constant at 1 mA arc plotted, and the 
resultant characteristic is identified as I E — 1 mA. Similarly, other character- 


Figure 4-9. Common base input characteristics. 


76 

The 

Junction 

Transistor 


The common base output characteristics in Fig. 4-10 show that for 
each fixed level of I E , I c is almost equal to I E and appears to remain 
constant when ^CB is increased. In fact, there is a very small increase in I c 
with V C B increase. This is because the increase in collector-to-base bias 
voltage ( V CB ) expands the CB depletion region, and thus shortens the 
distance between the two depletion regions. With I E held constant, however, 
the I c increase is so small that it is usually noticeable only for large ^CB 
variations. 

As shown in Fig. 4-10, when ^CB is reduced to zero I c still flows. Even 
when the externally applied bias voltage is zero, there is still a barrier 
potential existing at the CB junction, and this assists the flow of I c . The 
charge carriers which make up I c constitute minority carriers as they cross 
the CB junction. Thus, the reverse-bias voltage ( V CB ) and the (unbiased) CB 
barrier potential assist the flow of the l c charge carriers. To stop the flow of 
charge carriers the CB junction has to be forward biased. Consequently, as 
illustrated, I c is reduced to zero only when V CB is increased positively. The 
region of the graph for CB forward biased is known as the saturation region 
(Fig. 4-10). The region in which the junction is reverse biased is named the 
active region , and this is the region in which a transistor is normally operated. 

If the reverse-bias voltage on the CB junction is allowed to exceed the 
maximum safe limit specified by the manufacturer, device breakdown may 
occur. Breakdown, illustrated by the broken lines on Fig. 4-10, can be 
caused by either (or both) of two effects. One of these is the same effect 
which causes diode breakdown. The other effect is the result of the CB 
depletion region penetrating into the base until it makes contact with the EB 
depletion region. This condition is known as punch through or reach through. 
When it occurs large currents can flow, possibly destroying the device. The 
extension of the depletion region is, of course, the direct result of increase in 


Saturation Active region 



v cb 


Figure 4-10. Common base output characteristics (or collector characteristics). 


Current gain Output Note that for / f = 2 mA, this 

characteristics characteristics line (representing l c ) is always 



Figure 4-11. Derivation of common base current gain characteristics. 


Vcb- Therefore, it is very important to maintain V CB below the maximum 
safe limit specified by the device manufacturer. 


The current gain characteristics (also referred to as forward transfer character- 
istics) (Fig. 4-11) are obtained experimentally by holding V CB fixed at a 
convenient level, and recording the I c levels measured for various settings of 
I E . I c is then plotted versus I E , and the resultant graph is identified 
according to the V CB level. 

The current gain characteristics can also be derived from the common 
base output characteristics as illustrated in Fig. 4-11. A vertical line is drawn 
through a selected value of and corresponding values of I E and I c are 
read off along this line. The values of I c are then plotted versus I E> and the 
characteristic is labeled with the V C B employed. 


From the common base output characteristics shown in Fig. 4-11, 
derive the current gain characteristics for V CB = 2 V and for I'c.-ev, 

solution 

On the output characteristics draw a vertical line at V C b- 2 V(Fig. 4-11). 
Where the line intersects the output characteristics at point A , read / c = 0.95 
mA for / £ = 1 mA. Now plot point C at / c = 0.95 mA on the vertical axis and 
l E = 1 mA on the lefthand horizontal axis. Returning to the output char- 
acteristics, read l c — 3.95 mA at 1 E = 4 mA and Vcb- 2 V. point B. Now plot 
point D at 7 C = 3.95 mA on the vertical axis and I E = 4 mA on the horizontal 
axis. Draw a line through points C and D to give the current gain 
characteristic for V CB = 2 V. Repeat the above procedure for V CB = 6 V. 


77 

Common 

Base 

Characteristics 


4-5.4 

Current 

Cain 

Characteristics 


Example 4-3 


Example 4-4 


A transistor connected in common base configuration has the char- 
acteristics shown in Figs. 4-9 to 4-11. V EB =0.1 V and V CB = 6 V. Determine 
I E and I c . 

solution 

From the input characteristics (Fig. 4-9), at ^be~ O-? V and y a - e v, 
I e p & 2 mA. From the output characteristics (Fig. 4-10), at I'c-SV and 
I e = 2 mA, 7 c «s;1.95 mA. From the current gain characteristics (Fig. 4-11), at 
V CB = & V and I E = 2 mA, 7 C «1.95 mA. 


4-6 

Common 

Emitter 

Characteristics 


4-6.1 

Common 

Emitter 

Circuit 

Connection 


Figure 4-12 shows the circuit employed for determining transistor 
common emitter characteristics. The input voltage is applied between B and 
E terminals, and the output is taken at C and E terminals. Therefore, the E 
terminal is common to both input and output. Input and output voltages 
and currents are measured by voltmeters and ammeters as shown. 


4-6.2 

Input 

Characteristics 


To determine the input characteristics, V CE is held constant, and I B 
levels are recorded for several levels of ^ BE' Ib is then plotted versus ^BE’ as 
shown in Fig. 4-13. It can be seen that the common emitter input character- 
istics (like the common base input characteristics) are those of a forward-bi- 
ased /^-junction. However, I B is only a small portion of the total current (7 £ ) 
which flows across the forward-biased BE junction. Figure 4-13 also shows 
that, for a given vlaue of V BE , less I B flows when higher levels of V CE are 
employed. This is because the higher levels of ^CE provide greater CB 
junction reverse bias, resulting in greater depletion region penetration into 
the base, and causing the distance between the CB and EB depletion regions 
to be shortened. Consequently, more of the charge carriers from the emitter 
flow across the CB junction and fewer flow out via the base terminal. 



78 


Figure 4-12. Circuit for determining common emitter characteristics. 



Figure 4-13. Common emitter input characteristics. 


To determine a table of values for plotting the common emitter output 
characteristics, I B is maintained constant at several convenient levels. At 
each fixed level of I B , ^ CE is adjusted in steps, and the corresponding values 
of I c are recorded. For each level of 7 fl , I c is plotted versus V CE' This gives a 
family of characteristics which are typically as illustrated in Fig. 4-14. 

Since I E is not held constant, as in the case of the common base output 
characteristics, the shortening of the distance between the depletion regions 
(when ^CE is increased) draws more charge carriers from the emitter to the 
collector. Thus, I c increases to some extent with increase in VC* and the 
slope of the common emitter characteristics is much more pronounced than 
that of the common base characteristics. Also, note that I c now reduces to 
zero when ^CE becomes zero. This is because the voltage plotted on the 



79 

Common 

Emitter 

Characteristics 


4 - 6.3 

Output 

Characteristics 


Figure 4-14. Common emitter output characteristics (or collector characteristics). 


80 

The 

junction 

Transistor 


4-6.4 

Current Gain 
Characteristics 


Example 4-5 


horizontal axis is Vce> which equals the sum of ^CB and At the “knee” 
of the characteristic, the collector-base junction bias ( V CB ) has been reduced 
to zero. Further reduction in ^CE causes the collector-base junction to be 
forward biased. The forward bias repels the minority charge carriers which 
constitute ^C’ and so I c is reduced to zero. 

As shown by the broken lines in Fig. 4-14, if the CE voltage exceeds a 
maximum safe level, I c increases very rapidly and may destroy the device. 
As in the case of common base configuration, this effect is due to punch 
through. 

These characteristics are simply I c plotted versus I B for various fixed 
values of V CE . Like the common base current gain characteristics, they can 
be obtained experimentally or determined from the output characteristics. 
To experimentally obtain the required table of values, ^CE is held at a 
selected level, and the base current (I B ) is adjusted in convenient steps. At 
each step of 7 fi , the value of I c is observed and recorded. Figure 4-15 shows 
the derivation of the current gain characteristics from the common emitter 
output characteristics.The procedure is exactly the same as for the common 
base current gain characteristics, with the exception that I c is plotted against 
I B instead of I E . 


Determine the value of I B and I c for a device with the characteristics 
shown in Figs. 4-13 to 4-15 when V BE is 0.7 V and ^CE — 6 V. Also calculate 
the transistor /? value. 


Current gain Output 



Figure 4-15. Derivation of common emitter current gain characteristics. 


solution 


From the input characteristics (Fig. 4-13), when V BE = 0J V and F C£ . = 6 V, 
I B «s60 jmA. From the output characteristics (Fig. 4-14), when V ce -6V and 
I g = 60 /iA, I c z&3.3 mA. From the current gain characteristics (Fig. 4-15), 
when Vce~ ^ V and I B = 60 pA, 7 C » 3.3 mA. The current gain value at this 
point is 



3.3 mA 
60 juA 


= 55 


81 

Common 

Collector 

Characteristics 


In the circuit arrangement of Fig. 4-16 the collector terminal is 
common to both input CB voltage and output CE voltage. Using this circuit, 
the common collector input, output, and current gain characteristics can be 
determined. The output and current gain characteristics are show'n in Fig. 
4-17. The common collector output characteristics are I E plotted versus V CE 
for several fixed values of I B . The common collector current gain characteris- 
tics are I E plotted versus I B for several fixed values of V CE' 



Figure 4-16. Circuit for determining common collector characteristics. 


4-7 

Common 

Collector 

Characteristics 



Figure 4-17. Common collector output and current gam characteristics. 


82 

The 

Junction 

Transistor 


It will be recalled that the common emitter output characteristics are 
I c plotted against V C E, and that the common emitter current gain character- 
istics are I c plotted against I B . Since I c is approximately equal to the 
common collector output and current gain characteristics are practically 
identical to those of the common emitter circuit. 

The common collector input characteristics illustrated in Fig. 4-18 are 
quite different from either common base or common emitter input char- 
acteristics. The difference is due to the fact that the input voltage V CB is 
largely determined by the level of CE voltage (Fig. 4-16). This is because 
when the transistor is biased on V BE will remain around 0.7 V for a silicon 
transistor (0.3 V for germanium), and V CE may be much larger than 0.7 V. 
From Fig. 4-16, 

Vce=Vcb+Vbe 

or 

V B e= V ce - V cb 

Consider the characteristic for Vce~ 2 V (Fig. 4-18). At I c = 100 fiA (point 
1), V CB sv\.3 v and 

V BE = ^CE ^CB 

= 2 V— 1.3 V =0.7 V 

Now suppose Vce is maintained constant at 2 V while the input voltage 
(Vcb) is increased to 1.5 V (point 2). The base-emitter voltage becomes 

V be = 2 V — 1.5 V=0.5 V 

Because Vbe is reduced, I B is reduced from 100 jiA to zero. 

Similarly, when V CE is maintained constant at 4 V and Vcb is 
increased from 3.3 to 3.5 V, I B is reduced from 100 jiA to zero. 



Figure 4-18. Common collector input characteristics. 


A transistor consists of two /^-junctions with a common center block. 
Therefore, to represent a transistor equivalent circuit, it should be possible to 
use two /^-junction equivalent circuits. This has been done in Fig. 4-19, with 
the exception that r ( now represents the CB junction resistance, r t represents 
the BE junction resistance, and r b represents the resistance of the base region 
which is common to both junctions. Junction capacitances Cbe and C BC are 
also included. 

If the transistor equivalent circuit were simply left as a combination of 
resistances and capacitances, it could not account for the fact that most 
charge carriers from the emitter flow out of the collector terminal. To 
accommodate this phenomenon, a current generator is included in parallel 
with r ( and Cbc- The current generator is given the value af> where 

Since an input voltage would be applied between B and E , and the 
output taken across C and B, the circuit of Fig. 4-19 is a common base 
equivalent circuit. The equivalent circuit could easily be rearranged in 
common emitter or common collector configuration. Note that the currents are 
designated I b , I ( , and l e instead of I B , 7 C , and I E . This indicates that the quantities 
involved are ac quantities rather than dc; i.e., we are considering current variations 
rather than steady-state quantities. In the T-equivalent circuit the parameters r , r b , r , 
and a are also ac parameters. 

Referring to Fig. 4-19, r e represents the ac resistance of the forward-bi- 
ased BE junction. Therefore, r t is fairly small. On the other hand, r { 
represents the resistance of the CB junction, which is normally reverse biased 
for transistor operation. Therefore, r t has a high value. The resistance of the 
base region represented by r b depends upon the doping density of the base 
material. Usually, r h is larger than r,, but very much smaller than r ( . 


4-8 

Transistor 
T-Equivalent 
Circuit and 
r -Parameters 


E o- 



I* 


'e 



Figure 4-19. T-equivalent circuit of transistor (common base). 


83 


84 

The 

Junction 

Transistor 


r b 


o- 



'- u e 

e 

-WW 


-o 


■o 



O i o 

Figure 4-20. Transistor low-frequency ac equivalent circuits. 


Typical values for the resistive components are 


r t = 25 12 

r 6 = 1 00 to 30012 
r. = 1 M12 


The BE junction capacitance ( C BE ) is the capacitance of a forward-bi- 
ased /^-junction, and the CB capacitance ( C CB ) is that of a reverse-biased 
junction. At medium and low frequencies the junction capacitances may be 
neglected. Also, instead of having the current generator ( al e ) in parallel with 
r c , a voltage generator may be employed in series with r c . The voltage of this 
generator is al e r c . Two circuits, either of which may be employed at medium 
and low frequencies, are now available (Fig. 4-20). They are each referred to 
as the T- equivalent circuit , or the r- parameter circuit. 


4-9 In Section 4-8 it was shown that transistor circuits can be represented 

h- Parameters by an r-parameter equivalent circuit (or T-equivalent circuit). In circuits 
involving more than a single transistor, analysis by r-parameters can become 
extremely difficult. A more convenient set of parameters for circuit analysis 
is the hybrid parameters or h- parameters. These are used only for ac circuit 
analysis, although dc current gain factors are also expressed as A-parameters. 


In Fig. 4-21 a common emitter /i-parameter equivalent circuit is 
compared with a common emitter r-parameter equivalent circuit. In each 
case a load resistance R L is included, as well as a signal source V t and R r 

The input to the /t-parameter circuit is represented as an input 
resistance h it in series with a voltage h re X V u . Looking at the r-parameter 
circuit, it is seen that a change in output current I c causes a voltage variation 
across r f , i.e., a voltage /<«/ back to the input. In the /i-parameter circuit this 
feedback voltage is represented as a portion ( h rt ) of the output voltage V (t . 

The output of the A-parameter circuit is represented as an output 
resistance 1 / h M in parallel with a current generator h ft X I b , where l b is the 
base current variation, or ac base current. Therefore, hj t l b is produced by the 
input current I b , and it divides between the device output resistance and the 
load R l . I c is shown as the current passed to R L . Again, looking at the 
r-parameter equivalent circuit, it is seen that all the generator current (a/,) 
does not flow out through the load resistor; part of it flows through r t . 

The /t-parameter equivalent circuit separates the input and output 
parts of the circuit, and consequently simplifies circuit analysis. 





Common emitter r-parameter 
equivalent circuit 



Common emitter h parameter 
equivalent circuit 


85 

h -Parameters 


Figure 4-21. Comparison of r-parameter and ^-parameter equivalent circuits. 


Definition of the Common Emitter A -Parameters. 


86 

The 

Junction 

Transistor 


A V Bl 

h- = input resistance = . — 

“ P A/» 


= ratio of 


(using ac quantities) 

variation in (input) base emitter voltage 
variation in (input) base current 


h = 




— reverse voltage transfer ratio = — — — 
A V CE 


variation in (input) base emitter voltage 
variation in (output) collector to emitter voltage 
A I c 

h f . — forward current transfer ratio = — — 
fe A/ fl 


(when V C E is held 
constant) 


(when I B is held 
constant) 


L 

h 


V C E 


variation in (output) collector current 
variation in (input) base current 


(when ^CE is held 
constant). 


The dc forward current transfer ratio ( jS^) is also written as h FE . Note 
that to indicate that this is a dc parameter the subscript FE is used instead of 
fe. 


A I c 


h oe — output conductance = 

A V ri 



(in siemens (S)) 


variation in (output) collector current 
variation in (output) collector to emitter voltage 


(when I B is held 
constant) 


The above parameters can be experimentally determined or can be 
derived from the device characteristics. 


For the common emitter output and current gain characteristics shown 
in Fig. 4-22, determine the value of h M and hj e when I ( = 3.5 mA and 
V CE = 4.5 V. 


Example 4-6 


Common emitter 
current gain 


Common emitter 
output characteristic 



Figure 4-22. Derivation of h M and h f , from characteristics. 


solution 

From the output characteristics , 
A Ic 


A V ri 


= h M — output conductance 


From the current gam characteristics , 


Uc 


= h f , = forward current transfer ratio 


From point A on Fig. 4-22, at l c = 3.5 mA and V C e — 4.5 V, 


A I c 

AF'r; 


0.35 mA 
5 3.5 V 


1X10“ 4 S 


(/.-60 mA) 

From point B on Fig. 4-22, at I c = 3.5 mA and F C£ — 4.5 V, 


A I c 

kf ~ A/p 


(K Cf -4.5 V) 


2.1 mA 
' 35 /xA 


= 60 


From the common emitter input and reverse transfer characteristics, 
determine the values of h lt and h rt for V CE — 4.5 V and / c = 3.5 mA. 


87 

h -Parameters 


Example 4-7 


88 

The 

Junction 

Transistor 



Figure 4-23. Derivation of h ie and h re from characteristics. 


solution 

When I c = 3.5 mA and F C£ = 4.5 V, 4 = 60 pA (Fig. 4-22). 
From point C on Fig. 4-23, 


K 


kV B E 0.2 V 

A4 ( v CE - 4.5 V) GO ^ 


3.3 kfl 


From point D on Fig. 4-23, 


Ke 


A Vjn 


(/ a = 60/iA) 


0.03 V 
~ 6 V 


= 5 X 10 -3 


(Note that the common emitter reverse transfer characteristic can be determined 
from the family of input characteristics, Fig. 4-13, simply by drawing a horizontal line 
for a given level of base current and reading V be for various levels of V C E-) 

For common collector and common base configurations, the A -parame- 
ters are defined in a similar way to the common emitter A -parameters, and 
they may also be derived from the CE and CB characteristics. For common 
collector, the suffix c replaces the e used in common emitter, and for 
common base the suffix b is employed. The common collector and common 
base A-parameter circuits are shown in Figs. 4-24 and 4-25, respectively. 




Figure 4-24. Common collector b-parameter circuit. 



Figure 4-25. Common base h - parameter circuit. 


89 

Glossary of 
Important 
Terms 


Emitter. The portion of a transistor which emits charge carriers into the Glossary of 
central base region. Important 

Base. The central portion of a transistor, situated between the emitter and 
the collector. 

Collector. The portion of a transistor which collects the charge carriers 
from the base region. 

Collector- base junction, ^-junction between collector and base. 

Emitter-base junction, ^-junction between emitter and base. 

emitter current. Current entering or leaving the emitter terminal. 

I B , base current. Current entering or leaving the base terminal. 

/ c , collector current. Current entering or leaving the collector terminal. 

I C bo> collector base leakage current. Minority charge carrier current that 
flows across a reverse-biased collector-base junction. 

Bipolar transistor, fmp or npn transistor. 

a dc’ alpha dc. The fraction of the emitter current that is collected at the 
collector-base junction, typically 0.98. 

0^, beta dc. Current gain factor: / c //r. 

a, alpha. Ratio of I c change to I E change. The ac equivalent of a d( . 

/3, beta. Ratio of I c change to I B change. The ac equivalent of 

npn transistor. Transistor made of a sandwich of a central p region and 
two outer n regions. 


90 

The 

Junction 

Transistor 


pnp transistor. Transistor made of a sandwich of a central n region and 
two outer p regions. 

^cb- Voltage applied across collector and base terminals. 

Vbe* Voltage across base and emitter terminals. 

r e . Portion of transistor T-equi valent circuit connected to the emitter 
terminal, typically r e = 25 A. 

r b . Portion of transistor equivalent circuit connected to the base terminal, 

typically 100 to 300 ft. 

r c . Portion of transistor equivalent circuit connected to collector terminal, 

typically 1 MS2. 

Common base. Transistor connection in which base terminal is common to 
both input and output voltages. 

Common emitter. Transistor connection in which emitter terminal is com- 
mon to both input and output voltages. 

Common collector. Transistor connection in which collector terminal is 
common to both input and output voltages. 

Punch through. Condition that occurs when collector-base depletion re- 
gion spreads throughout the base and causes transistor breakdown. 

Reach through. Same as punch through. 

r-parameter equivalent circuit. Circuit redrawn with transistor replaced 
with its equivalent parameters. 

T-equivalent circuit. Same as r-parameter equivalent circuit. 

A-parameters. Parameters employed in a transistor ac equivalent circuit 
which isolate input and output terminals from each other. 

Hybrid parameters. Same as h-parameters. 

h ie . Common emitter input resistance for A-parameter equivalent circuit. 

h re . Common emitter reverse transfer ratio for A-parameter equivalent 
circuit. 

h FE . Common emitter dc forward current transfer ratio. Same as 

A Be . Common emitter output conductance for A-parameter equivalent 
circuit. 

/y € . Common emitter ac forward current transfer ratio for A-parameter 
equivalent circuit. 


Review 

Questions 


4-1. Draw sketches to show unbiased pnp and npn junction transistors in 
block form. Show the depletion region widths and barrier potentials. 
Briefly explain. 

4-2. Repeat Question 4-1 for a correctly biased pnp transistor. Label each 
block according to its function, and show the direction of movement 
of charge carriers and the type of carriers involved. Briefly explain 
the transistor operation. 

4-3. Repeat Question 4-2 for a correctly biased npn transistor. 


4-4. Draw a sketch to show the various current components in a transistor, 
and briefly explain the origin of each. Derive an expression for the 
collector current I c in terms of base currents I B and reverse saturation 
current I cbo . Define a dc and ft dc and state typical values for each. 

4-5. Sketch the circuit symbols for pnp and npn transistors. Label each 
type, show the polarity of bias and supply voltages, and state typical 
voltage values. 

4-6. Sketch and explain the shape of common base input and output 
characteristics. Also, explain how the characteristics are determined 
experimentally. 

4-7. Sketch and explain the shape of the common base current gain 
characteristics. Explain how the characteristics may be determined 
experimentally. 

4-8. Sketch and explain the shape of the common emitter input and 
output characteristics. Explain how the characteristics are de- 
termined experimentally. 

4-9. Sketch and explain the shape of the common emitter current gain 
characteristics. Explain how the characteristics may be determined 
experimentally. 

4-10. Sketch the common collector input, output, and current gain char- 
acteristics, and explain their shape. 

4-11. Sketch the T-equivalent circuit for a transistor. Name each compo- 
nent and discuss its origin. Also, show the simple form of equivalent 
circuit for low-frequency calculations. 

4-12. Sketch the /^-parameter equivalent circuit for the common emitter 
configuration. Correctly label all resistors, currents, and voltages. 

4-13. Repeat Question 4-12 for the common collector configuration. 

4-14. Repeat Question 4-12 for the common base configuration. 

4-15. Define h lt , and h Tt . 

4-1. Calculate the values of I c and I E for a transistor with a^ = 0.97 and 
I C bo~ 10 pA , I B is measured as 50 fiA. 

4-2. For a certain transistor I c — 5.255 mA, I B = 100 piA, and Iqbo = ^ /*A: 

(a) Calculate a^, /?*, and I E . 

(b) Determine the new level of I B required to make / c = 15 mA. 

4-3. Calculate the collector and emitter current levels for a transistor with 

a^ = 0.99 and I C bo~ 1 /*A, when the base current is 20 fj.A. 

4-4. The following current measurements were made on a particular 
transistor in a circuit: 

I c = 12.427 mA, I B = 200 /rA, I CBO = l pA 


91 

Problems 


Problems 


(a) Determine I E , and a d( . 


4-5. 


92 

The 

Junction 

Transistor 


4-6. 


4-7. 


4-8. 


4-9. 


4-10. 


(b) Determine the new level of I c which will result from reducing I B 
to 150 juA. 

Determine the values of I B and l c for a device with the characteristics 
shown in Figs. 4-13 to 4-15 when V BE is 0.6 V and V CE = 6 V. 

From the common base output characteristics in Fig. 4-10, derive the 
current gain characteristics for Vcb — ^ V. 

A transistor has the characteristics shown in Figs. 4-9 to 4-11. 
Determine I E and I c when V BE = 0.8 V and V CB = 6 V. 

Using the common emitter output characteristics shown in Fig. 4-14, 
derive the current gain characteristic for r«-s V. Also determine 
the value of h fe when / c «s2 mA and V. 

From the common emitter current gain and output characteristics in 
Fig. 4-15, determine and hj e when V CE ^ — 2 V and / c « 3 mA. 
From the common emitter input characteristics in Fig. 4-13, de- 
termine h u when I B = 100 fiA and V ce~& V. 


Transistor 

Biasing 


A dc load line, similar to those for diodes and other electronic devices, 
may be drawn on the transistor characteristics in order to study the currents 
and voltages in a particular circuit. The dc bias point , or quiescent point , is the 
point on the load line which represents the currents in a transistor and the 
voltages across it when no signal is applied; i.e., it represents the dc bias 
conditions. The stability of the bias point may be affected by variations in 
parameters from one transistor to another or by temperature variations. 

The value of h FF (or /? dc ) for a given type of transistor has a wide 
tolerance. A typical h FE specification is 


minimum value 

25 


typical 

50 


maximum value 

75 


As will be seen, the typically wide tolerance of h FE can affect the bias 
conditions, and thus determine the type of bias circuit that must be used. 
Temperature variations can also affect bias point stability. 


CHAPTER 

5 


5-1 

Introduction 


93 


5-2 

The dc Load 
Line and 
Bias Point 


To study the effects of bias conditions on the performance of the 
common emitter circuit, it is necessary to draw a dc load line on the 
transistor output characteristics. Consider the circuit and characteristics 
shown in Fig. 5-1. 

If the circuit was to be used as an amplifier, the input terminals would 
be base and emitter. The output would be taken from collector and emitter. 
The emitter terminal is common to both input and output, so the configura- 
tion is identified as a common emitter circuit. 

Note that the polarity of the transistor terminal voltage in Fig. 5- 1(a) 
is such that the base-emitter junction is forward biased, and the collector- 
base junction is reverse biased. These are the normal bias polarities for the 
device. 

From Fig. 5- 1(a), the collector emitter voltage is 


Therefore, 


Vce = (supply volts)-(volt drop across R L ). 
^ce ~ Vcc ~ 


(5-1) 



94 


(b) Common emitter characteristics and load line 
Figure 5-1. Plotting the dc load line. 


If the base bias voltage V B is such that the transistor is not conducting, 
then l c — 0 and Vce=Vcc-(OxR l )=V cc = 20 V. Therefore, when 7 C = 0, 
VCE = 20 V. This point is plotted on the output characteristics as point A. 

Suppose that V B is increased until / c = 0.5 mA; then V CE — 20 V — 
(0.5 mAXlO kft) = 20 V-5 V=15 V, and thus when / c = 0.5 mA, V CE = 
15 V. This point (point B) is now plotted on the output characteristics. 
Continuing the above process, several sets of corresponding values of I c and 
V C E are obtained and plotted on the common emitter output characteristics: 

I c = 1 mA, V CE = 10 V, point C 

I c = 1.5 mA, Vce~^ V, point D 

l c = 2 mA, V CE = 0 V, point E 

The line drawn through these points is straight and is the dc load line for 
R l = 10 kft. Since the load line is straight, it could be produced by plotting 
only two points and drawing a line through them. The most convenient two 
points in this case are point A and point E. 

At point /l, / c = 0 and V CE = V cc = 20 V 

V cc 

At point E, V CE = 0 and l c — — = 2 mA 

r l 

The dc load line is a plot of I c against VCE for a given value of R L and 
a given level of Vcc- Thus, it represents all collector current levels and 

corresponding collector-emitter voltages that can exist in the circuit. For 

example, a point plotted from 7 C = 1.5 mA and ^CE = 16 V would not appear 
on the dc load line in Fig. 5-1. Therefore, the load line shows that this 
combination of voltage and current levels could not exist in this particular 
circuit. Knowing any one of I Ci I B , or V CE> it is easy to determine the other 
two from the load line. 

The load line in Fig. 5-1 applies only for the case of V cc = 20 V and 
R l = 10 kft. If either of these conditions is changed, a new dc load line must 
be drawn. 


Draw the dc load line for the circuit and characteristics of Fig. 5-1 
when R l is changed to 9 k 12. 

solution 

When 7 C = zero, V CE = F cc = 20 V. 

Therefore, plot point A at / c = zero and V CE = 20 V. 

When V CE = 0 V, I c = V cc / R L = 20 V/9 k« = 2.2 mA. 

Therefore, plot point F at Vce~ 0 and 7 C =2.2 mA. Now join points A 
and F together to draw the load line for R L S =9 kft. 


95 

The dc Load Line 
and 
Bias Point 


Example 5-1 


96 

Transistor 

Biasing 



Figure 5*2- Bias point selection. 


In designing a circuit, a point on the load line is selected as the dc bias 
point, or quiescent point. This bias point specifies the I c and V C E that exist 
when no input signal is applied. When an input signal is applied, I B varies 
according to the signal amplitude and causes I c to vary, consequently 
producing an output voltage variation. 

Consider the 10-k£2 dc load line shown in Fig. 5-2, for the circuit of 
Fig. 5- 1(a). Suppose the dc bias conditions are set up as at point Q. 

At point Q: I B = 20 /aA, I c = 1 mA, and V CE = 10 V. 

When I B is increased from 20 /a A to 40 /a A, I c becomes 1.95 mA and 
V CE = V cc — (I c X R l ) = 20 V — ( 1 .95 mA X 10 k$2) = 0.5 V. 

Therefore, increasing I B by 20 /aA (from 20 /aA to 40 /aA) caused V C E 
to decrease by 9.5 V (from 1 0 V to 0.5 V), or a A I B =4-20 /aA caused a 
A V CE = —9.5 V. 

When l B is decreased from 20 f±A to 0 fiA, l c becomes 0.05 mA and 
V CE = Vcc~( i c xR l) = 2Q V — (0.05 mAXlO kfi)=19.5 V, or a A/, = -20 
p A caused a A V c = 4- 9.5 V. 

Thus, if the circuit is biased to point Q, where I c — 1 mA and V CE = 10 
V, an ac input could be provided to produce an output voltage swing (A ^ce) 
of ±9.5 V. 


Suppose, instead of being biased to point Q, the circuit is biased to point Q\ At 
point Qf, 


7 C = 0.525 mA and V CE = 14.75 V 
AI b = ± 10 pA, A7 C = ±0.475 mA, AV CF = ±4.75 V 

The maximum equal positive and negative variations in V CE are now 
±4.75 V. This is also referred to as the maximum undistorted output , because 
any larger output amplitude would be a distorted waveform; i.e., the 
negative output change would be larger than the positive output change. 

At all bias points above or below point (£, it is seen that the maximum 
equal positive and negative variation in VCE will be less than ±9.5 V. 
Therefore, for maximum undistorted output voltage variations, the bias 
point must be selected at the center of the load line. In some cases, 
maximum possible output voltage variation will not be required, and then 
the bias point can be at any other suitable point on the load line. 


A transistor with the output characteristics shown in Fig. 5-3 is 
connected as a common emitter amplifier. If R L = 2.2 kS2, V cc = 18 V, and 
I B = 40 pA, determine the device bias conditions and estimate the maximum 
undistorted output. 

solution 

The circuit is the same as that shown in Fig. 5- 1(a), but with R, — 2.2 k£2 
and V cc = 1 8 V. 

UseEq. (5-1): V CE = V cc - I C R L . 

When 7 C = 0, 


Vce ~ ^cc = 1 8 V 

Plot point A on Fig. 5-3 at 7 C = 0, V CE = 18 V. 

When V CE = 0 , 

18 V 

= V C fJ R-i. — 2 2 kfi 

Plot point B on Fig. 5-3 at 7 C = 8.2 mA, V CE = 0 V. 

•Draw the dc load line from points A to B. Where the load line 
intersects the I B = 40 pA characteristic at point Q, read the bias conditions as 
7 C = 4.25 mA and ^ = 8.7 V. 

When I B is increased to 80 pA (point Q.i)> ^ CE is decreased from 8.7 to 
1.2 V; i.e., AF C£ = 7.5 V. When I B is reduced to zero pA (point (£ 2 ), V CE 
increases from 8.7 to 16.7 V, and AV CE = S V. 

The maximum undistorted output is ± 7.5 V. 


97 

The dc Load Line 
and 
Bias Point 


Example 5-2 


98 

Transistor 

Biasing 


5-3 

Fixed 

Current 

Bias 



The bias arrangement shown in Fig. 5-4 [and in Fig. 5- 1(a)] is known 
as fixed current bias. The base current I B is fixed by the bias voltage Vcc and 
the resistor R B . 

From Fig. 5-4, 





(5-2) 


Note that because V CE > Vbe, and R b are constant quantities, I B remains fixed 
at a particular level. In this circuit I B is not affected by the transistor h FE 
value. 



Figure 5-4. Fixed current bias. 


Design of bias circuits must begin with a specification of the supply 
voltage and the required l c and V CE . Alternatively, R L and V C£ may be 
specified and I c calculated. The procedure is best understood by considering 
a design example. 


99 

Ftxed 

Current 

Bias 


Design a fixed current bias circuit using a silicon transistor having an Example 5-3 
h FE value of 50 typical, 25 minimum, and 75 maximum. V cc is 10 V, and 
the dc bias conditions are to be Vce~^ V and I c = 1 mA. Calculate the 
maximum and minimum levels of I c and VCE- 

solution 

First design the circuit, using the typical value of h FE = 50. 


value of R l 
From Eq. (5-1) 


^ce~ Vcc Ic^l 


and 





10 V-5 V 
1 mA 


-5 kfi 


value of R b 


I c _ (1X10~ 3 ) 
h FE 50 


= 20 fiA 


From Eq. (5-2), 



and 





10 V-0.7 V 
20 nA 


= 465 kS2 


If h FE has a typical value of 50, then the bias conditions should be ^-5V 
and I c ~ 1 mA as desired. Now calculate the bias conditions when h FE is 25 
and 75. 


100 

Transistor 

Biasing 


5-4 

Collector- 
to- Base 
Bias 


When h FE — 25, I B remains equal to ( V cc — V BE )/ R B = 20 juA 

and Ic—hFE 1 !} = 25 X 20 jiA 

= 0.5 mA 

V CE = V cc ~ I c R l = 1 0 V - (0.5 mAX5kfl) 


= 7.5 V 


When h FE = 75, I B remains equal to ( V cc — V BE )/ R B = 20 fi A 
and ^c—hpE^B = 75 X 20 fi A 


= 1.5 mA 

V CE = V cc ~ = 1 0 v — ( 1 .5 mA X 5 kfi) 

= 2.5 V 


From Example 5-3 it is seen that, although the circuit was designed for 
l c = 1 mA and V CE = 5 V, the actual bias conditions may be anywhere 
between / c = 0.5 to 1.5 mA and ^CE — 2-5 to 7.5 V. This wide range results 
from the spread in possible values of h FE . The fixed current bias technique is 
not a very satisfactory method of obtaining good bias point stability. 

In Example 5-3, R L and R B as calculated are not standard resistance 
values. In practice the nearest standard values should be selected, and this 
affects the actual I c and Vqe levels obtained. The following examples 
continue to use nonstandard resistance values as calculated. This is to permit 
comparison of the performance of the three basic bias circuits. 


In the collector-to-base bias circuit (Fig. 5-5)) the base resistor R B is 
connected to the collector of the transistor. This makes the circuit design a 
little more complicated, but improves the dc bias conditions. To understand 
how the bias stability is improved, observe that the voltage across R B is 



Figure 5-5. Collector-to-base bias. 


dependent upon K:e- If I c becomes larger than the design value, it causes an 
increased voltage drop across R L . This results in a smaller level of which 
in turn causes I B to be smaller than its design level. But since I c —^fe^B' Ic 
will also tend to be reduced. 

From Fig. 5-5, 


101 

Collector- 

to-Base 

Bias 


Vcc ~ R l {I b + I c ) + Vce 


(5-3) 


and 


^ce~ Ib^b + ^BE 


(5-4) 


Design a collector-to-base bias circuit for the conditions specified in 
Example 5-3, and calculate the maximum and minimum levels of I c and 
^ce- 


solution 

First design the circuit, using A a£ = 50. 
From Eq. (4-7), 


A 

^FE 


1 mA 
50 


= 20 pA 


Example 5-4 


Rearranging Eq. (5-4), 


R» = 



5 V — 0.7 V 

20 pA 


= 215 kfi 


From Eq. (5-3), 




Vcc Vqe 
Ib + Ic 


10 V-5 V 
20 /xA -h 1 mA 


= 4.9 kfi 


The circuit has been designed to give V CE — 5 V and / c = 1 mA when 
h FE = b0. Now determine the bias conditions when h FE is 25 and when h FE is 
75. In this circuit I B does not remain constant when h FE changes. 

From Eqs. (5-3) and (5-4), 


kcc ~ Rl (I b^ Ic) 4 " I bRb 4 * ^be 


102 

Transistor 

Biasing 


Then, since I b —I c /^fe^ 


Vcc-Rl( T- +I c)+-r-R B +y I 

\ n FE } h FE 

=/c h(i +1 ) + 5 


When h FE = 25, 


10 v = / c [ 4 .9 ka(^ + 1) + ] +0.7 V 


giving 

/ c = 0.68 mA 

Substituting I B = I c / h FE into Eq. (5-4), 


v C E=-jrR B +v BE 


= | °.68mA x215 kB j + 0 7 v = 655 V 


For h FE = 75 y 


10 V = / C j^4.9 + 


215 kfi 
75 


+ 0.7 V 


and 


E = ( 11 75 mA X2l5ksj + 0.7 V=4.1 V 


For the collector-to-base bias circuit in Example 5-4, / c = 0.68 to 1.19 mA 
and Fce = 4' 1 to 6.55 V. This is an improvement over the fixed current bias 
circuit. 


5-5 

Emitter 

Current 

Bias 

(or Self-Bias) 


An emitter current bias circuit is shown in Fig. 5-6. Resistors /?, and R 2 
divide the supply voltage Vac to provide a fixed bias voltage ( V B ) at the 
transistor base. Also, a resistor R E is included in series with the emitter 
terminal of the transistor. The voltage drop across Fe * s F e — I E X R e , and 



103 

Emitter 

Current 

Bias 

(or Self- Bias) 


V e =Vb-V be . 

V — V 

Therefore, 1 E = - B — BE (5-5) 

r e 

if V be , I e z& V b /R e and is very stable no matter what the value of h FE . 
Since I c ^I Ey the collector current is also a stable quantity in this circum- 
stance. 

The discussion above assumes that V B is an extremely constant level of 
bias voltage. This requires that /?, || /? 2 be not very much larger than R E . If 
R\ || R 2 is very much larger than R E , then the circuit performance becomes 
similar to the fixed current bias circuit. 

To obtain a very stable bias voltage, R l and R 2 should be selected as 
small as possible, so that variations in I B have little effect on the level of V B . 
However, since the ac input is coupled via C, to the transistor base (see Fig. 
5-6), R x and R 2 should be made as large as possible to maintain a high input 
resistance. A rule-of-thumb approach is to make I 2 (flowing through R x and 
R 2 ) approximately equal to the collector current I c . When thermal stability is 
considered, it will be seen that this rule-of-thumb can be very effective. 

Using an approximation, this kind of bias circuit can be very' easily 
analyzed to determine l c and ^CE' The approximation is normally quite 
reasonable. Base current I B is assumed to be very much smaller than the 
current / 2 through resistor R 2 . This allows V B to be calculated from the 
supply voltage Vcc and potential divider R { and R 2 . 


and 


^cc x 


*2 

R i +R 2 



(5-6) 


(5-7) 


f C~ / £ 


104 

Transistor 

Biasing 



Figure 5-7. Emitter current bias showing bias voltage and source resistance. 
Therefore, 

Vcb-Vcc-Ib(Rl + Rb) (5-8) 

To rigorously assess the performance of the emitter current biased circuit, it 
should be redrawn as in Fig 5-7. The bias resistances are replaced with their 
Thevenin equivalent circuit, in which V B = V cc XR 2 /(R x + 7? 2 ) and R B = 

*lll*2- 

From Fig. 5-7, 


^cc — 4^4 ^ CE Re( 1 B **■ 4) 

(5-9) 

= 44s **“ ^BE ReVb 4) 

(5-10) 


Example 5-5 


Using the circuit conditions specified for the last two examples, design 
an emitter current bias circuit, and investigate the effects of h FE spread. 

solution 

As before, first design the circuit using the specified typical value of h FE = 50. 

In this case it will be necessary to use V cc ~ 15 V, so that I c R L = b V, 
V ce = 5 V, and V E = 5 V. 

/A = 5V 


l 

L 1 mA 


= 5 kft 


or 


and 


Since Ig — Ic/ ^ fe » 


— (4; + Ib)Re 



105 

Emitter 

Current 

Bias 

(or Self-Bias) 


Substituting values, 


Let 


then 


and 




5 V = ( 1mA + 


1 mA 
50 


h 


Iq 1 inA 


, _ Vb .. >g+ K BE . 5V + 0.7V 

2 I 2 / 2 1 rnA 

= 5.7 kfl 


^ B ~ 

*,= 


I c _ 1 mA 


Vcc-Vb 
I 2 + I B 


= 20 nA 


15 V-5.7 V 
1 mA + 20 /xA 


= 9.1 kfi 


Now calculate the bias conditions for h FE = 25 and 75: 


and 


V 


^cc>< 


*L 

r x + r 2 


= 15 VX 


5.7 kS2 

9.1 kfl + 5.7 kfl 


«5.8V 

Rg~ R\ || R 2 = 5.7 k!2||9.1 kfi 
= 3.5 k« 


From Eq. (5-10), 


V' t -I B R B +V BE + RA1 B + I c ) 


106 

Transistor 

Biasing 


substitute 




Jc_ 

hpE 


Thus 


Jc_ 

h FE 


V'b = ~T~ R r + V n/r + 

« j 


which gives 


— V dp — If 


■+R> 


n FE \ n FE 


4 M 


(i +l ) 


J _ £ DC* 

{Rr/ ^Fe) + Re( 1 / kpE + 0 


for h FE — 25, 


r = 5.8V-0.7V 

c (3.5 kfl/25) + 4.9 k£2(l/25 + 1) 
= 0.97 mA 


for h FE — 75, 


r = 5.8 V-0.7 V 

c (3.5 kfi/75) + 4.9 kfl( 1 /75 + 1 ) 
= 1 .02 mA 


From Eq. (5-9), 


Vce~ ^cc 




For h FE = 25, 

= 1 5 v “ (°- 97 mA X 5 kfl) - 4.9 kfl( °' 97 ^ lA + 0.97 mA j 
= 5.2 V 
For h FE = 75, 

V CE =\5 V-(1.02 mAX5 kfl) — 4.9 kfl( LQ ^f I } A + 1.02 mA) 
= 4.9 V 


For the emitter current bias circuit in Example 5-5, I c is 0.97 to 1.02 
mA, and V CE is 4.9 to 5.2 V. 


Examples 5-3 to 5-5 show the three types of basic bias circuits. Each 
circuit employs a transistor with a typical v* value of 50 and maximum and 
minimum values of 75 and 25, respectively. Each circuit was designed for 
Vqe = 5 V and 7 C = 1 mA. The maximum and minimum levels of I c and V CE 
were calculated as: 

For fixed current bias, 

7 C = 0.5 to 1.5 mA and V CE — 2.5 to 7.5 V 

For fixed collector to base bias, 

7 C = 0.68 to 1.19 mA and V CE = 4. 1 to 6.55 V 

For emitter current bias, 

7 C = 0.97 to 1.02 mA and V CE = 4.9 to 5.2 V 


Clearly, the emitter current bias circuit is the most stable of the three. 

Transistors can be seriously affected by temperature. Two of the most 
temperature-sensitive quantities are the base-emitter voltage ^be and the 
collector- base reverse saturation current I cbo . The temperature coefficient 
of is approximately —2.2 mV/°C for a silicon transistor, 

and — 1.8 mV/°C for a germanium device. I CB0 approximately doubles for 
each 10°C temperature increase. 

An increase in I CB0 will cause I c to increase, and an I c increase will 
raise the temperature of the collector-base junction. The junction tempera- 
ture increase will generate more minority carriers, and so increase f CB0 still 
further. The effect is cumulative, so that a considerable increase in 7 C may 
be produced. This could result in a significant shift in the dc operating 
point, or, in the worst case, 7 C may keep on increasing until the collector- 
base junction is burned out. This effect is known as thermal runaway. 
Measures taken to avoid it are similar to those required for good bias 
stability with spread in h FE values. 

Changes in V BE may also produce significant changes in 7 C and 
consequently in the dc operating point. However, because of the possibility 
of thermal runaway, the I CB0 changes are by far the most important. The 
thermal stability of a circuit is assessed by deriving a stability factor S. 


S = 


yic_ 

^IcBO 


(5-H) 


The minimum value that S can have is one; i.e., if I CBO increases by 1 /xA, 7 C 
will increase by at least 1 /xA. For S' = 50, A7 C = 50X A7 Cfio . A stability factor 
of 50 is considered poor, while S= 10 is good. 


5-6 

Comparison 
of Basic 
Bias circuits 


5-7 

Thermal 

Stability 


107 


5-7.1 To find S for a given circuit, an expression for I c is derived and then 

Evaluation altered to study the effect of changes in the various currents. From Eq. (4-6), 

$ a general expression relation I B , I CBO > and I c is 

Ic ~ h feIb ( 1 + h fe)Icbo 

When I CB0 changes by A I CB o> Ib changes by A I B and I c changes by 
A/ c , so the equation becomes: 


or 


A I c — ^fe^Ib 4 " ( 1 4 * I 1 fe)^Icbo 
A Id A Icro 

1 hFE JT c ~ < ' i + hFE) ~U^ 

klcBO _ 1 ~ ^Fe(^Ib/^Ic) 


A In 


1 4* kp . 


Ajc 1 h FE 

A IcBO 1 — ^Fe(^Ib/^Ic) 


(5-12) 


Equation (5-12) is a general expression for S. To evaluate S , an 
expression for A I B / A I c must be derived for each particular circuit. 


5-7.2 

5 for Fixed 
Current Bias 


From Eq. (5-2), 


/« = 



When I B changes by A I B , ^cc and Vbe are unaffected, and since I c is not 
involved in the equation, 



Substituting into Eq. (5-12), 
For fixed current bias, 


1 4 - h FE 
1-0 
= 14 * h FR 


(5-13) 


In the bias design examples, h FE ranged from 25 to 75. This gives a 
value of S from 26 to 76. Thus, the fixed current bias circuit has poor 
thermal stability as well as poor stability against h FE spread. 


108 


From Eqs. (5-3) and (5-4), 


^cc RlUc ^b) "*■ Rb^b 

= 'c*£ ■*■ *b(Rl “*■ "*■ ^BE 


5-7.3 
5 for 

Collector- 
to-Base Bias 


When I CBO changes by A/ Cfio , l B changes by A/ fl and l c changes by A/ c , 
there is no effect upon Vcc and ^fl£* and the equation becomes 


0 = A/ c /? i + A/*(/? L + /? fl ) 
or - M c R l = bI B (R L + /?*) 

*V. 

A/ C + 


Substituting this expression into Eq. (5-12), 
For collector to base bias, 





(5-14) 


Using the h FE and resistance values from Example 5-4, S ranges from 17 to 
28. 

This is an improvement over the fixed current bias stability factor, but 
in many cases it may be unacceptable. From the expression for S , it is seen 
that, for a small value of S, R B must be as small as possible. 


From Eq. (5-10), 


V'b ~ ^cR E + /*(/?£ + Rb) Kb£ 


When I CB0 changes by A I CBO , I B changes by A I B and I c changes by A/ c , 
there is no change in V B and Kb£> and the equation becomes 


0 — A IqRe "*■ A/jb( R b + R b ) 
or — &I c R e = AI b (R e + R b ) 

~Re 

A/ c 

Substituting into Eq. (5-12), 

For emitter current bias 




1 + h FE 



Re 

Re + r b 


) 


(5-15) 


5-7.4 
5 for 
Emitter 
Current Bias 


109 


110 

Transistor 

Biasing 


5-8 

AC Bypassing 
and the 
AC Load Line 


5 - 8.1 

AC Bypassing 


5 - 8.2 

The AC 
Load Line 


For I 2 ~ Iq* as * n Example 5-4, S^1.7, which is a very good stability factor. 
Also, for R b = R e , S&2; for R B = 5R E , 5^6; and for R B <giR E , Sczl. 

It is seen that the emitter current bias circuit can be the most stable of 
all three circuits considered. This is the case for temperature variations, as 
well as for effects of h FE spread. 


In the discussion on the collector-to-base bias circuit, it was explained 
that an increase in I B would produce a decrease in ^CE’ which tends to 
cancel the original increase in I B . This, of course, is the effect that produces 
good dc bias stability. However, the same conditions exist when an ac signal 
is applied to the base for amplification. The voltage change at the collector 
tends to cancel the ac input signal, and this can result in the circuit having a 
very low ac gain, as well as affecting its input impedance. The effect is 
termed ac degeneration , and it must be eliminated if reasonable ac voltage 
amplification is to be achieved. 

Figure 5-8(a) shows how ac degeneration is eliminated in the collector- 
to-base bias circuit. Instead of using a single bias resistor, two approximately 
equal resistors, R Bl and R B2 , are employed. The two must add up to the 
required value of R B . A bypass capacitor (C B ) is connected from the junction of 
R Bl and R B2 to the low-voltage supply terminal, as shown. C B behaves as a 
short circuit to ac signals, and the ac equivalent of the circuit is then as 
shown in Fig. 5-8(b). R Bl and R B2 are in parallel with the input and output, 
respectively, and since they are large-value resistances they have virtually no 
effect on the ac gain of the circuit. The dc bias stability is, of course, 
unaffected by the presence of C B . 

Emitter current biased circuits also suffer ac degeneration, and a 
bypass capacitor C E must be employed, as shown in Fig. 5-9. From the 
circuit analysis in Chapter 6 the expression for the voltage gain of a common 
emitter circuit with a resistance in series with the emitter terminal is 

A = ~ ^FE R L 

h u + R E{ l+fl fi) 

Thus, it is seen that the presence of R E can keep the amplifier gain uselessly 
low. C E has the effect of ac short circuiting R E to achieve a reasonable 
voltage gain. 

The total dc load in series with the transistor in Fig. 5-9 is (R L + R E ). 
Thus, the dc load line is drawn for the resistance (R L + R E ). With R E 
bypassed by Ce> the ac load is R L , and a new ac load line must be drawn to 




Figure 5-8. Elimination of ac degeneration in collector-to-base bias circuit. 



Figure 5-9. Elimination of ac degeneration in emitter current biased circuit. 


Ill 


112 

Transistor 

Biasing 


Example 5-6 


describe the circuit ac performance. When no signal is applied, the transistor 
voltage and current conditions are as indicated at the quiescent point (point 
(?) on the dc load line (see Fig. 5-2). When an ac signal is applied, the 
transistor voltage and current vary above and below point Q. Therefore, the 
Q, point is common to both the ac and dc load lines. Starting from the () 
point, the ac load line is drawn by taking a convenient collector current 
change (A/ c ), and calculating the corresponding collector emitter voltage 
change (A V c = — kI c R L ). The current and voltage changes are then 
measured from point Q to obtain another point on the ac load line. The ac 
load line is then drawn through this point and point Q. 


The common emitter circuit shown in Fig. 5-9 has V cc = 20 V, R L = 3.9 
H2, R e = 1.2 k£2, R x = 12 kfi, and R 2 = 2.2 kfi. R E is bypassed to ac signals by 
the large capacitor C E , and the transistor employed has the characteristics 
shown in Fig. 5-10. Draw the dc and ac load lines for the circuit. 

solution 

Total dc load = R L + R E = 3.9 k£2 + 1 .2 kfi = 5. 1 k£2 


and 


When I c = 0, 


Vce~ ^cc Ic(Rl + Re) 


Vce~ t'cc 


= 20 V 



Figure 5-10. Plotting the ac load line. 


Plot point A on Fig. 5-10 at 7 C = 0 and K C£ = 20 V. When V CE = 0, 


Therefore, 


0= v cc -i c (r l + r e ) 


^C~ 


Vcc 

Rl + Re 


20 V 
5.1 kfl 


= 3.92 mA 


Plot point B on Fig. 5-10 at I c = 3.92 mA and F C£ = 0. 

Draw the dc load line through points A and B. 

The approximate bias conditions can be quickly determined by assum- 
ing that the base current ( I B ) is too small to affect the base bias voltage ( V B ). 
Thus, 


and 


^ccX 


*2 

/?J + /?2 


20 VX2.2 kfi 
12 kft + 2.2 kfi 


I E R E = V b~ Vbe = 3.1 V-0.7 V = 2.4 V 



2.4 V 
1.2 kS2 


= 2 mA 


Mark the bias point (point ()) on the dc load line at 7 C = 2 mA (Fig. 
5-10). The ac load is R L = 3.9 kfi. 

Taking A/ c = 1 mA, AF C£ = -M C R L = -(1 mAX3.9 kft)=-3.9 V. 
Therefore, when 7 C increases by 1 mA (from point ()), V CE decreases by 3.9 
V. Plot A/ c and ^CE on Fig. 5-10 to obtain point C as another point on the 
ac load line. Draw the ac load line through points () and C. 


113 

Glossary of 
Important 
Terms 


DC load line. Load line plotted on transistor characteristics to represent all G lossary of 

circuit conditions. Important 

Terms 

DC bias point. Voltage and current conditions that exist in a circuit when 
no signal is applied. Point on dc load line. 

Quiescent point (()). Same as dc bias point. 

Fixed current bias. Method of biasing a transistor in which base current is 
held constant. 

Collector-to-base bias. Transistor bias circuit in which the base is con- 
nected via a resistor to the collector. 

Emitter current bias. Transistor bias circuit in which a resistor is con- 
nected in the emitter circuit. 

Self-bias. Same as emitter current bias. 


114 

Transistor 

Biasing 


Review 

Questions 


Problems 


Thermal runaway. Transistor destruction by overheating, due to unstable 
bias circuit. 

Thermal stability factor (5). The ratio of variation in I c to variations in 

^CBO' 

AC degeneration. Loss of ac circuit gain, due to factors which produce 
good dc bias stability. 

5-1. Sketch a fixed-current bias circuit (a) using an npn transistor; (b) 
using a pnp transistor. In each case show the supply voltage polarity 
and current directions. 

5-2. For a fixed-current bias circuit, derive an equation relating I c to the 
supply voltage, circuit resistors, and transistor h FE value. Also derive 
an equation for the transistor collector voltage V c . 

5-3. Repeat Question 5-1 for collector-to-base bias. 

5-4. Repeat Question 5-2 for collector-to-base bias. 

5-5. Repeat Question 5-1 for emitter-current bias. 

5-6. Repeat Question 5-2 for emitter-current bias (a) using an approxi- 
mate method; (b) for a rigorous analysis. 

5-7. Compare the three basic bias circuits with regard to the stability of 
collector current I c against changes in h FE . 

5-8. Discuss the thermal stability of a transistor circuit, and define the 
stability factor S. Compare the three basic bias circuits with regard to 
stability factor S. 

5-9. Explain what is meant by ac degeneration , and show how it may be 
eliminated in collector-to-base bias and emitter current bias circuits. 

5-1. For the common emitter circuit and output characteristics shown in 
Fig. 5-1, plot the dc load line for the following conditions: 

(a) V cc = 15 V, R l = 7.5 kfi. 

(b) V cc — 1 2 F,* L = 8k£2. 

In each case, select the best dc bias point, and specify it in terms of I c 
and V CE . 

5-2. A circuit with the same configuration and transistor characteristics as 
shown in Fig. 5-1 is to have the following dc bias conditions: 

V cf = 9 V, 7 c = 2mA 

If V cc is 18 V, plot the bias point on the characteristics, draw the 
load line, and determine the required value of R L . 

5-3. For a fixed-current bias circuit, 7? B = 200 kfl, R L = 2 kfl, and V cc = 
10 V. Assuming V BE = 0J V, find the dc operating point when 
h fe — 50. Also determine the changes in operating point when h FE has 
a minimum value of 40 and a maximum value of 60. 


5-4. A transistor having the output characteristics shown in Fig. 4-14 is 
connected as a common emitter amplifier. If R L = 1.2 k£2, F’ cc = 
7.5 V, and / s = 40 /*A, determine the device bias conditions, and 
estimate the maximum peak-to-peak undistorted output voltage. 

5-5. A fixed current bias circuit has /? L = 3.3 k!2 and V cc =15 V. The 
transistor has a typical h FF = 60, with minimum and maximum values 
of 30 and 90, respectively. Select a value of R g to give V CE — b V for 
the typical h FE value. Also determine the upper and lower limits of 
^ ce • 

5-6. A collector-to-base bias circuit is to be designed to have a V CE of 
12 V. R l = 2.2 kfi, T cc = 20 V, and the transistor h FE ranges from 40 
minimum to 80 typical to 120 maximum. Determine the required 
value of R b and calculate the upper and lower limits of VCE- 

5-7. A collector-to-base circuit has R L = s 3.3 kfi, V cc = 1 5 V, and R B = 
330 kJ2. The silicon transistor employed has an h FE ~ 60 typical, 20 
minimum, and 100 maximum. Determine the typical, minimum, and 
maximum levels of ^CE’ 

5-8. Design a collector-to-base bias circuit using a silicon transistor which 
has h FE = 80 typical, 60 minimum, and 100 maximum. A 25-V supply 
is to be used, and the dc bias conditions are to be V CE — 10 V and 
I c = 3 mA. Calculate the maximum and minimum levels of ^ce- 

5-9. The emitter current bias circuit shown in Fig. 5-6 has R L = 2.2 kft, 
R e —-3.3 kfi, 7?, =6.8 kfi, R 2 = 4.7 kft, and V cc = 1 5 V. The transistor 
employed is silicon and has h FE = 150 typical, 100 minimum, and 200 
maximum. Calculate the typical, minimum, and maximum levels of 
v ce- 

5-10. Design an emitter current bias circuit using a silicon transistor with 
h FE = 60 typical. The supply is V cc = 30 V, and the bias conditions 
are to be V C E = 10 V and l c — 1 mA. Determine values for R t , R E> /?,, 
and R 2 . Also calculate the maximum and minimum levels of V CE if 
maximum h FF = 80 and minimum h FE = 40. 

5-11. An emitter current bias circuit is to be designed to have v ce~& v - 
The available supply is 1^ = 20 V, and the transistor has an h FE 
which ranges from 40 minimum to 80 typical to 120 maximum. Ix>ad 
resistance R E = 6 kft. Select suitable values for R E and bias resistances 
R x and R 2 , and calculate the maximum and minimum levels for ^ce- 

5-12. Determine the stability factor S for each of the circuits in Problems 
5-3, 5-6, and 5-9. 

5-13. The circuit designed in Question 5-11 uses a transistor with the 
characteristics shown in Fig. 5-1. Draw the dc load line, determine 
the bias conditions, and draw the ac load line. 

5-14. Draw the dc and ac load lines for the circuit of Question 5-9. The 
transistor characteristics are as shown in Fig. 5-10. 


115 

Problems 


CHAPTER 

6 


6-1 

Introduction 


6-2 

Common 

Emitter 

Circuit 


Basic 

Transistor 

Circuits 


There are three basic transistor circuit configurations — common emitter, 
common collector, and common base. All transistor circuits, however complicated, 
are based on these three configurations. 

The common emitter circuit is by far the most frequently used of the 
three. It has good voltage gain and high input impedance. The common 
collector circuit has a voltage gain of only 1 , but it also has a very high input 
impedance and a very low output impedance. The common base circuit 
combines good voltage gain with the disadvantage of a very low input 
impedance. However, the common base circuit can operate satisfactorily at 
much higher frequencies than the common emitter circuit. 

For each of the basic circuits, and for circuits consisting of more than 
one stage, the gains and impedances may be calculated from a knowledge of 
the A-parameter equivalent circuit. 

An npn transistor is shown in Fig. 6-1 with a load resistor (R L = 10 k£2) 
in series with the collector terminal. A collector supply voltage ( V cc — 20 V) 
is provided with a polarity that reverse biases the collector-base junction. A 


116 



117 

Common 

Emitter 

Circuit 


base current l B is also provided via R B > and this results in a forward bias 
( ^be) at base-emitter junction. (This is fixed current bias as described in 
Section 5-3.) 

A signal voltage V s having a source resistance R s is capacitor coupled 
via Cj to the transistor base. The output is derived via another capacitor C 2 
connected to the transistor collector. Both capacitors are open circuit to 
direct currents, but offer a very low impedance to ac signals. If the signal 
source were direct connected instead of capacitor coupled, there would be a 
low resistance path from the base to the negative supply line, and this would 
affect the circuit bias conditions. Similarly, an external load directly con- 
nected to the transistor collector might alter the collector voltage. 

Assume that R B is selected to give a base current of 7^ = 20 fiA. Also, 
let the dc current gain factor of the transistor be h FE = 50. Then 

Ic^^fe^b 

= 50 X 20 X I0" 6 = 1 mA 

The voltage drop across R L is 7 C 7? L = 1 mAX 10 k£2 = 10 V, and the collector 
to emitter voltage V CE is V cc — (I C R L ) = 20 V— 10 V= 10 V. 

The circuit dc conditions have been established as 7^ = 20 fiA> 7 C *= 

1 mA, V CE = 10 V, V cc = 20 V. 

If V BF is increased until I B = 25 fiA, 

Ic^^fe^b 

= 50 X 25 X 1 0 ' 6 = 1 .25 mA 

The voltage drop across R, is 7 C 7?, = 1-25 mAX 10 kfi= 12.5 V, and L* 
V cc - I c R l = 20 V - 1 2.5 V = 7.5 V. 

When 1 B is 20 ptA, V CE ** 10 V 7 , and when l B is 25 /iA, r c£ * 7.5 V. 


118 

Basic 

Transistor 

Circuits 


Hence, for an increase in I B of 5 pA , ^CE decreases by 2.5 V (i.e., V CE 
changed by the same amount as the voltage change across R L ). 

Similarly, if P BE is decreased until I B is 15 pA, I c becomes = 50 X 15 
X10~ 6 = 0.75 mA and 7^ = 0.75 mAXlO kfl = 7.5 V. Thus, V CE = 
20 V — 7.5 V= 12.5 V. Therefore, for a 5-/xA decrease in I B , V CE increases 
by 2.5 V. 

The variation in base-emitter voltage could be produced by the ac 
signal V s . This might require a signal amplitude of perhaps ± 10 mV. If 
V s = ± 10 mV produces V 0 = ±2.5 V, the signal may be said to be amplified 
by a factor of 


Vj V s = 2.5 V/10 mV = 250 


or circuit amplification = 250. 

The transistor current and voltage variations have no effect on the 
supply voltage ( V cc ). So, when assessing the ac performance of the circuit, 
V C c can be treated as a short circuit. The coupling capacitor C x also 
becomes a short circuit to ac signals. Redrawing the circuit of Fig. 6-1 with 
Vcc and C x shorted gives the ac equivalent circuit shown in Fig. 6-2. 

In Fig. 6-2 the circuit input terminals are the base and the emitter, 
and the output terminals are the collector and the emitter. Thus, the emitter 
is common to both input and output, and the circuit is designated common 
emitter , or sometimes grounded emitter . It is also seen from the figure that 
resistors R B and R L are in parallel with the circuit input and output 
terminals, respectively. 


6-3 

Common 

Emitter 

h-Parameter 

Analysis 


The A-parameter equivalent of the common emitter circuit in Fig. 6-1 
is shown in Fig. 6-3. Figure 6-3 is drawn simply by replacing the transistor in 
the common emitter ac equivalent circuit (Fig. 6-2) with its A-parameter 
equivalent circuit. When an external emitter resistance ( R E ) is included in 
the circuit, as shown in Fig. 6-4(a), the A-parameter equivalent circuit 
becomes that of Fig. 6-4(b). 



Figure 6-2. Common emitter ac equivalent circuit. 



119 

Common Emitter 
h-Parameter 
Analysis 



Figure 6-4. CE circuit with emitter resistance and h-parameter equivalent circuit. 

The current directions and voltage polarities shown in Figs. 6-3 and 
6-4(b) are those that occur when the input signal goes positive. The 
/t-parameter circuits could be analyzed rigorously to obtain exact expressions 
for voltage and current gains as well as input and output impedances. 
However, with a knowledge of the circuit operation and of typical ^-parame- 
ter values, approximations may be made to quickly produce useful and 
reasonably accurate expressions for calculations of circuit performance. 


6 - 3.1 Looking into the device base and emitter terminals (Fig. 6-3), h u is 

Input se en in series with h re V 0 . For a CE circuit h re is normally a very small 

Impedance quantity, so that the voltage fed back ( h re V 0 ) from the output to the input 

circuit is much smaller than the voltage drop across h u . Thus, 

( 6 - 1 ) 


A typical value of h u is 1 .5 kfi. 

When an external emitter resistance is connected in the circuit (Fig. 
6-4), the calculation of Z { becomes a little more complicated. 

K - h K + I e R e ( again ignoring h re V 0 ) 

= hK + R Eh + R E h fJb 

= h[h„+R E { i + a a )] 

and 


Therefore, 


Z, = h„ + R E (\+h f ,) 


( 6 - 2 ) 


An examination of Eq. (6-2) shows that it is possible to look at a CE 
circuit with an external emitter resistance and very quickly estimate its 
input impedance. For example, in Fig. 6-4(a), if R E = 1 kfi, h u — 1.5 kft, and 
hj e = 50, Z i is calculated as 52.5 kfi. 

Equations (6-1) and (6-2) give the input impedance to the device base. 
The actual circuit input impedance is R B in parallel with Z t [see Figs. 6-3 
and 6-4(b)]. Therefore, 


z;=R B \\z t 


(6-3) 


6-3.2 Since output voltage variations have little effect upon the input of a 

Output CE circuit, only the output half of the circuit need be considered in 

Impedance determining the output impedance. Looking into the collector and emitter 

terminals, a large resistance ( 1 / h oe ) is seen. Thus, 

C 6 - 4 ) 

Z 0 is the device output impedance. The actual circuit output imped- 


120 


ance is Z 0 in parallel with R L . 


%-l/K. Il* t (6-5) 

Since 1 / h oe is typically 1 and R L is usually very much less than 1 
Mft, the circuit output impedance is approximately R L . Using this informa- 
tion it is possible to tell the approximate output impedance of a CE circuit 
just by looking at it. If R L in Figs. 6-3 and 6-4 is 10 kft, then the circuit 
output impedance is approximately 10 k£2. 


121 

Common Emitter 
h-Parameler 
Analysis 


Voltage gain = A v = V o / V t 
From Fig. 6-3, V 0 = I C R L and V t = I b h u . Therefore, 



6-3.3 

Voltage Cain 


( 6 - 6 ) 


The minus sign indicates that V 0 is 180° out of phase with V r (When 
V t increases, V 0 decreases, and vice versa.) Knowing the appropriate h- 
parameters and R L , the voltage gain of a CE circuit can be quickly 
estimated. Using typical values such as R t = 10 k£2, hj t — 50, and /t„= 1.5 kS2, 
a typical CE voltage gain is —330. 

With an external emitter resistance (R E ) in the circuit, 

V, = I b h u + I t R E 

-'A +**('* +4) 

-/A+* £ /,(i+V) 

= / *[ A » +fl £( 1+A /.)] 


and 


A K '■ R ‘ - ~ h/ ' R ‘ 

° K /»[*„+«£(! + */,)] K + r <A' + h „) 


(6-7) 


Usually /? £ (1 +hj e )^>h le so that 

~ Rl/ 

Using this expression, the voltage gain of a CE circuit with an external 
emitter resistance can easily be estimated. If in Fig. 6-4 = 10 kft and 

/?£= 1 k S2, the circuit voltage gain is approximately — 10. 

It is interesting to note that Eqs. (6-6) and (6-7) can each be written as 

— fy,(load resistance) 

" (input resistance) 


6-3.4 

Current Gain 


6-3.5 

Power Gain 



4 

h 


Therefore, 


A, = h fe 


( 6 - 8 ) 


This expression is true for GE circuits both with and without R E . 
However, it is the device current gain, not the circuit current gain. Examina- 
tion of Fig. 6-3 or Fig. 6-4(b) shows that the signal current ( I s ) divides 
between R B and Z-. 

The voltage developed across R B and Z i in parallel is 


V t = 




R B XZ, 
R b + Z{ 


and l b = Vj Z { . Therefore, 


h 


Z t 


R b X Z- 
R b + Z i 


i s R b 

R b + Z i 


and 


/ = 




The circuit current gain is 


a; 


i, LRb 

4 h{R B +z,) 


A’ = 


hj e R B 
R b + Z t 


(6-9) 


Once again, knowing the appropriate h -parameters, the circuit current 
gain can be quickly estimated just by looking at the circuit. For such typical 
values as hj e = 50, h it = 1 .5 kfi, and R b = 33 kfi, the CE circuit current gain is 
approximately 48. 


The power input P- — V t X I t and power output P 0 =V 0 X I 0 . Therefore, 
the power gain A p = {Pj P t ) = ( V 0 X 7J/( V- X /•) = ( VJ V t ) X (/„//•) 


or A p = A 0 XA t (6-10) 

122 


Equation (6-10) gives the device power gain. To determine the circuit 
power gain, the circuit current gain A[ must be employed. 

A; = A d XA,' (6-11) 

Using the typical values previously calculated, ^, = 50 and A 0 = 330, a 
typical CE power gain is 16,500. If an unbypassed emitter resistance ( R E ) is 
included in the circuit, the value of A v is reduced and, consequently, the A p is 
also reduced. 

Without R e in the Circuit 

Input impedance 
Circuit input impedance 
Output impedance 
Circuit output impedance 

Circuit voltage gain 

Current gain 

Circuit current gain 

Power gain 
Circuit power gain 

With R e Included in the Circuit 

Input impedance Z t za h u + R E ( 1 + hj t ) 

Circuit input impedance Z'mR B \\Z l 
Voltage gain A V ^RJ R E 

The common emitter circuit has good voltage gain with phase inver- 
sion,' i.e., the output voltage decreases when the input voltage increases, and 
vice versa. The CE circuit also has good current gain and power gain, and 
relatively high input and output impedances. As a voltage amplifier, the CE 
circuit is by far the most frequently used of all three basic transistor circuit 
configurations. 


Z t zah u = 1.5 kfi typically 

z;~r b \\z. 

Z e zss\/h ot = 1 M£2 typically 

z:~R L \\\/h„ 

h ft R L 

A « — - — =330 typically 
h u 

A t as hj e = 50 typically 
... 

R„+z, 

A p = A v X A, = 1 6,500 typically 

a;-a.xa: 


In the common emitter circuit shown in Fig. 6-5 the device parameters 
are A„ = 2.1 kfl, hj t = 75, and A^ = 10 -6 S. Calculate the input and output 
impedances, and the voltage, current, and power gains. 


123 

Common Emitter 
h-Parameter 
Analysis 


6 - 3.6 

Summary of 
Typical CE 
Circuit 
Performance 


Example 6-1 


124 

Basic 

Transistor 

Circuits 


+ ^cc 



Figure 6-5. Circuit for Example 6-1. 


solution 


From Eq. (6-1), Z i &zh u = 2.1 k£2. 

From Eq. (6-3), the circuit input impedance is 


Z{ = 2. 1 kfl||250 kfl = 2.09 kfl 


From Eq. (6-4), Z 0 t&l/h 0e =l Mfi, and from Eq. (6-5), the circuit 
output impedance is 


Z 0 '=l Mfi||5 k£2 = 4.98 kfl 


From Eq. (6-6), 


-75X5 kfi 
2.1 kfl 


-179 


From Eq. (6-8), A,^h /e = 75, and from Eq. (6-9), the circuit current 
gain is 


75X250 kfi 
250kfl + 2.1kfi 


A' = 1 79 X74.4« 13,300 


From Eq. (6-11), 


Determine the effect on the performance of the common emitter circuit Example 6-2 

in Example 6-1 when a 1-kfi emitter resistance is included in the circuit. 

solution 

From Eq. (6-2), 2^ = 2.1 kfi-f (76X1 k!2) = 78. 1 k£2, and from Eq. (6-3), the 
circuit input impedance is 

Z/ = 78.1 k£2||250 k£2 = 59.5 kfl 
From Eqs. (6-4) and (6-5), the circuit output impedance is 
Z 0 ' = 4.98 k ft 


From Eq. (6-7), 


— 75X5 kft 
2.1 kfl + (76Xl k Q) 


From Eq. (6-8), A t z&75, and from Eq. (6-9), the circuit current gain is 


a; 


75X250 k ft 
59.5 kfl + 250 kU 


From Eq. (6-11) 


A' p = 4.8X60.6 = 291 


In the common collector circuit, the load resistor (R L ) is in series with 
the transistor emitter terminal. In the circuit shown in Fig. 6-6, the collector 
supply is 20 V and the base bias voltage V B is derived from ^cc via the 


6-4 

Common 

Collector 

Circuit 



Figure 6-6. Common collector circuit. 


125 


126 

Basic 

Transistor 

Circuits 



potential divider R j and R 2 . In this case, V B is not equal to the base-emitter 
junction voltage Vbe, but is equal to the sum of V BE and V E . 

Suppose I E = 1 mA; then V E =I E XR L = 1 mAXlO k£2=10 V. If 
V BE = 0.7 then V B = V BE + V E — \Q.l V and the collector-emitter voltage 
V CE = V cc - 1^ = 20 V — 10 V= 10 V. 

If the transistor dc current gain (h FE = I c / I B ) is 50, then I E /I B also 
approximately equals 50. For I E = 1 mA, 7 a w(l X 10 _3 )/50 = 20 jiA. 

The dc conditions of the circuit are: I B = 20 /uA, I E = 1 mA, V CE — 10 V, 
V cc = 20 V, and V B = 10.7 V. 

As in the case of the common emitter circuit, any increase or decrease 
in V B causes I B to vary, and consequently produces a variation in I E and V E . 
If I B is made to vary by ±5 /uA, then I E increases or decreases by 
approximately h FE XAI B . A/ £ = 50X( ±5 X 10 -6 ) or ±0.25 mA. The varia- 
tion in V E is AV E = A I E X R L = ± 0.25 mA X 10 k£2 = ± 2.5 V. 

Since V B = { V BE + V E ), any increase or decrease in V E requires an 
equal variation in V B . For AV E = ±2.5 V, AV B zz ±2.5 V. 

It can also be stated that an input voltage variation of A V B = ± 2.5 V 
at the base produces an output at the emitter of approximately A V E = ± 2.5 
V. Thus, the emitter voltage may be said to follow the base voltage, and this 
gives the circuit its other name, which is emitter follower. 

The supply voltage and coupling capacitors (in Fig. 6-6) may be 
replaced with short circuits in order to study the ac performance. This gives 
the common collector ac equivalent circuit of Fig. 6-7. Note that R B is the 
parallel combination of R { and R 2 . The input terminals are base and 
collector, and the output terminals are the emitter and the collector. Hence, 
the name common collector (or grounded collector ). 


6-5 

Common 
Collector 
h -Parameter 
Analysis 


Figure 6-8 shows the ^-parameter equivalent of the practical common 
collector circuit of Fig. 6-6. The CC h -parameter circuit is drawn by 
replacing the transistor in the common collector ac equivalent circuit (Fig. 
6-7) with its ^-parameter equivalent circuit. The current directions and 
voltage polarities shown in Fig. 6-8 are those that occur when the input 
signal goes positive. 


/. =/l 



c 


c 


Figure 6-8. Common collector h-parameter equivalent circuit. 


127 

Common 

Collector 

h-Parameter 

Analysis 


In making approximations to arrive quickly at expressions for CC 
gains and impedances, it is necessary to note that h rc = 1; i.e., all of V 0 is fed 
back to the input. 


6 - 5.1 

Input 

Impedance 


and 

= *„ + V? £ (6-12) 

Equation (6-12) is similar to the expression for the input impedance of 
a CE circuit with an external emitter resistor [Eq. (6-2)]. Using Eq. (6-12), it 
is possible to look at a CC circuit and very quickly estimate its input 
impedance. If R L is 1 k£2, h H is 1.5 k!2, and h f( is 51, Z t is calculated as 52.5 
k 12. 

The input impedance determined from Eq. (6-12) is, of course, the 
input impedance of the transistor. To obtain the circuit input impedance, 
the parallel combination of R B and Z t must be calculated. 

Z; = R B \\Z t ( 6 - 13 ) 


V t = l b h u + v o 

= hK + /a 

= I b h tc 4 - R L I b h f( 

= h( h u+ h /c R L) 


In the CC circuit any variation in output voltage will have a signifi- 
cant effect on the input circuit. To determine Z 0 , the signal voltage is 
assumed to be zero, and /„ is calculated in terms of V 0 . 


6 - 5.2 

Output 

Impedance 


and 


128 

Basic 

Transistor 

Circuits 


With 1^. = 0, I t is produced by V 0 : 


/ = 




and 


Therefore, 


h /c V 0 


K_ ** + (Rb\\Xs) 


(6-H) 


Note that the output impedance is {h u 4- the total impedance in series 
with the base terminal) all divided by h fc . It is interesting to compare this to 
the input impedance, which is (h u + hj c tim^s the impedance in series with 
the emitter terminal). As with Z iy it is possible to look at a CC circuit and 
quickly estimate Z 0 . For h tc = 1.5 k S2, R B = 5 kfi, R s = 5 kft, and fy. = 51, Z 0 is 
calculated as 78.4 fl. 

Once again the above equation for output impedance refers to the 
device only. For the circuit output impedance, R L is in parallel with Z 0 . 

z: = R l \\Z 0 (6-15) 

Since R L is usually much larger than Z 0 


Z>Z 0 


6 - 5.3 

Voltage Cain 


and 


A.-K/V, 

V=I,R L = h fc I„R L 


h=(K~K)/K 


Therefore, 


and 


V 0 



A v 


W 

K 

K Wl/K 

K i +(h /t R L /hj 


129 

Common 
Collector 
h- Para meter 
Analysis 




(6-16) 


This agrees with what was previously discovered about the CC ampli- 
fier, i.e., that it has a voltage gain of approximately 1, and that there is no 
phase shift between input and output. 


A = U'.=Uh 


(6-17) 


6-5.4 

Current Gain 


Equation (6-17) gives the device current gain. Since the signal current 
I s divides between R B and Z i (see Fig. 6-8), the circuit current gain is smaller 
than the device current gain. Using the same reasoning employed to arrive 
at the current gain for the CE circuit [Eq. (6-9)], the CC circuit current gain 
is 


a;= 


Kb + Z, 


(6-18) 


For the CC circuit R B is usually very much smaller than Z 0 so that R B 
has quite a significant effect upon the circuit current gain. Using the typical 
values previously employed, Z t = 52.5 kS2, R B = 5 kfi, and hj c = 51, A t is 51 and 
A\ becomes 4.4. 

The equation for CC power gain is derived exactly as for the CE 6-5.5 

circuit [Eq. (6-10)]: Power Gain 


and since A v ^\, 


A p = A 0 X A, 
A p ~A, 


The circuit power gain is 


(6-19) 


( 6 - 20 ) 


130 

Basic 

Transistor 

Circuits 

6-5.6 

Summary of 
Typical CC 
Circuit 
Performance 


Example 6-3 


Using the typical values of A t and A\ already calculated, a typical 
value of Ap is 51 and A' p is 4.4. 


Input impedance 
Circuit input impedance 

Output impedance 

Circuit output impedance 
Voltage gain 
Current gain 

Circuit current gain 

Power gain 
Circuit power gain 


Z i mh u + h fc R L = 52.5 kS2 typically 

z;~R B \\z t 

h u + (R B \\Rs) 

Z o ^ = 78.4 £2 typically 

h fc 

z:~r l \\z 0 

A.~l 

A { = typically 

h f‘ R * 

R B +Zi 

Ap^A. 

a;~a; 


It is seen that the common collector circuit provides current gain and 
power gain, but no voltage gain. The input impedance is also very high, and 
the output impedance is very low. This high Z--low Z Q characteristic allows 
the amplifier to be applied where a low impedance load is to be supplied 
with a signal from a high impedance source. In this application it is known 
as a buffer amplifier . 


In the common collector circuit in Fig. 6-9, the transistor parameters 
are h u = 2.\ k£2 and ^ = 76. Calculate the circuit input and output imped- 
ances, and the voltage, current, and power gains. 


+ K:c 



Figure 6-9. Circuit for Example 6-3. 


solution 

From Eq. (6-12); Z t « 2.1 kft + (76x5 k«) = 382.1 k 0, and from Eq. (6-13), 
the circuit input impedance is 

Z; ==382.1 kfij|10 kftjjlO k£2||10 kfi = 4.94 kfl 

From Eq. (6-14), Z 0 «[2.1 k£2 + (l kftjjlO kfijjlO kfl)]/76 = 38.6 fl. 

From Eq. (6-15) the actual circuit output impedance is 

Z; = 38.6fl||5 kfl = 38.3fl 

From Eq. (6-16), A 0 t&\. 

From Eq. (6-17), A t = 76. 

From Eq. (6-18), the actual circuit current gain is 

76x(10kfl||10kfl) 

' 382.1 kfl + (10 kB||10 kfl) 

From Eq. (6-20), the power gain is 

A e X A' =1X0.98 = 0.98 


The common base circuit shown in Fig. 6-10 has its load resistance 
( R l ) connected in series with the collector terminal of the transistor. An 
emitter resistance ( R E ) is also included to avoid short circuiting the ac input, 
which is applied to the transistor emitter terminal. The base voltage ( V B ) is 



131 

Common 

Base 

Circuit 


6-6 

Common 

Base 

Circuit 


Figure 6-10. Common base circuit. 


132 

Basic 

Transistor 

Circuits 


the sum of I E R E and Vbe- V b is derived from Vcc by the potential divider R 1 
and R 2 . A capacitor C B is provided at the transistor base so that V B will not 
vary when an input voltage is applied to the transistor emitter. The output is 
taken from the transistor collector terminal as shown. 

For the circuit of Fig. 6-10, let I E = 1 mA. 

Then 

V e = I e R e =\ mAX5kfi = 5 V, 

and V b -V e +V be =SJ V (for a silicon transistor). 

Also, I B ^I E / h FE = 20 /iA (typically, for h FE = 50), 

and 

Vce = ^cc ~ Ic^l ~ Vcc ~ I E (Rl + R E ) 

= 20 V- 1 mA(10 k£2 + 5 kfi) 

= 5 V 

and 

The circuit dc conditions are now defined as I C ^I E = 1 mA, V B = 
5.7 V, V ce ^5 V, and V c = 10 V. 

An ac input signal {V^ at the emitter will cause the base-emitter 
voltage (Vbe) to change, thus changing I B and J c . 

When V i is positive going, ^be is reduced. This causes I B to be reduced, 
and consequently I c becomes smaller. If V BE is reduced (by + VJ until 
I b =15 h A, then I c = h FE l B = 50X15 jiA = 0.75 mA, and V c = V cc — I C R L = 
20 V — (0.75 mAX 10 kS2) = 12.5 V. 

When I B = 20 pA, V c = 10 V, and when + V { changed l B to 15 pA, V c 
became 12.5 V; i.e., V c changed from 10 to 12.5 V. 

It is seen that the input of + V { has produced an output of +2.5 V. 
Similarly, an equal input of — V t would increase V BE , I B , and / c . and 
produce an output of —2.5 V. 

The ac equivalent circuit is drawn as before by replacing the supply 
voltage and capacitors with short circuits, giving the circuit shown in Fig. 
6-11. V- is applied between the base and the emitter, and the output is taken 
from the base and the collector. Thus, the base terminal is common to both 
input and output, and the circuit is called a common base circuit. Note that 
the emitter resistor ( R E ) is in parallel with the input terminals. 


6-7 

Common 

Base 

h -Parameter 
Analysis 


The h -parameter equivalent of the practical common base circuit of 
Fig. 6-10 is shown in Fig. 6-12. As always, this is done by substituting, the 
transistor A-parameter circuit into the ac equivalent circuit (Fig. 6-11). Once 
again the current directions and voltage polarities (in Fig. 6-12) are shown 
for a positive-going input signal. It is important to note that Fig. 6-12 is 



133 

Common 

Base 

^-Parameter 

Analysis 


Figure 6-11. Common base ac equivalent circuit. 



B 



Figure 6-12. Common base /j-parameter equivalent circuit. 


drawn on the assumption that the base of the transistor is ac shorted to 
ground via capacitor C B (see Fig. 6-10). If C B is not present, the parallel 
combination of R { and R 2 appears in series with the transistor base terminal, 
and the A-parameter equivalent circuit becomes that shown in Fig. 6-13, 
where R B = As w iH ^ seen, the omission of C B can seriously affect the 

circuit performance. 

In the CB circuit, only a fraction of the voltage is fed back to the 
input; i.e., h rb is very small. Therefore, ( h rb V 0 ) can be neglected when 
deriving approximate expressions for CB gains and impedances. 


Neglecting ( h rb X V 0 ) in Fig. 6-12 gives 

(6-21) 

A typical value of h tb is 30 S2. When capacitor C B is absent, Z x must be 
determined from Fig. 6-13. 

v = i ,h, b + l t R B -l ( R B 
— I,K t, + — h h jb R B 

= ^,[^i + Rb “ ^P>^b\ 


6-7.1 

Input 

Impedance 


/< 


l o = A 


134 

Basic 

Transistor 

Circuits 


A - /. 



Figure 6-13. h-parameter equivalent of CB circuit without bypass capacitor at the base. 


and 



Therefore, 


Z, = k, b + R B (l-h fi ) (6-22) 

Using typical values of R } =33 k!2 and R 2 = 2 2 k!2, R B is calculated as 
13.2 k!2. For A i6 = 30 12, /^ = 0.98, and R B = 13.2 k!2, a typical value of Z i is 
294 12. This is considerably larger than the 30-12 value of Z t when the base 
shunting capacitor is present. Once again, it is possible to very quickly tell 
the circuit input impedance, almost just by looking at the circuit. 

Equations (6-21) and (6-22) give the input impedance to the emitter 
terminal of the transistor. The actual circuit input impedance is Z { in 
parallel with R E . 


Z' = Z t \\R E 


(6-23) 


6-7.2 

Output 

Impedance 


Looking into the collector and base terminals of the CB circuit, a large 
resistance {\ / h ob ) is seen. Since the output circuit has little effect upon the 
input of a common base circuit, the output impedance may be taken as 

W Thus > 

4«T- (6-24) 

Kb 

As always, the equation for Z 0 gives the device output resistance. The 
actual circuit output resistance is R L in parallel with Z 0 . 


Z 1 = R l\\ Z o 


( 6 - 25 ) 


R L is usually much smaller than 1 / h^, so the circuit output impedance 
is approximately R L . Here again a circuit output impedance can be quickly 
estimated just by looking at the circuit. 




K 

v t 


135 

Common 

Base 

^-Parameter 

Analysis 

6-7.3 

Voltage 

Cain 


From Fig. 6-12, V 0 = I e R L and V^I t h tb - Thus, 




'A 


or 




h/b^L 

Kb 


(6-26) 


Using typical values of A^ = 0.98, R L = 10 ktt, and ^ = 30 the 
voltage gain is 327. This is similar to the typical voltage gain calculated for 
the CE circuit. No minus sign is present in the CB voltage gain equation, 
indicating that the output voltage is in phase with the input voltage. Note 
also that Eq. (6-26) was derived for the circuit with the base bypass 
capacitor included (Fig. 6-12). When C b is absent, V 0 and V ( arc derived as 
follows from Fig. 6-13: 

K-Wl 

and 


= KKb + ~ I^Ra 

-4[a*+«*0-V)1 

i,r l 

A "~ 4[A,.+«*(1-V)] 


V) 


(6-27) 


Again taking typical values of ^ = 0.98, 7?^ = 10 kft, A lA »30 ft, /?, = 
33 kft, and R 2 = 22 kft, A v is 33.3. This is significantly smaller than the 
typical voltage gain of 327 obtained when C B is included in the circuit. Note 
that Eqs. (6-26) and (6-27) can each be written as 

hjb X (output impedance) 

0 input impedance 


6 - 7.4 

Current 

Gain 


6 - 7.5 

Power 

Gain 


6 - 7.6 
Summary 
of Typical 
CB Circuit 
Performance 


A,= 


4 

/• 


4 

4 




( 6 - 28 ) 


A typical value of is 0.98. Equation (6-28) applies for the circuit 
both with C B included and without C B . Once again, the expression devel- 
oped for current gain represents the current gain of the device. The signal 
current is divided between R E and Z t , giving a lower value of circuit current 
gain than that obtained by the use of Eq. (6-28). 


a; 


h/b^E 


(6-29) 


Since R E is usually much greater than Z { for a CB circuit, the value of 
A' is usually approximately equal to h ib . 


The formula for CB power gain is the same as for all other circuits. 

A p = A 0 XA { (6-30) 

Where A[ is significantly different from A-, the circuit power gain 
becomes 


A p = A v XA' (6-31) 

Using the typical values of A v = 327 and A i = 0.98, A p is 320. Without 
C B in the circuit, a typical A v is 33.3 and A p is 32.7. 


With C B Included in the Circuit 

Input impedance 
Circuit input impedance 

Output impedance 
Circuit output impedance 

Voltage gain 

Current gain 

Circuit current gain 

Power gain 
Circuit power gain 


Z ' « h ib — 30 typically 

z;**h ib \\R E 

Z 0 zn — - = 1 typically 

Kb 


Kb 

hfiRr 

A v tt-^= 327 typically 
Kb 

A i = hfl = 0.98 typically 


A' = 


h/b^E 
R E + Z t 


A p = A v XA i = 320 typically 
Ap = A 0 X A { 


136 


With C B Absent from the Circuit 


Input impedance 
Circuit input impedance 

Voltage gain 


b + R b ( 1 bp) 

z ;=r e k 


137 

Common 

Base 

6-Parameler 

Analysis 



The common base circuit provides voltage gain and power gain, but no 
current gain. Like the common emitter circuit, it has a high output imped- 
ance. But unlike the common emitter circuit, its input impedance is very 
low, and this renders it unsuitable for most voltage amplifier applications. It 
is normally applied only for very high frequency voltage amplification. 


For the common base circuit in Fig. 6-14, the transistor parameters are Example 6-4 

h tb = 27.6 £2, ^ = 0.987, and = 1 0 — 6 S. Calculate the values of input and 
output impedance, and the voltage, current, and power gains for the circuit. 

solution 

From Eq. (6-21), 

27.6 £2 

From Eq. (6-23), the circuit input impedance is 

Z/i=»27.6 £2||5 k£2«27.4£2 




R. 


1 


Figure Circuit for Example 6-4 


From Eq. (6-24), 


138 

Basic 

Transistor 

Circuits 


Example 6-5 


r«l M8 

10-e 

and from Eq. (6-25), the circuit output impedance is 

z;=*jz 0 «iok8 

From Eq. (6-26), 

0.987 X 10 k8 ocft 
^-—2710 358 

From Eq. (6-28), 

A- = 0.987 

From Eq. (6-29), the actual circuit current gain is 

„ 0.987X5 k8 

1 _ 27.6 Q + 5 kfi 98 

From Eq. (6-31), the power gain is 


A p = A 0 X A' — 358 X 0.98 = 351 


Calculate the new values of input impedance and voltage gain for the 
circuit of Fig. 6-14 when capacitor C B is removed from the circuit. 

solution 


, 18 k8x6k8 

fl 18 kfi + 6 kSJ 


=4.5 kQ 


From Eq. (6-22), 

^ = 27.6 8 + 4.5 k8( 1-0.987) = 86.1 8 
From Eq. (6-23), the circuit input impedance is 

Z[ = 86. 1 8||5 k8 = 84.6 8 


A = 


0.987X10 k8 


27.6 8 + 4.5 k8( 1-0.987) 


= 115 


From Eq. (6-27), 


When the output of one circuit (or one stage of an amplifier) is 6-8 

connected to the input of another stage, as shown in Fig. 6- 15(a), the circuits Cascaded 

are said to be connected in cascade. A signal applied at the input is 

amplified by the first stage and then further amplified by the second stage. If Qrcuits 

stage 1 has a voltage gain of 100, and stage 2 has a voltage gain of 200, then 
the overall voltage gain is (100 X 200) or 20,000. In calculating the gain of 
the first stage it must be noted that the input impedance of stage 2 is in 
parallel with the load resistance of stage 1, and this affects the voltage gain 
of stage 1 . 

The first step in analyzing the circuit of Fig. 6- 15(a) is to draw the ac 
equivalent circuit by replacing the supply voltage and all capacitors with 
short circuits. This gives the circuit shown in Fig. 6- 15(b). The transistor 






r 

n 

r 

V, 

1 ; 

L 

> 




U 7 

k 1“ 

♦ 


(b) ac equivalent circuit of two stage CE amplifier 



(c) h parameter equivalent circuit for two stage CE amplifier 

Figure 6-15. Two-stage cascaded CE amplifier, ac equivalent, and h-parameter equiv- 
alent circuit. 


139 


140 

Basic 

Transistor 

Circuits 

A-parameter equivalent circuits are next substituted into the ac equivalent 
circuit to give the A-parameter circuit of Fig. 6- 15(c). The circuit is then 
analyzed stage by stage. 

Example 6-6 

In the circuit of Fig. 6-15, both transistors have hj e = 100 and h u = 2 k£2. 
Also, /? LI = 7? £2 = 4.7 kfl and = = k£2. Calculate the input and 

output impedances of the circuit, and the overall voltage, current, and 
power gains. 

solution 

Circuit input impedance: 

f 2 kfl X 330 kfi 

Z '' h ^ R “' 2kJ2 + 330kfi _1 '" kn 

and the input impedance of stage 2 is 

Z l2 — A l(f || R b 2 — 1 .99 kfi 

The load on stage 1 is 

4.7 kflx 1.99 kfi 

u 4.7 kG+ 1.99 kS2 ~ 14 kn 

The voltage gain for stage 1 is 

, h /,{ R n\\ z a) 100X1.4 k« „„ 

Av h u 2 kU 70 

The voltage gain for stage 2 is 

_ _ 100X4.7 k SI _„ 35 

* h ie 2 kft 

The overall voltage gain is 


A V = A V j X A v2 = 70 X 235 = 1 6,450 


The current gain for stage 1 is 


where Z t is the device input impedance. 


100X330 kil _ 

— - ■ = 99 4 

330 kft + 2kn 


Current I el in Fig. 6- 15(c) is divided between h u2 and the parallel 
combination of *L I and R B2 - 

A h /<2( R B2\\ R Li) _ 100X(4.7 k!2||330 kS2) 

,2 ( R B2\\ R Li) + h u2 (4.7 ktt||330 kS2) + 2 kS2 
100X4.63 kJ2 
4.63 kS2 + 2 kS2 598 


The overall current gain is 

A, = A a XA , 2 = 99.4 X 69.8 = 6938 


The power gain is 

A p = A v XA t = 1.645X 10 4 X 6.938 X 10 3 = 1.14X 10 8 
The circuit output impedance is 


Z V ^R L 2 = 4.7 k 12 


Common emitter circuit. Transistor circuit in which the input is applied 
between base and emitter, and the output is taken across collector and 
emitter; used as a voltage amplifier. 

Common collector circuit. Transistor circuit in which the input is applied 
between base and collector, and the output is taken across emitter and 
collector; used as a high-input impedance, low-output impedance 
circuit. 

Common base circuit. Transistor circuit in which the input is applied 
between emitter and base; and the output is taken across collector and 
base; used as a high-frequency amplifier. 

Emitter follower. Same as common collector circuit . 

Buffer amplifier. Amplifier with a high-input resistance, a low-output 
resistance, and a gain of 1; e.g., a common collector circuit. 

6-1. Sketch a practical common emitter circuit showing all current dirrcc- 
tions and voltage polarities. Identify input and output and all compo- 
nents. 


141 

Review 

Questions 


Glossary of 
Important 
Terms 


Review 

Questions 


142 

Basic 

Transistor 

Circuits 


6-2. List the characteristics of a GE circuit and state its usual application. 

6-3. Sketch the ac equivalent circuit for a CE circuit. Also sketch the 
h -parameter equivalent for the CE circuit. Identify all components 
and state typical values. 

6-4. Sketch a practical CE circuit with an emitter resistance included. 
Show how the inclusion of R E affects the A -parameter equivalent 
circuit. 

6-5. Repeat Question 6-1 for a common collector circuit. 

6-6. Repeat Question 6-2 for a CC circuit. 

6-7. Repeat Question 6-3 for a CC circuit. 

6-8. Repeat Question 6-1 for a common base circuit. 

6-9. Repeat Question 6-2 for a CB circuit. 

6-10. Repeat Question 6-3 for a CB circuit. 


Problems 


6-1. A common emitter circuit uses a transistor with hj e = 40, h u = 1 k£2, 
and — 10 -6 S. Load resistance R L is 3.3 kS2 and bias resistance 
/? b = 120 kfi. Calculate the input impedance, output impedance, 
voltage gain, current gain, and power gain. 

6-2. If the circuit described in Problem 6-1 has a 330-ft emitter resistance 
included, calculate the new values of all impedances and gains. 

6-3. A common collector circuit employs a transistor with A^ = 40 and 
h k = 1 k£2. The load resistance R L = 20 k£2, and the bias resistances are 
7?! = 33 kfi, /? 2 = 47 kfl. The signal source has a resistance /? 5 = 600 £2. 
Determine all impedances and gains for the circuit. 

6-4. A common base circuit uses a transistor with h ib — 50 £2, = 0.99, and 

h ob = 10 -6 S. The value of R L is 3.9 k£2 and R E — 2.2 k£2. Determine all 
gains and impedances for the circuit. 

6-5. The circuit of Problem 6-4 has bias resistances R l = 27 k£2 and 
R 2 = 18 k£2. If no bypassing capacitor is provided at the base of the 
transistor, calculate the new values of input impedance, voltage gain, 
and power gain for the circuit. 

6-6. A two-stage common emitter amplifier uses transistors which each 
have hj t = 80 and h u = 1.5 k£2. R u — R L2 — 8.2 k£2 and R Bl — R B2 — 220 
k£2. Calculate the input and output impedances of the circuit, and 
the overall voltage, current, and power gains. 

6-7. A two-stage amplifier consists of two identical common emitter stages 
as described in Problem 6-1. Calculate the overall voltage and 
current gains of the circuit. 

6-8. The common collector circuit described in Problem 6-3 is capacitor 
coupled to the output of the common emitter circuit in Problem 6-2. 
Calculate the overall voltage and current gains of the circuit. 




Transistor and 
integrated 
Circuit 
Fabrication 


The methods employed to manufacture a transistor determine its 
electrical characteristics, and thus dictate the applications for which it may 
be used. For example, low-current, fast-switching transistors must be de- 
signed differently from high-power transistors. 

An integrated circuit (IG) consists of many components making up a 
complete circuit in one small package. The major types of IG’s are monolithic , 
thin-film , thick-film , and hybrid circuits. For mass production, the monolithic 
process is the most economical, but it does have some disadvantages. 

Current Gain. Good current gain requires that most charge carriers from 
the emitter pass rapidly to the collector. Thus, there should be little outflow 
of charge carriers via the base terminal, and there should be few carrier 
recombinations within the base region. These conditions dictate a very 
narrow, lightly doped base region. 

High Power. High-power transistors must have large emitter surfaces to 
provide the required quantities of charge carriers. Large collector surface 

143 


CHAPTER 

7 


7-1 

Introduction 


7-2 

Effects of 
Transistor 
Construction 
on Electrical 
Performance 


144 

Transistor and 
Integrated 
Circuit 
Fabrication 


7-3 

Processing of 
Semiconductor 
Materials 


areas are also required to dissipate the power involved without overheating 
the collector-base junction. 

Frequency Response. For greatest possible frequency response, the base 
region should be very narrow in order to ensure a short transit time of 
charge carriers from emitter to collector. Input capacitance must also be a 
minimum, and this requires a small area emitter-base junction, as well as a 
highly resistive (i.e., lightly doped) base region. 

Since power transistors require large emission surfaces, and high- 
frequency performance demands small emitter-base areas, there is a conflict 
in high-frequency power transistors. To keep the junction area to a mini- 
mum and still provide adequate charge carrier emission, the emitter-base 
junction is usually in the form of a long thin zigzag strip. 

Switching Transistors. Fast switching demands the same low junction 
capacitances that are required for good high-frequency performance. A good 
switching transistor must also have low saturation voltages and a short storage 
time (see Section 8-7). For low saturation voltages, the collector regions must 
have low resistivity. Short storage time demands fast recombinations of 
charge carriers left in the depletion region at the saturated (i.e., forward 
biased) collector-base junction. This fast recombination is assisted by addi- 
tional doping of the collector with gold atoms. 

Breakdown and Punch-Through. Since the collector-base junction is op- 
erated with reverse bias, the usable collector potential is limited by its 
reverse breakdown voltage. To achieve high breakdown voltages, either the 
collector region or the base region must be very lightly doped. 

The depletion region at the collector-base junction penetrates deepest 
into the most lightly doped side. If the base is more lightly doped than the 
collector, the collector-base depletion region will penetrate deep into 
the base. If it spreads far enough into the base, it may link up with the 
emitter-base depletion region. When this happens, a state of punch-through is 
said to exist, and dangerously large currents may flow. To avoid punch- 
through, the collector region is sometimes more lightly doped than the base. 
The collector-base depletion region then spreads into the collector, rather 
than the base. 


Preparation of Silicon and Germanium. Silicon is one of the commonest 
elements on the earth. It occurs as silicon dioxide (Si0 2 ) and as silicates, or 
mixtures of silicon and other materials. Germanium is derived from zinc or 
copper ores. When converted to bulk metal, both silicon and germanium 
contain large quantities of impurities. Both metals must be carefully refined 
before they can be used for device manufacture. 

Semiconductor material is normally poly crystalline after it has been 
refined. This means that it is made up of many individual formations of 


atoms with no overall fixed pattern of relationship between them. For use in 
transistors the material must be converted into single crystal material; i.e., it 
must be made to follow a single atomic formation pattern throughout. 

In its final refined form for electronic device manufacture, the silicon 
or germanium is in single crystal bars about 2.5 cm in diameter and perhaps 
30 cm long. The bars are sliced into disc-shaped wafers about 0.4 mm thick, 
and the wafers are polished to a mirror surface. Several thousand transistors 
are fabricated upon the surface of each wafer; then it is scribed and cut like 
glass. 

Diffusion and Epitaxial Growth. When wafers of n-type material are 
heated to a very high temperature in an atmosphere containing p - type 
impurities [Fig. 7- 1 (a)] some of the impurities are absorbed or diffused into 
each wafer. The outer layer of the n-type material is converted into p- type. 

The process can be continued by further heating the material in an 
atmosphere containing n-type impurities. Thus, the wafer can have an outer 
rt-type layer, with a />-type layer just below it, and an n-type center. This is 


145 

Processing of 
Semiconductor 
Materials 



n-type 

epitaxial layer 


pdoped 
by diffusion 




(c) The epitaxial process 


Figure 7-1. Diffusion and epitaxial growth. 



146 

Transistor and 
Integrated 
Circuit 
Fabrication 


the diffusion process illustrated in Fig. 7- 1(a) and (b). Since the process is very 
slow (about 2.5 jum/hour), very narrow diffused regions can be accurately 
produced by careful timing. 

The epitaxial process [Fig. 7-l(c)] is similar to the diffusion process, 
except that atoms of germanium or silicon are contained in the gas 
surrounding the semiconductor wafer. The semiconductor atoms in the gas 
grow on the wafer in the form of a very thin layer. This layer is single crystal 
material, and may be p - type or n-type, according to the impurity content in 
the gas. The epitaxial layer may then be doped by the diffusion process. 


7-4 

Transistor 

Fabrication 


Alloy Transistors. For manufacture of alloy transistors, single crystal «-type 
wafers are cut up into many small sections or dice, which each form the 
substrate for one transistor. A small pellet of p - type material is melted on 
one side of the substrate until it partially penetrates and forms an alloy with 
the substrate [Fig. 7-2(a)]. This process, which forms a /^-junction, is then 
repeated on the other side of the substrate to form a pnp transistor. One of 
the /^-junctions has a large area, and one has a small area. The small-area 
junction becomes the emitter-base junction, and the large one becomes the 
collector-base junction. One reason for this is that the large area junction 
will most easily collect most of the charge carriers emitted from the small- 
area junction. Another more important reason is that most of the power 
dissipation in the transistor occurs at the collector-base junction. Suppose a 
silicon transistor has a collector current of 7 C =10 mA and a collector- 
emitter voltage of Vce = 10 V. The total power dissipated in the transistor is 


P= F C£ X/ C =10 VX 10 mA= 100 mW 



Figure 7-2. Alloy and microalloy transistors. 


The emitter-base voltage is V BE = Q1 V,and the collector-base voltage is 
y, cb= VcE~ ^£*10 V-0.7 V = 9.3 V 

The power dissipated at the emitter-base junction is 
K m X/ c = 0.7VX1 0mA = 7mW 

At the collector-base junction, the power dissipated is 
*cfi x/ c = 9.3 VX10mA= 93 mW 

Microalloy Transistors. Because very narrow base widths are difficult to 
obtain with alloy transistors, they cannot be made to perform well at high 
frequencies. To improve the high-frequency performance, holes are first 
etched partially into the substrate from each side, leaving a very thin portion 
between. By a plating process, surfaces of impurity material are formed on 
each side of the thin n-type portion [Fig. 7-2(b)]. Heat is then applied to 
alloy the impurities into the base region. This process results in very thin 
base regions and good high-frequency performance. 

Microalloy Diffused Transistors. In microalloy transistors, the collector- 
base depletion region penetrates deeply into the very thin base. Thus, a 
major disadvantage is that punch- through can occur at very low collector 
voltages. In microalloy diffused transistors the substrate used is initially 
undoped. After the holes are etched in each side of the wafer to produce the 
thin base region, the base is doped by diffusion from the collector side. The 
diffusion can be carefully controlled so that the base region is heavily doped 
at the collector side, with the doping becoming progressively less until the 
material is almost intrinsic at the emitter. With this kind of doping, the 
collector-base depletion region penetrates only a short distance into 
the base, and much higher punch-through voltages are achieved. 

Diffused Mesa. In the production of mesa transistors, the thin wafer is kept 
as a whole disc (i.e., it is not diced first). Several thousand transistors are 
simultaneously formed on the wafer, by the diffusion process. 

As illustrated in Fig. 7-3 the main body of the wafer becomes the 
rt-type collectors, the diffused /^-regions become the bases, and the final n 
regions are the emitters. Metal strips are deposited on the base and emitter 
surfaces to form contacts. 

The individual transistors could be separated by the usual process of 
scribing lines on the surface of the wafer and breaking it into individual 
units. This would give a very rough edge, however, and there would likely be 
high leakage between collector and base. So, before cutting the disc, the 
transistors are isolated by etching away the unwanted portions of the 
diffused area to form separating troughs between devices. This leaves the base 
and emitter regions projecting above the main wafer which forms the 
collector region. This is the mesa structure. The narrow base widths which 
can be achieved by the diffusion process make the mesa transistor useful at 
very high frequencies. 


147 

Transistor 

Fabrication 


146 

Transistor and 
Integrated 
Circuit 
Fabrication 



/7-type collector 


Figure 7-3. Mesa transistors. 


Epitaxial Mesa, One of the disadvantages of the process just described is 
that because the collector region is highly resistive diffused mesa transistors 
have a high saturation voltage (see Sect. 8-7). Such devices are unsuitable for 
saturated switching applications. This same characteristic (high collector 
resistance) is desirable to give high punch-through voltages. One way to 
achieve both high punch-through voltage and low saturation levels is to 
employ the epitaxial process. 

Starting with a low-resistive (i.e., highly doped) wafer, a thin, highly 
resistive epitaxial layer is grown. This layer becomes the collector, and the 
base and emitter are diffused as before. The arrangement is illustrated in 
Fig. 7-4. Now the punch-through voltage is high because the collector-base 
depletion region spreads deepest into the lightly doped collector. Saturation 
voltage is low, because the collector region is very narrow, and the main 
body of the wafer through which collector current must flow has a very low 
resistance. 


Diffused p- type emitter 

Diffused /7-type base 



High resistive 
epitaxial layer 
(p-type collector) 

Low resistive 
substrate 
(heavily doped) 


Figure 7-4. Epitaxial mesa transistor. 



Diffused Planar Transistor. In all the previously described transistors the 
collector-base junction is exposed (within the transistor package), and 
substantial charge carrier leakage can occur at the junction surface. In the 
planar transistor (Fig. 7-5) the collector-base junction is covered with a 
layer of silicon dioxide. This construction gives a very low col lector -base 
leakage current. I CB0 may be typically 0. 1 nA. 

Annular Transistor. A problem which occurs particularly with pnp planar 
transistors is the induced channel. This results when a relatively high voltage is 
applied to the silicon dioxide surface, e.g., a voltage at one of the terminals. 
Consider the pnp structure shown in Fig. 7-6. If the surface of the silicon 
dioxide becomes positive, minority charge carriers within the lightly doped 
p - type substrate are attracted by the positive potential. The minority charge 



Figure 7-6. Annular transistor. 


150 

Transistor and 
Integrated 
Circuit 
Fabrication 


carriers concentrate at the upper edge of the substrate and form an n-type 
channel from the base to the edge of the device. This becomes an extension 
of the n-type base region and results in charge carrier leakage at the exposed 
edge of the collector-base junction. 

The problem arises because the />-type/ substrate is highly resistive. If it 
were heavily doped with p- type charge carriers, the concentration of n-type 
carriers would be absorbed; i.e., electrons would be swallowed by holes. The 
introduction of a heavily doped p- type ring around the base, as in Fig. 7-6, 
interrupts the induced channel and isolates the collector-base junction from 
the device surface. The annual transistor, therefore, is a high-voltage device 
with the low collector-base leakage of the planar transistor. 


7-5 

Integrated 

Circuit 

Fabrication 


Monolithic Integrated Circuits. In a monolithic integrated circuit all compo- 
nents are fabricated by the diffusion process on a single chip of silicon. 
Component interconnections are provided on the surface of the structure 
and external connecting wires are taken out to terminals as illustrated in 
Fig. 7-7(a). Although the monolithic circuit has distinct disadvantages, the 
vast majority of integrated circuits use this type of construction because it is 
the most economical process for mass production. 


Thin-Film Integrated Circuits. Thin-film integrated circuits are con- 
structed by depositing films of conducting material on the surface of a glass 
or ceramic base. By controlling the width and thickness of the films, and 
using different materials selected for their resistivity, resistors and conductors 
are fabricated. Capacitors are produced by sandwiching a film of insulating 
oxide between two conducting films. Inductors are made by depositing a 
spiral formation of film. Transistors and diodes cannot be produced by 
thin-film techniques; tiny discrete components must be connected into the 
circuit. 

One method employed to produce thin films is vacuum evaporation , in 
which vaporized material is deposited on a substrate contained in a vacuum. 
In another method, called cathode sputtering , atoms from a cathode made of 
the desired film material are deposited on a substrate located between a 
cathode and an anode. 


Thick-Film Integrated Circuits. Thick- film integrated circuits are some- 
times referred to as printed thin-film circuits. In this process silk- screen printing 
techniques are employed to create the desired circuit pattern on a ceramic 
substrate. The screens are actually made of fine stainless steel wire mesh, 
and the inks are pastes which have conductive, resistive, or dielectric 
properties. After printing, the circuits are high temperature fired in a 
furnace to fuse the films to the substrate. Thick-film passive components are 
fabricated in the same way as those in thin-film circuits. As with thin-film 
circuits, active components must be added as separate devices. A portion of a 
thick-film circuit is shown in Fig. 7-7(b). 



151 

Integrated 

Circuit 

Fabrication 


Conductors 



(b) Enlarged portion of 
thick-film 1C 


Figure 7-7. Construction of monolithic, thick-film, and hybrid integrated circuits. 


Integrated circuits produced by thin- or thick-film techniques usually 
have better component tolerances and give better high-frcqucncy perfor- 
mance than monolithic integrated circuits. 

Hybrid or Multichip Integrated Circuits. Figure 7-7(c) illustrates the 
structure of a hybrid or multichip integrated circuit. As the name implies, the 
circuit is constructed by interconnecting a number of individual chips. The 
active components are diffused transistors or diodes. The passive components 
may be groups of diffused resistors or capacitors on a single chip, or they 
may be thin-film components. Wiring or a metalized pattern provides 
connections between chips. 


152 

Transistor and 
Integrated 
Circuit 
Fabrication 


Like thin- and thick-film IC’s, multichip circuits usually have better 
performance than monolithic circuits. Although the process is too expensive 
for mass production, multichip techniques are quite economical for small 
quantities and are frequently used as prototypes for monolithic integrated 
circuits. 


7-6 

Integrated 

Circuit 

Components 


Transistors and Diodes. The epitaxial planar diffusion process described in 
Section 7-3 is normally employed for the manufacture of IC transistors and 
diodes. Collector, base, and emitter regions are diffused into a silicon 
substrate, as illustrated in Fig. 7-8, and surface terminals are provided for 
connection. 

In discrete transistors the substrate is normally used as a collector. If 
this were done with transistors in a monolithic integrated circuit, all transis- 
tors fabricated on one substrate would have their collectors connected 
together. For this reason, separate collector regions must be diffused into the 
substrate. 

Even though separate collector regions are formed, they are not 
completely isolated from the substrate. Figure 7-8 shows that a pn -junction is 
formed by the substrate and the transistor collector region. If the circuit is to 
function correcdy, these junctions must never become forward biased. Thus, 
in the case of a jfr-type substrate, the substrate must always be kept negative 
with respect to the transistor collectors. This requires that the substrate be 
connected to the most negative terminal of the circuit supply. 

n - type 
emitter 


_p-type 

base 

n-type 

collector 



p-type substrate 


4 


Substrate 



borders 

Figure 7-8. Effect of IC collector-substrate junctions. 


The unwanted, or parasitic junctions , even when reverse biased, can still 
affect the circuit performance. The junction reverse leakage current can be a 
serious problem in circuits that are to operate at very low current levels. The 
capacitance of the reverse- biased junction can affect the circuit high- 
frequency performance, and the junction breakdown voltage imposes limits 
on the usable level of supply voltage. All these factors can be minimized by 
using highly resistive material for the substrate; i.e., if it is very lightly 
doped, it will behave almost as an insulator. 

Integrated circuit diodes are usually fabricated by diffusion exactly as 
transistors. Only two of the regions are used to form one /^-junction, or the 
collector region may be connected directly to the base region so that the 
device operates as a saturated transistor. 

Resistors. Since the resistivity of semiconductor material can be altered 
with doping density, resistors can be produced by doping strips of material as 
required. The range of resistor values that may be produced by the diffusion 
process varies from ohms to hundreds of kilohms. The typical tolerance, 
however, may be no better than ±5%, and may even be as high as ±20%. 
On the other hand, if all resistors are diffused at the same time, then the 
tolerance ratio can be good. For example, several resistors having the same 
nominal value may all be +20% in error and have actual resistance values 
within a few percent of each other. 

Another method of producing resistors for integrated circuits uses the 
thin-film technique. In this process a metal film is deposited on a glass or 
silicon dioxide surface. The thickness, width, and length of the film are 
regulated to give a desired resistance value. Since diffused resistors can be 
processed while diffusing transistors, the diffusion technique is the least 
expensive and, therefore, the most frequently used. 

Capacitors. All /w-junctions have capacitance, so capacitors may be pro- 
duced by fabricating suitable junctions. As in the case of other diffused 
components, parasitic junctions are unavoidable. Both the parasitic and the 
main junction must be kept reverse biased to avoid direct current flow. The 
depletion region width and, therefore, the junction capacitance also vary 
with changes in reverse bias. Consequently, for reasonable stability in 
capacitor values, a dc reverse bias much greater than signal voltages must be 
maintained across the junction. 

Integrated circuit capacitors may also be fabricated by utilizing the 
silicon dioxide surface layer as a dielectric. A heavily-doped n-region is 
diffused to form one plate of the capacitor. The other plate is formed by 
depositing a film of aluminum on the silicon dioxide which forms on the 
wafer surface. With this type of capacitor, voltages of any polarity may be 
employed, and the breakdown voltage is very much larger than that for 
diffused capacitors. The junction areas available for creation of integrated 
circuit capacitors arc very small indeed, so that only capacitances of the 
order of picofarads are possible. 


153 

Integrated 

Circuit 

Components 


7-7 

Transistor and 
Integrated 
Circuit 
Packaging 


Low-power transistors may simply be encapsulated in resin and the 
connecting leads left protruding [Fig. 7-9(a)]. This has the advantage of 
cheapness, but offers a limited range of operating temperature. In another 
method of low-power transistor packaging [illustrated in Fig. 7-9(b)], the 
device is hermetically sealed in a metal can. The transistor is first mounted 
with its collector in contact with a heat-conducting metal base plate. Wires, 
which are insulated from the base plate, pass through the plate for emitter 
and base connections. The collector connecting wire is then welded directly 
to the heat-conducting plate, and the covering metal can is finally welded to 
the base plate. 

For high-power transistor packaging, a sealed can (TO -3) is usually 
employed [Fig. 7-10(a)]. In this case, however, the heat-conducting plate is 
much larger and is designed for mounting directly on a heat sink. Connect- 
ing pins are provided for the base and the emitter, and the collector 
connection is made by means of the metal base plate. This is not the only 
form of power transistor package. For higher power dissipation there are 
stud-mounted devices [Fig. 7-1 0(b)], and for lower dissipation applications 
plastic packages are used [Fig. 7-10(c)]. 

Integrated circuits, like all semiconductor devices, must be packaged to 
provide mechanical protection and terminals for electrical connection. 
Several standard packages in general use are illustrated in Fig. 7-11. 



(a) Plastic encapsuled 

transistor (To - 92 package) 



154 


(b) Transistor in sealed can (To - 5 or To -18) 
Figure 7-9. Low-power transistor packaging. 



(b) Stud mounted type (c) Plastic package 


Figure 7-10. Power transistor packages. 


Metal 

can 



14 pin plastic 
dual-inline 


8 pin plastic 
•dual-in-line 




Bottom 
view of 
can 


10 



Ceramic 
flat pack 


Figure 7-11. Integrated circuit packages. 


155 


156 

Glossary of 
Important 
Terms 


Glossary of 
Important 
Terms 


The metal can type of container provides electromagnetic shielding for 
the IC chip, which cannot be obtained with the plastic or ceramic packages. 
The plastic dual-in-line package is much cheaper than other packages, and 
is widely used for general industrial and consumer applications where 
high-temperature performance is not required. Ceramic or metal containers 
are necessary where a circuit is subjected to high temperatures. Flat packs 
and dual-in-lines are much more convenient for circuit board use than cans, 
because of their lead arrangement and because they are flatter and allow 
greater circuit densities. TO-3 type cans [Fig. 7- 10(a)] are used for packag- 
ing integrated circuits that dissipate a lot of heat, e.g., voltage regulators. 
Large integrated circuits such as microprocessor units use the dual-in-line 
type of package with perhaps 40 connecting pins. 

Single crystal material. Semiconductor material in which the atoms are 
aligned into a definite pattern throughout. 

Diffusion process. Process in which semiconductor material is heated in 
atmosphere containing impurity atoms which soak, or diffuse, into the 
material. 

Epitaxial growth. Layer formation of silicon or germanium atoms upon 
semiconductor wafer when it is heated in an atmosphere containing 
semiconductor atoms. 

Alloy transistor. Device manufactured by a process in which small pellets 
of semiconductor are melted into a semiconductor wafer. 

Microalloy. Transistor manufacturing technique in which holes are etched 
in a wafer before the alloying process. 

Microalloy diffused. Extension of microalloy technique with impurities 
diffused into base region. 

Diffused mesa. Diffused transistor with base and emitter regions raised 
above the main body of the semiconductor wafer. 

Epitaxial mesa. Mesa transistor which is formed by epitaxial growth 
process. 

Diffused planar. Diffused transistor in which collector-base junction is 
buried inside the wafer. 

Annular transistor. Diffused planar transistor with added ring of heavily 
doped substrate around the base region. 

Thick-film IC. Integrated circuit constructed by silk-screen printing tech- 
niques, using conducting and insulating inks. 

Hybrid IC. Integrated circuit constructed by interconnecting several indi- 
vidual chip components in one package. 

Multichip IC. Same as hybrid IC. 

Monolithic integrated circuit. Integrated circuit in which components are 
fabricated on a single chip of silicon. 

Thin-film IC. Integrated circuit constructed by depositing thin metallic 
films on a glass or ceramic base. 


7-1. Explain the various requirements that must be fulfilled in the fabri- 
cation of transistors for maximum performance with respect to (a) 
current gain, (b) power dissipation, (c) frequency response, (d) 
switching response, (e) breakdown voltage. 

7-2. Describe the process of preparing semiconductor material for device 
manufacture. 

7-3. Explain the process of diffusion and epitaxial growth, and discuss 
their application to transistor manufacture. 

7-4. Describe the microalloy and microalloy diffusion techniques for tran- 
sistor manufacture. Explain the advantages and disadvantages of 
these transistors. 

7-5. Using sketches, explain the diffused mesa and epitaxial mesa transis- 
tors. Discuss the reason for the mesa construction and the advantages 
and disadvantages of mesa transistors. 

7-6. Explain the manufacturing process for diffused planar and annular 
transistors, and discuss their advantages and disadvantages. 

7-7. Show that most of the power dissipation in a transistor occurs at the 
collector-base junction. 

7-8. Briefly explain the thin-film and thick-film methods of integrated 
circuit manufacture, and discuss their advantages and disadvantages. 

7-9. Using illustrations, explain the fabrication process for monolithic 
integrated circuits. Discuss the advantages and disadvantages of 
monolithic IC’s. 

7-10. Draw a sketch to show the construction of two diffused integrated 
circuit transistors. Sketch the circuit diagram of the two devices, 
showing the parasitic components. Explain the circuit and state any 
precautions necessary in the use of the device. 

7-11. Briefly explain how diodes, resistors, and capacitors are fabricated in 
monolithic integrated circuits. 

7-12. Draw sketches to illustrate typical transistor and integrated circuit 
packages. Briefly explain. 


Review 

Questions 


157 


CHAPTER 

8 


8-1 

Introduction 


8-2 

The 

Transistor 
Data Sheet 


Transistor 
Specifications and 
Performance 


The electrical characteristics for each type of transistor are specified on 
a data sheet published by the device manufacturer. The specifications must 
be correctly interpretated if transistor failure is to be avoided and optimum 
performance achieved. The maximum power that may be dissipated in the 
device is normally listed for a temperature of 25° C. This must be derated 
for operation at higher temperatures. Transistor cutoff frequency is usually 
defined for the case of a common base circuit. There is an equation which 
relates the common emitter cutoff frequency to the common base cutoff 
frequency. Other items that depend upon the circuit configuration are input 
capacitance, noise figure, current gain, and switching time. 


To select a transistor for a particular application, the data sheets 
provided by device manufacturers must be consulted. Portions of typical 
data sheets are shown in Figs. 8-1 and 8-2. 

Most data sheets start off with the device type number at the top of the 
page, a descriptive title, and a list of major applications of the device. This is 

158 


2n3903 (SILICON) 
2n3904 



V c , = 60 V 
l c = 200 mA 

= 4.0 pf (mix) 



(TO-92) 


NPN silicon annular transistors, designed lor gen- 
eral purpose switching and amplifier applications , 
features one-piece, injection- molded plastic package 
for high reliability. The 2N3903 and 2N3904 are com- 
plementary with types 2N3905 and 2N3906, respectively . 


MAXIMUM RATINGS (Ta = 25*C unless otherwise noted) 


Characteristic 

Symbol 

Rating 

Unit 

Collector-Base Voltage 

V CB 

60 

Vdc 

Collector- Emitter Voltage 

v CEO 

40 

Vdc 

Emitter-Base Voltage 

V EB 

6 

Vdc 

Collector Current 

k; 

200 

mAdc 

Total Device Dissipation @ T A = 60°C 

PD 

210 

mW 

Total Device Dissipation @ T A = 25°C 

Pd 

310 

mW 

Derate above 25°C 

2.61 

mW/°C 

Thermal Resistance, Junction to Ambient 

® JA 

0.357 

°C/mW 

Junction Operating Temperature 

Tj 

135 

°C 

Storage Temperature Range 

T stg 

-55 to +135 

°c 


ELECTRICAL CHARACTERISTICS <Ta = 25*0 unless otherwise noted) 


[ Characttmtic 1 Symbol ~ j Min \ Mix j Unit ~| 

OFF CHARACTERISTICS 


CoUector-Bkee Breakdown Volume 
- 10 MAdc. lg * 0) 

® v CBO 

60 

- 

Vdc 

CoUector-Eoutter Breakdown VolU«e* 
Oc • 1 mAdc) 

® V CEO* 

40 

- 

Vdc 

Eminer-Bkke Breakdown Voltagr 
(1 E • 10 MAdc. lc ■ 0) 

® V EBO 

e 

- 

Vdc 

Collector Cutoll Current 
< V CE • *° v <*. v OB * 3 Vdc) 

*cex 

- 

so 

nAdc 

Sue Cutoll Current 
<V C£ - 40 Vdc. V OB • 3 Vdc) 

*BL 

- 

so 

nAdc 


•Pvl.e Teet Pul&e Width 300 M»ec. Duty Cycle . 21 V QB Beer Emitter Revere* Bia« 


Figure 8-1. Typical transistor data sheet 


159 


2 N 3903, 2 N 3904 (continued) 


ELECTRICAL CHARACTERISTICS (continued) 

| Chyefrrittk [Symbol | Min 1 Mm | Uwt 1 


ON CHARACTERISTICS 


DC Current Gain * 


h FE* 



_ 

Gc - 0.1 mAdc, Vq£ - 1 Vdc) 

2N3903 

20 

— 


2N3904 


40 

— 


(1^ - 1.0 mAdc, V CE - 1 Vdc) 

2N3903 


33 

_ 


2N3904 


70 

— 


OC - 10 mAdc, V CE - 1 Vdc) 

2N3903 


50 

150 


2N3904 


100 

300 


Gc - 50 mAdc, V CE - 1 Vdc) 

2N3903 


30 

_ 


2N3904 


30 

— 


Gc - 100 mAdc, V CE - 1 Vdc) 

2N3003 


13 

— 


2N3904 


30 

— 


Collector* Emitter Saturation Voltage* 


V CE(ut)* 



Vdc 

Gc - 10 mAdc, Ig “ 1 mAdc) 


— 

0.2 


Gc - 50 mAdc, 1 B - 3 mAdc) 



— 

0.3 


Bue- Emitter Saturation Voltage* 


V BE(«at)* 



Vdc 

(lc - 10 mAdc, lg ■ 1 mAdc) 


0.65 

0.65 


«C " 50 mAdc, 1 B - 5 mAdc) 



— 

0.93 



SMALL SIGNAL CHARACTERISTICS 


High Frequency Current Gain 

2N3903 

Kel 

2.3 

- 

- 

(IC - 10 mA, V CE - 20 V, 1 - 100 me) 

2N3904 

3.0 



Current-Gain- Bandwidth Product 

2N3903 

t T 

230 

— 

me 

(l c = 10 mA, V CE * 30 V, 1 - 100 me) 

2N3904 


300 



Output Capacitance 


Cob 



Pi 

(V CB - 5 Vdc, I E - 0, 1 - 100 he) 




4 


Input Capacitance 


c lb 



Pi 

(V 0B ■ 0.5 Vdc. lc - 0, 1 - 100 he) 



_ 

e 


Small Signal Current Gain 

2N3903 

h re 

30 

200 

— 

(Ic ■ 1.0 mA, V CE - 10 V, 1 * 1 he) 

2N3904 

100 

400 


Voltage Feedbach Ratio 

2N3903 

•Ve 

0.1 

5.0 

X10' 4 

Gc - 1.0 mA, V C£ - 10 V, 1 • 1 he) 

2N3904 


0.5 

8.0 


Input Impedance 

2N3903 

Ne 

0.5 

a 

Kohma 

Gc - 1.0 mA, V C£ * 10 V, 1- 1 he) 

2N3904 


1.0 

10 


Output Admittance 


b oe 



pmboa 

Gc - 1.0 mA, V C£ - 10 V, i - 1 he) 

Both Type* 

1.0 

40 


Nolee Figure 


NF 



db 

(1C - 100 |iA, V C£ ■ 5 V, R» • 1 Kohma, 
Nolae Bandwidth • 10 epa to 13. 7 he) 

2N3903 


— 

6 


2N3904 


— 

5 



SWITCHING CHARACTERISTICS 


Delay Time 

V C C “ 3 Vdc, V 0B - 0-3 Vdc, 
lC - 10 mAdc, 1 B1 " 1 mA 

l d 

- 

33 

oaec 

Rlae Time 

*T 

- 

33 

naec 

Storage Time 

Vcc - 3 Vdc lc ■ lOmAdc. “JJJ 
I5I - Ig2 • 1 mAdc 



175 

200 

naec 

Fall Time 

*r 

- 

50 

nmec 


•Pulae Teet: Pulse Width - 300 u«e c. Duty Cycle - 2% V QB - Bue Emitter Reveree BUj 


Figure 8-1. (cont.) 


160 


TYPE 2N3055 

N-P-N SINGLE-DIFFUSED MESA SILICON POWER TRANSISTOR 


FOR POWER-AMPLIFIER APPLICATIONS 

mechanical data 


Alt JEOEC TO) DIMENSIONS AND NOTES ASE AteilCAHI 
IMC COUECTO* IS IN ElECTIICAl CONIACT WITH THE CASE 


si t-ct" r3»* 




DIMENSIONS ARE IN INCHES 



absolute maximum ratings at 25'C case temperoture (unless otherwise noted) 

Collector-Base Voltage . ... 100 V 

Collector-Emitter Voltage (See Nate 1) 70 V 

Emitter-Bose Voltage ... . . .... 7 V 

Continuous Collector Current , 1 j A 

Continuous Base Current 7 ^ 

Continuous Device Dissipation at (or below) 25*C Cose Temperature (See Nolo 2) . . . . 115 W 

Operating Cose Temperature Ronge -65*C to 200*C 

Storage Temperature Range ~65*C to 200*C 

lead Temperature Si Inch horn Case lor 10 Seconds 235*C 


setts I. till nlo •*»!•*> wSm is. l a to* (1 

t fc’.H iimwlf n Mt*( ran ai n< ran at 0 4S n/it% 

‘electrical characteristics at 25‘C case temperature (unless otherwise noted) 


f AN AMITE It 

TEST CONDITIONS 

MIN 

MAX 

UNIT 

T|*jcio 

CollNfor -Emitter Breakdown Voltage 

lc 200 m». 1, - 0. 

St. Not. 1 



V 

Tinicu 

(olltrtor emitter Breakdown Yottogt 

f e 200 m*. R. - 100 n 

70 

V 

■cio 

Collector Cutotf Currsnt 

Vet 3 JO V. I, 0 

07 

m* 

let* 

Collector Cutoff (urrtnt 

Vet 100 V, V« = -I S v 



t 



V c , = 100 V. V, -I.J ». 

t c 110*C 


)0 


l|«o 

Emitter Cutoll Current 

V„ - 1 v. Ic o 

I 

mA 


Static Forward (urrtnt Traniftr Ratio 

Vd - «V. Ic 4A, 

Sea Holt! J and 1 

20 

70 



Tct ~fV. le 10 *. 

Sta Nairn J ond 1 

J 


Va 

Bait limtttf Valto^r 

Vc. < V. Ic IS, 

Sat Not.. ) ond 4 

11 

» 

V Cilul| 

Collector ( mitter Soturctron Valtogt 

1, 100 mA, I c 4 A. 

f, - J J A. I c 10 A. 

Sat Netai J ond 4 
Sat Natai J ond i 

1 1 
• 

* 

hi. 

Small Signal (anrmon Emitter 
forward Cuntnl Trontlir Rotio 

Vet - * V. Ic 1 ». 

1 1 kNt 

It 

120 


U 

Small- Signal (emman Emitter 
Forward (urnnt Traniftr Rotio 
Cutoff Frequency 

Vc. « V. Ic 1 A. 

Sea Not. 1 

" 

kN, 


thermal characteristics 



Figure 8-2. Data sheet for high power transistor. (Courtesy of Texas Instruments, Inc ) 


161 


162 

Transistor 
Specifications and 
Performance 


usually followed by mechanical data in the form of an illustration showing 
the package shape and dimensions, as well as indicating which leads are 
collector, base, and emitter. 

The absolute maximum ratings of the transistor at a temperature of 
25 °C are listed next. These are the maximum voltages, currents, etc., that 
the device can take without breaking down. It is very important that these 
ratings never be exceeded; otherwise, failure of the device is quite possible. 
For reliability, the maximum ratings should not even be approached. Also, 
the maximum ratings must be adjusted downward for operation at tempera- 
tures greater than 25 °C. Following the absolute maximum ratings, there is 
normally a complete list of electrical characteristics for the device. Again, 
these are specified at 25 °C, and allowances are necessary for variations of 
temperature. A complete understanding of all the quantities specified on a 
data sheet will not be achieved until circuit design is studied. Some of the 
most important quantities are defined below. It is important to note that the 
ratings of a given transistor are stated for specified circuit conditions. If these 
conditions change, the ratings are no longer valid. 


BV cb0 Collector-base breakdown voltage — dc breakdown voltage for 
reverse-biased collector-base junction. 

BV CE o Collector-emitter breakdown voltage — collector to emitter dc 
breakdown voltage with base open circuited. 

BV ebo Emitter-base breakdown voltage — emitter to base reverse-bias 
dc breakdown voltage. 

V BE Base-emitter voltage — dc voltage drop across forward-biased 

base-emitter junction. 

^C£(sat) Collector-emitter saturation voltage — collector to emitter volt- 
age with device in saturation. 

I CB o or Collector cutoff current — dc collector current with collector- 

I c0 base junction reverse biased and emitter open circuited. 

I CES Collector cutoff current — dc collector current with collector- 

base junction reverse biased and base short circuited to emitter. 

I CEO Collector cutoff current — dc collector current with collector- 

base junction reverse biased and base open circuited. 

I EBO or Emitter cutoff current — reverse-biased emitter-base dc current 

I E0 with collector open circuited. 

h FE Static forward current transfer ratio — common emitter ratio of 

dc collector current and base current, h FE = I c Pb- 

CU Common base output capacitance — measured between collector 

and base. 


C„ Common emitter output capacitance — measured between collec- 

tor and emitter. 


NF Noise figure — ratio of total noise output to total noise input 

expressed as a decibel (dB) ratio (Section 8-4) for a specified 
bandwidth and bias conditions. Defines the amount of noise 
added by the device. 


4 . or 4 

fhfo OT fa t 


Common emitter cutoff frequency — common emitter operating 
frequency at which the device current gain falls to 0.707 of its 
normal (mid-frequency) value. 

Common base cutoff frequency — as above for common base. 


Maximum Power Dissipation. Consider the data sheet for the 
2N3903 and 2N3904 transistors, Fig. 8-1. The absolute maximum ratings at 
25°C free air temperature show that the collector-emitter voltage should not 
exceed 40 V, and that the collector current should not exceed 200 mA. The 
total device dissipation of 310 mW at a maximum free air temperature of 
25°C means that ( I c ) must not exceed 310 mW. For example, if the 

maximum I c of 200 mA is to be employed, then maximum VcE should be 
(310 mW)/(200 mA)= 1.55 V. It is important to note that if the free air 
temperature is greater than 25 °C, then the device maximum power dissipa- 
tion must be reduced. 


A 2N3904 transistor is employed in a circuit in which its V CE will be 20 
V. The circuit is to be operated at a free air temperature of 125°C. 
Determine the maximum value of I c that can be used. 

solution 

From the data sheet for the 2N3904, the 310 mW maximum power dissipa- 
tion must be derated linearly at 2.81 mW/°C for temperatures greater than 
25° C. 

Free air temperature for circuit = 125°C. 

° C in excess of 25°C= 125 - 25 = 100°C. 

Device must be derated by (2.81 mW/° C)X(100°C)«281 mW. 
Maximum device dissipation at 125°C, 

/ > = 310 mW — 281 mYV= 29 mW 


The device dissipation is V CE X l c . Thus, 


20FX/ Wm „ ) -29m\V 

29 mW 
20 V 


1 .45 mA 


163 

Power 

Dissipation 


8-3 

Power 

Dissipation 


Example 8-1 


164 

Transistor 
Specifications and 
Performance 


Example 8-2 


Maximum Power-Dissipation Curve. For power transistors it is sometimes 
necessary to draw a maximum power- dissipation curve on the output characteris- 
tics. To draw this curve, the greatest power that may be dissipated at the 
highest temperature at which the device is to be operated is first calculated. 
Then using convenient collector-emitter voltage levels, the corresponding 
collector current levels are calculated for the maximum power dissipation. 
Using these current and voltage levels, the curve is plotted on the device 
characteristics. 


Assuming that the device characteristics given in Fig. 8-3 are for a 
2N3055 transistor, plot a maximum power-dissipation curve for a case 
temperature of 78°C. 

solution 

Case temperature for device = 78°C. 

° C in excess of 25°C = 78-25 = 53°C. 

Device must be derated by 0.66 W/° CX53°C = 35 W. 

Maximum device dissipation at 78°C=115 W — 35 W = 80 W. 

F*d = V ce ^ h 



Figure 8-3. Transistor maximum power-dissipation curve. 


or 



When V CE = 60 V, / c = 80 W/60 V=1.3 A. 

Plot point 1 on the characteristics at V CE = 60 V, I c 

= 1.3 A. 

When V CE — 40 V, 

80 

7 ‘=40= 2A 

Point 2 

When V CE = 20 V, 

/ =^-4A 
' c 20 4A 

Point 3 

When V CE =\0 V, 

/ = E= 8a 
c 10 

Point 4 


Now draw a curve through the above points to obtain the maximum 
power-dissipation curve. The transistor voltage and current conditions must 
at all times be maintained in the portion of the characteristics below the 
maximum power-dissipation curve. 


165 

Decibels 

and 

Frequency 

Response 


Decibels. When the output power of an amplifier changes from P { to 
P 2 , the power change is expressed as the log of their ratio: 


Power change = log 10 | j 
= 10 log, 


(bels) 

|~j decibels (dB) 


( 8 - 1 ) 


8-4 

Decibels 

and 

Frequency 

Response 


Thus, the decibel is a unit of power change. 

The output power dissipated in a load resistance is 


P = 


Yl 


Power change = 10 log 10 


W*L 


dB 


”10 log, o 


£ 

l 7 . 


2 


dB 


20 log 


Yl 

V. 


dB 


(8-2) 


Also, 


166 

Transistor 
Specifications and 
Performance 


Example 8-3 


Example 8-4 


Power change = 101og 10 


Q*l 


dB 


= 201og 10 


dB 


(8-3) 


By means of Eqs. (8-2) and (8-3), power changes can be calculated in 
decibels using either voltage ratios or current ratios. 


The output power from an amplifier is 50 mW when the signal 
frequency is 5 kHz. When the frequency is increased to 20 kHz, the output 
power falls to 25 mW. Calculate the decibel change in output power. 

solution 

From Eq. (8-1), 


Power change = 101og, 0 


£t 

p, 


dB 


[ 25 mW I 

=101 o Mm^J 

= 101 °gio[ 0 - 5 ] 

= — 101og„[2] 

= -10(0.3) = -3dB 


The output voltage of an amplifier is measured as 1 V at 5 kHz and 
0.707 V at 20 kHz. Calculate the decibel change in output power. 

solution 


From Eq. (8-2), 


Power change = 201og 10 
= 201og lo 


1 2 
0.707 


dB 


M] 

— ““•"[aw] 

= -20 log 10 [ 1.414] 

= -20(0.15) = — 3 dB 


It is seen from Examples 8-3 and 8-4 that the output power of an 
amplifier is reduced by 3 dB when the measured power falls to half its 
normal level, or when the measured voltage falls to 0.707 of its normal level. 

Frequency Response. Figure 8-4 shows a typical graph of amplifier output 
voltage or power plotted versus frequency. It is found that the output 
normally remains constant over a middle range of frequencies and falls off at 
low and high frequencies, due to the effects explained below. The gain over 
this middle range is termed the mid-frequency gain. The low' frequency and 
high frequency at which the gain falls by 3 dB are designated f x and / 2 , 
respectively. This is normally considered the useful range of operating 
frequency for the amplifier, and the frequency difference (y* 2 — /j) is termed 
the amplifier bandwidth ( B ). 

Frequencies /, and / 2 are sometimes termed the half- power or 3-dB 
points. This is because, as shown in Example 8-3, the power output is — 3 dB 
from its normal level when P 2 is half P x . When the amplifier output is 
expressed as a voltage on the graph of frequency response, the 3-dB points 
(/, and / 2 ) occur when V 2 is 0.707 V r This is shown in Example 8-4. 

The fall off in amplifier gain at low frequency is due to the effect of 
coupling and bypass capacitors. Recall that the impedance of a capacitor is 
X c = 1 /(2fl/C). At medium and high frequencies, the factor / makes X e very 
small, so that all coupling and bypass capacitors behave as short circuits. At 
low frequencies, X { increases and some of the signal voltage is potentially 
divided across the capacitors [see Fig. 8-5(a)]. As the signal frequency gets 
lower, the capacitor impedances increase and the circuit gain continues to 
fall. 

All transistors have capacitances between their terminals (Section 4-8). 
As shown in Fig. 8-5(b), there are also stray capacitances (CJ, which are the 
capacitances between connecting wires and ground. All these capacitances 
are very small, so that at low and medium frequencies their impedances are 
very high. As frequency increases, the impedance of the stray capacitances 
falls. When these impedances become small enough, they begin to shunt 


167 

Decibels 

and 

Frequency 

Response 



Figure 8-4. Typical amplifier frequency response. 


168 

Transistor 
Specifications and 
Performance 



(a) Loss of signal voltage across coupling 
and bypass capacitors at low frequency 


Vs 




Portion of l 0 
lost via stray 
capacitance 


(b) Loss of output current via stray 
capacitance at high frequency 


Figure 8-5. Effect of stray capacitances on amplifier gain. 


away some of the input and output currents and thus reduce the circuit gain. 
As the frequency gets higher and higher, the circuit gain continues to fall 
until it becomes too small to be useful. It can be shown that the upper 3-dB 
point for the amplifier can occur when the reactance of the stray capaci- 
tance is equal to the load resistance value. 

Even if no external stray capacitances were present, the device internal 
capacitances, and the transit time of charge carriers across the transistor 
junctions and through the semiconductor material, limit the circuit 


frequency response. This limitation is expressed as a cutoff frequency f a , which 
is the frequency at which the transistor current gain falls to 0.707 of its gain 
at low and medium frequencies. The cutoff frequency can be expressed in 
two ways, the common emitter cutoff frequency (f a f) or the common base cutoff 
frequency (f a f)<f at is the frequency at which the common emitter current gain 
(h f( ) falls to 0.707 X (mid-frequency h /( ). f ab is the frequency at which the 
common base current gain (h^) falls to 0.707 X (mid-frequency h ^). It can be 
shown that 


169 

Decibels 

and 

Frequency 

Response 


(a- 4 ) 

For maximum bandwidth the stray capacitance should be kept to a 
minimum. Also f a should be several times greater than the signal frequency 
(/) at which the reactance of the stray capacitance equals the amplifier load 
resistance. 


A transistor with/, A = 5 MHz and hj t = 50 is employed in a common 
emitter amplifier. The stray capacitance at the output terminal is measured 
as 100 pF. Determine the upper 3-dB point (a) when R L = 10 kS2 and (b) 
when R l = 100 k£2. 

solution 

(a) R l = 10 ktt. From Eq. (8-4), 




The stray capacitance reduces the amplifier gain by 3 dB when 

1 


2 trfC, 


= /?£ = 1 0 ktt 


1 


1 


2 itC s R L 2t r X 100X 10 _,2 X 10X 10 3 


E 159 kHz 


Since / a# </„/ 2 =/ a< = 100 kHz. 
(b) R l = 100 kU. 


1 


2 irC t R L 2?rX 100 X 10" 12 X 100 X 10 3 


s 15.9 kHz 


Example 8-5 


Since/, </ a ,,/ 2 =/,= 15.9 kHz. 


8-5 

Miller 

Effect 

In Example 8-5 it is assumed that the transistor internal capacitances 
are very much smaller than the (external) stray capacitance. The internal 
capacitances can be very important, however, and, as will be shown, they 
tend to have their greatest effect at the input terminals of the transistor. 

Figure 8-5(b) shows that a collector-base capacitance (C (b ) and a 
base-emitter capacitance (C u ) exist between the transistor terminals. 
Assume that an input signal ( -1- Fj) is applied to the base of the transistor 
shown in Fig. 8-5(b). If the circuit voltage amplification is A 0 , then the 
collector voltage change is 

AV c =-A v XV, 

Note that because of the phase shift between input and output, the 
collector voltage is reduced by (A 0 X F') when the base voltage is increased by 
V t . This results in a total collector-base voltage reduction of 

LVcB-Vi + AM 

- w+4) 

Since C cb is the capacitance between collector and base, the voltage 
across C cb is also changed by A V CB . Using the formula Q= C X A F, it is found 
that the charge supplied to the input of the circuit is 

Q=C a XV,(l+A) 

or 

Q=(l+A,)C, t XV t 

Thus, the collector-base capacitance appears to be (1 + Af)C cb ; i.e., the 
capacitance is amplified by a factor of (1 +A V ). This is known as the Miller 
effect. 

The total input capacitance (C in ) to the transistor is (\+A v )C cb in 
parallel with C^: 

C in =C b* + 0 +A ,) C cb C 8 * 5 ) 

At high frequencies, the value of C in reduces the input impedance of 
the circuit and affects the frequency response. 

Example 8-6 

A transistor used in a common emitter circuit has hj t — 75, h u = 2 k£2, 
C eb = 4 pF, and = 10 pF. If the circuit load resistance is 5 k£2, calculate the 

value of C^. 


170 


solution 

From Eq. (6-6), 


*fi*L 


7 5X5 k fl 
2kfi 


171 

Transistor 

Circuit 

Noise 


From Eq. (8-5), 


C in = 10 pF + (l + 188)4 pF 
= 10 pF + 756 pF = 766 pF 


Unwanted signals at the output of an electronics system' are termed 
noise. The noise amplitude may be large enough to swamp the wanted 
signals; consequently, the noise level dictates the minimum signal amplitude 
that can be handled. Noise originates as atmospheric noise from outside the 
system and as circuit noise generated within resistors and devices. 

Consider a conductive material at room temperature. The motion of 
free electrons drifting around within the material constitutes a flow of many 
tiny random electric currents. These currents cause minute voltage drops, 
which appear across the ends (or terminals) of the material. Because the 
number of free electrons available and the random motion of the electrons 
are both increased as temperature rises, the generated voltage amplitude is 
proportional to temperature. This unwanted, randomly varying voltage is 
termed thermal noise. 

Thermal noise is generated within resistors, and when the resistors are 
at the input stage of an amplifier, the noise is amplified and produced as an 
output. Noise from other resistors is not amplified as much as that from the 
resistors right at the input; consequently, only the input stage resistors need 
be considered in noise calculations. 

Noise is also generated within a transistor, and again the input stage 
transistor is the most important because its noise is amplified more than that 
from any other stage. 

Since thermal noise is an alternating quantity, its rms output level 
from any amplifier is dependant upon the bandwidth of the amplifier. It can 
be shown that the rms noise voltage generated in a resistance is 


8-6 

Transistor 

Circuit 

Noise 


e H = V4 kTBR (8-6) 

where k = Boltzmann’s constant = 1.374 X 10 _23 J/K 
(i.e., joules per degree Kelvin) 

T= absolute temperature 
R = resistance in ohms 
B = circuit bandwidth 


172 

Transistor 
Specifications and 
Performance 


Consider the circuit of Fig. 8-6(a). R x and R 2 are bias resistances; e s is a 
signal voltage with source resistance R s . The total noise generating resistance 
in parallel with the amplifier input terminal is 


* c =/y (*.ii*>) 


In the noise equivalent circuit, Fig. 8-6(b), e n is the noise voltage 
generated by R G . It is also seen from Fig. 8-6(b) that if the amplifier input 
resistance is /?, then the noise voltage is potentially divided, so that 


e m = e n X 


R t 

r,+r g 


( 8 - 7 ) 


If the amplifier voltage gain is A v , the output noise due to R c is 


n = A„ 


( 8 - 8 ) 




(b) ac equivalent input 
circuit for noise 


Figure 8-6. Amplifier and equivalent input circuit for noise. 


173 

Transistor 
Circuit 
Noise 

To specify the amount of noise produced by a transistor, manufac- 
turers usually quote a noise figure ( NF ). To arrive at this figure, the transistor 
noise output is measured under specified bias conditions, and with a speci- 
fied source resistor, temperature, and noise bandwidth. 

The noise figure defines the amount of noise added by the transistor to 
the noise generated by the specified resistance ( R c ) at the input. Note that 
R c is the combined bias and signal source resistances, as seen from the 
amplifier input. 

The noise for a 2N4104 transistor is specified as follows: 

At 25°C free air temperature 


And for a load resistance R Lt the noise output power due to R c i 


P * R, 


(8-9) 


Parameter 

Test Conditions 

Mm Max 

NF 

spot noise 
figure 

V CE = 5 V,/ c - 30/4A, 
F c =10kC2,/=10Hz 

15dB 

V c£ = 5 V,/ c = 30 pA, 
F c = 10 kfi,/= 100 Hz 

4dB 

V CE = 5 V,/ c = 5/iA, 
R c ~ 50 ktt,/= 1 kHz 

ldB 

^^V,/ c = 5/iA, 

R c = 50 kfl,/ = 10 kHz 

ldB 


The fact that NF is defined as a spot noise figure means that the noise 
has been measured for a bandwidth of 1 Hz. The bias conditions are 
specified because the transistor noise can be affected by ^CE and I c . 

The noise factor , F, is the total circuit noise power output divided by 
noise output power from source resistor. The noise figure NF is the decibel 
value of F. 


NF= 101og 10 F (8-10) 

If the transistor were completely noiseless, 

total noise output power = noise output power due to R G 


or 


NF= 101og 10 


noise power from source resistor 
noise power from source resistor 


=*0dB 


174 

Transistor 
Specifications and 
Performance 


Example 8-7 


Obviously, the smallest possible noise figure is the most desirable. If the 
circuit in which the transistor is employed does not have the value of source 
resistance and the bias conditions specified, then the specified noise figure 
does not apply. In this case the noise figures can still be used to compare 
transistors, but for accurate estimations of noise a new measurement of noise 
figure must be made. 

The total noise output power due to R c and the input transistor is 


p N -( noise factor X P n ) 



( 8 - 11 ) 


An amplifier with B~ 1 to 10 kHz, /?, = 25 kS2, and R c = 50 kfi uses a 
2N4104 as the input transistor. The transistor bias conditions are I c = 5 juA 
and and the amplifier has a voltage gain of 30. Calculate the 

output noise amplitude at 25 °C. 

solution 

From the 2N4104 specification, for K r/r = 5 V, I r = 5 uA, R r = 50 kfi, and 
/= 1 to 10 kHz, NF= \dB. 

From Eq. (8-10), NF= 10 log 10 F: 


Noise factor F— antilog -yyy 

ldB 

= analog 
= 1.26 

From Eq. (8-6), 

*„= V4* TBR g 


k~ 1.37X 10“ 23 

T=25°C = (273 + 25) K [i.e., 298 K (degrees Kelvin)] 
B= 1 to 10 kHz = 9 kHz 
R g = 50 kS2 

*„= V4X1.37x10~ 23 X298X9X10 3 x 50X10 3 
= 2.7 jLtV 


From Eq. (8-7), 




Pi + Pc 


2,7/lVX 25 kft + 50 kfi 


= 0.9 /iV 


From Eq. (8-8), 


e no ~ A V X e m = 30 X 0.9 fiV = 27 fiV 


175 

Transistor 

Switching 


From Eq. (8-11), 



1.26 X 


(27 mV) 

Rl 


2 


and F rt 2 //? £ , where F n = total rms noise output voltage: 


V 2 

t= L26x 


(27 >.V) 


2 


f; = ^1.26X(27 m V) 2 = 30.3 mV 


Transistor as a Switch. When a transistor is used as a switch, it is 
either biased off or biased on to its maximum possible collector current level. 
Figure 8-7 illustrates the two conditions. In Fig. 8-7(a) the base input 
voltage polarity is such that the transistor is biased off. In this case, the only 
current flowing is the collector base leakage current I co (sometimes designated 
Icbo)‘ 

V CE ~ ^CC “ 

At cutoff 

^CE = ^CC - Ico Rl ~ ^cc 

In Fig. 8-7(b), V B biases the transistor on to the maximum possible I c 
level. I c is limited only by V cc , R L > and the minimum possible voltage across 
the transistor. 



8-7 

Transistor 

Switching 


Figure 8-7. Transistor switching circuit. 


176 

Transistor 
Specifications and 
Performance 


IrR, 


V CE~ Vcc IcRjL 


Therefore, 


Now consider the output characteristics and dc load line for the circuit 
of Fig. 8-7. This is shown in Fig. 8-8 and is drawn by the usual process of 
plotting point A at I c = 0 and Vce=V cc , and point B at V C E = 0 and 
7 C = V cc / R l . When 1 B = 0, / c = / C o> and the transistor is said to be cut off. 
The region of the characteristics below I B = 0 is termed the cutoff region. 
When I B is a maximum, V CE = V CE (sat) , and the transistor is said to be 
saturated. The region of the characteristics to the left of T C£ . (sat j is termed the 
saturation region. The region between saturation and cutoff is the active region 
in which a transistor is biased for amplification. ^C£(sat) is the minimum 
possible collector-emitter voltage for the device, and is referred to as the 
transistor saturation voltage. It is seen that F C£(sat) is dependent upon the I c 
level. For the 2-kl2 load line shown as the broken line in Fig. 8-8, T C£ . (sat j is 
smaller than for R L = 1 k£2. 



Figure 8-8. Characteristics and load line for transistor switch. 


The circuit of Fig. 8-7 uses a 2N3904. transistor and has ^=10 V 
and R l = 1 kft. Determine the value of ^CE when the transistor is (a) cut off 
and (b) saturated. 


solution 

(a) At cut-off I c = I co . From the Off Characteristics section of the 2N3904 data 
sheet in Fig. 8-1, the collector cutoff current is 7 co = fcEX = ^® n A maximum. 
(Note that l CEX is the collector cutoff current for a specified bias and supply voltage.) 

V CE = ^CC ~ IcO^L 

= 10 V-(50 nAXl kO) 

= 10 V-50 jtiV = 9.99995 V 

(b) At saturation 


V CE ~0 

V C c ~ Ic^L 


and 


v cc 
Rl '' 


10 V 
: 1 kfi 


= 10 mA 


From the 2N3904 data sheet F C£(Mt) = 0.2 V max at I c = 10 mA. 

F C£ <0.2 V 


Example 8-8 


K C£ ( ut ) is typically around 0.2 V for a silicon transistor, while ^ BE is 
typically 0.7 V. Consider the circuit in Fig. 8-7(b) once again. If ^£. = 0.7 V 
and v ce ~ 0-2 V, then the transistor base is 0.5 V more positive than the 
collector. This means that the collector- base junction, which is usually 
reverse biased, is in fact forward biased when the transistor is in saturation. 
With the collector-base junction forward biased, fewer charge carriers from 
the emitter are drawn across to the collector, and the device current gain is 
lower than normal. For saturation to occur, the transistor must have a 
certain minimum value of h FE , which depends upon the particular circuit 
conditions. 


In Example 8-8, R B = 2.7 k£2, V BE = 0.7 V, and f / £ = 2 V. (a) Calculate Example 8-9 
the minimum h FE for saturation, (b) If V 8 is changed to 1 V, and the 
transistor minimum h FE is specified as 50, will the transistor be saturated? 


177 


178 

Transistor 
Specifications and 
Performance 

solution (a) 

I c has already been calculated as 10 mA. 

The voltage across R B is ( V B — V BE ): 

, V B -V BE 2 V— 0.7 V 

Ib ~ R b = 2.7 kSJ = 0 481mA 

l c 10 mA 

hpE 1 B 0.482 mA 2 °' 8 

Thus, A F£(min) for the transistor must be at least 20.8 for saturation to occur. 
solution (b) 

, Vb- v B e 1-0.7 A 

R b 2.7kfi _0IllmA 

I c = hpE = 50X0.1 11 mA = 5.55 mA 

Since I c is required to be 10 mA for saturation, the device will not be 
saturated. 

Glossary of 
Important 
Terms 

Switching Speed. Another important characteristic of a switching transis- 
tor is its operating speed. Consider Fig. 8-9. When the base input current is 
applied, the transistor does not switch on immediately. This is because of the 
junction capacitance and the transit time of electrons across the junctions. 
The time between the application of the input pulse and the commencement 
of collector current flow is termed the delay time (t d ) (Fig. 8-9). Even when 
the transistor begins to switch on, a finite time elapses before I c reaches its 
maximum level. This quantity is known as the rise time ( t r ). The rise time is 
specified as the time required for I c to go from 10% to 90% of its maximum 
level. The turn-on time ( t on ) is the sum of t r and t d . (See Fig. 8-9). Similarly, 
when the input pulse is removed, I c does not go to zero until after a turn-off 
time (t 0 ff ), made up of a storage time (t s ) and a fall time (tf). 

The fall time is specified as the time required for I c to go from 90% to 
10% of its maximum level. The storage time is the result of charge carriers 
being trapped in the depletion region when a junction polarity is reversed. 
When a transistor is in saturation, both the collector-base and emitter-base 
junctions are forward biased. At switchoff, both junctions are reverse biased, 
and before I c begins to fall the stored charge carriers must be withdrawn or 
made to recombine with opposite-type charge carriers. For a fast-switching 
transistor, t on and t of{ must be of the order of nanoseconds. 

Decibel (dB). Unit of power change: power change= 101og(/ > 1 / P 2 ) dB. 
Half-power points (f x and ff). Low and high frequencies at which an 
amplifier output power is half its mid-frequency output power. Also, 



179 

Glossary of 
Important 
Terms 


the frequencies at which an amplifier output voltage is 0.707 of its 
mid-frequency output voltage. 

Bandwidth ( B ). Difference between half-power points. Zf = (/ 2 — /,). 

Common emitter cutoff frequency {J h j. or f a ^. The high frequency at 
which a transistor hj t falls to 0.707 X (mid-frequency hj t ). 

Common base cutoff frequency or f^). The high frequency at which 
a transistor h ^ falls to 0.707 X (mid-frequency h ^). 

Miller effect. Amplification of device input capacitance. 

Noise. Unwanted signals at the output of an electronic system. 

Thermal noise. Temperature-dependent noise generated within resistances 
and semiconductor bulk material. 

Noise factor (/’). (Total noise output power)/(noise output power from 
source resistance). 

Noise figure (AF). Decibel value of noise factor. 

Cutoff region. Region of transistor common emitter characteristics below 

/*- 0. 

Saturation region. Region of transistor common emitter characteristics 
between V CE = V CE(tMt) and V CE = 0. 

Active region. Region of transistor characteristics between saturation and 
cutoff. 


180 

Transistor 
Specifications and 
Performance 


Review 

Questions 


Problems 


Saturation voltage ( V C E^ t) )- Level of Vce when the voltage drop across R L 
is so large that the transistor collector-base junction is forward biased. 

Delay time ( t d ). Time between application of input pulse and commence- 
ment of transistor collector current. 

Rise time (f r ). Time required for I c to go from 10% to 90% of its maximum 
level. 

Turn-on time ( t on ). Sum of t T and t d . 

Storage time (f f ). Time between removal of input pulse and commence- 
ment of I c decrease. 

Fall time (tj). Time required for I c to go from 90% to 10% of its maximum 
level. 

Turn-off time (* o££ ). Sum of t s and t f . 

8-1. List and define the most important quantities specified on a transistor 
data sheet for (a) small-signal transistors, (b) high-power transistors, 
(c) switching transistors, (d) high-frequency transistors. 

8-2. Derive the equations which are employed to calculate power change 
at the output of an amplifier, using power, voltage, and current 
ratios. 

8-3. Explain why the output power of an amplifier falls at low and high 
frequencies. Sketch the typical graph of amplifier frequency response, 
and identify the important points on the graph. 

8-4. Discuss Miller effect and derive an equation for amplifier input capaci- 
tance. 

8-5. Explain thermal noise , and discuss the various sources of noise which 
occur within a transistor circuit. Identify the most important noise 
sources, and explain why they are important. Define noise figure and 
noise factor for a transistor. 

8-6. Sketch typical output characteristics and dc load line for a transistor 
used as a switch. Identify the various regions of the characteristics, 
and briefly explain. Explain the importance of I co and T C£(sat) . 

8-7. Sketch the waveforms of input and output currents for a switching 
transistor. Show the various switching times involved and explain the 
origin of each. 


8-1. (a) A 2N3904 transistor is required to dissipate 200 mW of power. 
Calculate the maximum free air temperature at which it can operate, 
(b) If the device is to be operated at a maximum free air temperature of 
80 °C and is to have a collector current of 2 mA, determine the 
minimum level of V CE that may be employed. 

8-2.(a)A 2N3055 transistor is to be operated at a maximum case tempera- 
ture of 125°C. Using the output characteristics in Fig. 8-2, draw the 
maximum power dissipation curve for the device at this temperature. 


(b) For the T = 78°C curve shown on Fig. 8-3, draw the dc load line for 
the smallest possible value of R L when the circuit supply voltage is 50 
V. Determine the value of 

8-3. The output power from an amplifier is 100 mW when the signal 
frequency is 1 kHz. When the signal frequency is increased to 25 
kHz, the output power falls to 75 mW. Calculate the decibel change 
in output power. 

8-4. The output voltage of an amplifier is 2 V when the signal frequency 
is 1 kHz. Calculate the new level of output voltage when it has fallen 
by 4 dB. 

8-5. A transistor employed in an amplifier has hj e = 75 and =12 MHz. 
Stray capacitance at the amplifier output terminal is 100 pF. De- 
termine the upper 3-dB point (a) when R L =5 k£2, (b) when R L = 20 
kfi. 

8-6. The transistor referred to in Problem 8-5 is connected as an amplifier 
with R l = 15 kft. The upper 3-dB frequency of the amplifier is found 
to be / 2 =7 5 kHz. Calculate the value of stray capacitance at the 
transistor collector terminal. 

8-7. The input capacitance of a common emitter circuit is measured as 
800 pF. The load resistance of the circuit is 7 k ft, and the transistor 
parameters are hj e — 60, h u = 1.5 k ft. If the base-emitter capacitance is 
15 pF, calculate the value of collector- base capacitance. 

8-8. A transistor with h /e = 100, h u — 2.2 kft, C c(> = 3 pF, and C^ = 8 pF is 
connected as an amplifier with R L = 6.8 kft. Calculate the value of 
the amplifier input capacitance C in . Also calculate the new' value of 
C in when a 100-pF capacitor is connected (a) between emitter and 
base, (b) between collector and base, (c) between collector and 
emitter. 

8-9. An amplifier which uses a 2N4104 transistor at the input has lower 
and upper 3-dB points at 2 kHz and 10 kHz, respectively. The 
transistor bias conditions are F C£ .=5 V and / c «=5 jliA, and the 
amplifier voltage gain is 40. Calculate the noise output voltage at 
25°C if R c = 50 kft and /?, = 10 kft. 

8-10. A transistor amplifier with A v = 100, j9=15kH 7 and 7? ( = 12kft has 
input bias resistors equivalent to R G — 33 kft. If the maximum noise 
voltage at the output is not to exceed 100 juV rms, determine the 
largest noise figure for the input transistor. 

8-11. A 2N3904 transistor employed as a switch has 1^ = 25 V and 
R l = 2.7 kft. Calculate the value of Vca when the transistor is (a) cut 
off, (b) saturated. 

8-12. A transistor switching circuit arranged as in Fig. 8-7 has R L =* 2.7 kft, 
V cc = 25 V, R b - 4.7 kft, F fl =1.6 V, and F^-0.3 V. (a) Calculate 
the minimum transistor h FE for saturation, (b) If R L is changed to I 
kft and h FE is specified as 40 minimum, will the transistor be 
saturated? 


181 

Problems 


CHAPTER 

9 


9-1 

Introduction 


Basic Multistage 
and integrated 
Circuit Amplifiers 


An amplifier may be classified according to the function it performs, 
the frequency range over which it operates, the coupling method between 
stages, or how the output transistors are biased. 

A small- signal amplifier, also known as a preamplifier, performs the 
function of amplifying small voltage signals. A power amplifier, or large signal 
amplifier, accepts relatively large input voltages, and drives an output current 
through a low-impedance load. Audio frequency, intermediate frequency, high 
frequency, radio frequency, and video are prefixes employed to identify amplifiers 
designed for a particular frequency range. 

A dc amplifier can amplify dc or steady-state input voltages. Most 
integrated circuit amplifiers are dc amplifiers; they also generally have 
differential amplifier input stages. The differential amplifier has two input 
terminals and does not employ any bypass capacitors. 

Many IC amplifiers are known as operational amplifiers. This means that 
they have very high internal gain, high input impedance, low output 
impedance, two input terminals, and one output terminal. 


182 


Amplifiers may be described as direct coupled , capacitor coupled , or trans- 183 

former coupled , indicating the interstage coupling method. C Coupled 

Audio power amplifiers are classified as class A (output transistors Two-Stage 

biased to give V cc )> class B, (output transistors biased at cutoff), and Circuit 

class AB, (output transistors partially biased on). Circuit efficiency and lack 
of output distortion are prime considerations with audio power amplifiers. 


In Section 6-8 a capacitor-coupled two-stage amplifier is ac analyzed 
to determine the circuit gains and impedances. Each stage of that circuit is a 
simple fixed-current bias common-emitter arrangement. Figure 9-1 shows 
two capacitor-coupled emitter-current biased stages. This circuit functions in 
the same way as the circuit in Fig. 6-15; an ac input signal is amplified by 
the first stage, and then further amplified by the second stage. The proce- 
dure for ac analysis of the circuit is similar to that in example 6-6. 


9-2 

Capacitor- 

Coupled 

Two-Stage 

Circuit 


Design Approach. When designing any amplifier, it is necessary to work to 
a specification which might state supply voltage, amplifier gain, frequency 
response, signal source impedance, and load impedance. 

Obviously, each stage of the amplifier must be designed to operate 
satisfactorily from the available supply voltage. Designing for a particular 
value of voltage gain normally requires the use of negative feedback to stabilize 
the gain. The use of an unbypassed emitter resistor, as discussed in Section 
6-3, is one method of providing negative feedback. Equation (6-7) shows 
that, in this case, the stage gain is stabilized at R L )/ R E - The circuit 

in Fig. 9-1 has no provision for negative feedback; thus, it is designed to 
achieve the largest possible voltage gain. 



Figure 9-1. Two-stage capacitor-coupled amplifier 


184 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


The simplest approach to the design of a two-stage amplifier (such as 
in Fig. 9-1) is to make each stage identical. Then, when stage 2 has been 
designed, the stage 1 components are selected as R l — R 5y R 2 — R 6 , R 3 — R 7 , 
R 4 = R 8 , C 2 = C 4 , and C x = C 3 . 

R l and R e Selection. From Eq. (6-6), the voltage gain of each stage is 



Since A v ccR Ly designing for the largest voltage gain normally requires the 
selection of the largest possible values of R L (i.e., R 3 and R 7 in Fig. 9-1). 

The collector current for each transistor might be selected to give the 
greatest h fe value, again to achieve greatest A v . However, a large collector 
current results in a small value of R L (for a given value of *V), and so a 
large value of I c may actually give a lower voltage gain, even though h fe may 
be relatively large. 

For a given level of Io the largest possible voltage drop Vrl (in Fig. 
9-2) gives the greatest value of collector load resistor: 



Therefore, to make Vrl large, V E and Vce should be held to a minimum. 
The collector-emitter voltage should typically be at least 3 V to ensure that 
the device is operating in its active region. This allows a maximum output 
swing of about ±1 V, which is usually adequate for a small-signal amplifier. 

For good bias stability the voltage drop ( V E ) across the emitter resistors 
should be much larger than the transistor base-emitter voltage ( V BE ). That 



Figure 9-2. Currents and voltages in common emitter circuit. 


This is because V E — V B — V BE (see Fig. 9-2), and when V E ^> V BE , any 
variation in ^be (due to temperature change or other effects) has only a 
slight effect upon V E . Thus, the emitter current and collector current remain 
fairly stable at 


185 

Capaotor- 

Coupled 

Two-Stage 

Circuit 



Once V E and V C E are decided, V RL can be determined: 
Vhl-Vcc~Vce~V e 
Then R L and R E are calculated: 

V RL V E 

r l =~t and R s**-r 

*c J c 

Bias Resistors. In Section 5-5 it is explained that the potential divider 
resistors (/?, and R 2 in Fig. 9-2) should be made as small as possible for good 
bias stability. The rule-of-thumb suggested there was to let the potential 
divider current (/ 2 in Fig. 9-2) be equal to the transistor collector current. 
However, in the circuit in Fig. 9-1, the second-stage bias resistors R b and R 6 
also affect the input impedance of stage 2 and constitute a load capacitor 
coupled to stage 1. This reduces the total load resistance at the collector of 
stage 1, and because A v <xR Lt the gain of stage 1 is reduced. 

It is seen that, to give the largest possible stage 1 gain, R b and R 6 
should be selected as large as possible. The two conflicting requirements are 
(1) bias resistors as small as possible for good bias stability, and (2) bias 
resistors as large as possible for high input impedance and good first-stage 
gain. A reasonable compromise is achieved by selecting the potential divider 
current as / 2 »/ c /l0. This keeps / 2 »/ B while also resulting in fairly large 
values of potential divider resistors. 

Capacitors. The coupling and bypass capacitors should be chosen to have 
the smallest possible capacitance value. This is both for economy (large 
capacitance values are more expensive) and to minimize the physical size of 
the circuit. Since each capacitor has its highest impedance at the lowest 
operating frequency, the capacitor values are calculated at the lowest signal 
frequency that the circuit has to amplify. 

The circuit low 3-dB frequency (/,) is determined by the bypass 
capacitors (C 2 and C 4 in Fig. 9-1). Using Eqs. (6-6) and (6-7), it can be 
shown that the low 3-dB frequency for each stage occurs when the bypass 


capacitor has a value of 


186 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


Example 9-1 


or 

Substituting 


‘ 1 + */, 


X = \(2 nfC), 



(9-1) 


When Eq. (9-1) is employed to calculate C 2 and C 4 in Fig. 9-1, it is 
found that at f x each stage gain is 3 dB below its mid-frequency gain. This 
means that at/j the overall amplifier gain is 6 dB below its mid-frequency 
value. For a 3-dB reduction in overall gain at /,, the bypass capacitors must 
be calculated to give a 1.5-dB reduction in each stage gain. The equation for 
the bypass capacitors now becomes 


1 + h /< 

' E= 257(0.65/, )A„ 


(9-2) 


The coupling capacitors should have very little effect on the overall 
amplifier gain at the low'est signal frequency. To achieve this, the impedance 
of each coupling capacitor is made equal to one tenth of the load impedance 
in series with it: 



i _ z; 

2 mf x C 10 


giving 


Q = 


10 

2 */,z; 


(9-3) 


Design a two-stage, capacitor-coupled, small-signal amplifier (as in 
Fig. 9-1) to meet the following specification. Supply voltage V cc = 1 8 V, 
lowest operating frequency /, = 100 Hz, and voltage gain A v is as large as 
possible. Use 2N3904 transistors (data sheet in Fig. 8-1), and make I c — 
1 mA. 

solution 

Design stage 2 first and refer to the components as numbered in Fig. 9-1. 


For good bias stability, 

*'«.»(>'«£ -0.7 V) 

Take ^«5V. 

For maximum let V CE = 3 V: 

V R1 = 18V — 5V — 3V 
= 10 V 

„ _Vri _ 10 V 
* 7 “ I c ~ 1mA 

= 10 kQ (this is a standard resistor value; 
see Appendix 1 ) 

1 mA 

(use a 4.7-kfl standard value) 


8 / 
l C 

= 5 kfl 


187 

Capacitor- 
Coupled 
Two- Stage 
Circuit 


VR 8 now becomes 


I c XR 6 =\ mA X 4.7 kfl = 4.7V 


and 


V B = V BE + ^8 = 0-7 V 4-4.7 V = 5.4 V 


Let 


*6 = 


/ c= lmA 
6 10 10 
V B _ 5.4 V 
I c 100 ^lA 


= 100 /iA 


= 54 kfi (use a 47-kfl standard value) 


I 6 now becomes 


Vr 

*6 


5.4 V 

47 kG 


1 15 \xA 


Referring to the 2N3904 data sheet in Fig. 8-1: 
At 7 C = 1 mA, h FE(atin) = 70 and 


lc 

^FEX min) 

1 mA 


70 


14 \i\ 


188 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


V Rb = V cc - V R6 = 18 V — 5.4 V= 12.6 V 
and 

R V ** - 12>6V 

5 I 6 + I B 115 jtiA + 14 jiA 
?«98 k£2 (use 100 k£2, the next higher standard 
value) 


From Eq. (9-2), 


c«- 


1 

257 ( 0 . 65 /,)^ 


From the 2N3904 data sheet, 


h fe = 100 and h it = 1 kft 

i + ioo 

4 277(0.65 X 100 Hz)l k£2 


= 247 fiF (use 250-juF standard value; 
see Appendix 2) 

Z; = tf 5 ||/? 6 || h u = 100 k£2||56 kfl|| 1 kfl = 973 


From Eq. (9-3), 


' 3 2 77/, X Z[ 

= 10 

277X 100 Hz X 973 Q 
= 16 jliF (use 18-juF standard value) 


For the first stage , 7?, = 7? 5 =100 kfl, R 2 = R 6 = 56 kS2, R 3 = R 7 = 6. 8 kfl, R 4 = 
R e = 4.7 kfl, C 2 =C 4 = 250 jliF, and C, = C 3 = 18 fiF. 


9-3 

Direct- 

Coupled 

Two-Stage 

Circuit 


The two-stage amplifier shown in Fig. 9-3 is known as a dc feedback pair. 
The base of (? 2 is directly connected to the collector of Q.,, and Qi is biased 
via R 3 to the emitter of Q 2 . Comparing this circuit to the capacitor-coupled 
two-stage amplifier in Fig. 9-1 shows a considerable savings in components. 
The bias resistors (/?,, i? 2 , R 5 , and R 6 ) in Fig. 9-1 are eliminated in Fig. 9-3, 
and only a single resistor (R 2 ) is employed in biasing. As well, the emitter 
resistor and bypass capacitor are eliminated from the first stage, as is the 
coupling capacitor between stages. 



189 

Direct- 

Coupled 

Two-Stage 

Circuit 


The redrawn circuit in Fig. 9-4 shows that Q, is biased from its own 
collector, via transistor () 2 , which behaves as an emitter follower (as far as 
the biasing of (?, is concerned). The biasing arrangement for is, in fact, a 
variation of the collector-to-base bias circuit discussed in Section 5-4. Q. 2 is 
emitter current biased, with emitter resistor R 4 stabilizing the emitter 
current. Q 2 base voltage is derived from (), collector; consequently, Q 2 bias 
stability is only as good as Q , stability. 

Because collector-to-base bias is not as stable as emitter-current bias, 
the bias conditions in this circuit (when h FE and/or temperature varies) will 
not remain as constant as those in the circuit of Fig. 9-1. However, the 
stability is adequate for many purposes, and the saving in components (and 
space) is frequently a major advantage. 

The circuit derives its name (DC feedback pair) from the fact that the 
first and second stage are direct coupled (DC), and also because there is 
voltage feedback from the collector of Qj to its base. As explained in Section 
5-4, when the level of Ic\ is larger than intended, the (increased) voltage 
drop across R x results in a lower than intended collector voltage y cl . This, in 
turn, reduces the voltage drop across bias resistor R 2 , and consequently cuts 
down on the level of base current to Q,. Since I c ^h FE I B , the lower base 
current reduces the collector current level. Thus, there is feedback, which 
tends to stabilize I c . 

The negative feedback results in ac degeneration (see Section 5-8) if its 
effect on the (ac) signal is not eliminated. Capacitor C 2 shorts the ac 


190 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 




(a) DC feedback pair 


(b) Collector - 
to-base bias 


Figure 9-4. The bias circuit for Q 1 in a DC feedback pair is similar to a collector-to-base 
bias circuit. 


feedback to ground and eliminates ac degeneration on stage 1 . C 2 also 
eliminates the ac degeneration on stage 2 by making R 4 look like an ac short 
circuit to ground (again see Section 5-8). 

The design approach to the dc feedback pair is fairly similar to that 
taken in designing the two-stage capacitor-coupled amplifier. Only one 
capacitor (C 2 ) determines the low-frequency cutoff point for the circuit. 
Equation (9-1) applies. The input impedance is /? 2 ||^j, anc * is calculated 
to have an impedance equal to one tenth of this value at frequency f v , using 
Equation (9-3). 


Example 9-2 Design a DC feedback pair (as in Fig. 9-3) to operate from a supply of 

V cc = 12 V. Take I c = 2 mA, and assume that the transistors have h FE = 100, 
hj e = \00, and h u = 2 kfl. The low 3-dB frequency for the circuit is to be 
f x = 150 Hz. 


solution 

As in Example 9-1, make V R{ and V*4 as large as possible for good gain. 
Take F C£(min) = 3 V. 


For V E » V BE , let K R4 «5 V. 

^«3 = V CC~ K CE~ Kt‘ 

R.= V *> 4V 


S 12V — 3V — 5V = 4V 


I c 2 mA 

= 2 kfi (use 1.8-kfl standard value; see Appendix 1) 

n K «4 5V 

4 ~ I c 2 mA 

= 2.5 kfl (use 2.2-kft standard value) 

, now becomes 

I c R a = 2 mA X 2.2 kfi = 4.4 V 
^2=^4+^ = 4.4V + 0.7V=5.1 V 
V C x=V B 2 = 5.1 V 
Vr i ~ Vcc ~ ^ci “ 1 2 V — 5. 1 V 
= 6.9 V 
_ 2 _ 2 mA 

100 

= 20 fiA 

I R , = / c , + I B2 = 2 mA + 20 /iA 
= 2.02 mA 

6.9 V 

/», 2.02 mA 


K \- , - 


= 3.4 kfi (use 3. 3-kS2 standard value) 
r^-^i=4.4V-0.7V 
= 3.7 V 

I c i _ 2 mA 


^B\ L — 

h FE 

= 20 juA 


100 


R,= 


3.7 V 


From Eq. (9-1), 


I BX 20/iA 
= 185 kfl (use 180-kft standard value) 


Co = 


1 + K. 


1 + 100 


2irf x h u 2tf X 150 HzX2 kfl 
= 54 pF (use 56-/utF standard value; sec 
Appendix 2) 

Z m = /t,„ 1| R 2 = 2 kft || 1 80 kfi = 1 .98 kfl 


191 

Direct- 

Coupled 

Two-Stage 

Circuit 


From Eq. (9-3), 


192 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


9-4 

The 

Differential 

Amplifier 


9 - 4.1 

Basic 

Circuit 


10 10 
1 2 ir/jZ* 2 ttX 150 HzX 1.98 kfi 

= 5.4 juF (use 5.6- juF standard value) 


The differential amplifier is widely applied in integrated circuitry 
because it has both good bias stability and good gain without requiring large 
bypass capacitors. 

Figure 9-5 shows the basic differential amplifier circuit. If transistors 
Q j and Q .2 are assumed to be identical in all respects and have equal base 
voltages, then 


Tc-l /iT' 


The total emitter current 



I E remains virtually constant no matter what the h FE value of the transistors. 



Figure 9-5. Basic differential amplifier. 


Since anc * ^C 2 ~^E 2 > collector currents also remain con- 

stant, and / C |«/c 2 * 

In addition, V CI = F C2 = ( ^cc - ^c^z.)> assuming R tl = /? L2 . 

Since I F is independent of transistor h FE variations, I c and V c are also 
substantially independent of h FE , and it is seen that the differential amplifier has 
excellent bias stability. 


193 

The 

Differential 

Amplifier 


Recall from Eq. (6-7) that the voltage gain of the single-stage common 9-4.2 

emitter amplifier in Fig. 9-6(a) is Voltage 

Cain 

A - ~*/A 

* K+0 + h /*) R E 

where R E is an external resistance in series with the transistor emitter 
terminal. 

Looking from Q,i emitter toward in Fig. 9-6(b), the resistance 
“seen” is the Z x to a CB circuit; i.e., R = h lbi . Therefore, for a signal applied 
at the base of Qj, () 2 ma Y be replaced with h tbj to give the single-stage 
equivalent circuit of Fig. 9-6(c). Now applying the equation for single-stage 
gain, and neglecting R E since it is typically much larger than h tbjt the gain of 
the circuit in Fig. 9-6(c) is 


h * l + ( l + k f' l ) h * t 


It can be shown that 


v- 


1 I + K. 


Therefore, 




~ h R L 

h u> + (l +h /e t ) h u a /( l+h f* a ) 


If the transistors are matched, as is usually the case in differential 
amplifiers, then = hj tj and h Uf — h Uj and 


A y — 


- h f *R L 

2h u 


( 9 - 4 ) 


This is the voltage gain from one input to one output of a differential 
amplifier. It is also half the gain available from a similar single transistor 
stage with R E bypassed; but note that for the differential amplifier no bypass 
capacitor is required. 


194 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 



gain of single stage 
CE amplifier 


hfe 

h ,e + H + hfe) R E 




(c) Singie-stage representation 
of one side of differential 
amplifier 




h iey + ( 1 + 


Figure 9-6. Comparing the voltage gain of a differential amplifier to a single-stage 
common emitter amplifier. 


Another way to consider the voltage gain of this circuit is to think of 
the signal voltage ( F 5 ) being equally divided across h Ui and h ie , as shown in 
Fig. 9- 7(a). Therefore, when the input is positive, the signal voltage devel- 
oped across the base-emitter of £), is V s /2, positive on the base. Across the 
base-emitter of Q 2 » Ks/2 appears positive on the emitter. This is illustrated in 
Fig. 9-7(b). Q,i receives the signal at its base and behaves as a common emitter 
amplifier, while O 2 receives the signal at its emitter (its base voltage 



195 

The 

Differential 

Amplifier 


(a) Showing that l/ s is equally divided between and 




<b) Showing that V s causes ~ to be applied as a CE 
V* 1 

input to O, and as a CB input to O, 



(c) Showing output signals at 0, and 0 2 collectors 
for input to O, base 


Figure 9-7. Showing how an input to Q, produces outputs from Q, and Q 2 . 


remaining constant) and behaves as a common base amplifier. Since common 
emitter and common base voltage gains are equal, 

- V s A /A 

Output at Q, c ” ~ 2~ * —j - — 

+ V, x A /A 

~T — 


and 


Output at Qj2c 


9-4.3 

Input 

and Output 
Impedances 


9-4.4 

Inverting 

and 

Noninverting 

Input 


9-4.5 
Common 
Mode Gain 


For common emitter the output is antiphase to input, while for 
common base the output is in phase with the input. Therefore, the input and 
output voltages are as shown in Fig. 9-7(c). 

From Eq. (6-2), the input impedance for a CE circuit with an external 
emitter resistance is 


Z x = h u + ( 1 + hj e )R E 

From Fig. 9-7(a), the external resistance connected to the emitter of Q,, 
is R E \\h ib ^. Since R E (usually), R E can be neglected. 

Taking h ib 2 in series with emitter, 

Z i = h u+( X + h fe) h ib 2 

Since h tb = h xe /( 1 4- hj t ), and assuming matched transistors, 

Z = 2h te (9-5) 

or Z x = 2 X ( Z x for a single-stage CE circuit) 

As was the case for CE and CB circuits, the (circuit) output impedance 
at the transistor collectors is 


Z' 0 ~R l (9-6) 

Figure 9-8 shows a differential amplifier with an emitter follower (Q. 3 ) 
connected to provide a low-impedance output. Note that if a positive-going 
input is provided at terminal 1 , the output is also positive going. If a positive 
going input is provided at terminal 2, the output is negative going. In this 
circumstance, terminal 1 is referred to as the noninverting input, while terminal 
2 is called the inverting input . 

Note that in Fig. 9-8 the supply voltages are identified as + v cc and 
— Vcc- They could, for example, be ± 9 V or ± 1 2 V, and the input and 
output terminals could be close to ground level when no signal is present. 

If in-phase signals are applied to terminals 1 and 2 at the same time, 
the input is referred to as a common mode input. In this case the transistors are 
operating in parallel, and the emitter current change is 

(Fig. 9-9) 

A/ £ i as A/ £2 = j — 2 ~fT E 

*N 

and AI c zszAI e 


196 



Figure 9-8. Differential amplifier with emitter follower output, showing inverting and 
noninverting inputs. 


197 

The 

Differential 

Amplifier 



The voltage change at transistor collectors is A V c , where A V c « 
-A/ c fl L = (- V s R l )/{ 2R e ), and hV 0 = kV c because Qj is an emitter 
follower. 

The common mode gain is 


198 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 



Figure 9-10. Differential amplifier with constant-current tail. 


A good amplifier should reject common mode signals; thus, the com- 
mon mode gain should be as small as possible. This might be achieved by 
increasing the value of but then the dc values of emitter and collector 
currents would be reduced. The usual way to overcome this problem is to use 
a constant- current tail as shown in Fig. 9-10. In this circuit I E = 
{V BA — Vbe)/ ^E’ an< ^ remains constant no matter how V B1 and V B2 vary. 
The ac resistance now “seen” from the emitters of j and Q 2 is the collector 
resistance (1 / hj) of () 4 , which might typically be 1 MS2. Therefore, common 
mode gain is very small. 




2X(1/AJ 


(9-8) 


Example 9-3 The differential amplifier shown in Fig. 9-10 has R L1 = R L2 — 10 k£2 and 

R e = 3.9 ktt. The supply voltage is ± 1 2 V, and the voltage at the base of () 4 
is — 3.5 V. If () j and (? 2 bases are grounded, calculate the voltage at the () ! 
and Qjz collectors. Assume and Q 2 are perfectly matched and that for 
each transistor ^£ = 0.7 V. 

solution 

4 = ( Qj base voltage with respect to ground) — ( ^cc) 

= -3.5 V+12 V = 8.5 V 


and 


I e R e = V B4 - ^ £ =8.5V-0.7V = 7.8V 
_ 7.8 V 7.8 V 0 

' E R r 3.9 kfl 2 mA 


Ie\ ~ Ie2~ 2 “ * 
I r .^i I F , = 1 mA 


199 

The 

Differential 

Amplifier 


and 


^C2~ ^£2 — ^ rrL ^ 

*C2= ^cc“ / c /? L = 1 2 v-(l mAX10kfi)»2 V 


For the circuit of Example 9-3, calculate the voltage gain, input Example 9-4 

impedance, output impedance, and common mode gain if h u = 1 ktt, = 50, 
and h ot = 1 X 1 0 _ 6 S. 


solution 

From Eq. (9-4), 


From Eq. (9-5), 


From Eq. (9-6), 


From Eq. (9-8), 


A„ = 


2 K. 


50 X 10 kfl 
2 X 1 kfi 


= 250 


Z=2h = 2kft 


z;»/? L = iokfi 


* L 

2x(l/0 


10 kR 
2x 1 X10 6 


-5X10' 5 


a cm“ 


9-5 

1C 

Differential 

Amplifiers 


Figure 9-11 shows the circuit of 'a CA3002 integrated circuit amplifier 
manufactured by RCA. Transistors^ and Q, 6 are emitter followers provid- 
ing high input resistance. Q.J and 0,2 are main differential amplifier 
transistors of the circuit. has no load resistor because no output is taken 
from its collector. R 3 and R+ are small resistances which help to match the 
emitter currents of (>i and (> 2 . Resistors R 7 , R e , and ^? I0 provide bias to 
constant current transistor (? 4 , and diodes D l and D 2 compensate for 
temperature variations in the base-emitter voltage of (? 4 . Q, 3 is an emitter 
follower for low output resistance. 

It is important to note that the component tolerance is not critical for 
the differential amplifier. For example, R L and R L in Fig. 9-5 could be 10 
kfl±20% so long as they are closely matched to each other. Also, the 
absolute current gain values for (?! and () 2 are not important, so long as h FE 
is closely matched to h FE . 

In monolithic integrated circuit fabrication, all transistor parts are 
diffused at the same instant; therefore, all transistors have similar perfor- 



Figure 9-11. Circuit of CA3002 integrated circuit amplifier. (Courtesy of RCA Corp.) 


200 


mance. Similarly, all resistors are diffused at the same instant, and thus all 
resistors having the same nominal value tend to match each other closely. 
These facts, and the lack of a requirement for large bypass capacitors, make 
the differential amplifier ideal for application to integrated circuits. 

In Figs. 9-12 and 9-13, condensed specifications are presented for 
CA3002 and /iA741 IC amplifiers, respectively. There are significant dif- 
ferences in the performances of these two circuits, so it is important to note 
that the CA3002 is designed to operate over a wide frequency range, while 
the fiA741 is intended to be a general-purpose operational amplifier. An 
operational amplifier is essentially a high input impedance, low output imped- 
ance high-gain circuit, with inverting and noninverting input terminals. 


201 

1C 

Differential 

Amplifiers 


CA3002 


IF AMPLIFIER 


General-purpose amplifier used in video amplifier, product and AM detector 
applicatons. 10-lead JEDEC MO-006- AF package; 


MAXIMUM RATINGS 

Positive DC Supply Voltage V* 

Negative DC Supply Voltage V- 


Input Signal Voltage (Single-ended) 

Total Device Dissipation 

Temperature Range: 

Operating 

Storage 


-1-10 V 

-10 V 

—3.5 V 

300 mW 

-55 to 125 *C 

-65 io 200 *C 


TYPICAL CHARACTERISTICS (At ambient temperature = 25 a C, V* = +6V, 
V- = — 6V) 

Static Characteristics 


Input Unbalance Voltage 

Input Unbalance Current 

Input Bias Current 

Quiescent Operating- Voltage: 

Terminal 2 connected to V-. terminal 

4 not connected 

Terminals 2 and 4 connected to V - .... 

Device Dissipation 

Dynamic Characteristics 
Differential Voliage Gain (Single-Ended 
Input and Output, f = 1.75 MHz) .... 

— 3-dB Bandwidth 

Maximum Output Voltage Swing 

Noise Figure 

(R. = 1 kO, f = 1.75 MHz) 

Parallel Input Resistance 

(f = 1.75 MHz) 

Parallen Input Capacitance 

(f = 1.75 MHz) 

Output kesistance (f = 1.75 MHz) 

3rd Harmonic Intermodulation 

Distortion 

AGC Range (Maximum Voltage Gain to 
Complete Cutoff, f = 1.75 MHz) 


V,c 

2.2 

mV 

I.C 

2.2typ; 10 max 


I, 

20 typ; 36 max 



2.8 

V 


3.9 

V 

Pt 

55 

mW 

AdIFI 

19 min; 24 typ 

dB 

BW 

11 

MHz 

V 0UI (P-P) 

5.5 

V 

NF 

4 typ; 8 max 

dB 

R,. 

100 

kO 

c,. 

4 

PF 

R„, 

70 

n 

IMD 

—30 min; —40 typ 

dB 

AGC 

60 min: 80 typ 

dB 


Figure 9-12. Condensed specification for RCA CA3002 IC amplifier. (Courtesy of RCA 
Corp.) 


202 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


FAIRCHILD LINEAR INTEGRATED CIRCUITS /xA741 


ELECTRICAL CHARACTERISTICS (V s = ±15 V, T A = 25’C unless otherwise specified) 


PARAMETER 

CONDITIONS 

MIN. 

TYP 

MAX 

UNITS 

Input Offset Voltage 

R s < 10 kn 


10 

50 

mV 

Input Offs«t Current 



30 

200 

nA 

Input Biss Currant 



200 

500 

nA 

Input Resistance 


0.3 

1.0 


Mn 

Large Signal Voltage Gem 

R t > 2kn. V^, = ±10V 

SO, 000 

200.000 



Output Voltige Swing 

R^ > )0kn 

±12 

±14 


V 


R t > 2kn 

±10 

±13 


V 

Input Voltage Range 


±12 

±13 


V 

Common Mode Rejection Ratio 

R s < 10 kn 

70 

90 


dB 

Supply Voltage Rejection Ratio 

r s < io kn 


30 

150 

xV/V 

Power Consumption 



50 

BS 

mW 

Transient Response (unity gam) 

V,„ = 20 mV. R v = 2 kn. 






C^ < 100 pF 





Risetime 



0.3 


XI 

Overshoot 



SO 


% 

Slew Rate (unity gain) 

R l > 2 kn 


OS 


V/xs 

The following specifications apply tor 

— 55*C < T A < +12S‘C- 





Input Offset Voltage 

R s < 10 kn 



60 

mV 

Input Offset Current 




500 

nA 

Input Bias Current 




1.5 

xA 

Large Signal Voltage Gam 

R t > 2kn. V^, = ±10V 

25,000 




Output Voltage Swing 

R t > 2 kn 

±10 



V 



Figure 9-13. Condensed specification for /tA741 1C amplifier. (Courtesy of Fairchild 
Semiconductors) 


Some of the most important terms used in the specifications are 
defined as follows: 

Open-loop voltage gain. The ratio of output voltage to input voltage, i.e., 
the circuit internal gain. 

Differential voltage gain (single-ended input and output). The ratio of 
output voltage to input voltage at either one of the two inputs, i.e., same as 
the open-loop gain. 

Common-mode rejection ratio. The ratio of the amplifier open-loop gain 
to its common mode gain. 


Input bias current. The base current to the input transistors. 203 

Input offset current. The difference between the base currents of the input Differential 

transistors. Amplifiers 

Input unbalance current. Same as input offset current. 

Input offset voltage. The necessary difference between bias voltages at the 
input transistors to obtain zero output voltage. 

Input unbalance voltage. Same as input offset voltage. 

Input resistance. The ratio of input voltage change to input current 
change, measured at one input terminal. 

Output resistance. The ratio of output voltage change to output current 
change. 

Slew rate. Rate of change of output voltage, expressed in volts per micro- 
second. 

The specified 24-dB typical gain for the CA3002 is a voltage gain of 
approximately 16, while the typical voltage gain for the /tA741 is specified as 
200,000. However, the bandwidth of the CA3002 is 1 1 MHz, while that of 
the /tA741 is less than 100 kHz when the gain is reduced to approximately 24 dB 
(see the open-loop frequency response graph). 

The circuit symbol employed for IC amplifiers is shown in Fig. 9-14, 
together with a typical ftA741 dual-in-line package and a terminal number- 
ing diagram. The output terminal is always at the point of the triangle as 
shown, and the input terminals are at the opposite side. The inputs are 
usually identified by 4- and — , indicating the noninverting input and the 
inverting input, respectively. Other terminals are used for connecting the 
positive and negative supplies and in some cases for connection of external 
components. 



Dual-in line package 
and numbering diagram 


Figure 9-14. Operational amplifier circuit symbol, package, and numbering system. 


9-6 

Basic 1C 
Operational 
Amplifier 
Circuits 


9 - 6.1 

The 

Voltage 

Follower 


The IC operational amplifier lends itself to an infinite variety of 
applications. Perhaps the very simplest application is the voltage follower 
circuit shown in Fig. 9-1 5(a). The inverting input terminal is connected 
directly to the output terminal. The noninverting input becomes the single 
input terminal of the circuit. 

The output of the voltage follower follows the input voltage. This is 
easily seen by examining the basic operational amplifier circuit diagram in 
Fig. 9- 15(b). As in Fig. 9- 15(a), the inverting terminal (2) is connected 
directly to the output terminal ( 6 ). If terminal 3 is grounded, terminal 6 
(and terminal 2 ) must also be at ground level. 

Note that the bias resistors ( R 2 and Rf) at the base of (£3 potentially 
divide the collector voltage of Q 2 , so that V 0 can be lower than V C 2- 

Suppose terminal 6 were slightly above ground level; then terminal 2 
would be more positive than terminal 3, and consequently more collector 
current would flow in This would cause an increased voltage drop across 
and thus lower the base voltage of Q 3 and the output voltage. The circuit 
would settle only when the voltage at terminal 2 is again equal to that at 
terminal 3, i.e., when V 0 = V t . Similarly, any movement of the output in a 
negative direction would produce a feedback effect which pulls the output 
back up until the inverting and noninverting input voltages are again equal. 

When the input voltage at terminal 3 is increased or decreased, the 
feedback effect makes the output voltage follow the input faithfully. The 
actual difference between input and output voltage can be calculated from 
the output voltage level and the amplifier gain. 

Suppose the voltage follower has an input of 5 V. The output should 
also be 5 V, and to produce this output voltage there must be a voltage 
difference between the two input terminals, i.e., between terminals 2 and 3 
in Fig. 9- 15(a) and (b). This input voltage difference is sometimes termed a 
differential input. The differential input is 

V 

y . = 2 

dif amplifier open loop gain 



To calculate the maximum differential input voltage, use the minimum 
value of M. From the /xA741 data sheet in Fig. 9-13, the minimum value of 
large-signal voltage gain is 50,000. Therefore, for V 0 mb V, 


V 

d,f 50,000 


= 0.1 mV 


This means that when the input voltage (at terminal 3 in Fig. 9-15) is 4-5 V, 


204 



205 

Basic 1C 
Operational 
Amplifier 
Circuits 



(b) Basic operational amplifier circuit 
connected as a voltage follower 

Figure 9-15. 1C operational amplifier voltage follower, 
the output voltage is actually 

[/ = 5 V - 0. 1 mV = 4.9999 V 

Terminal 2 is then 0.1 mV below the level of terminal 3, and 0.1 mV is the 
minimum differential input necessary to cause the output to change by 
approximately 5 V. 


206 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


9-6.2 

Noninverting 

Amplifier 


Like an emitter follower circuit, the voltage follower has a high input 
impedance, a low output impedance, and a gain of 1 . The voltage follower 
performance is very much superior to that of an emitter follower. Its input 
impedance is normally much higher than that of the emitter follower, and 
its output impedance can be much lower. Also, as explained above, the 
difference between input and output is typically less than 0.1 mV with a 
voltage follower. For an emitter follower, the input-output voltage dif- 
ference may be 0.7 V with a silicon transistor or 0.3 V for a germanium 
device. 


The noninverting amplifier circuit in Fig. 9-16 behaves very similarly 
to the voltage follower circuit. The major difference is that, instead of all the 
output voltage being fed directly back to the inverting input terminal (as in 
the voltage follower), only a portion of it is fed back. The output voltage is 
potentially divided by R 2 and R 3 before being applied to terminal 2. 

There is normally very little voltage drop across R { in this circuit, so 
that V t effectively appears at terminal 3. As for the voltage follower, the 
output voltage changes until the voltage at terminal 2 (inverting input) is 
equal to the voltage at (noninverting input) terminal 3. Therefore, the 
voltage across R 3 is V-. 

The current I 2 is always selected very much larger than the input bias 
current to the operational amplifier. This means that I 2 effectively flows 
through R 2 and R 3 . 


h= 


% 


(9-10) 



Figure 9-16. Noninverting amplifier. 


The output voltage at terminal 6 ( V 0 ) appears at one end of R 3 . Since 
R 2 is grounded, V 0 appears across (R 2 + 7? 3 ), and 


r 

2 * 2 + *3 


(9-H) 


The circuit voltage gain is 


From Eqs. (9-10) and 9-11, 



207 
Basic 1C 
Operational 
Amplifier 
Circuits 


K-VJ, and K = I 2 (R 2 + R 3 ) 


Therefore, 


A- 


/? 2 +/f 3 

“ A” 


(9-12) 


The design procedure for the noninverting amplifier begins with 
selection of I 2 very much larger than the input bias current I B of the 
operational amplifier. R 2 and R 3 are calculated from the equations derived 
above. There is a small voltage drop at each input terminal of the opera- 
tional amplifier due to I B X (bias resistance). R } is made approximately 
equal to the parallel equivalent resistance of R 2 and R 3 to ensure that these 
voltage drops are approximately equal at each input terminal. 


Design a noninverting amplifier circuit using a fiA741 IC operational Example 9-5 

amplifier. The output voltage is to be approximately 2 V when the input is 
50 mV. 


solution 


l 2 ^> 1 B 


For the j^A741, /fl (mAX ) = 500 nA. 
Let 


/ 2 = 100x/ fi = 100X500 nA 
= 50 juA 


From Eq. (9-10), 


208 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


50 mv 
50 /xA 


= 1 k£2 (standard resistor value) 


From Eq. (9-11), 


V 

*• = f 

2 V 
50 fiA 
= 40 kfi 
R 2 = 40 kfi — R 3 
= 40 kfi-1 kfi 

= 39 kfi (standard resistor value) 
/? 1 = /? 2 ||i? 3 =l kfi||39 kfi 
«1 kfi 


The input impedance of the noninverting amplifier is very high due to 
the feedback effect of R 2 and R 3 . The input impedance can be shown to be 


where Z i is the operational amplifier input impedance, M is the internal 
gain or open-loop gain of the operational amplifier, and A o is the circuit 
voltage gain {R 2 + R^)/ R 3 . 

Z t = ] M£2 typically for the /utA741 , and M= 200,000 typically. For the 
circuit designed in Example 9-5, 


For obvious reasons, the noninverting amplifier is also known as a high input 
impedance amplifier. 

The circuit output impedance is also affected by resistors R 2 and R 3 : 



(9-13) 



= 5,000 MS2 


Z ° l + M/A, 


(9-14) 


The /uA741 has Z o = 70 ft typically. Therefore, for Example 9-5, 

z ,_ 7012 

0 1 4- (200,000/40) 

= 0.014 ft 


209 
Basic 1C 
Operational 
Amplifier 
Circuits 


The name inverting amplifier is applied to the circuit of Fig. 9-17 simply 
because the output goes negative when the input goes positive, and vice 
versa. Note that terminal 3 is grounded via resistor R v Because a very small 
differential input (less than 1 mV) can cause the output to change by a large 
amount, the voltage at terminal 2 should remain very close to that at 
terminal 3. Therefore, terminal 2 voltage is always very close to ground. 
Because it is not grounded, but remains close to ground potential, the 
inverting input terminal in this application is sometimes termed a virtual 
ground or virtual earth. 

If V i in Fig. 9-17 is + 1 V, the input current can be calculated as 


/.= 


Vjn 


9 - 6.3 

Inverting 

Amplifier 


Since one end of is at V t = 1 V, and the other end is at ground level, 




% 


( 9 - 15 ) 


From the jiA741 data sheet in Fig. 9-13, the input bias current (i.e., 
the current flowing into terminals 2 and 3) is a maximum of 7^ = 500 nA. If 
7, is very much greater than l B> then effectively all of 7, must flow through 



Figure 9-17. Inverting amplifier. 


210 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


Example 9-6 


resistor R 2 (see Fig. 9-17). This means that the voltage drop across R 2 is 
/, X R 2 . The left side of R 2 is connected to terminal 2, which, as already 
discussed, is always at ground potential. Therefore, the right side of R 2 is at 
(/, X R 2 ) volts below ground level; i.e., 


From Eq. (9-15), 


K=-(i,xr 2 ) 




and voltage gain is 


or 


A = 


A = 


K -A*2 
K 

zjk 

A 


(9-16) 


(9-17) 


If ^= + 10 mV and fi 2 /«, = 100, then K.- - 100 X 10 mV= - 1 V. 
When the input voltage is negative, the output is positive. A similar kind of 
feedback effect to that which occurs with the voltage follower and the 
noninverting amplifier keeps the output voltage exactly equal to — (R 2 / R x ) 

X V i- 

The design of an inverting amplifier is quite simple. A current I x is 
selected so that I X ^>I B . R { is calculated from Eq. (9-15), and R 2 is de- 
termined using either Eq. (9-16) or (9-17). R 3 is made approximately equal 
to the parallel equivalent resistance of R x and R 2 . 


An inverting amplifier using a /tA741 IG operational amplifier is to 
have a voltage gain of 144. The input signal voltage is typically 20 mV. 
Determine suitable resistor values. 

solution 
For the /xA741, 


/ fl( ma*) = 500nA 
and max) 

Let 


/j ^ 1 00 X /g( m ax) 


= 1 00 X 500 nA = 50 jx A 


From Eq. (9-15), 


_ K _ 20 mV 
1 * /, 50 (iA 

= 400 £2 (use 390-£2 standard value; see Appendix 1) 


211 

Transformer- 
Coupled 
Class A 
Amplifiers 


From Eq. (9-17), 


R 2 = A v XR { 

= 144X390 £2 

= 56.2 left (use 56-k£2 standard value) 
*3 = *ill *2 = 56 k£2||390£2 
«7?,= 390 £2 


The input impedance of the inverting amplifier is 


( 9 - 18 ) 

For Example 9-6, the circuit input impedance is only 390 £2, which is very 
much smaller than that obtained for the noninverting amplifier. It is seen 
that the inverting amplifier has a relatively low input impedance. 

The output impedance of the inverting amplifier is calculated from 
Eq. (9-14). For the circuit in Example 9-6, 

70 £2 

0 1+ (200,000/ 144) 

= 0.05 £2 


Like capacitor coupling, a transformer may be used to ac couple 
amplifier stages while providing dc isolation between stages. The dc resis- 
tance of the transformer windings is very small, so that there is no effect on 
the transistor bias conditions. 

Figure 9- 18(a) shows a load resistance R L transformer coupled to the 
collector of the transistor. The low (dc) resistance of the transformer primary 
winding allows any desired level of collector current to flow, while the 
transformer core couples all variations in I c to R L via the secondary winding. 

The actual dc load connected in series with the collector and emitter of 
transistor (), is (/? PK + R 3 ), where Rpy is the resistance of the primary 
winding. The resistance (R py + R 3 ) is used to draw the dc load line on the 
transistor characteristics. The ac load line is a little more complicated. (Note 
that the dc load line and ac load line for a capacitive coupled circuit are 
explained in Sections 5-2 and 5-8, respectively.) 


9-7 

Transformer- 
Coupled 
Class A 
Amplifiers 


212 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 



R l R l + Rpy 


i/, r: 





(b) Transformer showing reflected load 
Figure 9-18. Class A transformer-coupled amplifier and reflected load. 


Consider the transformer illustrated in Fig. 9- 18(b). TV, is the number 
of turns in the primary winding, and N 2 is the number of secondary turns. 
V x and /j are the primary voltage and current, while V 2 and I 2 are the 
voltage and current for the secondary. 

The load resistance R L could be calculated as 



The ac load resistance that could be measured at the terminals of the 
primary is designated R[ y which is calculated from 



From basic transformer theory, 


* '» 


", 

n 2 


and 


A 

A 


N* 

N, 


This gives 


v *“Tr v * and 7 >= 


A' 2 

AA' 


Substituting for V J and /, in the equation for R [ , 

(jy,/Af 2 )r a 
4 (AAM)A 


or 



(9-19) 


is frequently termed the reflected load , meaning that is reflected into the 
primary as R' L . R[ is also described as the load resistance referred to the primary. 

The total ac load seen by transistor Q, in Fig. 9- 18(a) is the sum of R[ 
and the dc winding resistance of the transformer primary. 


213 

Transformer- 
Coupled 
Class A 
Amplifiers 


The circuit shown in Fig. 9- 18(a) has V cc = 11 V, ^ = 4.7 k£2, R 2 = 2.2 Example 9-7 
k£2, and /? 3 = 560 £2. Transformer T x has R PY — 40 £2, N x = 74, and Af 2 =14. 

The load resistance is R L = 56 £2. Draw the dc and ac load lines for the 
circuit on the transistor common emitter characteristics in Fig. 9-19. 

solution 

dc load line 


f'cc — /c( Rpy + ^3) ^CE 

When 7 C = 0, V cc = V CE . 

Plot point A on Fig. 9-19 at I c = 0, V C e~ ^cc~ 1 1 V. 

Another point on the dc load line (and on the ac load line) is the Q point. 


214 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 



Figure 9-19. DC and ac load lines for a transformer-coupled amplifier. 


This defines the dc bias conditions in the circuit. 


^ b ~ 


*2 

R x + R 2 


= 11 VX 


2.2 kfl 

2.2 ld2 + 4.7 kfl 


= 3.5 V 

V E = V B — V BE — 3.5 V— 0.7 V 
= 2.8 V 
_ V E _ 2.8 V 
Ie R 3 560 a 

= 5 mA«/ c 

K cc = / c (/? / >y + 7?3)+ V CE 


When 7 C = 5 mA, 


11 V = 5 mA(40 + 560 £2)4- V CE 

V CE = ZV 

Plot the point on Fig. 9-19 at 7 C = 5 mA and Vce = 8 V. Draw the dc load 
line through points A and (). 


ac load line 
Use Eq. (9-19): 



= (-^) 2 X56fi = 1564 a 


Total ac load, 


Rl=Rpy+R'l 
= 4012+1564 
= 1.6 kS2 

When the collector current changes by A/ c = 5 mA, 

A V CE = A/ c X R l 

= 5 mA X 1 .6 k!2 
= 8 V 

On Fig. 9- 19(b) measure A I c and AF C£ from the () point to give point B at 
V CE — 16 V. Draw the ac load line through points () and B. 


215 

Transformer- 
Coupled 
Class A 
Amplifiers 


The ac load line drawn in Example 9-7 is reproduced in Fig. 9-20, 
where the effect of an input signal is also illustrated. 

When the input signal causes the base current to be increased by 
A/ b = 40 pA, the transistor current and voltage become those at point A' on 
the ac load line; i.e., / c «s9 mA and ^c^^l-6 V. Similarly, when the base 
current is decreased by A/ B = 40 pA, the current and voltage (at point B’) 
are l c ^ 1 mA and V CE f&\AA V. 

It is seen that a base current variation of A I B — ±40 pA causes the 
collector current to change by A/ c =±4 mA and the collector-emitter 
voltage to change by A V CE — ± 6.4 V. 

This ±6.4-V variation in V CE appears across the primary winding of 
transformer T,, Fig. 9-19(a). The collector current change A/ c =±4 mA 
also flows through the transformer primary winding. The load current can 
be calculated as 


A4=^ ( A/ c) 

= TT x ^ ±4mA ^ 

« ±21 mA 

It is important to note that although the supply voltage to the circuit 
in Fig. 9- 19(a) is only v cc= n V, the transistor collector-emitter voltage 
can actually go to V* = 16 V. This is due to the inductive effect of the 
transformer primary winding. When selecting a transistor for such a circuit, 
the breakdown voltage of the device should be approximately twice the 
circuit supply voltage. 

The circuit in Fig. 9- 18(a) is referred to as a class A amplifier. A class A 
circuit is defined as one in which the Q point is approximately at the center 
of the ac load line. 



Figure 9-20. Input signal and transformer primary voltage in a transformer-coupled 
amplifier. 


9-8 

Transformer- 
Coupled 
Class B 
and Class 
AB Circuits 


One of the most important considerations in power amplifier design is 
efficiency. Power dissipated when no signal is present is, of course, wasted 
power which reduces the efficiency of the circuit. Class A circuits dissipate 
considerable power due to the transistor bias conditions, and consequently 
they have low efficiency. In a class B amplifier, the transistors are biased at 
cutoff so that there is no transistor power dissipation when the input signal 
level is zero. 

A basic class B circuit is illustrated in Fig. 9-2 1(a). Transformer T x 
couples load resistor R L to the collector circuits of two transistors and Q, 2 - 
Note that the primary of the transformer has a center tap to which the dc 
supply voltage Vac is connected. and Q 2 have grounded emitters and 
both are biased off via resistors R 1 and R 2 , which ground the bases. 

The input signals applied to the transistor bases consist of two separate 
sine waves which are identical, with the exception that they are in anti- 
phase. When V x is going positive, V 2 is going negative, so that Q ^ is being 
biased further off when Qj is being biased on. As the collector current in Q,i 
increases from zero, it produces a half sine wave across the upper half of the 



(b) Composite characteristics for class B amplifier 

Figure 9-21. Class B amplifier circuit and composite charactemucs. 


transformer primary, as illustrated. When the positive half-cycle of input 
signal to (), base begins to go negative, the signal at () 2 base is commencing 
to go positive. Thus, as (), becomes biased off again, Q 2 is biased on , and a 
half-cycle of waveform is generated across the lower primary winding of the 
transformer. 

The effect of the two half-cycles in separate halfs of the transformer 
primary is to produce a magnetic flux in the transformer core, which flows 
first in one direction and then in the opposite direction. This flux links with 


218 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


the transformer secondary winding and generates a complete sine wave 
output, which is passed on to the load. 

In the class B circuit, the two output transistors are said to be 
operating in push-pull. The push-pull action is best illustrated by drawing 
the load line on the composite characteristics , as shown in Fig. 9-2 1(b). 

Suppose the supply voltage to the circuit in Fig. 9-2 1(a) is F cc = 16 V. 
Then, when the input signal is zero, both transistors are biased off: I c = 0 
and V CE = V cc =16 V. Therefore, the Q point is at I c = 0 and V CE = V cc . 
Suppose the ac load offered by each half of the transformer primary to the 
transistor collectors is 1 .6 kfi (as in Example 9-7). 

Vqe = Vcc ~ Ic^l 


and when Vqe ~ 



16V 
“ 1.6 kti 
= 10 mA 


Plot point B on the ac load line at V C e — 0 and I c = 1 0 mA. Draw the 
ac load line for Q, ! from the point to point B. The ac load line for is 
exactly the same as that for Q,,- To best see what occurs when a signal is 
applied, the characteristics for (? 2 are drawn as shown in Fig. 9-2 1(b), so 
that the ac load line becomes one continuous line (from B to B') for both ()j 
and 0,2 with the bias point 0 at its center. 

Now consider the effect of the signal applied to the bases of Oi and 0,2- 
When Oi base current is increased from zero to 90 /iA, O 2 remains off and 
Vqei falls to 1 .6 V. At this point the voltage drop across the upper half of the 
transformer primary in Fig. 9-2 1(a) is 

Vrl = V cc — V CE 

= 16 V — 1.6 V= 14.4 V 

When the base current of O 2 ls increased from 0 to 90 /i,A, 0i is off and 
14.4 V is developed across the lower half of the transformer primary 
winding. 

As explained, a full sine wave is developed at the output of the 
transformer. When no signal is present, both transistors remain off and there 
is almost zero power dissipation. Some power is dissipated in each transistor 
only while it is conducting. The wasted power is considerably less with the 
class B circuit than with a class A circuit. 

Actually, the waveform delivered to the transformer primary and the 
resultant output are not perfectly sinusoidal. Cross-over distortion exists, as 
illustrated in Fig. 9-2 1(b), due to the fact that the transistors do not begin to 




turn on properly until the input base-emitter voltage is about 0.5 V for a 
silicon device, or 0.15 V for a germanium transistor. To eliminate this effect, 
the transistors may be partially biased on instead of being biased completely 
off. With this modification, the circuit becomes a class AB amplifier. 

Figure 9-22 shows a class AB transformer-coupled output stage with a 
class A transformer-coupled driver stage. 

The output transformer T 2 has a center-tapped primary winding, each 
half of which forms a load for one of the output transistors, ()j and Q_ 2 . 
Resistors R 4 and R b bias (), and Q 2 partially on, and resistors R 6 and R 7 limit 
the emitter (and collector) currents to the desired bias levels. T i and (£3 and 
the associated components comprise a class A stage. The secondary of T x is 
center tapped to provide the necessary antiphase signals to (), and Q 2 - 

When the polarity of T x output is + at the top, (), base voltage is 
positive and () 2 base voltage is negative, as illustrated. At this time (), is on 



219 

Transformer- 
Coupled 
Class B 
and Class 
AB Circuits 




Figure 9-22. Class AB output stage with class A driver. 


220 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


Example 9-8 


for a class B circuit, with the exception that each transistor commences to 
conduct just before the signal to its base becomes positive. This eliminates 
the delay in transistor turn on, which creates cross-over distortion in a class 
B amplifier. 

The class A circuit in this case is referred to as a driver stage , simply 
because it provides the input signals to drive the class AB output stage. The 
input power handled by the driver stage is very much smaller than the 
circuit output power; therefore, in this case the inefficiency of the class A 
stage is unimportant. 

The design of class B and class AB transformer-coupled circuits consists 
largely of working out a specification for each of the components involved. 


A class B amplifier is to supply 5 W to a 16-12 load. The available 
supply voltage is Vcc = 30 V. Specify the output transformer and output 
transistors. 

solution 

v o 2 

P 0 = (where V 0 is rms voltage) 

r l 

peak output voltage Vp 
and V 0 = = 

V2 V2 

(yvz) 2 v± 

R l 2 R l 

or transformer peak output voltage is 

V P =V 2R[P„ 

= V2X 16 12X5 W 
«12.6 V 

Peak input voltage to each half of the transformer primary is 

V^V CC = 30V 

Transformer turns ratio from one half of the primary to the secondary is 

30 

N 2 12.6 

From the whole primary to the secondary, the turns ratio is 

2/V, 60 

N 2 12.6 


The ac load resistance appearing at each half of the primary is, using Eq. 
(9-19), 


x' L - 



Xl 



X 16 £2^91 £2 


221 

Transformer- 
Coupled 
Class B 
and Class 
AB Circuits 


The total load appearing at the terminals of the whole primary is 



The transformer is specified in terms of its output power, the load to be 
supplied, and the total load reflected into the primary: 

P 0 = 5 W, R l = 1 6 £2, R'l = 363 £2, primary center tapped 


The transistors have to survive a maximum collector-emitter voltage of 


V ce — 2 X V cc 

= 2X30 V = 60 V 


The transistor peak collector current is 



30 V 
91 £2 


s=k 330 mA 


Maximum power dissipation occurs in the output transistors when Vce 
= 2 ^CC an< ^ 2 Ip' 


» v cc..lp 30 V w 330 mA 
«2.5W 

The transistors are specified in terms of maximum and P: 

/«„„>- 330 mA, Voh^-SOV, />_- 2.5 VV 


9-9 

Multistage 

Emitter 

Followers 


In some situations where a fairly large output current is to be supplied 
by an emitter follower, the input current to the emitter follower is so large 
that it cannot be supplied from the output of most amplifiers. For example, 
an emitter follower with an emitter current of 7 £ = 500 mA and a current 
gain of h FE = 49 requires a base current of 

_ Ir _ 500 mA 
B 1 + h FE 1 +49 

= 10 mA 


To further reduce the level of input current, another (emitter follower) 
transistor is connected as illustrated in Fig. 9-23. This circuit is known as a 
Darlington pair , and it can be made up of npn transistors, Fig. 9-23(a), or of 
pnp transistors as shown in Fig. 9-23(b). 

Q_ 2 is the output transistor carrying the load current. is the input 
transistor. The load current is I E2 , and the base current to £) 2 is 

/ - bi 
B 2 »+*« 

~Ie\ 


The input current is I Bl : 


7 — 

81 1 + A* 


0 +h FEl)0 +ll FE2 ) 


( 9 - 20 ) 




(a) npn darlington pair (b) pnp darlington pair 

Figure 9-23. Darlington-pair emitter follower. 


222 


or 


,XA, 


(9-21) 


Because the h FE (or beta) of the two- transistor combination is ( h FEl X 
h FE2 ), t ^ ie Darlington pair is also termed a superbeta circuit. 


A Darlington pair as in Fig. 9-23 (a) is made up of a 2N3055 for Q ^ 
and a 2N3904 for (),. The load resistance (R L = 10 £2) is to be supplied with 
4 V. The circuit supply voltage is Vcc = 10 V. Calculate the maximum level 
of input current, the input voltage level, and the power dissipated in each 
transistor. 


solution 

input voltage 

K + V B E2 

= 4 V + 0.7 V + 0.7 V 
= 5.4 V 


output current 



4 V 
100 


= 400 mA 


I R2 


[§2 

1 + h FE2 


From Fig. 8-2, the minimum h FE value listed for the 2N3055 is h FE = 20. 
(Note that this is at l c — 4A. At 400 mA h FE is likely to be greater than 20.) 


400 mA 

l R 2(m*x) j + 2Q 


19 mA 


Ibi 


(b2 

i + Vf i 


223 

Multistage 

Emitter 

Followers 


Example 9-9 


From Fig. 8-1, the minimum h FE value (at 7 C = 1 mA) is around 70. 


input current 


224 

Basic 

Multistage 

and 

Integrated 

Circuit 

Amplifiers 


19 mA _ , 

I B l(rnax) ~ J 4. 7Q ^270 flA 
?2 = ^CE2 X ^C2 

«(F CC - F o )X/ £2 = (10 V-4 V)X400mA 
= 2.4 W 

^1 = ^CEl X 1 

«( ^cc - ^1) X / 52 = ( 10 V - 4.7 V) X 19 mA 
= 0.1 W 


The input impedance of a Darlington pair is 


^ ~ hf e i X hj e2 X /? L 


(9-22) 


For A /(rl = 70, hj e2 = 20, and R L = 100, 


2;«70X20X100fi 
«140 kfi 


This value is, of course, modified by any bias resistors that might be 
employed at the input. The output impedance at the emitter of Q 2 I s 


(9-23) 


where R s is the impedance of the signal source. For hj eX = 70, hj e2 = 20, and 

/?,= lkft, 

„ lk g 

70X20 
«0.7fl 

This is a very low output impedance, but it is very important to note 
that in general it applies only for very low frequency operation and for 
small-signal operation at higher frequencies (i.e., for signals much less than 
Vbe)- If the circuit is operated at high frequency with a large input signal, 
the transistor base-emitter voltage can be reversed when the large fast- 
moving signal is going in a negative direction. The result is that the output 
waveform is partially chopped off or at least seriously distorted. 

The complementary emitter follower circuit shown in Fig. 9-24 eliminates 
the problem discussed above. It is seen that the circuit consists of an npn 
transistor () , connected in series with a pnp transistor Q 2 . The load resistor 
R l is capacitor coupled, but it could be direct coupled if 4- and — supply 
voltages are used. Transistor Qs and resistors /? 3 , R 4 , and R 5 show one 


method of providing bias and input to Q, , and (? 2 - must have a voltage 
drop across it of approximately 2X ^BE' Capacitor C, bypasses R 4 to ensure 
that the ac input signal is developed equally at the bases of Q, and Q. 2 . 
Emitter resistors R, and R 2 limit the bias current flowing through Q, and 
0 . 2 - 

When the input signal to the bases of (), and () 2 is large and going 
positive, Q 2 base-emitter might become reverse biased. This is not im- 
portant because under these conditions (), base-emitter will be very defi- 
nitely forward biased. Similarly, when a large input is going in a negative 
direction, the base-emitter of Q, might become reverse biased, but (? 2 
base-emitter junction will be forward biased. Thus, the complementary 
emitter follower provides a low output impedance under all conditions of 
input signal. 



225 

Multistage 

Emitter 

Followers 


Figure 9-24. Complementary emitter follower. 


Glossary of 
Important 
Terms 


Review 

Questions 


Capacitor coupling. Signal transference between amplifier stages by means 
of interconnecting capacitors. 

Direct coupling. Direct connection between amplifier stages. 

DC feedback pair. Two-stage directly coupled amplifier in which each 
stage is biased from the other. 

Differential amplifier. Amplifier which uses two emitter-coupled transis- 
tors. 

Inverting input. Input terminal of a differential amplifier which produces 
an antiphase output when a signal is applied. 

Noninverting input. Input terminal of a differential amplifier which pro- 
duces an in-phase output when a signal is applied. 

Common mode gain. Ratio of output voltage to a common signal applied 
to both inputs of a differential amplifier. 

Constant current tail. Additional transistor connected to provide a con- 
stant emitter current for a differential amplifier. 

Operational amplifier. Amplifier with two input terminals, one output 
terminal, very high gain, high input impedance, and low output 
impedance. 

Voltage follower. Operational amplifier connected to give a gain of 1, very 
high input impedance, and very low output impedance. 

Noninverting amplifier. Operational amplifier circuit in which the output 
is in phase with the input. 

Inverting amplifier. Operational amplifier circuit in which the output is in 
antiphase with the input. 

Virtual ground. One input terminal of an operational amplifier circuit 
which although not grounded always remains at ground level. 

Transformer coupling. Signal transference between amplifier stages by 
means of interconnecting transformers. 

Reflected load. Effective load at the primary terminals of a transformer 
due to the load connected to the secondary. 

Glass A amplifier. Amplifier in which the output transistor’s bias point is 
approximately at the center of the ac load line. 

Class B amplifier. Amplifier in which the output transistors are biased at 
cutoff. 

Glass AB amplifier. Amplifier in which the output transistors are partially 
biased on. 

Darlington pair. Two transistors connected as cascaded emitter followers. 

Complementary emitter follower. Two transistors, one npn , the other pnp , 
connected to function as emitter followers with common input and 
output terminals. 

9-1. Sketch the complete circuit of two emitter current bias stages using 
capacitor coupling. Briefly explain the function of every component. 

226 


9-2. Discuss the approach to designing a two-stage capacitor-coupled 
transistor amplifier. Explain the method of calculating each compo- 
nent and the reasoning behind the method. 

9-3. Sketch the circuit of a DC feedback pair. Briefly explain the biasing 
method for each transistor, and discuss the function of each compo- 
nent in the circuit. 

9-4. Sketch the circuit of a basic differential amplifier. Briefly explain 
how the biasing technique affects the component currents and voltage 
drops. 

9-5. For a differential amplifier, show that the gain A v = (hj e R L )/2h u . Also 
derive an expression for common mode gain and show how the 
common mode gain can be reduced. 

9-6. Sketch the circuit of a differential amplifier with an emitter follower 
output. Identify the inverting and noninverting input terminals. 

9-7. Sketch the circuit of a differential amplifier with a constant current 
tail. Explain how the constant current tail functions and how it 
affects the circuit. 

9-8. Sketch the circuit of the CA3002 IC amplifier. Explain the function 
of all components. Also explain why the differential amplifier is 
extensively employed in integrated circuits. 

9-9. Define operational amplifier. State typical values of open-loop gain, 
input bias current, input impedance, and output impedance for an 
IC operational amplifier. 

9-10. Sketch the circuit of an operational amplifier employed as a voltage 
follower. Identify all terminals of the amplifier. Also sketch the basic 
operational amplifier circuit and explain how it functions as a 
voltage follower. 

9-11. Sketch the circuit of an operational amplifier connected to function 
as a noninverting amplifier. Identify all terminals of the amplifier. 
Derive the equation for voltage gain of the noninverting amplifier, 
and write equations for input and output impedance. 

9-12. Repeat Question 9-11 for an inverting amplifier. 

9-13. Sketch the circuit of a class A transformer-coupled amplifier. Briefly 
explain how it functions. Also derive an equation for the load 
reflected from the secondary winding of transformer into the primary. 

9-14. Sketch the basic circuit of a class B transformer-coupled output stage, 
and briefly explain how it functions. Also explain the advantages of 
class B operation over class A. 

9-15. Sketch the complete circuit of a class AB transformer-coupled ampli- 
fier with a class A driver stage. Explain how the circuit operates, and 
explain the advantage of class AB operation over class B operation. 

9-16. Sketch the circuits of npn and pnp Darlington pairs. Identify all 
currents, and derive the equation for the current gain of the Darling- 
ton pair. 


227 

Review 

Questions 


228 

Problems 


Problems 


9-17. Sketch the circuit of a complementary emitter follower. Explain how 
it functions and what its advantages are over an ordinary emitter 
follower. 


9-1. 


9-2. 


9-3. 


9-4. 


9-5. 


9-6. 


9-7. 


9-8. 


9-9. 


9-10. 


9-11. 


9-12. 


9-13. 


Design a two-stage capacitor-coupled small-signal amplifier to meet 
the following specification: supply voltage = 25 V, /, = 75 Hz, A v = 
large as possible. Use 2N3904 transistors and make I c = 1.5 mA. 

A two-stage capacitor-coupled amplifier uses 2N3904 transistors with 
7 C = 2 mA and Vcc = 1 5 V. Design the circuit to have the largest 
possible gain and to have /, = 150 Hz. Use emitter current bias for 
each stage. 

Repeat Problem 9-2 using collector-to-base bias for each stage. 

A dc feedback pair is to operate from a supply of 15 V. Using 
transistors with = 75 and h u — 1.5 k 0, design the circuit to 

have I c = 0.9 mA. Make /, = 200 Hz. 

Using 2N3904 transistors with Vcc — 20 V and I c = 1 mA, design a dc 
feedback pair with f x = 250 Hz. 

The differential amplifier in Fig. 9-5 has R LX = /? L2 = 4.7 kfl, R E = 2.2 
k fl, V cc = 20 V, and V B = S V. Taking ^ = 0.7 V, calculate V cl and 

Vc* 

For the circuit described in Problem 9-6, calculate the single-sided 
voltage gain, common mode gain, input impedance, and output 
impedance. Take h u = 1 .5 kfl, h fe = 75, and h oe = 1 X 10“ 6 S. 

The CA3002 IC amplifier shown in Fig. 9-1 1 has its supply and bias 
voltages connected as follows: V cc (at terminal 9)= + 10 V, V EE (a, 
terminal 2) = — 10 V, V (at terminal 1 ) = — 5 V, V (at terminal 7) = 0 
V, and V (at terminals 5 and 1 0) = 0 V. Calculate the output voltage 
at terminal 8. 


An operational amplifier used as a voltage follower has a typical 
open-loop gain of 200,000. If the maximum input signal voltage is 
exactly 8 V, calculate the level of maximum output. 

Design a noninverting amplifier using a fxA741 operational amplifier. 
The output voltage from the circuit is to be ±5 V when the input 
signal is ± 75 mV. 

A noninverting amplifier uses an operational amplifier with an input 
bias current of 750 nA. Design the circuit to have a voltage gain of 


An inverting amplifier using a jnA741 operational amplifier is to have 
a voltage gain of 200. The input signal voltage is 45 mV. Calculate 
suitable resistor values, and determine the circuit input impedance. 
An inverting amplifier is to have an input impedance of 1 kS2. When 
the signal voltage is ±100 mV, the output is to be ±3.3 V. 
Determine suitable resistor values. 


9-14. A class A transformer-coupled amplifier, as in Fig. 9- 18(a), has 
V cc = 20 V. The bias resistors are /?, = 3.9 k!2 and /? 2 = 1 k!2, and the 
emitter resistor is R 3 = 68 12. The transformer has a primary winding 
resistance of = 32 12, jV, = 80, and N 2 = 20. The load resistance is 
R l = 23 12. Plot the dc load line and ac load line for this circuit on 
blank characteristics with vertical ordinate as / c = (0 to 100 mA) and 
horizontal ordinate V CE = (0 to 40 V). 

9-15. A class B transformer-coupled amplifier, as in Fig. 9-2 1(a), uses a 
transformer which has total primary turns of = 160 and jV 2 = 20. 
The load resistance is R L = 23 12, and the total primary winding 
resistance is R py = 64 12. Using blank characteristics with 7 C = (0 to 100 
mA) and ^CE = (0 to 40 V), plot the complete ac load line for the 
circuit. 

9-16. A class B amplifier is to supply 8 W to a 12-12 load. The supply is 

^cc = 25 V. Specify the output transformer and transistors. 

9-17. A class B amplifier uses a transformer with / A^ 2 = 5 (where N t is 

the total number of primary turns on a center-tapped primary). The 
supply voltage is 45 V, and the load resistance is 8 12. Determine the 
maximum output voltage and power from the circuit, and specify the 
maximum transistor voltage, current, and power dissipation. 

9-18. A Darlington pair has a load resistance of R L = 120 12, which is to be 
supplied with 6 V. The output transistor has h FE = 25, and the input 
transistor has ^^ = 50. The circuit supply is F , cc = 25 V. Calculate 
the input current, input voltage level, and the power dissipated in 
each transistor. 


229 

Problems 


CHAPTER 

10 

Basic 

Sinusoidal 

Oscillators 


10-1 A sinusoidal oscillator consists basically of an amplifier and a phase- 

introduction shifting network. The amplifier receives the output of the phase-shifting 

network, amplifies it, phase shifts it through 180° and applies it to the input 
of the network. The network phase shifts the simplifier output through 
another 180° and attenuates it before applying it back to the amplifier 
input. When the amplifier gain and phase shift are equal to the network 
attenuation and phase shift, the circuit is amplifying an input signal to 
produce an output which is attenuated to become the input signal. The 
circuit is generating its own input, and a state of oscillation exists. 

For oscillation to be sustained certain conditions, known as the 
Barkhausen criteria , must be fulfilled. These are the loop gain of the circuit must be 
equal to (or greater than ) 1, and the phase shift around the circuit must be zero. 


10-2 

Phase- 

Shift 

Oscillator 


In the phase-shift oscillator an external resistor-capacitor (RC) 
network feeds a pordon of the ac output of an amplifier back to the 
amplifier input. If the amplifier has an internal phase shift of 180° and the 


230 


network provides a further 180° phase shift, the signal fed back to the input 
can be amplified to reproduce the output. The circuit is then generating its 
own input signal, and a state of oscillation is sustained. 

Figure 10-1 shows an IC operational amplifier connected as an invert- 
ing amplifier (see Section 9-6) to give a 180° phase shift between amplifier 
input and output. An RC network consisting of three equal-value capacitors 
and three equal resistors is connected between the amplifier output and 
input terminals. Each stage of the network provides some phase shift to give 
a total of 180° from output to input. 

The frequency of the oscillator output depends upon the capacitor and 
resistor values employed. Using basic RC circuit analysis methods, it can be 
shown that the network phase shift is 180° when the oscillating frequency’ is 


2t tRCV6 


( 10 - 1 ) 


231 

Phase- 

Shift 

Oscillator 


Fed back 
voltage 



Figure 10-1. Phase-shift oscillator using an IC operational amplifier 


232 

Basic 

Sinusoidal 

Oscillators 



Figure 10-2. Transistor phase-shift oscillator. 

As well as phase shifting, the RC network attenuates the amplifier 
output. Network analysis shows that, when the necessary 180° phase shift is 
achieved, this network always attenuates the output voltage by a factor of 
29. This means that the amplifier must have a voltage gain of at least 29 for 
the circuit to oscillate. For example, if the output amplitude is ± 2.9 V, the 
feedback voltage is K = (± 2.9/29)= ±100 mV. To reproduce the ± 2.9-V 
output, V t must be amplified by a factor of 29. 

The amplifier gain of A 0 = 29 and network attenuation of /? = 29 give a 
loop gain of fiA v = \. Also, the amplifier phase shift of 180° combined with 
the network phase shift of 180° gives a loop phase shift of zero. Both these 
conditions are necessary to satisfy the Barkhausen criteria. 

Another phase-shift oscillator circuit is shown in Fig. 10-2. In this case 
a single common emitter transistor amplifier stage is employed. The com- 


mon emitter circuit has 180° phase shift between input and output, and the 233 

RC network phase shifts the output to reproduce the necessary input. Once ^hift 

again the amplifier must have a voltage gain of at least 29. Note that the Oscillator 

amplifier input resistance (Z) forms the last resistor of the RC network. 

The input impedance of the RC network loads the amplifier, and 
(especially in the circuit of Fig. 10*2) this affects the amplifier gain. As 
frequency increases, the capacitor impedances decrease, so that the loading 
effect is greatest at high frequencies. When the loading effect reduces the 
amplifier gain below 29, the circuit will not oscillate. It is found that the 
phase-shift oscillator is most suitable for frequencies ranging up to a maxi- 
mum of about 100 kHz. 

An external load can also reduce the amplifier gain and cause the 
circuit to cease oscillating. Because the operational amplifier circuit in Fig. 

10-1 has a very low output impedance, it is less likely to be affected by 
overloads than the circuit of Fig. 10-2. 

If the amplifier gain is much greater than 29, the oscillator output 
waveform is likely to be distorted. When the gain is slightly greater than 29, 
the output is usually a reasonably pure sine wave. 

The amplitude of the output waveform depends upon the supply 
voltage and the amplifier bias conditions. The output voltage of the opera- 
tional amplifier tends to go to approximately 1 V below the supply voltage 
levels. For example, if the supply is ± 15 V, then the oscillator output (for 
Fig. 10-1) is likely to be approximately ± 14 V. In the case of the circuit in 
Fig. 10-2, the output is likely to be — ^CE or 3 . whichever is least. 

Design of a phase-shift oscillator commences with design of the ampli- 
fier to have a voltage gain slightly greater than 29. In the case of the 
transistor circuit, final selection of the load resistor ( R 3 in Fig. 10-2) may 
have to wait until the attenuator input impedance can be estimated to take 
account of its loading effect. The network resistor value ( R ) is determined by 
considering the amplifier input impedance. Then the capacitor value is 
calculated using Eq. (10-1). 


Using a /Li.A74 1 1C operational amplifier, with I ^cc = + 10 V, design a Example 10-1 
phase-shift oscillator to have an output frequency of 1 kHz. 

solution 

amplifier 



and 




234 

Basic 

Sinusoidal 

Oscillators 


For the /*A741, /g (max ) = 500 nA. 
Let 


/j« 100 X / 5 
= 100X50 nA = 50 juA 
^o«±(^cc-l V)=±(10V-1)=±9V 


and 


9 V 

1 /, 29 X 50 ju, A 

«6.2 kfi (use 5.6-kfi standard resistor value; see Appendix 1) 
R 2 = A D X 7?! = 29X5.6 kfi 

» 162 kfi (use 180-k£2 standard value to give A v > 29) 

*3 = *lll*2~ 5 -6 kfi 


RC network 


Amplifier Z t = R l = 5.6 k£2 

To ensure that R y does not load R significantly, make R<R V 
Let /? — .ft 1 /10 = 560 Q. 

From Eq. (10-1), 


2wR/V6 


2irX560«Xl kHzV6 

= 0.1 16 juF (use 0. 12-juF standard capacitor value; see Appendix 2) 


10-3 

Colpitts 

Oscillator 


The Colpitts oscillator circuit shown in Fig. 10-3 uses an LC network (C,, 
C 2 , and L) to provide the necessary phase shift between amplifier output 
voltage and feedback voltage. In this case the network acts as a filter to pass 
the desired oscillating frequency and block all other frequencies. The filter 
circuit resonates at the desired oscillating frequency. For resonance, 

X L ~ %ct 

where X CT is the reactance of the total capacitance in parallel with the 


Fed back 
voltage 



Figure 10-3. Colpitts oscillator using an 1C operational amplifier. 


235 

Colpitts 

Oscillator 


inductance. This gives the resonance frequency (and oscillating frequency) 
as 


/ )= (> 0 - 2 ) 

2irVLC r 


where 


C T - 


^ 1^2 
C\ + c 2 


00-3) 


Consideration of the LC network shows that its attenuation (from the 
amplifier output to input) is 


x,-x r 


236 

Basic 

Sinusoidal 

Oscillators 


Example 10-2 


It can be shown that when the 180° phase shift is achieved (X L — X CI ) = X C2 . 
This gives /3 = X ci j X C2 . For the loop gain to equal 1, f$A v = 1, and 

> 1 (10-4) 

A C2 

As for other oscillator circuits, the loop gain should be greater than 
unity to ensure that the circuit oscillates. Also, as before, the output 
waveform is likely to be severely distorted when A v is much larger than 
X C i/X C2 ' (In more complex circuits a method of stabilizing the output 
amplitude may be employed.) 

Design of a Colpitts oscillator might commence with the choice of 
values for C, and C 2 much larger than any stray capacitance. should 
also be much larger than the amplifier output impedance. Using the desired 
oscillating frequency, the inductance L can be calculated using Eqs. (10-2) 
and (10-3). The inductance should be as purely inductive as possible at the 
specified oscillating frequency; i.e., the Q factor (coL ) / R should be as large 
as possible. The minimum circuit gain is determined from Eq. (10-4). R i is 
selected large enough to avoid overloading *c, (i.e., R , »Jf CI ). Then R 2 is 
determined from A v and R v 


Design a Colpitts oscillator to give /= 4 kHz. Use a juA741 IC 
operational amplifier with V cc =±10 V. 

solution 

A" C 2» than any stray capacitance; take C 2 = 0.1 /iF and let = C 2 . Use Eq. 
(10-3): 

_ c,c 2 _ 0.1 juFXO.l ju,F 

r_ C x + C 2 ~ 0.1 /xF + 0.1 JxF 
= 0.05 /xF 

At /= 4 kHz, 


C2 2tt X 4 kHz X 0. 1 ixF 
= 398 fi 

and the /i A741 has Z 0 « 70 


X C2 ^ > Zq 


From Eq. (10-2), 237 

Hartley 

1 Oscillator 

47T 2 f 2 C T 


4tt 2 X(4 1cHz) 2 X0.05 pF 
^32 mH 

A, > ( X C JX C2 ) > 1. Make A,s*s 4. 

>*c. 


Let 


For ^ = 4, 


/?«100X* C ,= 100X398 
»39 kfl (standard value) 



*2 = 4 /?, 

= 4X39 ktt 

= 156 kfi (use 150-ktt standard value) 


A Colpitts oscillator using a single-stage transistor amplifier is shown in 
Fig. 10-4(a). This is the basic circuit, and its similarity to Fig. 10-3 is fairly 
obvious. A more practical version of the circuit is shown in Fig. 10-4(b). 
Here (),, /?,, /? 2 , /? 4 , and C 3 are unchanged from Fig. 10-4(a). However, in 
(b) L has replaced the load resistor R v A radio frequency choke (RFC) is 
included in series with ^cc and L. This allows direct current I c to pass, but 
offers a very high impedance at the oscillating frequency. The upper end of 
L is ac isolated (by RFC) from V cc and ground. The output of the 
phase-shifting network is coupled via C ( from the junction of L and C, to the 
amplifier input at (), base. The output voltage V 0 is derived from a 
secondary winding L 2 coupled to the inductance L. 


The Hartley oscillator circuit is similar to the Colpitts oscillator, except 
that the phase-shift network consists of two inductors and a capacitor instead 
of two capacitors and an inductor. 


10-4 

Hartley 

Oscillator 


238 

Basic 

Sinusoidal 

Oscillators 






(b) Practical circuit 


Figure 1(M. Transistor Colpitts oscillator. 

Figure 10-5(a) shows the circuit of the Hartley oscillator, and Fig. 
10-5(b) illustrates the fact that L x and L 2 may be wound on a single core, so 
that there is mutual inductance between them. In this case the total 
inductance is given by 


L T — L, + L 2 + 2M 


( 10 - 5 ) 


where M is the mutual inductance. 

As in the case of the Colpitts circuit, the frequency of oscillation is the 
resonance frequency of the phase-shift network. 

/ )=r (10-6) 

27 tVCL t 


The attenuation of the phase shift network is 


/? = 



Once again, for a 180° phase shift (X Ll — X c ) can be shown to equal ^2- 


6^6 



239 

Hartley 

Oscillator 


C 



1 1 



— r ‘0‘Ott‘gOO(T 



1 - 


(b) Phase shift network with 
Z., and Z. 2 wound on a 
single core 

Figure 10-5. Hartley oscillator using an 1C operational amplifier. 


For the loop gain to be at least 1, 

X,. 

A.y 1 > ' (10-7) 

The circuit design procedure for a Hartley oscillator is basically similar to 
that for the Colpitts circuit. 

The circuit of a transistor Hartley oscillator is shown in Fig. 10-6. 
Figure 10-6(a) gives a basic circuit in which the phase-shift network and 
amplifier are easily identified as distinct separate stages of the oscillator. In 
Fig. 10-6(b) a practical circuit is shown. L,, Z. 2 * an< ^ C constitute the phase 
shift network, and here the inductors are directly connected in place of the 




(a) Basic circuit (b) Practical circuit 

Figure 10-6. Transistor Hartley oscillator. 

amplifier load resistance. The radio frequency choke (RFC) passes the direct 
collector current, but at oscillating frequencies isolates the upper terminal of 
L, from the supply voltage. Capacitor C x couples the output of the phase- 
shift network back to the amplifier input, as in Fig. 10-6(a). Capacitor C 2 in 
Fig. 10-6 (a) is no longer required in the circuit of Fig. 10-6 (b), because L 2 
is directly connected to the amplifier. However, because of the direct 
connection, the junction of L x and L 2 cannot now be directly grounded. 
Instead, another coupling capacitor C 4 is used. 


10-5 

Wein 

Bridge 

Oscillator 


The Wein bridge is an ac bridge in which balance is obtained only at a 
particular supply frequency. In the Wein bridge oscillator , the Wein bridge is 
used as the feedback network between input and output. 

In Fig. 10-7 (a) the bridge components are R v R 2 , R 3 , R 4 , C,, and C 2 . 
Analysis of the bridge circuit shows that balance is obtained when two 
equations are fulfilled: 


_ R^ + C' 


2 tt/= 


\/ c x r 2 c 2 


( 10 - 8 ) 

(10-9) 


240 


+ v cc 




(b) Showing that the circuit consists 
of a feedback network and a 
noninverting amplifier 


Figure 10-7. Wein bridge oscillator. 




241 


242 

Basic 

Sinusoidal 

Oscillators 


Example 10-3 


If — R 2 — R> and C, = C 2 = C, Eq. (10-9) yields 
f= 2^CR 

and from Eq. (10-8), 

R 3 = 2R 4 (10-11) 

The oscillator circuit is redrawn in Fig. 10-7 (b), showing that the 
operational amplifier and resistors R 3 and R 4 constitute a noninverting 
amplifier (see Section 9-6). C,, R lt C 2 , and R 2 are seen to be a feedback 
network connected from the amplifier output back to the noninverting 
input. At the resonant frequency of the Wein bridge, the fed back voltage is 
in phase with the output. Since this (in phase) voltage is applied to the 
noninverting input, it is amplified to reproduce the output. At all other 
frequencies the bridge is off balance; i.e., the fed back and output voltages 
do not have the correct phase relationship to sustain oscillations. The 
Barkhausen criteria for zero loop phase shift is fulfilled in this circuit by the 
amplifier and feedback network each having zero phase shift. 

The design of a Wein bridge oscillator can be approached by first 
selecting a current level for each bridge arm. This should be much larger 
than the input bias current to the operational amplifier. R 3 + R 4 can then be 
calculated using an estimated output voltage, and the other circuit compo- 
nents can be determined using Eqs. (10-10) and (10-11). 


Design a Wein bridge oscillator to have an output frequency of 10 
kHz. Use a juA741 operational amplifier with V cc — ± 10 V. 

solution 

Amplifier maximum input current is I B = 500 nA. Let / 4(through r 4) = 500 juA 
output voltage «±(K CC -1V)-±9V 

Then 


/?3 + 7? 4 = 


9 V 
500 /xA 


= 18k ft 


Use Eq. (10-11): R 3 = 2R 4 


3R 4 = 18 k£2 


and 

18 k£2 

R 4 = — - — =6 k£2 (use 5.6-kfi standard value) 

The lower-than-calculated value for R 4 makes 

/ 4 > 500 /xA 
R 3 = 2R 4 = 2X5.6 kfl 

= 11.2 k& (use 12-kfi standard value) 

This will make R 3 >2R 4 (and A 0 >3). 

Let R 2 = R 4 = 5.6 kfi. Then R t = R 2 = 5 . 6 ktt = R. 

From Eq. (10-10), 

C = 2-nfR 

C ' = C 2 =C= 2 t x 10 kHzX5.6 k$2 

= 2842 pF (use 2700-pF standard capacitor value) 


Barkhausen criteria. States that for an oscillator the loop gain must be 
greater than 1, and that the phase shift must be zero. 

Phase-shift oscillator. Uses a CR network to phase shift the amplifier 
output. 

Loop gain. Circuit gain from the amplifier input to output, and through 
the phase-shifting network back to the amplifier input. 

Colpitts oscillator. Uses a phase-shifting network consisting of two capaci- 
tors and one inductor. 

Hartley oscillator. Uses a phase -shifting network consisting of two induc- 
tors and one capacitor. 

Wein bridge oscillator. Uses a Wein bridge as the feedback network. 


10-1. State the Barkhausen criteria , and explain why they must be fulfilled for 
a circuit to sustain oscillations. 

10-2. Sketch the circuit of a phase-shift oscillator using an operational 
amplifier. Briefly explain how the circuit operates and how it fulfills 
the Barkhausen criteria. 

10-3. Sketch the circuit of a phase-shift oscillator using a transistor ampli- 
fier circuit. Briefly explain how the circuit operates, and state the 
equation for oscillating frequency. 


243 

Review 

Questions 


Glossary of 
Important 
Terms 


Review 

Questions 


244 

Basic 

Sinusoidal 

Oscillators 


Problems 


10-4. Repeat Question 10-2 for a Col pitts oscillator. 

10-5. Repeat Question 10-3 for a Colpitts oscillator. 

10-6. Repeat Question 10-2 for a Hartley oscillator. 

10-7. Repeat Question 10-3 for a Hartley oscillator. 

10-8. Repeat Question 10-2 for a Wein bridge oscillator. 

10-1. Design a phase-shift oscillator to have an output frequency of ap- 
proximately 3 kHz. Use a /xA741 operational amplifier with F cc — 
±12 V. 

10-2. A phase-shift oscillator is to use three 0.05- juF capacitors and a 
/x A741 operational amplifier with Vcc=± 9 V. Design the circuit to 
have f—1 kHz. 

10-3. Redesign the circuit of Problem 10-1 to use a single-stage transistor 
amplifier. Use a 2N3904 transistor with V cc = 15 V. 

10-4. Repeat Problem 10-1 for a Colpitts oscillator. 

10-5. A Colpitts oscillator is to be designed to have /« 5.5 kHz. An 
inductor with L = 20 mH and a juA741 operational amplifier are to 
be employed. Using v cc = ± 18 V, complete the circuit design. 

10-6. Design a Wein bridge oscillator using a juA741 operational amplifier 
with v cc= ± 14 V. The output frequency is to be 15 kHz. 

10-7. A Wein bridge oscillator is to have an output frequency of 9 kHz. 
Two 5000-pF capacitors and a juA741 operational amplifier are to be 
employed. Complete the circuit design using V cc = ± 12 V. 


Zener Diodes 


When an ordinary silicon junction diode is reverse biased, normally 
only a very small reverse saturation current ( I s ) flows. If the reverse voltage 
is increased sufficiently, the junction breaks down and a large reverse current 
flows. This current could be large enough to destroy the junction. If the 
reverse current is limited by means of a suitable series resistor, the power 
dissipation at the junction will not be excessive, and the device may be 
operated continuously in its breakdown condition. When the reverse bias is 
reduced below the breakdown voltage, the current returns to its normal I s 
level. It is found that for a suitably designed diode, the breakdown voltage is 
a very stable quantity over a wide range of reverse currents. This quality 
gives the breakdown diode many useful applications as a voltage reference 
source. 

There are two mechanisms by which breakdown can occur at a 
reverse-biased /^-junction. These arc Zener breakdown and avalanche breakdown. 
Either of the two may occur independently, or they may both occur at once. 

Zener breakdown usually occurs in silicon /^-junctions at reverse 
biases of less than 5 V. Under the influence of a high-intensity electric field, 


CHAPTER 

11 


11-1 

Introduction 


11-2 

Zener and 
Avalanche 
Breakdown 


245 


246 

Zener 

Diodes 


Electrons pulled out 
of atoms by high intensity 
electric field 



Depletion 

region 


Applied potential 

{reverse bias) 

Figure 11-1. Ionization by electric field; Zener breakdown. 


large numbers of electrons within the depletion region break the covalent 
bonds with their atoms (see Fig. 11-1). This is ionization by an electric field , and 
when it occurs the presence of the free electrons converts the depletion 
region from a material which is almost an insulator into one which is 
effectively a conductor. Thus, a large (reverse) current can be made to flow 
across the junction. 

Since 


Electric field strength = 


reverse voltage 
depletion region width 


a small reverse voltage can produce a very high intensity electric field within 
a narrow depletion region. Thus, the narrower the depletion region, the 
smaller the Zener breakdown voltage. The actual intensity of the electric 
field strength that produces Zener breakdown is estimated as 3 X 1 0 5 V/ cm. 

With lightly doped semiconductor material, some depletion regions are 
too wide for Zener breakdown to occur even with a 5-V reverse bias. With 
sufficient increase in reverse bias, Zener breakdown occurs even for rela- 
tively wide depletion regions. However, when the reverse bias exceeds 
approximately 5 V, another form of reverse breakdown occurs before the 
field intensity becomes great enough to cause electrons to break their bonds. 

Recall that the reverse saturation current I s which flows across a 
reverse-biased /m-junction is made up of minority charge carriers. The 
velocity of the minority carriers is directly proportional to the applied bias 
voltage. Hence, when the reverse-bias voltage is increased, the velocity of the 
minority charge carriers is increased, and consequently their energy content 
is also increased. When these high-energy charge carriers strike atoms within 


Charge carrier 
striking atom 
knocks out other 
charge carriers, 
ionization by 
collision 

Incident minority 
charge carriers 


Charge carriers knocked out 
/of atom causes further 
ionization by collision 



Figure 11-2. Ionization by collision; avalanche breakdown. 


247 

Zener Diode 
Characteristic 
and 
Parameters 


the depletion region, they cause other charge carriers to break away from 
their atoms and join the flow of current across the junction (Fig. 1 1-2). This 
effect is termed ionization by collision. The additional charge carriers generated 
in this way are also accelerated to a high energy state and can cause further 
ionization by collision. The number of charge carriers avalanches and the 
result is avalanche breakdown. As in the case of Zener breakdown, the depletion 
region material is converted from a near insulator into a conductor. Here 
again a large (reverse) current can be made to flow across the junction. 


A typical Zener diode characteristic is shown in Fig. 1 1-3. The forward 
characteristic is simply that of an ordinary forward-biased junction diode. 
The important points on the reverse characteristic are 

V z = Zener breakdown voltage 

IzT = test current at which V z is measured 

IZK — Zener current near the knee of the characteristic; the minimum Zener current 
necessary to sustain breakdown 


11-3 

Zener 

Diode 

Characteristic 

and 

Parameters 


I zm = maximum Zener current; limited by the maximum power dissipation 



Cathode 

Anode 



(a) Zener diode symbol 



(b) Zener diode equivalent circuit 


Figure 11-4. Zener diode symbol and equivalent circuit. 


A very important parameter derived from the characteristic is the Zener 
dynamic impedance (Z z ), which defines how V z varies with change in I z . Z z is 
determined by measuring the reciprocal of the slope of the characteristic, as 
shown in Fig. 1 1-3: 



Figure 11-4 shows the Zener diode circuit symbol and the equivalent 
circuit for the device. The equivalent circuit, which represents the diode 
only in its breakdown condition, is simply a battery of voltage V z in series 
with a resistance of Z z . 


IN 746 thru IN 759 

1 N4370 thru 1N4372 


400 mW 
2.4 —12 V 


Hermetically sealed, all -glass case with alt external 
surfaces corrosion resistant. Cathode end, indicated 
by color band, will be positive with respect to anode end 
when operated in the zener region. 

MAXIMUM RATINGS 

Junction and Storage Temperature: -65-°C to +175°C 

D-C Power Dissipation: 400 Milliwatts at 50°C Ambient (Derate 3.2 mW/°C 
Above 50° Ambient) 

TOLERANCE DESIGNATION 

The type numbers shown have tolerance designations as follows: 

1N4370 series: * 10%, suffix A for ± 5% units. 

1N746 series: ± 10%, suffix A for ± 5% units. 



ELECTRICAL CHARACTERISTICS < T» = 25*C unteu other-. w noicJ) 



249 

Zener Diode 
Characteristic 
and 

Parameters 


Figure 11-5. Zener diode specifications. (Courtesy of Motorola, Inc.) 



250 

Zener 

Diodes 


1N3993 thru IN 4000 


10 w 

3.9 -7.5 V 



Low-voltage, alloy -junction zener diodes in hermeti- 
cally sealed package with cathode connected to case. 
Supplied with mounting hardware. 


MAXIMUM RATINGS 

Junction and Storage Temperature: -65°C to +175° C. 

D-C Power Dissipation: 10 Watts.(Derate 83.3 raW/°C above 55°C). 


The type numbers shown in the table have a standard tolerance on the nominal 
zener voltage of ±10%. A standard tolerance of ±5% on individual units is also 
available and is indicated by suffixing M A" to the standard type number. 

ELECTRICAL CHARACTERISTICS (T» = 30'C ± 3. W = 1.5 max @ U = 2 amp for all unils) 


TypiNo. 

Nominal 
ZanarVottafa 
V, @ L 
Volts 

Tost 

Current 

In 

mA 

Mu Zonor Impodanco 

Mu OC Zoom 
C arrent 
UmA 

KVM St 

IEJUUCE CUttMT 

V. 

U*A}V#ftS 

Zit @ In 

Ohms 

= 1.0 mA 
Ohms 

1N3993 

3.9 

640 

2 

400 

2380 

100 

0.5 

1N3994 

4.3 

580 

1.5 

400 

2130 

100 

0.5 

1N3995 

4.7 

530 

1.2 

500 

1940 

50 

1 

1N3998 

5.1 

490 

1.1 

550 

1780 

10 

1 

1N3997 

5.8 

445 

1.0 

800 

1820 

10 

1 

1N3998 

6.2 

405 

1.1 

750 

1460 

10 

2 

1N3999 

6.8 

370 

1.2 

500 

1330 

10 

2 

1N4000 

7.5 

335 

1.3 

250 

1210 

10 

3 


Figure 11-5. ( cont .) 

Referring to the Zener diode data sheets (Fig. 11-5), it is seen that for 
low-power devices (IN746 to IN 759) typical values of Z ^ range from 5 to 
30 £2. For high-power devices(IN3993 to IN4000),the range of Z^j- is only 1 to 
2 £2. Note that Z^is measured at the test current 1^ which is much greater 
than the current near the knee. The Zener impedence near the knee of the 
characteristic (Z^) is much larger than ZzT ‘ 

Referring again to the data sheets, note that a Zener voltage tolerance 
of ±5% or ±10% is specified. This means, for example, that the actual 
Zener voltage of a IN753 is 6.2 V ± 10%. The value of V z will remain stable 
at whatever voltage it happens to be within this range. 

The maximum power dissipation for each type of device is listed on the 
data sheet for a specified maximum temperature. At higher temperatures the 
maximum power dissipation must be derated exactly as for transistors (see 
Section 8-3). 


Silicon diode 
(with negative 
temperature 
coefficient) 


t t 

- V F 


Zener diode 
(with positive 
temperature 
coefficient) 



Figure 11-6. Construction of a compensated reference diode. 


For Zener breakdown ()^<5 V), the temperature coefficient ( a z ) of the 
breakdown voltage is negative. For a given value of I z> V z decreases slightly 
when the temperature is increased. This is because, as the temperature 
increases, the valence electrons of the atoms within the depletion region are 
raised to a higher energy level, and are therefore more easily extracted from 
their atoms. 

In avalanche breakdown, relatively wide depletion regions are in- 
volved. Consequently, charge carriers crossing the depletion region experi- 
ence many collisions with atoms, and as temperature increases the atoms 
vibrate and impede the progress of the charge carriers. Therefore, to 
maintain a given current, V z must increase slightly when the temperature 
increases. This effect gives avalanche breakdown a positive temperature 
coefficient. 

To produce reference voltages with very small temperature coefficients, 
compensated reference diodes are constructed as shown in Fig. 11-6. A 
forward-biased silicon diode is connected in series with a breakdown diode 
which has a positive temperature coefficient. The negative temperature 
coefficient of the silicon diode partially cancels the breakdown diode’s 
positive temperature coefficient. With this arrangement, temperature coef- 
ficients of better than 0.0005%/° C are possible. 


A breakdown diode has F z = 6.2 V at 25° C, and a z = -f-0.02%/° C. A 
silicon diode with F f = 0.7 V and a temperature coefficient of — 1.8 mV/ 0 C 
is connected in series with the breakdown diode. Find the new value of 
reference voltage and the temperature coefficient of the combination. Also 
calculate the new value of at a temperature of 50° C. 

solution 

a z = +0.02% of V z for each°C temperature change 
V z change = + 6,2 1 ^° ° 2 V/° C - + 1.24 mV/° C 


251 

Compensated 

Reference 

Diodes 


11-4 

Compensated 

Reference 

Diodes 


Example 11-1 


252 

Zener 

Diodes 


Combined V z and V F change is 


( + 1.24-1.8) mV/° C= -0.56 mV/° C 
New value of K,, ^ 


V z + V f = 6.2 V + 0.7 V = 6.9 V 


new temperature coefficient = —0.56 mV/ 0 C 
= -0.00056X100 
6.9 


%/° C= -0.008%/° C 


The value of F ref at 50° C 


= 6.9 V — [0.56 mV X (50° C-25° C)] 
= 6.9 V— 14 mV = 6.886 V. 


11-5 

Zener 

Diode 

Voltage 

Regulator 

11 - 5.1 Figure 11-7 shows the simplest possible form of voltage regulator 

Regulator circuit, a Zener diode connected in series with a resistor R s . The resistor 

Design limits the total current flowing to the diode and the load. The load is 

connected across the diode, so that 

Vr=Vs~Vz 



Apart from small variations due to AF Z , I R will remain constant. Since 

Ir = Iz + 



vwv 

+ 


-hh '-1 






l 

k V 

f 4 

O ^ 

o 




Figure 11-7. Simple Zener diode voltage regulator. 


When the load is not connected, I L = 0: 253 

Zener 

Ir~ ?Z{ m«) Diode 

Voltage 

Therefore, the Zener diode must be capable of passing all the current Regulator 

I R . Also, for the diode to remain in breakdown, l z must not be permitted to 
fall below a minimum level / Z(tnin ). The maximum value of load current is 
/ z.(m*x) = 7 /? _/ Z(min)- 7 z ( m«) cf n be 7^, the maximum value of l z as limited 
by maximum power dissipation. 7 Z(min) could be the value of I z near the knee 
of the characteristic, I ZK . However, Z z becomes very large at 7 za> so it is best 
to keep 7 Z(min) much larger than 7^. 


Design a simple Zener regulator circuit to supply approximately 6 V Example 11-2 
from a 15-V source. Calculate the minimum value of load resistor that may 
be connected across the output terminals. The circuit is to operate at an 
ambient temperature of 25° C. 

solution 

Consulting the Zener diode data sheets (Fig. 11-5), it is seen that a 1N753 
has a nominal V z of 6.2 V. Therefore, using a IN 753, the voltage across R s 
(Fig. 11-7) is 

V R = V s - = 1 5 V — 6.2 V = 8.8 V 

From the data sheet, 


I z\i 60 mA 
V R = 8.8 V 

, Vr _ 8.8 V 
5 I R 60 mA 


147 £2 


Power dissipation is R s = Vr'XI r = 8.8 VX60 mA = 0.53 W. R s should 
be a 1W resistor. 

I ZK is not specified for the 1N753, but a typical value of 1^ is 1 mA. 
I Zimin) should be much greater than 1^. 

Thus, make 7 Z(min) = 10 X I ZK = 10 mA. 

4( max) = Ir — 7 Z(m in) 

= 60 m A — 1 0 mA 
= 50 mA 


The minimum value of R L is R L ^ n y where 


R - V * - 6 2 V 

Wmi " ) /««.) 50 mA 


124 » 


11-5.2 Apart from output voltage and maximum load current, the perfor- 

Regulator mance of a voltage regulator may be specified in terms of the stabilization ratio 
Performance ( 5 ^) and the output impedance (Z G ). 

S v is a measure of how the output voltage varies with changes in input 
voltage. 



The ideal value of is zero. 

Z 0 defines how V Q varies with variations in load current I L . 


z 0 — 


A Vo 

Ml 


To calculate S y and Z 0 , consider the ac equivalent circuit for the 
regulator (Fig. 11-8). The equivalent circuit is drawn simply by replacing 
the diode with its Zener dynamic impedance (Z z ). 

From Fig. 11-8, when V s changes by A Vs, K changes by A V Q . 


and 


A V 0 


Zz 

R s + Zz 


XA V s 


(1M) 



^z 

R s + Z z 


(H-2) 


The output impedance (also from Fig. 11-8) of the regulator is the 
impedance “seen” when looking into the output terminals. Since the source 
resistance of V s is likely to be much smaller than R$> 

Z 0 ^Z z \\R s =^Y s («- 3 ) 


64.5 mA 



Figure 11-6. AC equivalent circuit for Zener diode voltage regulator. 


254 


Calculate the values of stabilization ratio and output impedance for 
the regulator designed in Example 11-2. 


solution 

For the 1N753 diode, Z z = 7 £2 (Fig. 11-5). 
From Eq. (11-2), 


Sv- 


7fl 

147 S2 + 7 


=0.045 


This means, for example, that if V s increases or decreases by 1 V, V Q 
change would be 

AV 0 = S y X AF 5 = 45 mV 

From Eq. (11-3), 


Example 11-3 


z o = 


7X147 
7 + 147 


S] = 6.7 S2 


Therefore, when I L varies by ± 10 mA, for example, V 0 will change by 
A K 0 = X AI l = ±67 mV 


The regulator performance can also be defined in terms of the line 
regulation and the load regulation. The line regulation is just another way of 
expressing the voltage stabilization ratio, and the load regulation is another 
method of stating the circuit output impedance. 

For a given V s change (e.g., 10%), the resultant change in V Q is 
expressed as a percentage of the normal V Q level: 


line regulation = 


(A V Q for a given A F 5 ) X 100% 

% : 


(H-4) 


For a given change in load current (usually from no load to full load), 
W 0 is expressed as a percentage of the normal V 0 level: 


load regulation = 


(A V Q for a given A I L ) X 100% 

y 0 


(11-5) 


For the regulator referred to in Examples 1 1-2 and 1 1-3, determine the Example 11-4 
line regulation for a 10% change in input voltage. Also determine the load 
regulation for a load current change from no load to full load. 


255 


256 

Zener 

Diodes 


solution 


From Eq. (11-4), 


Full load current 


AFy=10%of V s =\0%oi 15 V 
= 1.5 V 

AF o = 5 r xAF 5 = 0.045X1.5 V 
= 67.5 mV 


AV 0 

line regulation = — — X 100% 
Fq 


67.5 mV . 
6.2 V 
^ 1 . 1 % 


- X 100% 


I L = 50 mA 

A I L = 50 mA — 0 = 50 mA 
AV 0 = AI L X Z 0 = 50 mA X 6.7 12 =335 mV 
From Eq. (11-5), 


A V Q 

load regulation = X 1 00% 
Fq 


335 mV 
6.2 V 
= 5.4% 


X 100% 


11-5.3 To improve the performance of the regulator, designed in Example 

Two-Stage \ 1-2, an additional stage may be added giving the circuit shown in Fig. 1 1-9. 
Regulator With two-stage regulation, the stabilization ratio becomes 




4- Z 7 


R~n + Z 7 < 


R Uz,+i L + lz 2 ) r Uz, + A ) i L 


-^ww 


r . 

°7'k V z. 




l ‘Zy 

t 


Figure 11-9. Two-stage Zener diode voltage regulator. 






(b) Usual circuit schematic for series regulator 
(or emitter follower voltage regulator) 


(a) Emitter follower voltage regulator 

Figure 11-10. Emitter follower or series voltage regulator. 


This affords a significant improvement over the stabilization ratio for a 
single-stage regulator. The regulator output impedance, however, is not 
improved. Z Q remains approximately equal to Z zx in parallel with R sl . 


257 

Other 

Zener 

Diode 

Applications 


When a low-power Zener diode is employed in the simple regulator 
circuit described in Section 11-5, the load current is limited to low' values. A 
high-power Zener used in such a circuit can supply the required load 
current, but much power is wasted when the load is light. The emitter follower 
regulator shown in Fig. 11-10 is an improvement on the simple regulator 
circuit, because it draws a large current from the supply only when it is 
required by the load. In Fig. 1 1- 10(a), the circuit is drawn in the form of the 
common collector amplifier (emitter follower) discussed in Chapter 6. fn Fig. 
1 1 -10(b), the circuit is shown in a form in which it is usually referred to as a 
series regulator. 

V 0 from the series regulator is ( — V BE ), and can be the 

maximum l E that Q.i is capable of passing. For a 2N3055 transistor (specifi- 
cation in Fig. 8-2), I L could approach 15 A. When I L is zero, the current 
drawn from the supply is approximately [I z + /ctmin)]* The er niucr follower 
voltage regulator is, therefore, much more efficient than a simple Zener 
regulator. 


11-6 

Regulator 

with 

Reference 

Diode 


11-7 

Other 

Zener 

Diode 

Applications 


The constant voltage characteristic of a Zener diode can be converted 
into a constant current characteristic. The constant current circuit is shown 
in Fig. 11-11. The voltage across &e~ K? Kb e- 


'e = 



11 - 7.1 

Constant 

Current 

Circuit 




( 11 - 6 ) 


258 

Zener 

Diodes 


Example 11-5 



Figure 11-11. Constant current circuit. 


Since V z and V BE are normally constant quantities, I E also remains 
constant, and I c zzI E . Therefore, I c remains substantially constant no matter 
what the value of the collector voltage. 

The only restriction on the circuit is that V C B must remain large 
enough to keep operating in its active region; i.e., £)j must not become 
saturated. The constant current circuit is widely applied. 


The circuit in Fig. 11-11 uses a 1N755 Zener diode, and has F cc = 12 
V, /?j = 220 £2, /? £ = 680 ft. If (), is a silicon transistor, calculate the 
transistor collector current and the power dissipation in the Zener diode. 
Also determine the new value of R E to give I c = 2.5 mA. 

solution 

From the Zener diode specifications in Fig. 11-5, the 1N755 has F z =7.5 V. 
From Eq. (11-6), 


/*- 



7.5 V- 0.7 V 
680 ft 


10 mA 


and 


I c ~ I E = 10 mA 


Neglecting 1 B 




Vcc-Vz 


12 V-7.5 V 

220 ft 


— 20.45 mA 


Power dissipation in Z), is 


259 

Glossary of 

P D = V z xl z = 7.5 V X 20.45 mA = 153 mVV ' mP ?ermI 

For I c = 2.5 mA, I E ^ 2.5 mA. 

From Eq. (11-6), 


2.5 mA = 


7.5 V-0.7 V 


n 7.5 V-0.7 V 

Re ~ 2.5 mA ~ 2 - 7kfi 


Zener diodes are used extensively to protect other devices from exces- 
sive voltages. In the circuit of Fig. 11-12, for example, the Zener diodes do 
not operate while the peak input voltage remains below V z . When the input 
peak exceeds V Zy one diode goes into breakdown while the other is forward 
biased. Thus, the peak output is limited to (V z + V F ). 


11 - 7.2 

Over 

Voltage 

Protection 


Zener breakdown. Reverse-biased /^-junction breakdown produced by Glossary of 
high-intensity electric field. Important 

Avalanche breakdown. Reverse-biased /^-junction breakdown produced 
by collision of high-energy charge carriers with atoms. 

Ionization by electric field. Removal of charge carriers from atoms by 
effect of high-intensity electric field. 

Ionization by collision. Removal of charge carriers from atoms by other 
charge carriers colliding with the atoms. 

V z , , Zener breakdown voltage. 

7 Z . Test current at V z . 

I ZK * Zener current near knee of characteristic. 

Izm . Maximum Zener current. 


*i 



Figure 11-12. Zener diode overvoltage protection circuit. 


260 

Zener 

Diodes 


Review 

Questions 


Z z . Zener dynamic impedance. 

Z ZT . Zener dynamic impedance at 1^. 

%ZK' Zener dynamic impedance near knee of characteristic. 
a z . Temperature coefficient of V z . 

Compensated reference diode. Combination of Zener diode and forward- 
biased diode to give improved temperature coefficient. 

Sy. Voltage stabilization ratio of regulator. 

Z Q . Output impedance of regulator. 

Emitter follower regulator. Combination of transistor and Zener diode to 
give improved efficiency regulator circuit. 

Series regulator. Same as emitter follower regulator . 

Constant current circuit. Combination of transistor and Zener diode to 
give constant collector current. 

Overvoltage protection circuit. Zener diode voltage limiter circuit. 

11-1. Name and explain the two types of breakdown that can occur at a 
reverse-biased /w-junction. Also state the important differences be- 
tween the performance of breakdown diodes in which different 
breakdown mechanisms are involved. 

11-2. Sketch the characteristic of a Zener diode. Define and show how the 
following quantities may be determined from the characteristic: V z , 

/ ZK » / ZM » anc ^ 

1 1-3. Sketch the schematic symbol for a Zener diode and show the polarity 
of V z and I z . Also sketch and explain the equivalent circuit for a 
Zener diode. 

11-4. Draw a sketch to show how a compensated reference diode is con- 
structed, and explain how the temperature coefficient is improved. 
11-5. Sketch the circuit of a simple Zener diode voltage regulator. Briefly 
explain how the circuit operates. 

1 1 -6. Sketch the ac equivalent circuit for the simple Zener diode voltage 
regulator. Derive the equations for Sy, Z 0 , line regulation, and load 
regulation. 

11-7. Sketch the circuit of a two-stage Zener diode voltage regulator 
circuit. Explain the advantages of the circuit over the single-stage 
regulator. 

11-8. Sketch the circuit of an emitter follower voltage regulator. Explain 
how the circuit operates and discuss its advantages over Zener diode 
voltage regulators. 

11-9. Sketch the circuit and explain the operation of the following: 

(a) A Zener diode constant current circuit. 

(b) A Zener diode overvoltage protection circuit. 


Problems 


11 - 1 . A Zener diode has V Z ~S.2 V at 25° C and a z = +0.05%/° C. A 
silicon diode, which has V F = 0.6 V and a temperature coefficient of 
— 2.2 mV/° C, is to be used with the Zener to construct a com- 
pensated reference diode. Calculate the value of at 25° C and at 
100° C. Also calculate the value of a z for the compensated reference 
diode. 

1 1-2. Design a simple Zener voltage regulator to supply approximately 5 V 
from a 12-V source. Calculate the minimum value of load resistance 
that may be connected across the output terminals if the circuit 
operates at an ambient temperature of 55° C. Also calculate the 
values of S y and Z 0 for the regulator. 

11-3. Assuming a 10% input voltage change, determine the line regulation 
of the circuit designed in Problem 11-2. Also calculate the load 
regulation for a load current change from no load to full load. 

11 - 4 . A Zener diode voltage regulator is to have an output of approxi- 
mately 9 V. The available supply is 25 V, and the load current will 
not exceed 1 mA. Design a suitable circuit, and calculate the output 
voltage change when the input drops by 5 V and the load changes 
from zero to 1 mA at the same time. 

11 - 5 . A constant current circuit uses a 1N749 Zener diode in series with a 
270-12 resistance. The supply to the Zener circuit is 10 V, and the 
transistor is a silicon device. If /? £: = 330 12, calculate the value of the 
constant collector current. Also determine the new value of R E to 
make I c ^ 5.3 mA. 

11 - 6 . The transistor in a constant current circuit is to have a collector 
current of approximately 2 mA. Design a suitable circuit using a 
20-V supply, and calculate the actual collector current level. 


261 


CHAPTER 

12 


12-1 

Introduction 


12-2 

Principle 
of the 
n- Channel 
JFET 


Field 

Effect 

Transistors 


Field effect transistors (FET) are voltage-operated devices. Unlike 
bipolar transistors, FET’s require virtually no input current, and this gives 
them an extremely high input resistance. There are two major categories of 
field effect transistors, junction FET’s and insulated gate FET’s. These are 
further subdivided into /^-channel and n -channel devices. 


The operating principle of the n- channel junction field effect transistor 
(JFET) is illustrated by the block representation in Fig. 12-1. A piece of 
n-type material, referred to as the channel , has two smaller pieces of p - type 
attached to its sides, forming /w-junctions. The channel’s ends are designated 
the drain and the source , and the two pieces of p - type material are connected 
together and their terminal is called the gate. With the gate terminal not 
connected, and a potential applied (positive at the drain, negative at the 
source), a drain current ( I D ) flows as shown in Fig. 12-l(a). When the gate is 
biased negative with respect to the source [Fig. 12- 1(b)], the /w-junctions are 
reverse biased and depletion regions are formed. The channel is more lightly 


262 



(a) No bias voltage 
on gates 


(b) Small negative 
gate source 
bias 


(c) Large negative 
gate source 
bias 


Figure 12-1. Principle of the n-channel JFET 


doped than the p - type gate blocks, so the depletion regions penetrate deeply 
into the channel. Since a depletion region is a region depleted of charge 
carriers, it behaves as an insulator. The result is that the channel is 
narrowed, its resistance is increased, and I D is reduced. When the negative 
gate bias voltage is further increased, the depletion regions meet at the 
center [Fig. 12-1 (c)], and I D is cut off completely. 

When a signal is applied to the gate, the reverse voltage on the 
junctions is increased as the signal voltage goes negative and decreased as it 
goes positive. Consequently, as the signal goes negative the depiction regions 
are widened, the channel resistance is increased, and the drain current 
reduced. Also, as the signal goes positive the depletion regions recede, the 
channel resistance is reduced, and the drain current is increased. As will be 
seen in Chapter 20, the n-channel JFET is comparable to a triode vacuum 
tube. The drain and source perform the same functions as the plate and 
cathode, respectively; and, like the grid of a triode, the FET gate controls 
drain current. As is also the case with a grid, gate current is to be avoided, so 
the gate-channel junctions are normally never forward biased. 

The name field effect device comes from the fact that the depiction 
regions in the channel are the result of the electric field at the reverse- biased 
gate-channel junctions. The term unipolar transistor is sometimes applied to 
an FET, because unlike a bipolar transistor the drain current consists of only 
one type of charge carrier, electrons in the n-channel FET and holes in the 
p-channel device (Section 12-4). 

The symbol for the n-channel JFET is show n in Fig. 12-2. As for other 
types of transistors, the arrowhead always points from p to n. For an 
n-channel device, the arrow-head points from the />-typc gate toward the 
n-type channel. Some manufacturers use the symbol with the gate terminal 
opposite the source [Fig. 12-2(a)J; others show the gate centralized between 


263 
Principle 
of the 
n-Channel 
JFET 


264 

Field 

Effect 

Transistors 


(a) (b) (c) Tetrode 

connected 

Figure 12-2. Circuit symbols for the n-channel JFET. 



drain and source [Fig. 12-2(b)]. The symbol shown in Fig. 12-2(c) is used 
where the terminals of the two gate regions are provided with separate 
connecting leads. In this case the device is referred to as a tetrode- connected 
FET. 


12-3 

Characteristics 
of n-Channel 
JFET 


12 - 3.1 

Depletion 

Regions 


An n-channel JFET is shown in Fig. 12-3 with the gate connected 
directly to the source terminal. When a drain voltage ( V D ) is applied, a 
drain current I D flows in the direction shown. 



Source 


Figure 12-3. n-Channel JFET showing internal voltage drops and resulting depletion 
regions. 


Since the /j-material is resistive, the drain current causes a voltage drop 
along the channel. In the portion of the channel between gate and source, I D 
causes a voltage drop which biases the gate with respect to that part of the 
channel close to the gate. Thus, in Fig. 12-3, the gate regions are negative 
with respect to point A by a voltage V A . This will cause the depiction regions 
to penetrate into the channel at point A by an amount proportional to V A . 
Between point B and the source terminal the voltage drop along the channel 
is V B , which is less than V A . Therefore, at point B the gate is at — V B with 
respect to the channel, and the depletion region penetration is less than at 
point A. From point C to the source terminal, the voltage drop V c is less 
than V B . Thus, the gate-channel junction reverse bias (at point C ) is V c 
volts, and penetration by the depletion regions is less than at A or B. This 
difference in voltage drops along the channel, and the consequent variation 
in bias, account for the shape of the depletion regions penetrating the 
n-channel. 


265 

Characteristics 
of n-Channel 
JFET 


When the gate is connected directly to the source (i.c., no external 
bias), ^cs = 0. The characteristic for ^ = 0 is plotted in Fig. 12-4. When 
^ds = Id = 0, and the voltage between the gate and all points in the 
channel is also equal to zero. When ^DS is increased by a small amount, a 
small drain current flows, causing some voltage drop along the channel. This 
reverse biases the gate-channel junctions by a small amount, causing little 
depletion region penetration, and having negligible effect on the channel 
resistance. With further small increases in ^DS the drain current increase is 
nearly linear, and the channel behaves as a resistance of almost constant 
value. 

The channel continues to behave as an almost constant resistance, 
until the voltage drop along it becomes large enough to cause considerable 


12 - 3.2 

Drain 

Characteristics 
when l / GS = 0 



Breakdown 

region 


Figure 12-4. Characteristics of n-channel JFET for V cs -0. 


266 

Field 

Effect 

Transistors 


penetration by the depletion regions. At this stage the channel resistance is 
significantly affected by the depletion regions. Further increases in ^DS 
produce smaller increases in I D , which, in turn, cause increased penetration 
by the depletion regions and further increase the channel resistance. Because 
of the rapid increase in channel resistance at this stage (produced by 
increasing I D ), a saturation level of I D is reached, where further increases in 
Vds produce only very slight increases in I D . The drain current at this point, 
with Vqs at zero, is referred to as the drain-source saturation current I DSS (see 
Fig. 12-4). When the drain current saturation level is reached, the shape of 
the depletion regions is such that they appear to pinch off the channel. For 
this reason, the drain-source voltage at which I D levels off is designated the 
pinch-off voltage ( V p ), as indicated in Fig. 12-4. The region of the characteris- 
tic where I D is fairly constant is referred to as the pinch-off region. The region 
of the characteristic between ^ds = 0 and Vds~ V P is termed the channel ohmic 
region , because the channel is behaving as a resistance. With continued 
increase in Vds a voltage will be reached at which the gate-channel junction 
breaks down. This is the result of the charge carriers which make up the 
reverse saturation current at the gate channel junction being accelerated to 
a high velocity and producing an avalanche effect (see Chapter 11). At this 
point the drain current increases very rapidly, and the device may be 
destroyed. The normal operating region of the characteristics is the pinch-off 
region. 


12 - 3.3 

Drain 

Characteristics 

with 

External 

Bias 


When an external bias of, say, — 1 V is applied between the gate and 
source, the gate-channel junctions are reverse biased even when I D = zero. 
Therefore, when Vds - 0 the depletion regions are already penetrating the 
channel to some extent. Because of this, a smaller voltage drop along the 
channel (i.e., smaller than when Vos = 0) will increase the depletion regions 
to the point at which they pinch off the current. Consequently, the pinch-off 
voltage is reached at a lower I D than when V«-0- The characteristic for 
Vqs = — 1 V is shown in Fig. 1 2-5. 

By employing several values of negative external bias voltage, a family 
of Id! V ds characteristics is obtained as shown in Fig. 12-5. Note that the 
value of Vds for breakdown is reduced as the negative gate bias voltage is 
increased. This is because — Vgs is adding to the reverse bias at the junction. 
If a positive gate bias voltage is employed, a larger I D can be the result, as 
shown by the characteristic for Vcs~ + 0.5V in Fig. 12-5. In general, 
however, V GS is maintained negative to avoid the possibility of forward 
biasing the gate-channel junctions. 

The broken line on Fig. 12-5 is a line through the points at which I D 
saturates for each level of gate bias voltage. When ^=0, Id saturates at 
I DSS , and the characteristic shows V p = 4.5V. When an external bias of — 1 V 
is applied, the gate-channel junctions still require — 4.5 V to achieve pinch 
off. This means that a 3.5-V drop is now required along the channel instead 


Gale channel 
junction 



v ds *" 


Figure 12-5. n-Channel JFET drain characteristics. 


of the previous 4.5 V, and the 3.5 V is achieved with a lower value of I D . 
Similarly, when is —2 V and —3 V, pinch off is achieved with 2.5 V 
and 1.5 V, respectively, along the channel. The 2.5- and 1.5-V drops arc, of 
course, achieved with further reduced values of I D . 

The FET transfer characteristics are experimentally determined by 
maintaining ^DS at a constant level and varying K» in convenient steps. At 
each step of Vcs the I D and Vos levels are recorded, and a table of values is 
obtained from which a graph of I D is plotted versus This will give 
transfer characteristics similar to the transconductancc characteristics of a 
vacuum tube or bipolar transistor (Fig. 12-6). As in the case of other devices, 
the transfer characteristics may also be derived from the output characteris- 
tics by reading off corresponding and I D levels for a fixed level of Vds- 


Derive the transfer characteristics from the FET drain characteristics 
in Fig. 12-6. 

solution 

Refer to the drain characteristics in Fig. 12-6; when ^ = 0, / D = s 9mA. 
Mark point 1 on the transfer characteristics at I D — 9 mA and ^“0. 


267 

Characteristics 
of n-Channel 
JFET 


12 - 3.4 

Transfer 

Characteristics 


Example 12-1 


268 

Field 

Effect 

Transistors 



Figure 12-6. n-Channel transfer characteristics. 


Point 2 is at I D = 5.4 mA 

and 

s 5 

II 

1 

< 

Point 3 is at I D = 2.8 mA 

and 

Vcs=~ 2 V 

Point 4 is at I D = 0.9 mA 

and 

I'cs = — 3 V 

Point 5 is at I D = 0 mA 

and 

1 

11 


Draw the transfer characteristic through points 1 to 5. 


12-4 

The 

p-Channel 


JFET 


In this device, the channel is p - type material, and the gate regions are 
n-type (Fig. 12-7). The drain-source potential is applied, positive to the 
source, negative to the drain. Thus, a current flows (in the conventional 
direction) from the source to the drain. To reverse bias the junctions 
between the gate and the channel, the / 2 -type gate must be made positive 
with respect to the //-type channel. Therefore, bias voltage is applied, 
positive on the gate, negative on the source. The voltage drop along the 
channel is negative at the depletion regions and positive at the source. As in 
the case of the / 2 -channel device, this voltage drop tends to reverse bias the 
gate-channel junctions. 

Symbols for the //-channel JFET are shown in Fig. 12-7. The 
arrowhead again points from the p - type material to the / 2 -type material: in 
this case it points from the p - type channel to the / 2 -type gate. The drain and 
transconductance characteristics for the //-channel JFET are similar to those 
of an n-channel device, with the exception that all voltage and current 
polarities are inverted (Fig. 12-8). 



269 
JFET 
Data Sheet 
and 
Parameters 


Figure 12-7. Principle of operation and circuit symbols for p-channel JFET. 


Transfer Drain characteristics 



Figure 12-8. p-Channel drain and transfer characteristics. 


12-5 

JFET Data 
Sheet and 
Parameters 


A typical FET data sheet is shown in Fig. 12-9. Like the bipolar 
transistor data sheet, it begins with a device type number and a brief 
description of the device to indicate the most important applications. These 
data are followed by the maximum ratings for the FET, and then the 


12 - 5.1 

Data 

Sheet 


2n5457 (SILICON) 

Silicon N-channel junction field-effect transistors de- 
pletion mode (Type A) designed for general-purpose 
audio and switching applications. 


CASE 29 (5) 

(TO-92) 


Drain and source may ba 
interchanged. 


ELECTRICAL CHARACTERISTICS <r. = »-c 

Characttristic | Symbol [Min | Typ [ Mai [ Urit~ 


OFF CHARACTERISTICS 


Gate-Source Breakdown Voltage 
0c "-lOjiAdc. Vug - 0) 

B V &SS 

25 

- 

- 

Vde 

Cate Reveree Current 
(Vog = -15 Vde, Vpg - 0) 


«GSS 

_ 

_ 

i.a 

nAde 

(Vqs - -IS Vde. Vpg - 0, T a - 100°C) 



- 

- 

200 


Giti- Source Cutoff Voltage 
(Vpg x is Vde. Ij, « 10 nAde) 

2N5457 

v cs(om 

0.5 

_ 

s.o 

Vde 


2N5456 


i.o 

— 

7.0 



2N5459 


2.0 

- 

6.0 


Gate-Source Voltage 
(Vqs . IS Vde, Ip - lOOuAdc) 

2N5457 

V GS 

_ 

2.S 

_ 

Vde 

(V x . 1$ Vde, I D x 200 iiAdc) 

2N545B 


— 

3.5 

— 


|V K - IS Vde, Ip - 400 uAdc) 

2N54S9 


- 

4.S 

- 



ON CHARACTERISTICS 


Zero-Gate-Voltage Drain Current HI 

l DSS 




mAde 

(Vpg - 15 Vde, VQg - 0) 2N54S7 


1.0 

3.0 

5.0 


2NS4S6 


2.0 

8.0 

9.0 


2NS4S9 


4.0 

9.0 

16 



DYNAMIC CHARACTERISTICS 


Forward Transfer Admittance HI 
(Vpg - IS Vde, Vpg - 0. f - 1 kHa) 2NS4S7 

2N54S8 
2N5459 

Kl 

1000 

1500 

2000 

3000 

4000 

4500 

sooo 

5500 

0000 

limboa 

Output Admittance 

(Vpe - IS Vde, Vpg - 0, 1 - 1 kHa) 

M 



10 

50 

Mmho. 

Input Capacitance 

(Vpg • 15 Vde, Vpg - 0, f - 1 MB*) 

Cue 


4.5 

7.0 

pF 

Reveree Tranefer Capacitance 
(Vpg - 15 Vde. Vpg - 0, 1 - 1 MBl) 

CrM 

_ 

l.S 

3.0 

PF 


IHpulae Teat: Pulae Width SUOu; Duty Cycle S 10 % 

<*> Continuous imp.Ovon.onu hov* onhoncod lhaaa guotoniood Mo.imum noting. ti tol'ov .1 - IOWITj. 25°C. 

Oaraia «o« 2S°C - « O m*v/°C. 1S0°C. * JC • m° C/W 


Figure 12-9. FET data sheet. (Courtesy of Motorola, Inc.) 


MAXIMUM RATINGS 


Rating 

Symbol 

Value 

Unit 

Drain-Source Voltage 

V DS 

25 

Vde 

Drain-Gate Voltage 

V DG 

25 

Vde 

Reveree Gate -Source Voltage 

V GS(r) 

25 

Vde 

Gate Current 

>G 

10 

mAdc 

Total Device Dtaetpatlon i T A » 2S*C 

PpU' 

310 

mW 

Derate atiove 25°C 


2.82 

mW/°C 

Operating Junction Temperature 

Tj m 

135 

°C 

Storage Temperature Range 

W” 

-65 to » ISO 

»c 


2n5458 

2n5459 


0 


270 


electrical characteristics are noted for specified bias conditions. Some of the 
important FET parameters listed on the data sheet are considered below. 


The drain-source saturation current {I DSS ) and the pmch-off voltage ( V p ) 
have already been discussed in Section 12-3. I DSS is sometimes termed the 
pinch-off current , and referred to as I DP at 1^ = 0 V. I DP may also be specified 
at Vqs values other than zero, and in this case V ^ will also be specified. 
Another name for the pinch-off voltage is gate cutoff voltage 

The FET transfer characteristic approximately follow's the equation 


Id 




2 


( 12 - 1 ) 


When I DSS and V p are known, a table of values of I D and V ^ may be 
determined from the equation. From this table, the transfer characteristic 
can be constructed. One of the problems in using FET’s is that each device 
type does not have a single transfer characteristic. This is because I DSS and 
V p cannot be specified accurately. Instead, the manufacturer specifies maxi- 
mum and minimum values for each parameter. Referring to Fig. 12-9, it is 
seen that, for the 2N5457 FET, I DS s( m i n ) = 1 mA, and Ioss^ mMJi ) — 5 mA. Also 
V p , which is listed as F^^, has a minimum level of 0.5 V and a maximum 
of 6 V. 


Using the information provided on the data sheet (Fig. 12-9), construct 
the maximum and minimum transfer characteristic for a 2N5459 FET. 


solution 

From Fig. 12-9, 

v p= v cs( o«)~2 V (min), 8 V (max) 
loss = 4 mA (min), 16 mA (max) 


To construct the minimum transfer characteristic, the minimum levels 
of V P and I DSS are substituted into Eq. (12-1) along with convenient values 
of V cs . 

When F a? = 0 V, 1 D = 4 mA [1 -0/2] 2 = 4 mA. 

Plot point 1 of the minimum transfer characteristic at 1^ = 0 V and I D = 4 
mA (Fig. 12-10). 


When Fes * 0.5 V, 
When V cs =\ V, 
When Vcs =1.5 v > 
When V cs = 2 V, 


f D = 4 mA ( 1 - 0.5/2J 2 = 2.25 mA 
I D = 4 mA [ 1 - l/2] 2 = 1 mA 
I D = 4 mA [1 - 1.5/2] 2 = 0.25 mA 
/ /) = 4mA [1 -2/2] 2 = 0 mA 


(point 2) 
(point 3) 
(point 4) 
(point 5) 


12-5.2 
Saturation 
Current and 
Pinch-off 
Voltage 


Example 12-2 


271 


272 

Field 

Effect 

Transistors 


mA 



DSSImax) 


Figure 12-10. Construction of maximum and minimum transfer characteristics for 
2N5459. 


The minimum transfer characteristic is now drawn through points 1 to 5. 
For the maximum transfer characteristic the above process is repeated using 
I DSS = 16 mA and V p = 8 V. 

When Vcs = 0 V, I D = 16 mA [1 -0/8] 2 = 16 mA (point 6) 


When K ra = 2V, / fl = 9mA (point 7) 

When F gs = 4V, 7 D = 4mA (point 8) 

When = 6 V, 7^ = 1 mA (point 9) 

When Vo; = 8 V, I D = 0 mA (point 10) 


The maximum transfer characteristic is now drawn through the points as 
plotted. 


12 - 5.3 

Trans- 

conductance 


It has been shown that I DSS and V P can readily be determined from the 
drain and transfer characteristics. Two other quantities that can be de- 
termined from the characteristics are the transconductance (g m ) and the drain 
resistance {r d ). The transconductance is simply the slope of the transfer 




characteristic, and since the slope varies, the value of ^GS at which g m is 
measured must also be specified. Forward transfer admittance or transadmittance 
( Yj t ) are other names given to the transconductance (Fig. 12-9). g m (or Yjf) is 
usually expressed in micro Siemens ( /iS) [some device manufacturers still use 
mhos on their data sheets] and is defined as 


gm 


variation in drain current 
variation in gate-source voltage 


(when drain-source voltage is maintained constant) 


Wes 


v as 


( 12 - 2 ) 


From the FET maximum transfer characteristics given in Fig. 12-11, 
determine g m at = — 1 V and V GS = —4 V. 



273 
JFET Data 
Sheet and 
Parameters 


Example 12-3 


Figure 12-11. Derivation of g m from transfer characteristics. 


solution 

From Fig. 12-11 and Eq. (12-2), 


274 

Field 

Effect 

Transistors 


at Vgs = "1 V> ^ = = 3 ’ 4 "iA/V = 3400/^ 

at Vqs = — 4 V, g m = = 1.9 mA/V= 1900 /tS 1 


12 - 5.4 

Drain 

Resistance 


The drain resistance ( r d ) is the ac resistance between drain and source 
terminals when the FET is operating in the pinch-off region. It is also the 
slope of the drain characteristics in the pinch-off region. Since the character- 
istics are almost flat, r d is not easily determined from the characteristics. r d 
may also be designated as r DSS , and in each case the units are ohms, kilohms, 
or megohms. Since r d is usually the output resistance of the FET, it may also 
be expressed as an output admittance : | Y 0J \ =\fr d . 

The drain resistance is defined as 


_ variation in drain-source voltage 
d variation in drain current 

(when the gate-source voltage is maintained constant) 

_ W* 


(12-3) 


From Fig. 12-9, | Y os \ is 10 /xS typical, and 50 /xS at maximum. This 
corresponds to r d — 100 kfl typical and 20 kfi minimum. 


12 - 5.5 

Drain-Source 

on 

Resistance 


The drain resistance ( r d ) is not to be confused with the drain-source on 
resistance R DS , also designated R D(dm y While r d is a dynamic (or ac) quantity, 
&ds is the dc resistance of the channel when the depletion regions are 
removed; i.e., when the device is biased on in the channel ohmic region of 
the characteristics. I D XR DS gives a drain-source on voltage V DS(fin ^ which is 
similar to the V CE (sat) of bipolar transistors. R DS may be typically 100 or 
less, and it is an important quantity for FET’s used in switching circuits 
known as sampling gates. I D X R DS can be much smaller than F C£(sat) , making 
the FET sampling gate superior to the bipolar transistor sampling gates. 


12 - 5.6 

Cate Cutoff 
Current 
and Input 
Resistance 


The gate-channel junction in a JFET is an ordinary /^-junction, and 
since it is normally reverse biased, a minority charge carrier current flows. 
This is the gate- source cutoff current 7^, also called the gate reverse current. For 
the 2N5457, 7^=1 nA at 25°C and 200 nA at 100°C (Fig. 12-9). The 
device input resistance (R cs ) is the resistance of the reverse-biased gate-chan- 
nel junctions, and is inversely proportional to 7^. Typical values of R ^ for 
a JFET are 10 9 at 25°C and 10 7 £2 at 100°C. 


There are several ways in which the FET breakdown voltage may be 
specified. BV DC0 is the drain- gate breakdown voltage with the source open 
circuited. BV^ is the gate-source breakdown voltage with the drain shorted to 
the source. Typical values for each are in the region of 25 V; they are listed 
on the 2N5457 data sheet of Fig. 12-9. Both are a measure of the voltage at 
which the reverse-biased gate-channel junctions break down. 

All devices have a temperature-dependent limit to the power that they 
can dissipate. P D is normally specified at 25°C, with a derating factor 
included for operation at higher temperatures. As in the case of bipolar 
transistors, a maximum power dissipation curve may be drawn upon the 
FET characteristics. 


On the drain characteristics of Fig. 12-12 draw the maximum power 
dissipation curve for a FET with P D = 200 mW operating at a maximum 
ambient temperature of 100°C. The derating factor is 2 mW/°C. 

solution 

P D at 25°C = 200 mW 
Derating factor = 2 mW/°C. 

Maximum ambient rise above 25°C = 100°C — 25°C=75°C. 

P D at \00°C = P D -{2 mW X 75°C) 

= 200 mW— 150 mW = 50 mW 



Figure 12-12. Maximum power dissipation curve at 100'C. 


12-5.7 

Breakdown 

Voltage 


12-5.8 

Maximum 

Power 

Dissipation 


Example 12-4 


275 


276 

Field 

Effect 

Transistors 

When ^ - 10 V, I D -P D / V DS - 50 mW/ 10 V = 5 mA. 

Plot point 1 on Fig. 12-12 at 1^=10 V, I D = 5 mA. 

At *z>s = 15V, 7 D = 50mW/15V = 3.3mA (point 2) 

At V DS = 20 V, I D = 50 mW/20 V = 2.5 mA (point 3) 

At V DS = 25 V, I D = 50 mW/25 V = 2 mA (point 4) 

Join all the points together as shown to draw the maximum power 
dissipation curve for T=100°C. 

12-5.9 

Noise 

Figure 

One advantage of a FET over a bipolar transistor is that the FET 
usually has much lower noise. This is because, unlike the bipolar transistor, 
there are very few charge carriers crossing junction in the FET. As in the 
case of the bipolar device, the FET noise figure ( NF ) is specified as a spot noise 
figure at a particular frequency and bias conditions and for a given value of 
bias resistance. The figure will vary if any of these conditions are altered. 
Noise calculations for a FET circuit are performed in the same way as for a 
bipolar transistor circuit. 

12-5.10 

Capacitances 

Capacitances for FET’s may be specified as gate-drain capacitance ( C gd ), 
gate-source capacitance (C gs ), and drain-source capacitance (C^). Instead of these 
quantities, the capacitance is sometimes specified as the common source input 
capacitance ( C Us ) or ( C gss ). This is the gate-source capacitance measured with 
the drain shorted to the source. In this case a reverse transfer capacitance (C rM ) is 
also specified, C rss being another term for C gd . These quantities are very 
important for FET high-frequency and switching circuits. For the 2N5457, 
C Us is 7 pF maximum and C TSS is 3 pF maximum (Fig. 12-9). 

12-6 

JFET 

Construction 

Junction field effect transistors are normally constructed by the diffu- 
sion process (Chapter 7). Figure 12-13 illustrates one type of construction. 
Starting with a p- type substrate, an n -channel is diffused. Then />-type 
impurities are diffused into the ^-channel to form one side of the gate, the 
substrate forming the other side of the gate. Finally, metal is deposited in 
place to make terminals. With this symmetrical type of construction, the 
drain and source are interchangeable. Other fabrication techniques produce 
devices in which the geometry is not symmetrical. In such cases interchang- 
ing the drain and source terminals would radically affect the device char- 
acteristics. 


Gate 

.terminals 


Drain 


— 



1 

l " 1 

P 



. Silicon dioxide 


“Gates 


Cross section 



Figure 12-13. n-Channel diffused JFET construction. 




Gate o 

i "ill" 

Input C gs ; 

: | R cs Q) 1 r d ^ C ds 


] 9„ v 9 J T 

Source o < 

> — l — J — i — U 


(a) Complete equivalent circuit 


Output 



(b) Low frequency ac equivalent circuit 


Figure 12-14. Equivalent circuits for junction field effect transistor. 


277 




12-7 

FET 


Equivalent 

Circuit 


The complete common source ac equivalent circuit for a field effect 
transistor is shown in Fig. 12-14 (a). The source is common to both input 
and output terminals. The output circuit is defined in terms of a current 
source ( gmX V gs ) supplying current to drain resistance ( r d ). Note that V gs is 
the ac (signal) voltage applied between gate and source. In parallel with the 
output terminals is the drain-source capacitance C^. Input signals will “see” 
the gate-source leakage resistance R ^ in parallel with the gate-source 
capacitance C gs . The drain-gate capacitance C gd is shown connected be- 
tween the drain and gate terminals. R ^ is normally very much larger than 
the bias resistances, so it can be eliminated from the equivalent circuit. For 
low-frequency operation the capacitors can also be eliminated. The sim- 
plified low-frequency equivalent circuit is as shown in Fig. 12- 14(b). 


12-8 

The 

MOSFET 


12 - 8.1 

Enhancement 

Mode 

MOSFET 


Figure 12-1 5(a) shows the construction of an insulated gate FET or metal 
oxide semiconductor FET (MOSFET). Starting with a high-resistive p - type 
substrate, two blocks of heavily doped n-type material are diffused into the 
substrate, and then the surface is coated with a layer of silicon dioxide. Holes 
are cut through the silicon dioxide to make contact with the n-type blocks. 
Metal is deposited through the holes to form drain and source terminals, and 
on the surface area between drain and source, a metal plate is deposited. 
This plate, as will be seen, can function as a gate. 

Consider the situation when the drain is made positive with respect to 
the source and no potential is applied to the gate. The two n -blocks and the 
p - type substrate form back-to-back jfrn-junctions connected by the resistance 
of the p - type material [Fig. 12- 15(b)]. Both junctions cannot be forward 
biased, so only an extremely small drain current flows (i.e., a reverse leakage 
current). If the />-type substrate is now connected to the source terminal, 
there is zero voltage across the source-substrate junction, and the drain- 
substrate junction remains reverse biased. When the gate is made positive 
with respect to the source and the substrate, negative charge carriers are 
induced in the substrate as shown in Fig. 12- 15(c). As the gate potential is 
increased, more and more negative charge carriers are induced in the 
substrate. The induced charge carriers are actually minority charge carriers 
(electrons) within the p - type substrate which are attracted to the positive 
voltage on the metal plate. They cannot flow across the silicon dioxide to the 
plate, so they accumulate at the substrate surface just below the plate. The 
minority charge carriers constitute an n-type channel stretching from drain 
to source. Thus, a drain current flows and its magnitude depends upon the 
channel resistance, which in turn depends upon the number of charge 
carriers induced by the positive gate. The gate potential, therefore, controls 
the drain current. Since the conductivity of the channel is enhanced by the 


278 


Source Gate Metal Drain 



(a) Construction of n-channel enhancement mode MOSFET 



(b) Equivalent circuit when drain-source voltage 
is applied without any gate bias 



(c) Effect of positive gate bias 
Figure 12-15. n-Channel enhancement mode MOSFET. 


279 




280 

Field 

Effect 

Transistors 


Transfer 

characteristic Drain characteristics 



Figure 12-16. Drain and transfer characteristics for n-channel enhancement mode 
MOSFET. 


positive bias on the gate, the device is known as an enhancement mode 
MOSFET. 

The drain and transfer characteristics of the enhancement mode 
MOSFET are shown in Fig. 12-16. Note that the drain current increases 
with positively increasing gate-source bias voltage. Because the gate of the 
MOSFET is insulated from the channel, there is no leakage current in- 
volved. This gives the device a very high input resistance, in some cases 
10 15 12 or greater. Transconductance values for MOSFETs typically range 
from 1000 /LtS to 2000 fxS, i.e., from 1 to 2 mA/V. 

Two symbols for the enhancement mode n-channel MOSFET are 
shown in Fig. 12-17. In each case, the fact that the device has an insulated 
gate is indicated by the gate not making direct contact with the channel. In 
each case the arrowhead is shown pointing from the p - type substrate toward 
the (induced) n-type channel. One symbol shows the source and substrate 
internally connected, while the other symbol shows the substrate connection 
brought out separately from the source. The line representing the channel is 
broken into three sections to show that the channel does not exist until a 
gate voltage is applied, i.e., to show that the device is operated in the 
enhancement mode. 

A /^-channel enhancement mode MOSFET is constructed by starting 
with an n-type substrate and diffusing />- type drain and source blocks. All 
voltage and current polarities are then the reverse of those for the n-channel 
device, and the direction of the arrowhead is reversed in the circuit symbol. 


G o | 


T 


Go 


J 

1 


o Substrate 


Figure 12-17. Circuit symbols for n-channel enhancement mode MOSFET. 


Consider the device illustrated in Fig. 12-18 (a). The construction is 
the same as for the enhancement mode MOSFET, with the exception that a 
lightly doped n-type channel has been introduced between the two heavily 
doped source and drain blocks. When the drain is made positive with respect 
to the source, a drain current will flow, even with zero gate potential. If the 
gate is made negative with respect to the substrate, positive charge carriers 
are induced in the n-type channel. These positive charge carriers absorb free 
negative charge carriers and cause the channel resistance to increase. Drain 
current is decreased, and the effect is similar to that in the n-channel JFET. 
Since the action of the negative voltage on the gate is to deplete the channel 
of free n-type charge carriers, the device is referred to as a depletion mode 
MOSFET. 

If the drain characteristics are plotted for various levels of negative 
gate-source voltage, the curves obtained are very similar to those of an 
n-channel JFET. Now consider what happens if the gate is made positive 
with respect to the substrate. In the n-type channel, additional n-type charge 
carriers are induced, so the channel resistance decreases. Therefore, the 


12 - 8.2 


Depletion 

Enhancement 

Mode 

MOSFET 


Source Gate Drain 



(a) n-channel depletion-enhancement 
mode MOSFET with no bias 



(b) Depletion mode operation 


Figure 12-18. n-Channel depletion-enhancement mode MOSFET. 


281 



282 

Field 

Effect 

Transistors 


Transfer Drain characteristics 



Figure 12-19. Drain and transfer characteristics for n-channel depletion-enhancement 
mode MOSFET. 



D 



S 


Figure 12-20. Circuit symbols for n-channel depletion-enhancement mode MOSFET. 


depletion mode MOSFET is capable of being operated in the enhancement 
mode also. The resultant characteristics are shown in Fig. 12-19. 

The symbols for the depletion -enhancement mode MOSFET (Fig. 
12-20) are similar to those for the enhancement mode device, with the 
exception that the line representing the channel is now solid. 


12-9 

The 

V-MOSFET 


The construction of the V-MOSFET (or V-FET) is quite different 
from that of the MOSFET discussed in Section 12-8. The cross section of an 
n-channel V-FET is illustrated in Fig. 12-21. A V-shaped cut penetrates 
from the surface of the device through n + , p, and n ~ layers almost to the n + 


Source Gate 


Source 


Silicon dioxide 


283 

The 

V-MOSFET 






V 

n~ Epitaxial layer 

. 

■> n* Substrate 


X 


Drain 

Figure 12-21. Cross section of n-channel enhancement mode V-MOSFET. 

substrate. The layers are heavily doped, low resistive material, while the 
n~ layers are lightly doped, high resistive regions. The silicon dioxide layer 
covers both the horizontal surface and the surface of the V-cut. The 
(insulated) gate is a metal film deposited on the silicon dioxide in the V-cut. 
Source terminals make contact (through the silicon dioxide) to the upper n + 
and p layers. The n + substrate is the drain terminal of the device. 

This is an enhancement mode FET; no channel exists between the drain 
and source regions until the gate is made positive with respect to the source. 
As in the case of the enhancement mode MOSFET described in Section 
12-8.1, an n-type channel forms close to the gate when the gate is made 
positive with respect to the source. In the case of the V-FET, this n-type 
channel provides a vertical path for charge carrier flow between the n + 
substrate, i.e., the drain, and the n + source termination. When the 
gate-source voltage is zero or negative, no channel exists and no current 
flow occurs. 

The drain characteristics and transfer characteristics for the enhance- 
ment mode n-channel V-FET are similar to those for the enchancement 
mode MOSFET (Fig. 12-16). As the gate is made more and more positive 
with respect to the source, the channel resistance is reduced and more drain 
current flows. The gate voltage controls the drain current so that, for a given 
level of Vcs> Id remains fairly constant over a wide range of ^DS levels. 

/^-Channel VMOS field effect transistors are also available. As for 
/^-channel JFETS and /^-channel MOSFETS, the characteristics are similar 
to those of the n-channel devices, except that the current directions and 
voltage polarities are reversed. Because the drain terminal of the V-FET is 
at the bottom of the device, instead of at the top surface, the drain can have 
a considerably larger area for any given device size. This allows much 
greater power dissipations than are possible in a MOSFET with both drain 
and source at the surface. 

In the V-FET the channel length is determined by the diffusion 
process, while in the MOSFET, with a channel parallel to the surface of 
the semiconductor, the channel length depends upon the dimensions of the 
photographic masks employed in the diffusion process. By controlling the 


VN88AF 


ELECTRICAL CHARACTERISTICS (25'C unless otherwise noted) 






VN88AF 


Test Cond t ons 




Charact.nttic 

Mm 

Typ 

Max 



1 


BV DSS 

Drain-Source 

80 




V GS = °- *D = 10 nA 

2 


Breakdown 

80 



V 

Vqs 0. Iq 2 5 mA 

3 


v GSIth) 

Gate Threshold 
Voltage 

08 


20 


V DS V GS- 'D ‘ 1 mA 

4 


'GSS 



0 05 

100 

nA 

v G s isv. v DS 0 

s 





500 

V GS IS V. V DS 0. T A 125 C (Note 21 

6 

s 





10 


Vqs Max Rating. Vqs - 0 

7 

A 

T 

'DSS 

Zero Gate Voltage Drain 
Current 



500 

mA 

Vqs 0 8 Max Rating. V GS 0. T A 125 C 
(Note 21 

8 

C 




100 


nA 

V DS = 25 V. V GS 0 

9 


•Dion) 

ON State Dram Current 
(Note 11 

1 0 

2 


A 

Vqs 25 V. V G s - 10 V 

10 





04 



V G s 1 6 V. Iq 0 1 A 

*TT 


v DS(on) 

Drain-Source Saturation 


1 4 

1 7 

V 

V GS - 5V. Iq 0 3 A 

12 


Voltage (Note 1 ) 


1 3 



V GS - 10 V. Iq = 0 6 A 

~ 





30 

4 0 


Vcs'IOV.Iq = ioa 

14 


9m 

Forward Transconductance 
(Note 1 1 

170 

250 


mhos 

Vqs = 24 V. Iq = 05 A 

IS 


C.ss 

Input Capacitance 
(Note 2) 



50 



16 

D 

C rS $ 

Reverse Transfer Capacitance 
(Note 21 



10 

pF 

V G s 0. Vqs = 25 V. 1 = 1 0 MHz 

17 

N 

A 

Cass 

Common-Source Output 
Capacitance (Note 2) 



50 



18 

1 

C 

'd(on) 

Turn-ON Delay Time 
(Note 2) 


2 

5 



19 


l r Rise Time (Note 2) 


2 

5 


See Switching Time Test Circuit 

20 


«d<o»ll 

Turn-OFF Delay Time 
(Note 21 


2 

5 


IT 


1| 

Fall Time (Note 21 


2 

5 




NOTES 1 Pulse test - 80 ms pulse. 1% duty cyiie 2 Sample test 


Output Characteristics 


Transfer Characteristic 



V 0 s OR AIN TO SOURCE VOLT AGE I VOL TSI 



0 2 4 6 8 10 12 

V GS gate TO SOURCE VOLTAGE (VOLTS! 


Figure 12-22. Portion of data sheet for V-MOS field effect transistor. (Courtesy of 
Siliconix, Inc.) 

284 





doping density and the diffusion time, much shorter channels can be created 285 

than are possible with mask control of channel length. These shorter Glossary of 

channels allow greater current densities, which again contribute to larger lmP Terms 

power dissipations. The shorter channel length also allows a higher transcon- 
ductance to be achieved in the V-FET, and very considerably improves the 
frequency response and switching time of the device. 

Another very important factor in V-FET geometry is the presence of 
the lightly doped n ~ epitaxial layer close to the n + substrate. When the gate 
voltage is zero or negative and the drain is positive with respect to the 
source, the junction between the p-layer and the n-Iayer is reverse biased. 

The depletion region at this junction penetrates deep into the n ~ layer, and 
thus avoids punch through from drain to source. Because of this, relatively high 
drain-source voltages can be applied without any danger of device break- 
down. 

The V-MOSFET can now be described as a high-voltage power 
transistor capable of high-frequency and fast-switching operation, and 
having a large transconductance value. 

A portion of the manufacturer’s data sheet for the SILICONIX 
VN88AF n-channel enhancement mode V-MOS power FET is shown in 
Fig. 12-22.The device has a rated maximum power dissipation of 12.5 W, 
can survive a ^DS of 80 V, and can pass a drain current of 2 A. The output 
characteristics show- that, when ^ = 7 V, I D is constant at just over 1.2 A 
for V DS levels in excess of approximately 8 V. 

The transfer characteristic for the VN88AF is almost linear over most 
of its length. The g m of the device is typically 250 mS, or 250 mA/V. This 
compares very favorably with the 6 mA/V (maximum) specified for the 
2N5459 JFET (see Fig. 12-9) and with the 20 mA/V maximum usually 
found in MOSFETs. Since the gain of a FET amplifier is approximately 
g m XR L (see Section 14-3), V-FET stages obviously have much larger gains 
than other FET amplifiers. 


n-channel JFET. Field effect transistor consisting of n-type channel and Glossary of 
p-ty pe gate regions, with gates and channel forming /^-junctions. Important 

p-channel JFET. Field effect transistor consisting of />-type channel and 
n-type gate regions, with gates and channel forming /m-junctions. 

Drain. FET terminal at one end of channel — most positive terminal for 
n-channel JFET. 

Source. FET terminal at opposite end of channel from drain — negative 
channel terminal for n-channel JFET. 

Gate. FET input terminal — controls channel current. 

Unipolar transistor, n-channel or p-channel FET. 

Drain current, l D . Current flowing into or out of the drain terminal. 

Source current, I s . Current flowing into or out of the source terminal. 


Tetrode connected FET. FET with two gate regions, each having separate 
terminals. 

Depletion regions. Regions depleted of charge carriers penetrating into the 
channel when the gate-channel junctions are reverse biased. 

Drain characteristics. Plot of drain current versus drain-source voltage for 
various levels of gate-source voltage. 

Channel ohmic region. Region of drain characteristics in which the FET is 
behaving like a resistor. 

Pinch-off region. Region of drain characteristics in which drain current 
remains almost constant for a given level of gate-source voltage. 

Breakdown region. Region of drain characteristics in which the drain- 
gate junction breaks down. 

Drain saturation current, I DSS . Level of I D at commencement of saturation 
region with gate-source voltage at zero. 

Pinch-off voltage, V p . Drain-source voltage at I DSS , the level of at 
which I D becomes zero. 

Transfer characteristic. Plot of I D versus Vor 

Transconductance, g m . Ratio of I D change to gate-source voltage change 
for a given level of Vds- 

Forward transfer admittance. Same as transconductance. 

Transadmittance, Yj t . Same as transconductance. 

Drain resistance, r d . The drain-source ac resistance when the FET is 
operating in the pinch-off region. The reciprocal of the slope of the 
drain characteristics in the pinch-off region. 

Output admittance, F M . The inverse of r d . 

Drain-source on resistance, Rds* The dc drain to source resistance when 
the FET is biased on in the channel ohmic region of the characteristics. 

Drain-source on voltage, V Ds ^ m y I D X R DS . 

Gate-source cutoff current, I GSS > Small current which flows across the 
reverse-biased gate-channel junctions of a JFET. 

Gate reverse current. Same as Iq^. 

Input resistance, R^. Resistance of reverse-biased gate-channel junctions. 

Drain-gate breakdown voltage, BV^q. Drain- gate voltage at which 
gate-channel junctions break down. 

Gate-source breakdown voltage, BV GSS . Gate-source voltage at which 
gate-channel junctions break down. 

Common source input capacitance, C Ut or C gst . The gate-source capaci- 
tance measured with the drain shorted to the source. 

Reverse transfer capacitance, C ru or C gd . The drain-gate capacitance. 

MOSFET. Metal oxide semiconductor field effect transistor. 

Enhancement mode MOSFET. MOSFET which is off when 1^ = 0. 
Channel conductivity must be enhanced by increasing bias from zero. 


Depletion-enhancement MOSFET. MOSFET which conducts when 

= 0. Channel conductivity can be depleted or enhanced by increasing 
or decreasing bias. 

V-MOSFET. MOSFET in which the gate is V-shaped; high-frequency, 
high-power device. 


12-1. Using illustrations, explain the principle of the n-channel JFET. 
Show the internal depletion regions, and explain their shape. 

12-2. Sketch typical drain characteristics for an n-channel JFET, and 
explain. Indicate and name the regions of the characteristics. Define 
and mark I DSS and V p on the characteristics. 

12-3. Sketch a typical transconductance characteristic for an n-channel 
JFET, and show how g m may be derived from it. 

12-4. Repeat Questions 12-1 and 12-2 for a /^-channel JFET. 

12-5. Draw the complete equivalent circuit for a JFET. Explain the origin 
of each component, suggest typical values, and show- how the circuit 
can be simplified for low-frequency operation. Show how some of the 
parameters involved may be derived from the drain characteristics. 

12-6. Draw sketches to show one type of JFET construction. Label all parts 
and explain. 

12-7. Using illustrations, explain the principle of the n-channel enhance- 
ment MOSFET. Also sketch the device drain characteristics and 
explain. 

12-8. Repeat Question 12-7 for an n-channel depletion-enhancement 
MOSFET. 

12-9. Sketch the symbols and characteristics for n-channel JFET, /^-channel 
JFET, n-channel enhancement MOSFET, n-channel depletion- 
enhancement MOSFET, and /^-channel depletion-enhancement 
MOSFET. 

12-10. Sketch the cross section of a V-MOSFET and explain how it oper- 
ates. 

12-11. Sketch typical output and transconductancc characteristics for a 
V-FET. Briefly discuss the performance of this device and compare it 
to other FET’s. 


12-1. From the drain characteristics in Fig. 12-12, derive the transfer 
characteristic. 

12-2. Using the information provided in the data sheet (Fig. 12-9), con- 
struct the maximum and minimum transfer characteristics for a 
2N5458 FET. 

12-3. From the FET maximum transfer characteristic constructed for Prob- 
lem 12-2, determine the value of g m at 1 / GS — ~ 1 V and 1 ^ =*= — 6 V. 


287 

Problems 


Review 

Questions 


Problems 


288 

Field 

Effect 

Transistors 


12-4. On the drain characteristics shown in Fig. 12-5, draw the maximum 
power dissipation curve for a 2N5458 FET operating at a maximum 
ambient temperature of 125°C. 

12-5. From the transfer characteristics for a VN88AF in Fig. 12-22, de- 
termine the value of g m . Using the output characteristics given in Fig. 
12-22, draw the transfer characteristic for Vds = 10 V. Determine g m 
from this characteristic. 


FET Biasing 


Thermal runaway does not occur with field effect transistors; however, 
the wide differences in maximum and minimum transfer characteristics 
make I D levels unpredictable with simple bias techniques. To obtain reason- 
able limits on the quiescent values of drain current, bias techniques similar 
to those used with vacuum-tube circuits must be employed. For both analysis 
and design of FET bias circuits, a graphical approach is most convenient. 
With few exceptions, MOSFET bias circuits are almost identical to those 
used for JFET’s. 


The dc load line for a FET circuit is drawn upon the device character- 
istics in exactly the same way as was done with the bipolar transistor circuit 
(see Section 5-2). Consider the common source circuit and device character- 

289 


CHAPTER 

13 


13-1 

Introduction 


13-2 

DC Load 
Line and 
Bias Point 

13-2.1 
DC Load 
Line 


290 

FET 

Biasing 


R 




(b) Plotting dc load line 

Figure 13-1. DC load line for common source circuit. 


istics shown in Fig. 13-1. The drain-source voltage = (supply voltage) — 
(voltage drop across R L ): 


V ds =V dd -I d R l ( 13 - 1 ) 

By substituting any convenient values of I D into Eq. (13-1), the correspond- 
ing levels of V DS can be calculated. These points are then plotted on the 
characteristics and the load line is drawn through them. 


Construct the dc load line for the FET common source circuit and 
characteristics shown in Fig. 13-1. 


Example 13-1 


solution 


^ DS ^DD 1 D^L 


When I D = 0, 


291 
Spread of 
Characteristics 
and Fixed 
Bias Circuit 


^DS~ ^DD 


= 24 V 


Plot point A on the characteristics at I D = 0 and V DS = 24 V. 
When V DS = 0, 


0 =v dd -i d r l 

1 V ° D - 24 v 

° R l 2.2 k£2 


= 10.9 mA 


Plot point B on the characteristics at / D = 10.9 mA and V DS = 0 V. The dc 
load line is now drawn through points A and B. 


The dc load line for a FET circuit is a graph of corresponding l D and 
^DS levels for given values of load resistance and supply voltage. The load 
line defines all dc values of I D and Vds that can exist in the circuit. If either 
R l or Vds is changed, a new dc load line must be drawn. 

A dc bias point or quiescent point (Q point) similar to that for bipolar 13-2.2 

transistor circuits is selected on the load line. This point defines the dc The Bias 

conditions that exist in the circuit when no input signal is applied. As Point 

explained in Section 5-2, the bias point may be selected to give maximum 
possible equal positive and negative changes in the output voltage from the 
circuit. Where maximum possible output voltage variations are not required, 
the bias point may be selected at any convenient position on the load line. 

For a FET amplifier circuit, however, Vos must not be allowed to fall below 
the pinch-off voltage [V p on Fig. 13- 1(b)]. Also, since the gain of a field 
effect device is nonlinear, FET amplifiers are usually arranged to give only 
small output voltage variations. The Q_ point for a FET circuit is usually 
selected for a convenient value of gate bias voltage. In Fig. 13- 1(b) the () 
point is at F ay = — 1 V, giving I D = 5.5 mA and ^=11.9 V. 


For a given FET type, typical values of I DSS and V p arc specified on 
the device data sheet. These quantities cannot be specified to close toler- 
ances, so as explained in Section 12-5, the maximum and minimum values 
are also specified. The maximum and minimum values may easily range to 
±50% or more of the typical values. Because of this spread on / ^ and V p , 
there are significant effects on the drain and transfer characteristics. These 
are shown in Fig. 12-10 where the maximum and minimum transfer 
characteristics are plotted for a 2N5459 FET. 


13-3 

Spread of 
Characteristics 
and Fixed 
Bias Circuit 


292 

FET 

Biasing 


Example 13-2 


The circuit of Fig. 13- 1(a) is an example of fixed bias. The gate is 
biased via resistance R c to a negative voltage V G . The maximum and 
minimum levels of I D for a given bias voltage can be best determined by a 
graphical technique. A bias line is drawn vertically on the transfer character- 
istics at the fixed level of V GS . I D(max) and I D(min) are then indicated at the 
intersections of the bias line and the transfer characteristics. 


The maximum and minimum transfer characteristics for the FET in 
the circuit of Fig. 13-1 (a) are shown in Fig. 13-2. Draw the bias line for 
V G = — 1 V and determine the maximum and minimum levels of I D and the 
corresponding Vds levels. 



Figure 13-2. /o( max) ancl in) determination for fixed bias circuit. 


solution 

V G s=Vc=- IV, being a fixed quantity unaffected by I D and Vds- 
Draw a bias line vertically from v cs~ 1 V as shown in Fig. 13-2. 
From the points at which the bias line intersects the characteristic, it is 
seen that / D(max) = 5.5 mA and I D{ndn) = 1.25 mA. 

Eq. (13-1) 


For ^(nu,). 


V DS = 24 V- (5.5 mA X 2.2 kft ) = 1 1 .9 V 


293 

Self-Bias 


For ), 

V DS = 24 V — (1.25 mA X 2.2 kft) = 21.25 V 


Example 13-2 shows that because of the spread in FET characteristics, 
the fixed bias technique is by no means reliable. It is possible to make such a 
circuit function satisfactorily by adjusting V G to give the desired level of 
However, this is acceptable only in an experimental situation. For more 
predictable bias conditions, slightly more complicated circuit techniques 
must be resorted to. 

The process of biasing ^-channel FET’s is exactly the same as for 
^-channel devices, with the exception that all voltage polarities are reversed. 


13-4 

Self-Bias 

In the self-biased circuit a resistance in series with the source terminal 13-4.1 

provides the gate bias voltage. Consider the self-biased circuit shown in Fig. ^ ,ne 

1 3-3. The voltage drop across R s is V Rg = I D XR S . If 1 D = 1 mA and R s = 1 k ft, 
then V Rs = IV- In this case the source terminal is IV positive with respect to 
ground or, in other words, ground is IV negative with respect to the source 
terminal. Since the gate is grounded via R c , the gate terminal is also IV 
negative with respect to the source terminal; i.e., the gate-source bias is 
1^= — IV. It is seen that for the self-biased circuit the gate-source bias 
voltage is 


— IqXRs (1 3 - 2 ) 

To determine the maximum and minimum values of I D> it is best to 
again apply a graphical analysis technique. By selecting convenient values of 
I D and calculating the corresponding levels of Fes i a bias line may be drawn 
upon the transfer characteristics. The points where this bias line intersects 
the transfer characteristics give / D(mu) and I D ( min y Summing the voltage 
drops across R L , the transistor, and R s gives 

Vdd “ “F + Id^s (13-3) 

From Eq. (13-3), the maximum and minimum levels of may be 
calculated once and I D ( mtn) are determined. 


294 

FET 

Biasing 


Example 13-3 


Figure 13-3. Self-biased circuit. 


v oo 



The circuit of Fig. 13-3 uses a FET with the maximum and minimum 
transfer characteristics shown in Fig. 13-4. Determine the values of I D ^ mAx ^ 
and and the corresponding values of V DS . 

solution 

From Eq. (13-2), 


^GS — 

When I D = 0, = 0. Plot point A on the bias line at I D = 0 and = 0. 

When I D = 5 mA, V as = — 5 mA X 1 kS2 = — 5 V. Plot point B at I D = 5 mA, 
^=-5V. 

The bias line for R s = 1 kfi is now drawn through points A and B. 

Where the bias line cuts the maximum and minimum transfer characteris- 
tics, read 


7 Z)(max) = 2.5 mA 


and 


•^D(min) ^*2 mA 


From Eq. (13-3), 


^ds — Vdd ~~ Id^l 


~~ ^DD ■*" Rs) 



For V«)> 

= 24 V - 2.5 mA(3 kfi + 1 kfi) = 1 4 V 

F o r to^iny 

V DS = 24 V — 1 .2 niA(3 k£2 + 1 kft) = 19.2 V 


It is seen from Example 13-3 that the self-bias technique gives closer 
limits on I D , and consequently on >v than the fixed-bias circuit. The 
limits can be even closer if a larger value of R s is used. The bias lines drawn 
as broken lines on Fig. 13-4 are for R s — 2 kfi and 3 k 12, as shown. Although 
the limits of I D are closer with large values of R Sy I D is reduced to quite low 
levels, and this can be a distinct disadvantage. 

As already explained, source resistance R s is included to stabilize the 13-4.2 

drain current. R s will also tend to stabilize I D against signals applied to the Bypass 

gate; i.e., R s will reduce the ac voltage gain of the circuit. C s in Fig. 13-3 is a Capacitor 

large capacitor which acts as an ac short circuit across R s , so that maximum 
ac gain is achieved. As in the case of bipolar transistor circuits, the total dc 
load is ( R l + R s ), and the ac load (with R s bypassed) is R L . Therefore, an ac 
load line must be drawn to describe the ac performance of the circuit. 


13-5 

Self-Bias 

with 

External 

Voltage 


Two methods of employing an external voltage and source resistance 
for FET bias are shown in Fig. 13-5. In the circuit of Fig. 13-5(a) the source 
resistance is connected to a negative supply voltage, while in Fig. 13-5(b) a 
potential divider (R x and R 2 ) is used to derive a positive bias voltage from 
Vdd- The procedure for drawing the bias line for each of these circuits is 
similar to that for the self-bias circuit. 

For the circuit of Fig. 13-5(a), 

Vss = V cs 


Vcs~ Kss 

For the circuit of Fig. 13-5(b). 


(13-4) 


f'c “ ^GS 




Figure 13-5. Two forms of self-bias with external voltage. 


2% 


and 


r/ _ ^ DD X ^2 

c R { + R 2 

,, _ V, DD X ^2 

Vcs ~ R t + R 2 




(13.5) 


In each case convenient values of I D can be substituted into the above 
equations to determine the corresponding ^gs levels. These values may then 
be used to plot the bias lines on the transfer characteristics. 


The circuits of Fig. 13-5(a) and (b) use FET’s with the maximum and 
minimum transfer characteristics shown in Fig. 13-6. Draw the bias line for 
each circuit, and determine and in each case. 

solution (a) 

From Eq. (13-4), when I D = 0, = F^ = 3 V.Plot point A on the character- 

istics (Fig. 13-6) at I D = 0 and V GS = +3 V. 

When I D — 1 mA, ^ = 3V-(1 mAx3kfi) = 0. 

Plot point B at I D = \ mA and F^ = 0 V. 



Figure 13-6. and determination for self-bias circuit with external voltage. 


297 

Self-Bias 

With 

External 

Voltage 


Example 13-4 


298 

FET 

Biasing 

Draw the bias line through points A and B. Where the bias line intersects 
the transfer characteristics, read I D(m3ut) = 1 .9 mA and / £>(min) = 1 .3 mA. 

solution (b) 

From Eq. (13-5), when 7^ = 0 

_ 24 VX1 M£2 
^ 3MS2+1M& 

= 6 V 

Plot point C on the transfer characteristics at I D = 0 and = 6 V. 

When I d = 2 mA, 

T7 24VX1MS2 /n o, ^ 

(3MJ2 + 1MB) ( 2mAx3kQ )-° 

Plot point D at I D = 2 mA and = 0 V. 

Draw the bias line through points C and D. Where the bias line intersects 
the transfer characteristics, read 7 £ )( ma *)=2.8 mA and 7 D(min) = 2.2 mA. 

13-6 

Design 
of FET Bias 
Circuits 

It is instructive to compare the results of Example 13-4 to those of 
Example 13-3. The difference between and I D(jt ^ n ) in Example 13-3 is 

1 .3 mA, while for Example 1 3-4 the difference is 0.6 mA in each of the two 
cases. It is seen that the circuits which have an external bias voltage as well 
as a source resistance maintain I D within closer limits than the circuit which 
has only a source resistance. The reason for the improvement is that R s is 
larger in the latter example. R s could also be made larger in the circuit 
without external bias, but I D would then be reduced to a very low level. 

The design process for FET bias circuits is simply the reverse of the 
analysis process. The maximum and minimum acceptable levels of I D are 
first specified. These are then marked on the transfer characteristics, and the 
bias line is drawn through them. The reciprocal of the slope of the bias line 
determines the value of the source resistance, and the point at which the bias 
line intersects the horizontal axis of the characteristics indicates the required 
external voltage. 

Example 13-5 

A JFET with the transfer characteristics shown in Fig. 13-7 is to be 
connected in a circuit with a drain load resistor of 4.7 k£2 and a supply 
voltage of V dd = 30 V. V D is to be approximately 20 V, and is to remain 
constant to within ± 1 V. Design a suitable self-bias circuit with external 
bias voltage. 



299 
Design 
of FETBias 
Circuits 


Figure 13-7. Graphical process in bias circuit design. 


solution 

The circuit is as shown in Fig. 13-5 (b) with different resistance and voltage 
values. 


Vo=V DD -l D R L 
V D 30 V — 20 V 
4.7 kfl s 


*2.1 mA 


For V D to be constant to within ± 1 V, 


±1 V _ ±1 v 

D ~ R l ” 4.7 kS2 


±0.2 mA 


= (2.1 ±0.2) mA 
7 D(min) = (2.1-0.2)rnA=1.9 mA 
W)" (2. 1+0.2) mA = 2.3 mA 


Now mark / /)(max) = 2.3 mA (point on the maximum transfer 
characteristic (Fig. 13-7), and 7 /)(min) * 1 *9 mA (point Y) on the minimum 
transfer characteristic. Draw the bias line through these two points, and 
extend it until it intersects the horizontal axis of the transfer characteristics. 


300 

FET 

Biasing 


The reciprocal of the slope of the bias line is determined over any 
convenient range. From points A and B on the bias line, 


A V 
M 


10 V 
2.5 mA 


= 4kfi 


The bias line intersects the horizontal axis at F c = 7 V; therefore, an 
external bias of 7 V is required. 

V *-*tt XVD > [ seeFi S 13 - 5 ( b )] 

R 2 _ v c _ 7 V 
R x + R 2 V dd 30 V 

^2 = J_ 

R x 23 


R 2 and R x should be as large as possible to avoid overloading input 
signals. If R 2 is 700 kfl, for example, then R x = 2.3 Mfi. 


13-7 

Biasing 

MOSFET'S 


MOSFET biasing is as simple as JFET biasing. In the case of 
depletion-enhancement devices, the gate-source voltage may be either posi- 
tive or negative. For enhancement MOSFET’S, the gate-source voltage must 
have the same polarity as the drain supply; i.e., must be positive for an 
n-channel device and negative for a /^-channel FET. 


13 - 7.1 

Fixed Bias 
for 

MOSFET's 


Consider the two circuits and graphical analysis shown in Fig. 13-8. 
Both circuits employ a depletion-enhancement device, so may be 
positive, negative, or zero. The circuit in Fig. 13-8(a) has the device gate 
grounded via resistor R c and the source terminal grounded directly. is 
zero, and the bias line is drawn vertically at Vos = 0 on the transfer 
characteristics in Fig. 13-8(c). I D ^ miuC) and can be read where the 

maximum and minimum transfer characteristics cut the bias line. 

In the circuit of Fig. 13-8(b), V GS is a positive voltage ( V c ) determined 
by v DD and potential divider R x and R 2 . To analyze the circuit, a vertical 
line is drawn on the transfer characteristics at Vcs- V c- Again, the maxi- 
mum and minimum values of I D are indicated by the intersections of the 
transfer characteristics and the bias line. 

The circuit in Fig. 13-9(a) employs an n-channel enhancement 
MOSFET. This device must have its gate voltage positive with respect to the 
source for drain current to flow. Potential divider R x and R 2 connected 
across Vdd provides the required V c . The bias line is drawn vertically on the 
transfer characteristics [Fig. 13-9(b)] at Vcs= Vo and the maximum and 
minimum levels of I D are determined as shown. 



Figure 13-8. Two fixed bias circuits and graphical analysis for depletion-enhancement 
MOSFET. 


The self-bias circuit of Fig. 13-10 is analyzed exactly as was done for 
the similar JFET circuit. 


The depletion-enhancement MOSFET in the circuit of Fig. 13-10 has 
the transfer characteristics shown in Fig. 13-11. Determine the maximum 
and minimum values of I D for the circuit. 


solution 


_ V D q X R 2 
c R x + R 2 

_ 20 VX200 kfl 
“ 300 left + 200 kfi 

Vcs-Vc-Ws 


301 

Biasing 

MOSFETS 




13-7.2 

MOSFET 

Self-Bias 


Example 13-6 




Figure 13-9. Fixed bias circuit and graphical analysis for enhancement MOSFET. 



Figure 13-10. Depletion-enhancement MOSFET with self-bias and external bias voltage. 
When I D — 0, 


F a =8V-0=8V 

Plot point A on the transfer characteristics at I D = 0 and v - 

When V GS = 0 


0 = 8 V-(I D X \ kfi) 
8 V 




1 kQ 


= 8 mA 


Plot point B on the characteristics at Vos = 0 and I D = 8 mA. 


302 


303 

Problems 



Figure 13-11. Graphical analysis for self-biased depletion-enhancement MOSFET 

Draw the bias line through points A and B. Where the bias line 
intersects the maximum and minimum transfer characteristics, read 

Id( max) = 8.5 mA 

^>( min) “7.2m/\ 


Fixed bias. Circuit in which the source is grounded and a constant bias Glossary of 
voltage is applied to the gate. Important 

Self-bias. Circuit in which the gate is grounded via a high resistance, and a 
resistance is included in series with the source. 

Self-bias with external voltage. Circuit with source resistance and a fixed 
level of gate-source voltage greater than zero. 

Bias line. Line drawn upon transfer characteristics to define all possible 
bias conditions. 


13-1. A common source amplifier has 1^ = 20 V and R L — 3.9 k 12. If the Problems 
FET used has the drain characteristics shown in Fig. 12-12, draw the 
dc load line and determine a suitable value of gate bias voltage. 

13-2. The FET used in the circuit of Fig. 13-12 has the maximum and 
minimum transfer characteristics shown in Fig. 13-11. Draw bias 
lines for (a) V G = V, and (b) V G = + 1 V. In each case determine 

the levels of ^D(min)> ^O(max)* an< ^ Ko(min)' 


304 

FET 

Biasing 


R l | 2.2 kQ 


-o v dd 
+ 30 V 


In 


t 1 MO 

^G 

\ 


Figure 13-12. 


13-3. Draw circuits to show a JFET circuit using (a) fixed bias, (b) 
self-bias, (c) self-bias with external voltage. In each case include the 
necessary bypassing capacitors and briefly explain. 

13-4. The FET used in the circuit of Fig. 13-13 has the transfer characteris- 
tics shown in Fig. 13-14. Draw the bias line and determine the 
maximum and minimum levels of I D . Also calculate the maximum 
and minimum levels of V D and Vds- 

13-5. The circuit in Problem 13-4 is to be redesigned to give I D within the 
limits of 1 to 1.3 mA. Draw the new bias line and determine the new 
value for R s and the new ratio for R 2 / R v 

13-6. Determine the maximum and minimum values of V D for the circuit 
of Fig. 13-15. The FET transfer characteristics are shown in Fig. 
13-16. 



Figure 13-13. 


305 

Problems 



Figure 13-14. 


13-7. The FET used in the circuit of Fig. 13-17 has the transfer characteris- 
tics shown in Fig. 13-14. Determine maximum and minimum levels 
of I D and V D . 

13-8. The self-bias circuit of Fig. 13-3 is to be redesigned to give I D within 
the limits of 0.5 to 1.5 mA. If the FET used has the transfer 
characteristics shown in Fig. 13-14, draw the bias line and determine 
the new value for R s . 



Figure 13-15. 


306 

FET 

Biasing 



13-9. The FET’s employed in the circuits of Figs. 13-13 and 13-17 have 
typical drain characteristics as shown in Fig. 13-18. Construct the dc 
load line for each circuit. Note that the total dc load is R L + R s . 

13-10. Determine the maximum and minimum levels of V DS when the gate 
bias voltage in Example 13-2 is changed to — 1.5 V. 

13-11. A self-bias circuit uses a JFET with the transfer characteristics shown 
in Fig. 13-14. If #5 = 3.9 kfl, R L = 5.6 kfl, and 1^ = 20 V, determine 
the maximum and minimum levels of V D . 



Figure 13-17. 





Figure 13-18. Drain characteristics for the circuits in Figs. 13-13 and 13-17. 


307 

8iasing 

MOSFETS 


13-12. If R s in Problem 13-11 is changed to 2.7 k£2, determine the new 
maximum and minimum levels of V D . 

13-13. A FET circuit using self-bias with external voltage (circuit as in Fig. 
13-13) has R l = 3.3 kfl, R s = 3.3 kft, /?, = 1 MS2, /? 2 = 130 kft, and 
V DD = 25 V. The FET transfer characteristics are as shown in Fig. 
13-14. Determine the maximum and minimum levels of V D . 

13-14. Determine the new maximum and minimum levels of V D when the 
JFET is replaced by a MOSFET with the characteristics in Fig. 
13-11, (a) in the circuit of Problem 13-4; (b) in the circuit of Problem 
13-7. 

13-15. The circuit of Fig. 13-10 is to be redesigned to have V D between 15 
and 18 V. R L is to be changed to 6 kfl. Using the transfer characteris- 
tics in Fig. 13-14, determine suitable new values for R j, R 2 > and R s . 

13-16. The MOSFET circuit in Fig. 13-8 (b) uses a device with the 
characteristics in Fig. 13-11. R L = 1 kfl and ^DD = 24 V. Determine 
the ratio of R 2 to /?, which will give V D between 10 and 15 V. 

13-17. A self-biased MOSFET circuit with external bias (as in Fig. 13-10) is 
to have R L =3.3 k£2 and ^DD = 30 V. The circuit is to be designed to 
give a V D level between 20 and 23 V. Using the transfer characteris- 
tics in Fig. 13-11, determine suitable values for /?,, R 2> and R s . 


CHAPTER 

14 


14-1 

Introduction 


14-2 

The Common 
Source 
Circuit 


Basic 

FET 

Circuits 


There are three basic FET configurations: Common source , common drain , 
and common gate. These are similar to the three bipolar transistor circuits. Of 
the three, the common source circuit is the most frequently used because of 
its good voltage amplification and high input impedance. The common 
drain and common gate circuits are applied as buffer amplifiers and 
high-frequency voltage amplifiers, respectively. 


The common source circuit is the FET equivalent of the bipolar transistor 
common emitter circuit and the vacuum-tube common cathode circuit. Like 
its transistor and tube equivalents, the common source circuit is used very 
frequently because of its good voltage amplification. Figure 14-1 shows an 
n -channel JFET connected as a common source amplifier. The gate is biased 
negative with respect to the source by voltage — V c which is connected via 
the gate resistance R c . The load resistance R L is connected in series with the 
drain and the supply voltage V DD . Input signals are capacitively coupled to 


308 



309 

The Common 
Source 
Circuit 


the gate via C,, and the output is taken from the drain via C 2 . The source 
terminal is common to both input and output. 

To study the operation of the circuit, assume that the gate bias voltage 
V G is such that I D = 1 mA. Also let the transconductance of the FET be 

Sn, ~ 5000 /iS 

The voltage drop across R L — I D R L = 1 mA X 10 kfi = 10 V, and the drain to 
source voltage is f / DS = V DD — {I D R L ) — 2 0 V- 10 V= 10 V. 

If a +0.1 V signal is now applied to the gate, the gate negative bias is 
decreased by 0.1 V, the depletion region penetration is reduced, and I D is 
increased. The new value of I D is 

I D = l mA+(^xAy 
= 1 mA + (5000X 10 -6 X0.1) 

= 1 mA + 0.5 mA = 1 .5 mA 

The new value of drain voltage is 

V D =V DD -I D R L 

= 20- (1.5 mAX 10kfl) = 5 V 

Thus, an input signal of +0.1 V at the gate causes V D to decrease from 
10 V to 5 V; an output change of —5 V. 

Similarly, if an input signal of —0.1 V is applied to the gate, the gate 
negative bias is increased by 0.1 V, the depletion regions penetrate deeper 
into the channel, and I D is decreased. 

I D then becomes 

/„ = ■ mA + (j.XiK c ) 

= 1 mA + (5000X I0~ 6 X —0.1) 

= 1 mA — 0.5 m A = 0.5 mA 


310 

Basic 

FET 

Circuits 

and V D — V DD IqRl 

= 20 — (0.5 mA X 10 kU) 

= 15 V 

Now, an input signal of —0.1 V on the gate caused V D to increase 
from 10 to 15 V, an output change of +5 V. 

The above analysis shows that the common source circuit provides an 
amplified output voltage at the drain terminal when an input signal is 
applied to the gate. It also shows, as illustrated in Fig. 14-1, that a 
positive-going signal produces a negative-going output, and vice versa; i.e., 
there is a 180° phase shift between input and output. 

14-3 

AC Analysis 
of Common 
Source 
Circuit 


14-3.1 

Equivalent 

Circuit 

To draw the ac equivalent circuit for the common source amplifier of 
Fig. 14-1, the supply voltages and capacitors are replaced with short circuits, 
and the device is replaced with its own ac equivalent circuit. Using the FET 
low-frequency equivalent circuit from Fig. 12-14, the common source ampli- 
fier equivalent circuit is shown in Fig. 14-2. 

14-3.2 

Voltage 

Gain 

From Fig. 14-2, 

Output voltage = I d X ( r d \\R L ) 

r d XR L 

and h—uYi 

r, X R. 

V = -g m V t X - — 

' • r d +R L 

Voltage gam = A v = ^ ^ + (14-1) 

If, as frequently is the case, r d ^>R Lt then r d + R L ^r d , and Eq. (14-1) becomes 


A Sm ^d R L 



T d 


or 


Av^~g m R i 


(H-2) 


0 311 

AC Analysis 
of Common 
Source 
Circuit 

S 

Figure 14-2. AC equivalent circuit for common source amplifier. 



This is an approximate expression for common source voltage gain which 
may be useful occasionally. 


The common source amplifier shown in Fig. 14-1 uses a 2N5457 FET. Example 14-1 
Calculate the typical value of circuit voltage gain. 


solution 

From Fig. 12-9, 


1 1 

I yj 10X10' 6 
fc-liy-3000 ps 


100 kQ 


From Eq. (14-1), 


, -gm T d R L 

A, = — — 

‘ r d +R L 

— 3000X 10~ 6 X lOOX 10 3 X IPX 10 3 
(100Xl0 3 )-f(10X10 3 ) 


-27.3 


Using Eq. (14-2), 


A»^-gm R L 

= — 3000 X 10 _6 X 10X 10 3 = -30 


At low frequencies, the output imp>edance is simply 14-3.3 

Output 

Z 0 = R L \\r 4 asR L (14-3) Impedance 

At high frequencies, R L and r d are shunted by the drain-source capacitance 


Example 14-2 


14-3.4 

Input 

Impedance 


For the circuit of Fig. 14-1, r d = 100 kS2 and C DS = 3 pF. Calculate the 
low-frequency output impedance, and determine the output impedance at a 
signal frequency of 1 MHz. 


solution 

Low-frequency output impedance: 


4 = 

X = 


lOOkGxlOkfi 
100 kfi+lOkfi 
1 

2 irfCos 


= 9.09 kft 


At /= 1 MHz, 


X = : 

f 27rX 1 X 10 6 X3X 10“ 12 

4 = 4114 

R n XX r 


=53 k£2 


141 = 


y]i R 0 2 + X ( 2 

9.09 kftX53 k g 
[(9.09 kfi) 2 + (53 kG) 2 ] 1/2 


( R 0 is resistive and X c is reactive) 


= 8.96 k ft 


At low frequencies, the input impedance Z t is the bias resistance R G . 
To be strictly correct, Z t = RqWR^ but since Rgs is usually very much 
greater than the bias resistance, 


Z^R C ( 14 - 4 ) 

At higher frequencies, the input capacitance shundng R c becomes 

effective. It is important to note that the actual capacitance presented to an 
input signal is amplified by the Miller effect (see Section 8-5), just as in the 
case of bipolar transistor and vacuum-tube circuits. 

c i„=C es + (l+A')C g<l 

where A 0 is the circuit voltage gain &,(/?/. ||r rf ). 

C m =C g ,+ [l+gJR L h)]C g<t ( 14 - 5 ) 

The input resistance is usually much larger than the signal source 

resistance. Consequently, when the input frequency is increased until X c is 


312 


several times the signal source resistance, the signal is potentially divided 
across X c and the signal source resistance, and the overall amplifier gain 
begins to be reduced. 


313 

The 

Common 

Drain 

Circuit 


The common source amplifier in Fig. 14-1 uses a 2N5457 FET. 
Calculate the typical value of input capacitance for the amplifier. 

solution 

Using typical parameters from Fig. 12-9 for the 2N5457 FET, 

C ut = 4.5 pF and C ru — C gd = 1 .5 pF 

c gs = c ut - C ru = 4.5 pF - 1 .5 P F = 3 pF 


T d = 


_L 

y m 


= 100 kfi 

10X10' 6 


gm = \Y /s \ = 3000 pS 


From Eq. (14-5), 

C^C t , + [\+g m {R L \\rA]C ti 

= 3 pF + [l + (3X 10“ 3 )(10 kfi||100 kfi)] 1.5 pF 
= 45.4 pF 


Example 14-3 


In the common drain amplifier , also called the source follower , the load 
resistance ( R L ) is in series with the source terminal as shown in Fig. 14-3. 
This circuit is the FET equivalent of the common collector bipolar transistor 
circuit and the vacuum-tube common plate circuit. In the circuit of Fig. 
14-3, the gate bias voltage V G is not equal to the gate-source voltage 
Instead 


14-4 

The 

Common 

Drain 

Circuit 




Assume that I D = 1 m/\, Vqs = “2 V, and = 5000 pS: 

I d R l = 1 mAX10kfl=*10 V 
and V g =-2 V+10V*8 V 


Note that the gate is 8 V above ground level, and the source terminal is 


314 

Basic 

FET 

Circuits 



Figure 14-3. Common drain amplifier. 


10 V above ground. Consequently, the source is 2 V more positive than the 
gate; i.e., the gate-source bias is —2 V. 

The dc conditions are now established as 


I D = 1mA, V S =10V, F c = 8 V 


Now calculate the input voltage necessary to produce a + 1 V change 
in the output voltage: The new value of voltage at the FET gate is V G + V iy 
where V i is the signal voltage. The new value of V Rl is {I D + A/ Z) )X 10 k£2 
and V Rl — 10 V+1V=11V. Thus, 11 V=(I D + AI D )X 10 M2. 


and 


and 


A In 


11 V 


D 10 M2 
A = Sm X AF C5 
A/n 


— = 0.1 mA 


AF gs = — mA =0.02 V 

5000 X10" 6 

V G + K = (^ + AF gs ) + (4 + A/ d )^ 

8 V+ ^. = ( — 2 V + 0.02 V) + (l mA + 0.1 mA) 10 M2 
K = — 1 .98 V + 1 1 V-8 V= + 1.02 V 


Therefore, to produce an output change of -I- 1 V required an input 
change of + 1.02 V. Thus, the common drain amplifier has a voltage gain of 
approximately 1 and no phase shift between input and output (Fig. 14-3). It 
can also be said that output voltage changes approximately follow the input 
voltage changes, hence the name source follower. 


14-5 

AC Analysis 
of Common 
Drain 
Circuit 


As in the case of the common source circuit, the ac equivalent circuit 14-5.1 

for the common drain amplifier is drawn by replacing supply voltages and Equivalent 
capacitors with short circuits, and replacing the device with its own ac 
equivalent circuit. The common drain equivalent circuit is shown in Fig. 

14-4. Note that the current generator is g m V gs , where V gs ** V t — V 0 . Also note 
that R c is R x in parallel with R 2 (see Fig. 14-3). 


From Fig. 14-4, 


P.-4fX(rJ| Rl) 


14-5.2 

Voltage 

Cain 


and 

Therefore, 


Solving for V 0 , 


-4* 


r d + R L 


h~SmV,.~gm( V i- K) 


v.-uW- 


V.) 


'd^ R L 

r d +R L 


K( r d+ R l) = g. K r d R L~gm K r d R L 


K( r d + R L+ gn, r d R t) = g* K ' d R L 


r d R. 

V = e V — 

o U ' r d + R L + g m T jR l 


(14-6) 


S 
D 

Figure 14-4. AC equivalent circuit for common drain amplifier. 



315 


The voltage gain is 


316 

Basic 

FET 

Circuits 



= gm 


T d R L 

r d + R L + Sm r d R L 


(14-7) 




Example 14-4 The common drain amplifier in Fig. 14-3 uses a 2N5457 FET. Calcu- 

late the typical value of circuit voltage gain. 

solution 

From Fig. 12-9, 

r,= j^|=100kJ2 

& -|y A |-3000 ( is 

From Eq. (14-7), 

A = 3000 X 10~ 6 X 100 X 10 3 X 10 X 10 3 

" ( 100 X 10 3 ) + (10 X 10 3 ) + (3000 X 10 - 6 X 100 X 10 3 X 10 X 10 3 ) 

= 0.965 


14-5.3 Consider Eq. (14-6): 

Output 

Impedance Tj R t 

V 0 = g m V- — 

o 'r d + R L + g m r d R L 

g m V i is an output current directly proportional to V-, and (r d jR L )/(r d + jR l + 
&* r A) = a resistance, Z 0 . 

This can be rewritten 

^ r d R L 

r d + R L( 1+ gm r d) 

[rd/( l+ Sm r d)] R L 

[ r d/( l +gm r d)] +R L 

-R I f ± 

L U+t-r, 

1 


R > 


(14-8) 





317 
AC Analysis 
of ihe 
Common 
Drain Circuit 


Figure 14-5. Modified equivalent circuit for common drain amplifier. 


Using this knowledge, a modified equivalent circuit (Fig. 14-5) can be 
drawn for the common drain amplifier. 


The common drain amplifier of Fig. 14-3 has a FET with r d = 100 kfi 
g„, = 3000 /iS. Calculate the circuit output impedance. 


solution 


r d 


I00X10 3 

1 +(3000 X10 _6 X 100 X 10 3 ) 


= 332 0 


From Eq. (14-8) 


Example 14-5 


Z Q = 10kfl||332fl 

10 kflx332 £2 
10 kfl + 332 ft 


Just as was the case in the common source circuit, the bias resistances 
constitute the input resistance for a common drain amplifier. For the circuit 
in Fig. 14-3 the input resistance is 


14-5.4 

Input 

Impedance 


Z-R,\\R 2 (14-9) 

The drain-gate capacitance C gd is in parallel with Z t . The gate-source 
capacitance C gt still exists between gate and source terminals, but since the 
source voltage follows the gate voltage, only a fraction of the input signal 
appears across the gate-source terminals. All the signal voltage appears 
across C gd , however, so C gf has a negligible effect by comparison with C^. 
The input capacitance begins to affect the circuit gain when X c * d is reduced 
to several times the signal source impedance. 


14-6 

The 

Common 

Gate 

Circuit 


In the common gate circuit , the input signal is applied to the source 
terminal, and the output is taken from the drain. The circuit in Fig. 14-6 
also shows that the gate is grounded, that the load resistance R L is in series 
with the drain, and a source resistance R s is included. A signal voltage V t is 
developed across R s , and since the gate is grounded, V i is also developed 
across the gate source terminals. 

Assume an I D of 1 mA and a g m of 5000 /iS for the circuit of Fig. 14-6. 

The drain voltage is 

r D =y DD -(W 

= 20 V — ( 1 mAxl0kS)-10V 

The voltage drop across R s is 

1^ = X 

= 1 mAX 1 kfl=l V 

This means that the source terminal is IV positive with respect to 
ground, or to put it another way, ground is — IV with respect to the source 
terminal. Since the gate is grounded, it is also —IV with respect to the 
source terminal; i.e., the gate-source voltage Vqs = —IV. 

If an input signal of +0.1 V is now applied to the source, the voltage 
drop across R s becomes 1.1 V. Vcs also becomes — 1.1 V; i.e., is changed 
by —0.1 V. This causes I D to be reduced. The new value of I D is 

I D = 1 mA “(^ xA,/ J 

-1 mA-(5000Xl0‘ 6 X0.1) 

= 1 mA — 0.5 mA 
= 0.5 mA 



318 


The new value of drain voltage is 

V»=V D d-1 D Rl 

= 20 -(0.5 mAXlOkfi) 
= 15 V 


Thus, an input signal of +0.1 V at the source caused V D to increase 
from 10 to 15 V, i.e., a change of +5 V. Similarly, it can be shown that an 
input of —0.1 V will cause the drain voltage to be reduced from 10 to 5 V. 

From the above analysis it is seen that the common gate circuit 
provides voltage amplification, and that the output voltage at the drain is in 
phase with the input voltage at the source. Another very important point is 
that since 1 D flows through the source as well as the drain, the signal voltage 
source has to supply the I D changes. As will be seen, this gives the common 
gate circuit a very low input impedance. 


Replacing supply voltages and capacitors with short circuits gives the 
ac equivalent circuit in Fig. 14-7(a). Substituting the device equivalent 
circuit gives the complete ac equivalent circuit shown in Fig. 14-7(b). Note 
that the current source (g m V is ) is connected between the drain and the 
source terminals, as always. However, since the source and the drain are the 
input and output terminals, respectively, for the common gate circuit, 
( g m V v ) appears between the input and the output. 

The output voltage is 


and 


V-l d X{f 4 \\R L ) 


-4x 


*d+ R L 


4 


g m V V =im 


V, 


V = gm (/ X 


T d R L 

r d +R L 


The voltage gain is 


gm r 4 R L 


319 

AC Analysis 
of the 
Common 
Gate Circuit 


14-7 

AC Analysis 
of the 
Common 
Gate Circuit 


14 - 7.1 

Equivalent 

Circuit 


14 - 7.2 

Voltage 

Gain 


A, 


r, + Rt 


( 14 - 10 ) 


320 

Basic 

FET 

Circuits 


Example 14-6 


14-7.3 

Output 

Impedance 




Figure 14-7. AC equivalent circuits for common gate circuit. 

This is the same as the voltage gain equation for the common source 
amplifier, except that the gain is a positive quantity. The absence of a minus 
sign from the gain formula indicates that V 0 is in phase with V-, as shown in 
Fig. 14-6. 


The common gate amplifier in Fig. 14-6 uses a 2N5457 FET. Calcu- 
late the typical value of circuit voltage gain. 

solution 

The calculation is exactly the same as for Example 14-1, except for the sign 
change. 

0 T R 

A 0 = m - ~ = 27.3 (see Example 14-1) 

r d+ R L 


Referring to the ac equivalent circuit in Fig. 14-7(b), note that the 
common gate output impedance is R L in parallel with r d . 


Z=R L \\r d ^R L 


( 14 - 11 ) 


Z 0 is, of course, the low-frequency output impedance. At high frequencies, 
this will be modified by the parallel capacitance C gd . 


The ac equivalent circuit of Fig. 14-7(b) shows that, ignoring the 
current through R s> the input current is I d . 

'« = g m V g s = g m V t 

Thus, the input impedance to the device source terminal is VII. = 
The circuit input impedance is 


14-7.4 

Input 

Impedance 


z t = — 

g m 


Rs 


(14-12) 


Actually, R L and r d can be shown to be involved in R t> but the 
difference is quite negligible. 


Calculate the input resistance for the common gate amplifier in Fig. Example 14-7 
14-6. Assume that the device is a 2N5457. 


solution 

From the data sheet for the 2N5457 (Fig. 12-9), 

*,-1^1-3000 ,1 S 

or — = ! =333 0 

g„ 3000 X 10~ 6 


From Eq. (14-12), 





333X 1 kS 2 
333+1 kfi 


= 250 n 


The common gate amplifier has a very low input impedance which 
requires that the signal have an even lower source impedance. With the 
common source circuit, the Miller effect amplifies the input capacitance and 
limits the high-frequency response. Miller effect occurs only where the 
output voltage is antiphase to the input. Where the output is in phase with 
the input, as in the common gate circuit, the capacitance between input and 


321 


322 

Basic 

FET 

Circuits 


output terminals tends to be reduced instead of amplified. The only input 
capacitance of any importance is the gate source capacitance C gs . This low 
input capacitance gives the common gate circuit a much better high- 
frequency response than the common source circuit. 


14-8 

BI-FET 

and BI-MOS 
Circuits 


The major advantage of FET’s over bipolar transistors is the very high 
input resistance of the FET. In the case of JFET’s and ordinary MOSFET’s, 
i.e., not V-FETs, the gain of a single stage is considerably less than that of a 
bipolar single-stage amplifier. For a bipolar stage, ^ = 200 to 500, typically. 
For a FET, A v = g m R L . With a typical g m of 4 mS and = 10 kfi, ^ = 40. 
(For a V-FET, g m could easily be 100 mS, giving A v = 1000.) 

Field effect transistors are frequently combined with bipolar stages to 
give multistage circuits which have a very high input resistance. Where 
JFET’s are combined with bipolars, the circuits are known as BI-FET 
circuits. When MOSFET’s and bipolars are combined, the name BI-MOS is 
applied. Several BI-FET and BI-MOS amplifier circuits are illustrated in 
Figs. 14-8 through 14-10. 

Figure 14-8 shows a self-biased JFET stage capacitor coupled to a 
common emitter stage with emitter current bias. The circuit has a very high 
input resistance and an overall voltage gain less than that of a two-stage 
bipolar circuit. 



Figure 14-8. Two-stage BI-FET ampfifier. 



Figure 14-9. BI-MOS DC feedback pair. 




(a) Using p-channel FETs (b) Using n-channel FETs 

Figure 14-10. Differential FET input stages used in BI-FET operational amplifiers. 


323 


Example 14-8 


Analyze the BI-FET circuit in Fig. 14-8 to determine overall voltage 
gain, input impedance, and output impedance. The FET has g m = 5 mS, and 
the bipolar transistor has k u — 2 k£2 and fy, = 100. 


solution 

Input impedance Z'czR l = 1 Mfi. 

Output impedance Z 0 c^.R 6 = 5.6 kfi. 

4> = 4»1 X ^d2 


=^Ax 


fy^Z.2 


where R L1 = /? 2 ||/? 4 ||/y 

i4„ = 5 mA/V[3 kS2|| 100 kfi||47 kfi||2 kS2] X —g — 
=il600 


The circuit in Fig. 14-9 is a BI-MOS version of the DC feedback pair 
explained in Section 9-3. is self-biased with an external gate voltage 
derived from the emitter resistances {R b and R 6 ) of (? 2 - The base of Q, 2 is 
directly connected to the drain terminal of If I Dl becomes greater than 
the intended design level, there will be a larger voltage drop across R x and 
R 2 . Consequently, V B 2 is lower than the design level. This means that Kn is 
also lower than intended, and Vos is less than the design level. The result is 
that I D is reduced toward the intended design level. The same line of 
reasoning can be applied to show that, when I D is lower than intended, the 
feedback effect tends to increase I D toward the design level. 

Like the bipolar DC feedback pair, this BI-MOS circuit is a two-stage 
amplifier using a minimum number of components. Unlike the bipolar 
circuit, the BI-MOS DC feedback pair has a very high input resistance. 

The differential FET amplifiers illustrated in Fig. 14-10 are typical of 
input stages employed in BI-FET and BI-MOS IC operational amplifiers. 
The double-ring symbol in the common source circuit of the FET’s repre- 
sents a constant current circuit (see Figs. 9-10 and 11-11). This arrangement 
internally stabilizes the FET drain current no matter what the gate bias 
voltage (within limits). 

Basically, one of these FET differential circuits is connected as an 
additional stage preceding a bipolar operational amplifier like that shown in 
Fig. 9-8. Again, the FET’s are employed essentially for the very high input 
resistance; however, improved slew rates and better frequency responses also 
result. 


324 


Common source circuit. FET circuit in which the input is applied between 
gate and source, and the output is derived from drain and source. 

Common drain circuit. FET circuit in which the input is applied between 
gate and drain, and the output is derived from source and drain. 

Common gate circuit. FET circuit in which the input is applied between 
source and gate, and the output is derived from drain and gate. 

Source follower. Another name for the common drain amplifier. 

BI-FET. Multistage circuit combining bipolar transistors with JFET’s. 

BI-MOS. Multistage circuit combining bipolar transistors with 
MOSFET’s. 

14-1. Sketch the circuit of a common source JFET amplifier. Identify all 
components, indicate voltage polarities, and show the input and 
output waveforms. Briefly explain the operation of the circuit. 

14-2. Draw the ac equivalent circuit for a common source amplifier, and 
derive expressions for common source voltage gain and output imped- 
ance. 

14-3. Repeat Question 14-1 for a common drain amplifier. 

14-4. Draw the ac equivalent circuit for a common drain amplifier, and 
derive expressions for voltage gain and output impedance. 

14-5. Repeat Question 14-1 for a common gate amplifier. 

14-6. Draw the ac equivalent circuit for a common gate amplifier, and 
derive expressions for voltage gain, output impedance, and input 
impedance. 

14-7. Sketch typical BI-FET and BI-MOS circuits, explain the operation 
of each circuit, and briefly discuss the advantages of such circuits. 

14-1. A common source amplifier using a 2N5458 FET (specification in 
Fig. 12-9) has /? A = 6.8 kft and R c — 2.2 Mf2. Calculate the voltage 
gain and low-frequency output and input impedances of the circuit. 

14-2. (a) Calculate the input capacitance for the amplifier in Problem 
14-1. 

(b) Assuming that Cds “ ^ pF for the device used in the circuit of 
Problem 14-1, calculate the output impedance at a signal frequency 
of 1 MHz. 

14-3. A common source amplifier is to be designed to have a voltage gain 
of at least 40. If a 2N5459 FET is employed, determine the value of 
R l for the circuit. Also calculate the typical and maximum values of 
circuit voltage gain. 

14-4. Calculate the typical and maximum value of input capacitance for 
the circuit in Problem 14-3. 

14-5. A common drain amplifier has R L = 6.8 k!2, /?, = 2.2 MS2, and /? 2 = 1 


Glossary of 
Important 
Terms 


Review 

Questions 


Problems 


325 


326 

Basic 

FET 

Circuits 


Mft. The FET employed has r d = 120 kft and g m = 5000 juS. Calculate 
the input impedance, output impedance, and voltage gain. 

14-6. A common drain amplifier is to have an output impedance of 
approximately 200 ft. Select a suitable FET from the data sheet in 
Fig. 14-9. If R l is 1 kft, calculate the typical, maximum, and 
minimum values of Z 0 . Also calculate the typical voltage gain for the 
circuit. 

14-7. A common gate amplifier has R L = 6.8 kft and R s = 870 ft. If the FET 
used in the circuit is a 2N5458, calculate the voltage gain, input 
resistance, and output resistance. 

14-8. A common gate circuit using a 2N5457 FET has a voltage gain of 36. 
If the FET g m is the typical value for the device, calculate the value 
of R l . Also calculate the maximum and minimum values of A v . 

14-9. The circuit in Fig. 14- 10(b) has a 2-mA constant current generator 
and uses JFET’s with the characteristics shown in Fig. 13-6. R x = R 2 
= 2.2 kft, V Gl = V G2 = ~3 V, V cc = + 12 V, and V EE =-\2 V. De- 
termine the maximum and minimum values of drain and source 
voltages. 

14-10. For the circuit described in Problem 14-9, calculate the ac voltage 
gain from the gate of one FET to its drain terminal. Refer to the 
bipolar differential amplifier circuit in Chapter 9 for guidance. 


The 

Tunnel 

Diode 


A tunnel diode (sometimes called an Esaki diode after its inventor, Leo 
Esaki) is a two-terminal negative resistance device which can be employed as 
an amplifier, an oscillator, or a switch. Because of its very fast response to 
inputs, it is almost exclusively a high-frequency component. Tunnel diodes 
require smaller bias voltages and lower load resistances than most other 
electronic devices. 


Recall from Chapter 2 that the width of the depletion region at a 
/^-junction depends upon the doping density of the semiconductor material. 
Lightly doped material has a wide depiction region, while heavily doped 
material has a narrow region. In the case of the tunnel diode, the junction is 
formed of very heavily doped material, and consequently the depletion 
region is very narrow. 


CHAPTER 

15 


15-1 

Introduction 


15-2 

Theory of 
Operation 


15-2.1 

Depletion 

Region 


327 


328 

The 

Tunnel 

Diode 


The depletion region is an insulator since it lacks charge carriers, and 
usually charge carriers can cross it only when the external bias is large 
enough to overcome the barrier potential. Barrier potentials are approxi- 
mately 0.7 V for silicon and 0.3 V for germanium. However, because the 
depletion region in a tunnel diode is extremely narrow, it does not constitute 
much of a barrier to electron flow. Consequently, a small forward or reverse 
bias (not large enough to overcome the barrier potential) can give charge 
carriers sufficient energy to cross the depletion region. When this occurs, the 
charge carriers are said to be tunneling through the barrier. 


15 - 2.2 

Energy Band 
Diagrams 


Consider the silicon energy band diagrams shown in Fig. 15-1. If the 
material is normally doped (either n-type or p- type), electrons fill all the 
holes in the valence band of energy levels and the conduction band is empty 
[Fig. 15-l(a)]. 



(a) Normally doped 
p and n type 


(b) Very heavily 
doped p- type 



(c) Very heavily 
doped /7-type 


Figure 15-1. Energy band diagrams for normally doped and very heavily doped semicon- 
ductor material. 


When semiconductor material is very heavily doped with holes (i.c., 329 

/>-type), there is a shortage of electrons and the valence band cannot be Theory of 

regarded as filled. The result is that at the top of the valence band there is a Operation 

layer of empty energy levels. This is illustrated in Fig. 15- 1(b). With very 
heavily doped «-type material, there is an abundance of electrons. Conse- 
quently, electrons fill the valence band and create a layer of filled energy 
levels at the bottom of the conduction band [Fig. 15-l(c)]. 


The energy band diagram for a heavily doped unbiased /w-junction is 
shown in Fig. 15-2(a). Note that the depletion region is very narrow' and 
that the filled levels on the n-side are exactly opposite those on the p- side. In 
this condition, no tunneling occurs because there are no empty lower energy 
levels to which electrons from either side might cross the depletion region. 
Note also that the conduction and valence bands on the />-side are higher 
(negatively) than those on the n-side. This is a result of the depletion region 
and barrier potential being created by electrons crossing from the n-side to 
the />-side. The n-side lost negative charges and the />-side gained them. 

When the junction is reverse biased (negative on the />-side, positive on 
the n-side), filed energy levels on the />-side are opposite empty energy levels 
on the n-side. The result is that electrons tunnel through the barrier from the 
higher-energy levels on the />-side to the lower levels on the n-side [Fig. 
15-2(b)]. Despite the fact that the junction is reverse biased, substantial 
current flows. Figure 15-2(c) shows that with increasing reverse bias more 
electrons tunnel from the />-side to the n-side and a greater current flows. 
Therefore, the reverse characteristic of a tunnel diode is linear, just like that 
of a resistor. 


15 - 2.3 

Reverse- 

Biased 

Tunnel 

Diode 


When the tunnel diode is forward biased, its initial behavior is similar 
to when it is reverse biased [Fig. 15-3(a)]. In this case, some of the filled 
levels on the n-side are raised to a higher energy level than empty levels on 
the p- side. Electron tunneling now occurs from the n-side to the />-sidc. 
When the forward bias is increased, more and more of the electrons on the 
n-side are raised to a higher level than the empty levels on the />-sidc. This 
results in more tunneling of electrons from the n-side to the />-side. Eventu- 
ally, however, a maximum level of tunneling is reached when the band of 
filled energy levels at the bottom of the conduction band on the n-side is 
directly opposite the band of empty energy levels at the top of the valence 
band on the />-side [Fig. 15-3(b)]. With further increase in forward bias, part 
of the band of filled levels on the n-side is raised to an energy level 
corresponding to the forbidden gap on the p- side. Electrons cannot tunnel to 
a forbidden energy level; thus, as illustrated in Fig. 15-3(c), the current flow 
due to tunneling is reduced. With continued increase in forward bias, the 
tunneling continues to be reduced. When all the band of filled levels at the 
bottom of the conduction band on the n-side is raised to a level correspond- 
ing to the forbidden gap on the />-sidc, Fig. 15-3(d), the current flow due to 


15 - 2.4 

Forward- 

Biased 

Tunnel 

Diode 



(a) Unbiased tunnel 
diode junction 



(b) Small reverse 
bias 



(c) Increasing reverse 
bias 


Figure 15-2. Energy band diagrams and characteristic for reverse-biased tunnel diode. 


330 



Conduction 

band 


Valence 

band 



More 

tunneling 


(a) Small 
forward 






(d ) Forward 



Figure 15-3. Energy band diagrams and characteristic for forward -biased tunnel diode 


331 


332 

The 

Tunnel 

Diode 


tunneling is reduced to a minimum. Now, however, the normal process of 
current flow across a forward-biased junction begins to take over, as the bias 
becomes large enough to overcome the barrier potential. Current now 
increases as the voltage increases, and the final portion of the tunnel diode 
forward characteristics is similar to that for an ordinary /^-junction. 


15-3 

Tunnel 

Diode 

Symbol, 

Characteristics, 

and 

Parameters 


A typical tunnel diode characteristic is shown in Fig. 15-4, along with 
frequently employed symbols for the device. The peak current ( I p ) and valley 
current (/J are easily identified on the characteristic as the maximum and 
minimum levels, respectively, of I F prior to the device being completely 
forward biased. The peak voltage ( V p ) is the E D level corresponding to I pi and 
the valley voltage ( V D ) is the E D level at I v . V F is the forward voltage drop when 
the device is completely forward biased. The broken line on Fig. 15-4(a) 



r 

•) Anode <-> 

Anode ^ 
JT X 



r 

^ / 


() Cathode ( 

Cathode ° 

(b) Symbols 


Figure 15-4. Tunnel diode characteristics and symbols. 


shows the characteristic for an ordinary forward-biased diode. It is seen that 
this joins the tunnel diode characteristic as V F is approached. 

When a voltage is applied to a resistance, the current normally 
increases as the applied voltage is increased. Between I p and I c on the tunnel 
diode characteristic, I D actually decreases as E D is increased. This region of 
the characteristic is named the negative resistance region , and the negative 
resistance R D of the tunnel diode is its most important property. 

The value of the negative resistance may be determined by calculating 
the reciprocal of the slope of the characteristic in the negative resistance 
region. From Fig. 15-4(a), the negative resistance R D = (&E D /1I D ), and the 
negative conductance G D = (hI D /&E D ). 

If R d is measured at different points on the negative resistance portion 
of the characteristic, slightly different values will be obtained because the 
slope is not constant. Therefore, R D is usually specified at the center of the 
negative resistance region. 

Typical tunnel diode parameters are as follows: 


Peak current I p = 1 to 100 mA 

Peak voltage V p — 50 to 200 mV 
Valley current I v = 0.1 to 5 mA 
Valley voltage V v = 350 to 500 mV 
Forward voltage V F = 0.5 to 1 V 
Negative resistance R D = — 10 to - 200 £2 


In Chapter 3 it was shown that a straight-line approximation of diode 
characteristics can sometimes be conveniently employed. This is true also of 
the tunnel diode, for which the piecewise linear characteristics can be con- 
structed from the data provided by the device manufacturer. 


Construct the piecewise linear characteristics and determine R D for the 
1N3712 from the following data: I p = 1mA, 7, = 0. 12mA, F /> = 65mV, F c = 350 
mV, and ^ = 500 mV (at I F = I P ). 

solution 

Refer to Fig. 15-5. Point 1 is first plotted at I p = 1 mA and ^, = 65 mV. Point 
2 is plotted at / p = 0.12 mA and F„ = 350 mV. The origin and point 1 arc 
joined by a straight line to give the initial portion of the forward characteris- 
tic. A straight line is now drawn between points 1 and 2 to give the negative 
resistance region. Point 3 is plotted at 1^ = 500 mV and J F = I P , and the 
forward voltage portion of the characteristic is drawn at the same slope as 
the line between 0 and point 1. Sometimes a second value of V F at \l P is 
given so that the forward region can be plotted more accurately. A horizon- 
tal line is then drawn from point 2 to this line to represent the valley region 
of the characteristic. 


333 

Piecewise 

Linear 

Characteristics 


15-4 

Piecewise 

Linear 

Characteristics 


Example 15-1 


334 

The 

Tunnel 

Diode 



Figure 15-5. Tunnel diode piecewise linear characteristic. 


R d is determined by calculating the reciprocal of the slope of the 
negative resistance region of the characteristic. 


_ 350 mV -65 mV 

-M d -(1 mA — 0.12 mA) 


285 mV 
- 0.88 mA 


= —324 ft 


15-5 

Tunnel 

Diode 

Equivalent 

Circuit 


The equivalent circuit shown in Fig. 15-6 is for a tunnel diode biased 
in the negative resistance region. Therefore, it consists of the negative 
resistance R D shunted by the junction capacitance C D . Values of C D range 
from 5 to 100 pF. R s represents the resistance of the connecting leads and 
the semiconductor material, and is of the order of 1 fl. L s , which is typically 
0.5 nH, is the inductance of the connecting leads to the tunnel diode. 







Figure 15-6. Tunnel diode equivalent circuit. 


Because of the presence of L s and C D in the equivalent circuit, the 335 

tunnel diode has a self- resonance frequency (/,„), which may range from 700 Tunnel 

MHz to 4 GHz. The negative resistance determined from the characteristic ParaMd 

does not allow for the effects of C D shunting R D at high frequencies. Thus, Amplifier 

the effective negative resistance becomes progressively smaller as operating 
frequency increases, and there is a frequency at which the effective R D 
becomes zero. This is known as the resistive cutoff frequency (f n ). Values of f n 
range from 1 .6 to about 3.3 GHz. 


For operation as an amplifier, a tunnel diode must be biased to the 
center of its negative resistance region. Figure 15-7(a) shows the basic circuit 
of a parallel amplifier. The load resistor ( R L ) is connected in parallel with 
the diode (/),) and supplied with current from battery voltage ( E B ) and 
signal ( e s ). Figure 15-7(b) shows the dc conditions of the diode when the 
signal voltage e s = 0 and when * s =±100 mV. Operation of the circuit is 
explained by the following example. 


15-6 

Tunnel 

Diode 

Parallel 

Amplifier 





(a) Basic parallel amplifier 



(b) Device current and voltage 
conditions for e s = 0 and 
e s » ± 100 mV 


Figure 15-7. 8asic circuit of tunnel diode parallel amplifier with device current and 
voltage conditions. 


Example 15-2 


Assuming that E B and e s have zero source resistance, calculate the 
current gain, voltage gain, and power gain for the tunnel diode parallel 
amplifier circuit in Fig. 15-7(a). 

solution 

When e s = 0. 


E b + e s = E b = 200 mV 

E n = (E„ + e s ) = 200 mV 


From point Q on the characteristic, 7 D = 2mA and E R = (E B + e s ) = 
200 mV. 


4 = 




200 mV 
80 0 


= 2.5 mA 


— / D + I L — 4.5 mA 


When e s — + 1 00 m V , 

E B + e s = 300 mV = E D = E R 

From point A on the characteristic, 7 D = lmA and 7 L = 300 mV/ 
80 £2 = 3.75 mA. 


I B = 1 mA 4- 3.75 mA = 4.75 mA 
Change in I L = A I L = 3.75 mA — 2.5 mA = 4- 1 .25 mA 
Change in 7 5 = A7 5 = 4.75 mA — 4.5 mA= 4-0.25 mA 

When e s = — 1 00 m V, 

E b 4- e s = 100 mV ~E D = E R 

From point B on the characteristic, 7^ = 3 mA and 7^ = 100 mV/ 
800= 1.25 mA. 


I B = 3 mA 4- 1.25 mA = 4.25 mA 
A I L = 1 .25 mA — 2.5 mA = — 1.25 mA 
A/^ = 4.25 mA — 4.5 mA= —0.25 mA 

It is seen that, when e s = ± 100 mV, A I L = ±1.25 mA and A I B = ±0.25 mA. 
Also, A I B is an input current ( i s ) produced by signal voltage e s , and A I L is an 
output current (t 0 ) through the load resistor R L . 


336 


The current gain is 


337 

Gain 

, «. 1.25 mA . t< ’ ua ' ion 

I, = — = — — = 5 fora 

i, 0.25 mA Parallel 

Amplifier 

The output voltage is 

e 0 = A E r = e t 

The voltage gain is 

e m 

A = — = l 

‘s 

The power gain is 


A p = A i XA 0 = 5 


It is seen that a tunnel diode parallel amplifier has current gain and 
power gain but no voltage gain. 


From Fig. 15-7(b), the value of R D can be determined as 

From Example 15-1, when the signal voltage (e t ) changed by +100 
mV, the diode current (I D ) changed from 2 to 1 mA. Thus, 


for e. = + 100 mV 


A I D can also be calculated as 


e s 100 mV 

/o= «: = ^Toofi = - lmA 


15-7 

Gain 
Equation 
for a 
Parallel 
Amplifier 


and i 0 = M L = e s /R L . 

i, = U B = U L -U D 
_ e s e s 
R L Rd 
. i. >J_Rl 

•“ ■, “ (*./*l)-(‘./Rd) ~ (1 /R l )-(\/R d ) 


338 

The 

Tunnel 

Diode 


15-8 

Practical 

Parallel 

Amplifier 

Circuit 


Example 15-3 


For the parallel amplifier 


A,= 



( 15 - 1 ) 


Note that R D is already taken as negative for this formula, so that only 
the absolute value of R D (i.e., no negative sign) should be employed in 
calculating A t . 

For /?£ = 100 S2 and R L — 80 12, as in Example 15-2, 

. 100 _ e 

' 100-80 

From the equation for A- it is seen that 

When R l <^R d , A t « 1 

and When ^,<1 

When R l — R d , A t = oo, which means that the circuit is likely to 
oscillate. Therefore, for best gain R L should be slightly less than R D . 


Figure 15-8 shows the circuit of a practical tunnel diode parallel 
amplifier. The signal voltage e s and load resistor R L are capacitor coupled to 
the diode, while dc bias is provided by voltage E B and potential divider R x 
and R 2 . Inductor L x and capacitor C, isolate the bias supply from ac signals. 
Operation of the amplifier is best understood by drawing the dc and ac 
equivalent circuits. 


Draw the dc and ac equivalent circuits for the tunnel diode parallel 
amplifier circuit of Fig. 15-8. Also draw the dc load line on the device 
characteristic. Determine the circuit bias conditions and calculate the 
amplifier current gain. 



Figure 15-8. Practical tunnel diode parallel amplifier circuit. 


solution 

dc equivalent circuit 

The capacitors are a dc open circuit, and the inductor has a winding 
resistance R w . Therefore, the dc equivalent circuit consists of E B , R v R 2 , R Wy 
and Z), as shown in Fig. 15-9(a). 


ac equivalent circuit 

For ac signal frequencies, the impedance of L, is much higher than that of 
the diode or R L . Therefore, L { together with E B , R {y R 2 , and C, are all left 
out of the ac equivalent circuit. C 2 and C 3 are ac short circuits, so the ac 
equivalent circuit consists of e s , R Sy D ly and R L [Fig. 15-9(b)]. 


dc load line and bias conditions 

E By /?,, and R 2 can be replaced by the open-circuit voltage across R 2 and the 
dc source resistance ( R B ) seen when looking toward E B at R 2 [Fig. 15-9(a)]. 
This is simply the Thevenin equivalent circuit of E By R ly and R 2 . 

The open-circuit voltage 


and 


£o = 


E b X R 2 

z?, + z? 2 


12 VX 47 
2.2 kfl + 47 fl 


= 250 mV 


,XZ? 2 2.2 kfl X 47 

R x + R 2 2.2 kfl + 47 £2 


To this must be added R Wi which is typically about 35 S2. 

The simplified dc equivalent circuit is now the diode in series with a 
bias of 250 mV and a total resistance of approximately 80 £2. This is shown 
in Fig. 15- 10(a). The dc load line can now be drawn in the usual way. 

Ed = ^0~Ud^ ^L(dc)) 

where R L(dc ) ~^b + r w- When I D = 0, E n = E 0 - 0 = 250 mV. Plot point A on 
the characteristic [Fig. 15- 10(b)] at I D = 0 and E D — 250 mV. 


R, R w 


— m 

i W\A 







n+ , 

. r 

\ S 

r r 



$R 7 


0,ui 

[ ) R L i 

o - « 

V 

J < 


J 1 


(a) dc equivalent circuit ac equivalent circuit 


339 

Practical 

Parallel 

Amplifier 

Circuit 


Figure 15-9. DC and AC equivalent circuits for tunnel diode parallel amplifier in Fig. 
15-8. 


80 ft 

-m- 


340 

The 

Tunnel 

Diode 


250 mV 



(a) Simplified dc equivalent current 



Ed 

(b) dc load line 


Figure 15-10. Simplified DC equivalent circuit and dc load line plotting for tunnel diode 
parallel amplifier. 

When I D = 1 mA, £^ = 250 mV — (1 mAX80 12) = 170 mV. Plot point 
B at I D = 1 mA and E D = 1 70 mV. 

Now join points A and B together to give the dc load line. It is seen 
that the dc load line for R L = 80 12 intersects the device characteristic at 
point Q in the middle of the negative resistance region. This is the quiescent 
point for the circuit, and it defines the dc voltage and current conditions. 
From point Q, the dc bias conditions are /^c^O.57 mA, £^^204 mV. 


ac load = R L = 300 12 


current gain 


For the IN3712, R D = 324 S2 (see Example 15-1). 
From Eq. (15-1), 


A = 



324 

324-300 


13.5 


341 

Glossary of 
Important 
Terms 


A tunnel diode series amplifier may also be constructed. In this case the 
device is connected in series with the load, and voltage amplification is 
obtained instead of current amplification. Oscillators and switching circuits 
may also be constructed using tunnel diodes. 

Heavily doped material. Semiconductor material from which tunnel di- Glossary of 
odes are manufactured — heavily doped to provide large quantities of Important 
p- type or n-type impurities. Terms 

Filled energy levels. Semiconductor energy levels which are completely 
occupied by electrons. 

Empty energy levels. Semiconductor energy levels from which electrons 
are absent — filled with holes. 

Forbidden energy levels. Semiconductor energy levels which cannot be 
occupied by electrons — energy levels in the forbidden gap. 

Depletion region. Region at /m-junction depleted of charge carriers — very 
narrow region in a tunnel diode. 

Tunneling. Electrons crossing the depletion region at a /w-junction without 
being given sufficient energy to overcome the barrier potential are said 
to be tunneling through the barrier. 

Negative resistance region. Region of tunnel diode forward characteristic 
in which the current decreases as the voltage is increased. 

Negative resistance. Reciprocal of the slope of the negative resistance 
region calculated as (voltage change)/ (current change). 

Peak current ( 1 ft ). Forward current that flows just prior to the negative 
resistance region. 

Peak voltage ( F ' p ). Forward-bias voltage required to produce peak current. 

Valley current (7^). Forward current that flows just after negative resis- 
tance region. 

Valley voltage ( V v ). Forward-bias voltage necessary to produce valley 
current. 

Forward voltage ( V F ). Forward-bias voltage necessary to bias the tunnel 
diode beyond the negative resistance and valley regions. 

Piecewise linear characteristic. Straight-line approximation of device 
characteristic. 

Self-resonance frequency. Frequency at which the inductance and capaci- 
tance of a tunnel diode will resonate. 


342 

The 

Tunnel 

Diode 


Review 

Questions 


Problems 


Effective negative resistance. Value of tunnel diode negative resistance at 
a given high frequency — less than the dc negative resistance value. 

Resistive cutoff frequency. Frequency at which negative resistance goes to 
zero. 

Parallel amplifier. Current amplifier circuit in which the tunnel diode and 
load resistor are in parallel. 

Series amplifier. Voltage amplifier in which the tunnel diode and load 
resistor are in series. 

15-1. Sketch energy band diagrams for (a) normally doped p - type and 
«-type semiconductor material; (b) very heavily doped />-type; (c) 
very heavily doped n-type. Briefly explain. 

15-2. Draw typical reverse characteristics for a tunnel diode. Also sketch 
the energy band diagrams for the tunnel diode, and show the effect of 
reverse bias. Briefly explain. 

15-3. Make a sketch showing the approximate shape of the forward char- 
acteristics for a tunnel diode. Sketch the tunnel diode energy band 
diagrams, showing the effect of increasing forward bias. Explain the 
shape of the characteristics in terms of the energy band diagrams. 

15-4. Sketch typical forward characteristics for a tunnel diode, showing 
realistic voltage and current levels. Label all important points and 
regions on the characteristics, and show how the most important 
parameter of the tunnel diode can be derived from the characteris- 
tics. 

15-5. Sketch the equivalent circuit for a tunnel diode and explain the 
origin of every component. State typical values for each component, 
and define self-resonance frequency, resistive cutoff frequency, and 
effective negative resistance. 

15-6. Sketch the basic circuit of a tunnel diode parallel amplifier. Briefly 
explain how it operates. 

15-7. Draw a practical parallel amplifier circuit for a tunnel diode. Ex- 
plain the function of each component. Also draw the dc and ac 
equivalent circuits of the parallel amplifier. 

15-1. A tunnel diode is specified as having I p = 6 mA, 1^ = 50 mV, 4 = 0.5 
mA, V v = 400 mV, and 1^ = 550 mV at l F = I p - Construct the piece- 
wise linear characteristics, and determine the value of negative 
resistance for the device. 

15-2. Construct the piecewise linear characteristics and determine R D for a 
IN3715 from the following data: l p — 2.2 mA, 4 = 0*21 mA, V p = bb 
m V, V v = 355 mV, and F f = 510 mV at I F = I p - 

15-3. A parallel amplifier uses the tunnel diode specified in Problem 15-1 
and a load resistance of 47 ft. Bias voltage is 225 mV from a dc 


source having zero resistance. Draw the dc load line for the circuit, 
and calculate the current gain, voltage gain, and power gain. 

15-4. A IN3715 is to be connected as a parallel amplifier. Using the 
piecewise linear characteristics drawn for Problem 15-2, draw an 
appropriate dc load line and determine suitable values of R L , R B , E B , 
and e t . Calculate the circuit current gain. 

15-5. A practical tunnel diode parallel amplifier circuit (Fig. 15-8) has the 
following components: E B — 5 V, /?, = 220 ft, R 2 = 12 ft, C,=0.5 /xF, 
R w = 0.5 ft, L, = 20 mH, C 2 = 0.2 #xF, C 3 = 0.5 /xF, and R L = 15 ft. The 
tunnel diode used has I p = 5 mA, E p = 50 mV, I 0 = 1 mA, and V v = 400 
mV. Draw the ac and dc equivalent circuits for the amplifier. 
Construct the piecewise linear characteristics and draw the dc load 
line. Calculate the circuit current gain. 


343 

Problems 


CHAPTER 

16 


16-1 

Introduction 


16-2 

SCR 

Operation 


The 

Silicon 

Controlled 

Rectifier 


The silicon controlled rectifier (SCR) can be thought of as an ordinary 
rectifier with a control element. The current to the control element, which is 
termed the gate, determines the anode- to-cathode voltage at which the 
device commences to conduct. The gate bias may keep the device off, or it 
may permit conduction to commence at any desired point in the forward 
half-cycle of a sinusoidal input. The SCR is widely applied as an ac power 
control device. Many other devices, such as the DIAC, TRIAC, etc., are 
based on the SCR principle. Collectively, SCR-type devices are known as 
thyristors. This term is derived from thyratron and transistor , the thyratron being 
a gas-filled tube which behaves like an SCR. 


Figure 16- 1(a) shows why an SCR is sometimes referred to as a 
four-layer device or pnpn device. The SCR consists of four layers of semiconduc- 
tor material, alternately />-type and n-type. The layers are designated p v n v 
p 2 , and n 2 in Fig. 16-1 (a). Three junctions are produced: y i>v / 2 , and / 3 , and 
there are three terminals, anode ( A ), cathode (C), and gate ( G ). 


344 



(a) (b) ( C ) (d) 

Figure 16-1. (a) and (b) SCR basic construction; (c) two-transistor equivalent circuit; (d) 
symbol. 


To understand the operation of the device, it is necessary to imagine 
layers rt, and p 2 split into n v n\, p 2> and p 2 , as shown in Fig. 16-1 (b). Since 
is connected to n[, and p 2 is connected to p 2 , this has not really changed 
anything. However, it is now possible to think of p l *n l ,p 2 as a pnp transistor, 
and n\,p 2 ,n 2 as an npn transistor. Replacing the transistor block representa- 
tions in Fig. 16-1 (b) with the pnp and npn circuit symbols gives the tu>o- transis- 
tor equivalent circuit [Fig. 16- 1(c)]. It is seen that Q 2 collector is connected to 
(£, base, and the (), collector is commoned with () 2 base. The (), emitter is 
the SCR anode terminal, the () 2 emitter is the cathode, and the gate is the 
juction of the (), collector and the base. The circuit symbol for the SCR 
is shown in Fig. 16- 1(d). 

To forward bias the SCR, a voltage is applied as shown in Fig. 16-2(a), 
positive on the anode, negative on the cathode. If the gate is left uncon- 
nected, only small leakage currents flow and both transistors remain cut off. 
[Reference to Fig. 16- 1(a) shows that the leakage currents are the result of 
junction J 2 being reverse biased when A is positive and C is negative.] 

When a negative gate-cathode voltage is applied, the () 2 base-emitter 
junction is reverse biased, and only small leakage currents flow, so both 
transistors remain off. A positive gate-cathode voltage [Fig. 16-2(b)] forward 
biases the base-emitter junction and causes a base current I B2 to flow', 
consequently producing collector current I C2 . Since I C2 is the same as / fl) , Q, 
also switches on and I cx flows, providing base current I B2 . Each collector 
current provides much more base current than is needed by the transistors, 
and even when the gate current ( I G ) is cut off the transistors remain on, 
conducting heavily with only a small SCR anodc-to-cathode voltage drop. 




346 

The 

Silicon 

Controlled 

Rectifier 


16-3 

SCR 

Characteristics 

and 

Parameters 



The ability of the SCR to remain on when the triggering current is removed 
is referred to as latching. 

To switch the SCR on, only a brief pulse of gate current is required. 
Once switched on , the gate has no further control, and the device remains on 
until the anode-cathode voltage is reduced to near zero. The SCR can also 
be triggered on with the gate open circuited, if the anode-to-cathode voltage 
is made large enough. Consider Fig. 16- 1(a) again. With a forward bias 
(positive on A , negative on C), junctions J x and J 3 are forward biased while 
junction J 2 is reverse biased. When V F is made large enough, J 2 will break 
down due to avalanche effect (Chapter 11). The resultant current flow 
across the junction constitutes collector current in each transistor. Each 
collector current again feeds base current into the other transistor, and both 
transistors switch on. 


Typical forward and reverse characteristics for an SCR are shown in 
Fig. 16-3. First consider the reverse characteristics, and refer again to Fig. 
16-1 (a). When a reverse bias is applied (negative on A , positive on C\J 2 is 
forward biased while J x and J 3 are reverse biased. When the reverse voltage 
~Vak is small, a reverse leakage current (7^) flows (see Fig. 16-3). This is 
typically around 100 /xA and is sometimes referred to as the reverse blocking 
current. As the level of reverse voltage is increased, Jrx remains approxi- 
mately constant until Vak becomes large enough to cause J ] and J 3 to 
break down. As shown in Fig. 16-3, the reverse current increases very rapidly 
when the reverse breakdown voltage is reached, and if I R is not limited the 
device would be destroyed. The region of the reverse characteristics before 
reverse breakdown is termed the reverse blocking region. 

When the SCR is forward biased with 7 C = 0, two junctions (/, and J 3 ) 
are forward biased and J 2 is reverse biased. With small anode-to-cathode 
voltages (+ Vak)> a small leakage current flows (Fig. 16-3). This forward 



347 

SCR 

Characteristics 

and 

Parameters 


leakage current (I FX ) is approximately equal to and has a typical value of 
100 /iA. With I G at zero, I F remains at I FX until + V AK is made large enough 
to cause the reverse-biased J 2 junction to break down. The fonvard voltage 
at this point is termed the forward breakover voltage V^soy When V ^ fl0) is 
reached, the two component transistors () , and 0% are immediately switched 
on into saturation as already explained, and the anode-cathode voltage falls 
to the forward conduction voltage ( V F ). 

So far the forward characteristics have been discussed only for the case 
of I c — 0. Now consider the effect of I c greater than zero. As already shown, 
when 4- V AK is less than and I c is zero, a small leakage current flows. 

This is too small to have any effect on the level of + Vak at which switch-on 
occurs. When I G is made just slightly larger than the junction leakage 
currents, it will have a negligible effect on the level of + Kuc for switch-on; 
see I Gl in Fig. 16-3. Now consider the opposite extreme. When I c is made 
larger than the minimum base current required to switch () 2 on, the SCR 
remains off until + Kuc is large enough to forward bias the base-emitter 
junctions of (), and Q This is illustrated in Fig. 16-3 where it is seen that 
when I c = switch on occurs when + Vak reaches the relatively low 
voltage of V 4 . 

Between i and 4 there are gate current levels which permit device 
switch on at levels of + V AK greater than V 4 but less than 


348 

The 

Silicon 

Controlled 

Rectifier 


16-4 

SCR 

Specifications 


The forward conduction voltage ( V F ) is made up of (V BEl + P C£2 ) or 
^be 2 + ^cei) [Fig- 16-2(b)]. The value of V CE for a transistor biased on in 
saturation is typically about 0.2 V, and since forward for a silicon 
transistor is about 0.7 V, the total volue of V F is around 0.9 V. The region of 
the forward characteristics before switch on occurs is known as the forward 
blocking region , and the region after switch on is termed the forward conduction 
region. In the forward conduction region, the SCR is behaving as a forward- 
biased rectifier. 

To switch an SCR off, the forward current (If) must be reduced below 
a level known as the holding current ( 1 H ) (Fig. 16-3). The holding current is 
the minimum level of I F that will maintain the SCR conducting. If a gate 
current (I G ) greater than zero is maintained while the SCR is on, lower 
values of holding current {I H2 , 7// 3 , or I H4 ) are possible. Manufacturers 
usually specify I H as I H0 , the holding current with the gate open circuited, or 
I HX , the holding current with a specified bias resistance connected between 
gate and cathode. 

Two very important quantities that must be considered in selecting an 
SCR for a particular application are the voltage and currents that the device 
can survive without breaking down. The forward breakover voltage and 
reverse breakdown voltage have already been discussed. The maximum 
forward voltage that may be applied without causing the SCR to conduct is 
termed the forward blocking voltage. This is designated V FOM or VfXM for an 
open-circuited gate or a resistance biased gate, respectively. Similarly, the 
reverse blocking voltage is called V R0M or F AVAf . The maximum allowable 
forward current is variously specified as the average forward current [7/^ av )], the 
rms forward current (If), or the peak one-cycle surge current [/ FA/(surge) ]. The first 
two of these need no explanation; the third is a relatively large nonrepetitive 
surge current that can be permitted to flow for one cycle. 


Part of the available range of SCR’s is illustrated by the partial 
specifications shown in Figs. 16-4 and 16-5. With an rms forward current of 
1.6 A and a forward blocking voltage up to 200 V, the C6 range (Fig. 16-4) 
is relatively low current, low voltage devices. The C6 package is the 
standard TO-5 transistor-type can. Note that, although the anode-to- 
cathode voltage can be as high as 300 V (nonrepetitive), the peak reverse 
gate voltage is only 6 V. 

The C35 range (Fig. 16-5) is capable of handling much higher powers 
than the C6 SCR’s. RMS forward current for the C35 devices is 35 A, and 
peak forward blocking voltages are as high as 800 V repetitive, or 960 V 
nonrepetitive. The device is bolt mounted for heat dissipation. Even higher 
voltage and higher current handling are possible with the C500X1, for 
example. RMS continuous current is 1200 A and forward blocking voltage is 
1800 V. To remove the heat dissipated, the device has a water jacket 
requiring a flow of 1 gal/min («4 liters/min) for maximum dissipation. 


1.6A RMS SCR UP TO 200V 


349 
SCR Control 
Circuits 



C6 


Types 

Peak Forward Blocking 
Voltage, VrxM 
T; = — 40°C to A- 1 25°C 
Rue = 1000 Ohms 

Working and Repetitive 
Peak Reverse Voltage, 
Vbom (wkg) and Vbom (rep) 
Tj = — 40*C to -4-1 25*C 

Non-Repetltive Peak 
Revert* Voltage, 
Vbom (non-rep) 

<5 Millltec 

T; = — 40°C to +125*C 

C6U 

25 volts 

25 volts 

40 volts 

C6F 

50 volts 

50 volts 

75 volts 

C6A 

100 volts 

100 volts 

150 volts 

C6G 

150 volts 

150 volts 

225 volts 

C6B 

200 volts 

200 volts 

300 volts 


MAXIMUM ALLOWABLE RATINGS ANO CHARACTERISTICS 
RMS Forward Current, On-state lr 1.6 Amperes 

Average Forward Current, On-slate lruv> Depends on conduction angle (see chart) 

Peak One Cycle Surge Forward Current (Non-repetitive), Iru (surge) . . . 10 Amperes 

Peak Reverse Gate Voltage, Vorm 6 Volts 

Operating Temperature T i , — 40 e C to -fl25*C 

Forward and Reverse Blocking Current* Irx Ikt Typ. 40/Max. 100 /iAdc 

Holding Current! . Ihx Typ. 1.0/Max. S.O mAdc 

Turn off Timet ton Typ. 40 nsec 


“ 

4 
















l 
































i •» 


l 















\ 










4- 














\ 





1 











!: 

i M 

n 

















V 
















\ 
























































r— .1 .■■■it 





-H 






l l l l 














TYPICAL VARIATION OF GATE TRIGGER VOLTAGE 
ANO CURRENT WITH GATE PULSE WIDTH 


Figure 16-4. Condensed specification for C6 SCR. (Courtesy of General Electric Semi- 
conductor Products Dept., Syracuse, N.Y.) 


The simplest of SCR control circuits is shown in Fig. 16-6(a). If SCR, 
were an ordinary rectifier, the ac supply voltage would be half-wave rectified 
and only the positive half-cycles would appear across the load (R L ). The 
same would be true if the SCR gate had a continuous bias voltage to keep it 


16-5 

SCR 

Control 

Circuits 


16 - 5.1 

Pulse 

Control 


35A RMS SCR UP TO 800V 


350 

The 

Silicon 

Controlled 

Rectifier 


Example 16-1 


C35 


Type 

Peak Forward Slacking 
Voltage, Vkom 
T c = — 6S°C to + 125 # C 

Repetitive Peak Reverse 
Voltage, Vki>M(rep)* 

Tc = — 65°C to -f-125°C 

Non-Repetitive Peak 
Reverse Voltage, 
<5.0 Millisec 
VRovi(non-rep)* 

Tc = -6S°C to + 125*C 

C35U 

25 volts 

25 volts 

35 volts 

C35F 

50 volts 

50 volts 

75 volts 

C35A 

100 volts 

100 volts 

150 volts 

C35G 

150 volts 

150 volts 

225 volts 

C35B 

200 volts 

200 volts 

300 volts 

C35H 

250 volts 

250 volts 

350 volts 

C35C 

300 volts 

300 volts 

400 volts 

C350 

400 volts 

400 volts 

500 volts 

C35E 

500 volts 

500 volts 

600 volts 

C35M 

600 volts 

600 volts 

720 volts 

C35S 

700 volts 

700 volts 

840 volts 

C35N 

800 volts 

BOO volts 

960 volts 


•Values apply for zero or negative gate voltage only. Maximum case to ambient thermal resistance 
for which maximum Vvom and Vboh ratings apply equals ll°C/watt. 

MAXIMUM ALLOWABLE RATINGS ANO CHARACTERISTICS 
RMS Forward Current, On-state lr 35 Amperes 

Average Forward Current, On-state Ire*?) Oepends on conduction angle (see chart) 

Peak One Cycle Surge Forward Current (Non-repetitive), Iru (surge) 150 Amperes 

Ht (for fusing) 75 Ampere* seconds (for times ^ 1.5 milliseconds) 

Operating Temperature Tj — 65°C to + 125°C 

Turn-off Timet toff Max. 75 *tsec 


Figure 16-5. Condensed specification for C35 SCR. (Courtesy of General Electric Semi- 
conductor Products Dept., Syracuse, N.Y.) 


on when the anode-cathode voltage is positive. A trigger pulse applied to 
the gate can switch the device on at any time during the positive half-cycle 
of the input voltage. The resultant load waveform is a portion of the positive 
half-cycle commencing at any instant at which the SCR is triggered [Fig. 
1 6-6(b)]. Resistor R c holds the gate-cathode voltage at zero when no trigger 
input is present. 


The circuit of Fig. 16-6(a) has an ac input of 30 V peak, R L = 15 
and R c = 1 kfi. (a) Select a suitable SCR from the specifications in Fig. 16-4. 
(b) Specify the required trigger current and voltage, (c) Determine the 
supply voltage at which the SCR will switch off. 

solution (a) 

For the SCR to remain off until triggered, the forward blocking voltage 
( ^fxm) must be greater than the peak input voltage. 


Vfxm> 30 V 


351 

SCR 

Specifications 



Trigger 

pulse 


Load 

waveform 



(b) Circuit waveforms 


Figure 16-6. Simple SCR control circuit and waveforms. 


For the C6U, V FXM = 25 V (see Fig. 16-4). Therefore, the C6U is not 
suitable. 

For the C6F, V FXM = bO V. The C6F looks like it might be a suitable 
device. Now consider the peak load current (I P ). 

At peak input, voltage across R L is 


Vl = ‘ p -Vak 


/p=- 


V A 


AK 


When the SCR is on, a typical Kue is 1 V. 


(16-1) 


30 V-l V 

15 


= 1.93 A 


For half-wave rectification, the rmi value of I L is 


/r nu = 0.5X/ / , 

= 0.5X1.93 A 
«0.97 A 

The maximum allowable rms forward current for the C6 range is 1 .6 
A; therefore, the C6F is a suitable device. 


352 

The 

Silicon 

Controlled 

Rectifier 


16-5.2 

90° Phase 
Control 


solution (b) 

From the gate trigger voltage and current chart in Fig. 16-4, for 20-jiis pulse, 
V c = 0.5 V and 7 C «=:0.01 mA 


Trigger input current, 



V 0 5V 

/ 7 .= / c + ~ =0.01 mA+ j^-=0.51 mA 

Trigger voltage = F c = 0.5 V 
Trigger current = / r = 0.51 mA 

solution (c) 

The SCR will switch off when I L falls below 1 H . For the C6F, a typical I H = 
1 mA (see Fig. 16-4). 

From Fig.l6-6(a), 

e x ~ 

At/*-/*, 

e, = \ V + (l mAX 15 fl) = 1.015 V 


The SCR will switch off when e t falls below 1.015 V. 


In the phase-control circuit shown in Fig. 16-7 the gate triggering 
current is derived from the ac supply via resistance R { . If R l is adjusted to a 
low resistance value the SCR will trigger almost immediately at the com- 
mencement of the positive half-cycle of the input. If R { is set to a high 
resistance, the SCR may not switch on until the peak of the positive 
half-cycle. For resistances between these two values, the SCR will switch on 
somewhere between the commencement and the peak of the positive half- 
cycle, i.e., between 0° and 90°. If I c is not large enough to trigger the SCR 
at 90°, then the device will not trigger on at all, because I c is greatest at the 
peak of input and falls off as the voltage falls. The purpose of diode D x is to 
protect the SCR gate from the negative voltage that would otherwise be 
applied to it during the negative half-cycle of the input. R 2 keeps the SCR 
biased off until triggered. Also, because I G is not precisely predictable, the 
presence of R 2 makes the R } calculation more reliable. 

From Fig. 16-7, it can be seen that at the instant of SCR switch on the 
current I G + I 2 flows through R t , Z) p and R L . Therefore, at the instant of 



Load waveform 


/ 

/ 

- / 

\\ /] 
\ 

\ * 

V 

\ 

\ 

\ 


\ , 

L \ ' « 

rA / 

o ' / 


90° ' / 90° \ 

\ / v / 


Figure 16-7. SCR 90° phase-control circuit. 


switch on g , ~(^ 2 + ^c)^i + ^oi + + (^ + ^g)^l 

(/ 2 + 7 C )/?, = C| — V Di — V c — (/ 2 + Ig)Rl 

R > = JJ^Jj[‘- V ‘>-( I 2 +I c)Ri.] ( I6 - 2 ) 


The circuit in Fig. 16-7 has an ac supply of 30 V peak and R L = 15 fl. 
Determine the range of adjustment of /?, for the SCR to be triggered on 
anywhere between 5° and 90°. The gate trigger current is 10 fx A and the 
gate voltage is 0.5 V. 


solution 

let 


/ 2 »/ c 
/ 2 = 90 /i A 


0.5 V 


= 5.6 kfl 


* 90 juA 

/ 2 +/ c = 90^A+10/iA=100jLiA 


At 5°, e t = 30 sin 5° = 30 X 0.0872 = 2.6 V. 
From Eq. (16-2), 


*,<«*.)- To^ f 2 ' 6 v_0 - 7 v_0 - 5 V_ ( 100 MX 15 «)] 


1.4 V 

100 jtiA 


= 14 k!2 


At 90°, ^, = peak voltage = 30 V. 


/*!(«»)- To^X t 30 v “ a7 V— 0-5 v — (ioo jiAx 15 B)] 


30 V- 1.2015 V 
100 /i A 


28.8 V 

100 fiA 


288 kS2 


/?, should be adjustable from 14 kS2 to 288 kfi. 


353 
SCR Control 
Circuits 


Example 16-2 


354 

The 

Silicon 

Controlled 

Rectifier 


16 - 5.3 

7 80° Phase 
Control 


16-6 

The TRIAC 
and DIAC 



The circuit shown in Fig. 16-8 is identical to that in Fig. 16-7, except 
that diode D 2 and capacitor C, have been added. During the negative 
half -cycle of the input, C x is charged negatively as shown in the figure to the 
peak of the input voltage. When the negative input peak is passed, D 2 is 
reverse biased, because its anode (connected to Cj) is more negative than its 
cathode. C, then commences to discharge via R v Depending upon the values 
of C, and R lt the capacitor may be almost completely discharged at the 
commencement of the input voltage positive half-cycle, or it may retain a 
partially negative charge until almost 180° of positive half-cycle has passed. 
While Cj remains negatively charged, D x is reverse biased and the gate 
cannot go positive to trigger on the SCR. Thus, /?, and/or C x may be 
adjusted to effect SCR triggering anywhere from 0° to 180° of input 
waveform. 

A simple modification of the 180° phase-control circuit is shown in 
Fig. 16-9. The addition of rectifier Z ) 3 causes the negative half-cycle of the 
input to appear across the load. Control is available only over the positive 
half-cycle. Figure 16-10 shows two SCR’s and control circuits inverse paral- 
lel connected. This affords separate control over positive and negative 
half-cycles. 

The various circuits described above are employed in such applications 
as light dimmers, battery chargers, etc. 

The construction, equivalent circuit and characteristics of a TRIAC 
are shown in Fig. 16-11. The device amounts to two inverse parallel 
connected SCR’s with a common gate terminal. Section n xt p 2 , n 3 , and p 3 in 
Fig. 16-1 1(a) form one SCR, which can be represented by transistors and 
Q _ 2 in Fig. 16-1 1(b). Similarly, p v n 2 > p 2 > and n 4 form another SCR, which 
has the transistor equivalent circuit Q 3 and Qa- ? 2 t ^ ie lay er common to 

both SCR’s, and it functions as a gate for both devices. Because of the 
inverse parallel connection, the other terminals cannot be identified as 
anode and cathode; instead they are designated A x and A 2 . When the gate is 
made positive with respect to A x , and A 2 is also made positive with respect to 
A j, transistors Q 3 and Q* switch on [Fig. 16-1 1(b)]. In this case A 2 is the 
anode and A , is the cathode. When the gate and A x are made positive with 
respect to A 2 , and Q 2 switch on. Now A x is the anode and A 2 the cathode. 





SCR, 

o 3 

L 

Control 

/ 


circuit 










*l\ 



Load waveform 



Figure 16-9. Phase-control circuit with rectifier. 



It is seen that the TRIAG can be made to conduct in either direction. No 
matter what the bias polarity, the characteristics for the TRIAC are those of 
a forward -biased SCR [Fig. 16- 11(c)]. 

A TRIAC control is shown in Fig. 16-12. Note that the circuit symbol 
is composed of two inverse connected SCR symbols. During the positive 
half-cycle of the input voltage, diode D x is forward biased, D 2 is reverse 
biased, and the gate terminal is positive with respect to A x . During the 
negative half-cycle, D x is reverse biased and D 2 is forward biased, so that the 
gate becomes positive with respect XoA 2 . Adjustment of R x controls the point 
at which conduction commences. 

A DIAC is simply a TRIAC without a gate terminal. Switch on is 
effected by raising the applied voltage to the breakover voltage. The DIAC 
characteristics and symbol are shown in Fig. 16-13. 


The four-layer diode , also called the Shockley diode after its inventor 
William Shockley, is essentially a low-current SCR without a gate. To 
switch the device on, the anodc-to-cathodc voltage must be increased to the 


355 

Other Four- 
Layer 
Devices 


16-7 

Other Four- 
Layer 
Devices 


16 - 7.1 

The Four- 
Layer Diode 





356 

The 

Silicon 

Controlled 

Rectifier 



Figure 16-11. TRIAC construction, equivalent circuit, and characteristics. 



Load waveform 



Figure 16-12. TRIAC control circuit. 



A. 




TE 


(a) Symbol 



357 

Other Four- 
Layer 
Devices 


Figure 16-13. DIAC symbol and characteristics. 

forward switching voltage. The circuit symbol and typical characteristics for the 
four-layer diode are shown in Fig. 16-14. The forward switching voltage ( V s ) 
[Fig. 16-1 4(b)] is the equivalent of the SCR forward breakover voltage , and the 
minimum current at which the device will switch on is the switching current 
(/$). Holding current (I H ) and forward- conduction voltage ( V F ) are as defined for 
the SCR. 

One application for the four-layer diode is the relaxation oscillator 
circuit shown in Fig. 16-15. In this circuit, capacitor C, is charged via 
resistance R x from supply E. Charging continues until the capacitor voltage 
reaches the diode switching voltage. The diode Z), then conducts heavily and 


Anode 

o 




6 

Cathode 
(a) Symbol 



Figure 16-14. Four-layer diode symbol and characteristics. 


358 

The 

Silicon 

Controlled 

Rectifier 


Example 16-3 



Figure 16-15. Relaxation oscillator using four-layer diode. 


rapidly discharges the capacitor. When the capacitor voltage falls so low 
that the diode current becomes less than the holding current, the diode 
switches off and the capacitor commences charging again. The output 
voltage from the circuit is a sawtooth waveform as shown in the figure. For 
the circuit to function correctly, R x must be small enough to allow the diode 
switching current ( I s ) to flow when the four-layer diode switches on. If the 
current through is less than I s , the diode will not switch on. Also, R x must 
be large enough to prevent I H from flowing when the capacitor is dis- 
charged. Otherwise, the four-layer diode will not switch off. 


The four-layer diode employed in the circuit of Fig. 16-15 has V s = 
10 V, V F =1 V, I s = 500 fiA, and ^=1.5 mA. If E = 30 V, calculate the 
minimum and maximum values of R x for correct operation of the circuit. 


solution 

Summing the voltages around the circuit, 

E=(IXR 1 )+V C 
E- V c 

R '—r 

At the diode switching voltage, 


E- V s 

o — ± 

T l(max) r 

2 S 

30 V-10 V 


= 40 kfi 


( 16 - 3 ) 


500X10- 6 

At the diode forward conducting voltage, V c = V F and / (max) = I H . 
E-V f 




T l(min) r 

30 V-l V 


( 16 - 4 ) 


= 19.3 kfi 


1.5 mA 



zz 


(b) Symbol 


Figure 16-16. Characteristics and symbol for bilateral four-layer diode. 


359 

Other Four- 
Layer 
Devices 


The four-layer diode discussed in Section 16-7.1 is sometimes referred 
to as a unilateral four-layer diode , because it is a one-way device. A bilateral 
four-layer diode, as the name suggests, is a two-way device. In construction, a 
bilateral four-layer diode is simply two inverse parallel connected unilateral 
four-layer diodes contained in one package. The bilateral device forward 
and reverse characteristics are each identical to the forward characteristics of 
the unilateral device [Fig. 16- 16(a)]. The circuit symbol used for the 
bilateral four-layer diode as shown in Fig. 16- 16(b) is simply two inverse 
parallel connected unilateral four-layer diode symbols. 


16 - 7.2 

Bilateral 

Four-Layer 

Diode 


The silicon unilateral switch (SUS) and the silicon bilateral switch (SBS) are 
essentially unilateral and bilateral four-layer diodes, respectively, with the 
addition of gate terminals. Circuit symbols for the SUS and SBS are shown 
in Fig. 16-17. 


16 - 7.3 

The SUS 
and SBS 


A 


a 7 




o- 

G 




C 


^|(l 


(a) Silicon unilateral switch (b) Silicon bilateral switch 
Figure 16-17. Circuit symbols for SUS and SBS. 


O A 


360 

The 

Silicon 

Controlled 

Rectifier 




Anode 

gate 



Cathode 

gate 


6C 


(a) Equivalent circuit (b) Symbol 

Figure 16-18. Silicon-controlled switch equivalent circuit and symbol. 


16-7.4 

The 

Silicon- 

Controlled 

Switch 


The silicon- controlled switch (SCS) is a low-current SCR with two gate 
terminals. An anode gate is provided as well as the cathode gate. In the 
two-transistor equivalent circuit shown in Fig. 16- 18(a), it is seen that a 
negative pulse at the anode gate causes to switch on. Q., collector supplies 
base current to Q 2 and both transistors switch on. Similarly, a positive pulse 
at the cathode gate can switch the device on. Since only small currents are 
involved, the SCS may be switched off by an appropriate polarity pulse at 
one of the gates. At the cathode gate a negative pulse is required for switch 
off, while at the anode gate a positive pulse is necessary. The SCS circuit 
symbol is shown in Fig. 16- 18(b). 


Glossary of 
Important 
Terms 


SCR. Silicon controlled rectifier — a rectifier with a control element that 
determines the anode-to-cathode voltage at which the device com- 
mences to conduct. 

Gate. Control element on SCR. 

Thyristor. Collective name for SCR-type devices. 

pnpn device. Another name for SCR-type devices. 

Four-layer device. Another name for SCR-type devices. 

Latching. The ability of the SCR to remain on after the triggering current 
is removed. 

Reverse blocking current, A small leakage current that flows when 

the SCR is reverse biased. 

Reverse breakdown voltage. Reverse voltage at which an SCR breaks 
down. 

Reverse blocking region. Region of SCR reverse characteristics before 
breakdown occurs. 

Forward blocking region. Region of SCR forward characteristics before 
switch on occurs. 


Forward leakage current, I FX . A small leakage current that flows before 
switch on when the SCR is forward biased. 

Forward breakover voltage, V F(BOy Forward voltage at which an SCR 
switches on when the gate current is zero. 

Forward conduction voltage, V F . SCR anode-to-cathode voltage when 
conducting. 

Gate current, I G . Current flowing into SCR gate terminal. 

Holding current, I HQ . Minimum SCR anode current required to keep the 
device conducting when gate is open circuited. 

Holding current, 1^. Minimum SCR anode current required to keep the 
device conducting when gate has a specified bias resistance. 

Forward blocking voltage, Vfou- Maximum SCR forward voltage that 
may be applied without causing the device to conduct when gate is 
open circuited. 

Forward blocking voltage, V FXM . Same as VfOM but with specified bias 
resistance at gate. 

Reverse blocking voltage, V ROM . Maximum SCR reverse voltage that may 
be applied without causing breakdown when gate is open circuited. 

Reverse blocking voltage, Vrxm‘ Same as V ROM but with specified bias 
resistance at gate. 

Average forward current, Ip^ v y Maximum permissible SCR average for- 
ward current. 

RMS forward current, 1^. Maximum permissible SCR rms forward cur- 
rent. 

Peak one-cycle surge current, I FM(tuniC y Nonrepetitive forward current 
that can safely flow for one cycle. 

TRIAC. Two inverse parallel connected SCR’s with a common gate, 
contained in one package. 

DIAC. Similar to a TRIAC but without a gate terminal. 

Four-layer diode. Low-current SCR without gate. 

Shockley diode. Same as four- layer diode. 

Forward switching voltage, V s . Forward voltage at w’hich four-layer diode 
commences conduction. 

Switching current, I s . Minimum forward current for four-layer diode to 
commence conduction. 

Unilateral four-layer diode. Another name for the four-layer diode. 

Bilateral four-layer diode. Two-w-ay device — two inverse parallel con- 
nected unilateral four-layer diodes in one package. 

SUS. Silicon unilateral switch — unilateral four-layer diode with a gate. 

SBS. Silicon bilateral switch — bilateral four- layer diode with a gate. 

SCS. Silicon-controlled switch — low current SCR with anode gate and 
cathode gate. 


361 

Glossary of 
Important 
Terms 


Review 

Questions 


Problems 


16-1. Sketch the construction of a silicon-controlled rectifier. Also sketch 
the two- transistor equivalent circuit and show how it is derived from 
the SCR construction. Label all terminals and explain how the 
device operates. 

16-2. Sketch typical SCR forward and reverse characteristics. Identify all 
regions of the characteristics and all important current and voltage 
levels. Explain the shape of the characteristics in terms of the SCR 
two-transistor equivalent circuit. 

1 6-3. Sketch SCR phase control circuits for: 

(a) 90° phase control. 

(b) 180° phase control. 

In each case show the load waveform and explain the circuit opera- 
tion. 

16-4. Show how an additional rectifier (not SCR) may be connected to 
provide extra load current in the circuits of Question 16-3. Show the 
effect on the load waveforms and briefly explain. 

16-5. Draw an SCR control circuit using two SCR’s to provide phase 
control for positive and negative half-cycles of the supply voltage. 
16-6. Draw sketches to show the construction, equivalent circuit, and 
characteristics of a TRIAC. Identify all important voltage and cur- 
rent levels on the characteristics and explain the operation of the 
device. 

16-7. Sketch a TRIAC control circuit. Show the load waveform and 
explain the operation of the circuit. 

16-8. Sketch the characteristics and circuit symbols and briefly explain the 
following: 

(a) DIAC. 

(b) Four-layer diode. 

(c) Bilateral four-layer diode. 

16-9. (a) Sketch the circuit of a relaxation oscillator using a four-layer 
diode, and explain its operation. 

(b) Sketch the circuit symbols and briefly explain (1) SUS, (2) SBS, 
and (3) SCS. 

16-1. A C6G SCR (data in Fig. 16-4) is employed to switch a 115 V ac 
supply to a load. Determine the minimum load resistance that may 
be supplied. If the SCR has a 2.2 kft bias resistor at the gate, estimate 
the required gate trigger voltage and current. Also calculate the 
instantaneous supply voltage at which the device switches off. 

16-2. A load resistance of 33 ft is supplied from an ac source of 60 V peak. 
Current to the load is to be switched on and off by an SCR triggered 
by a 10 /is input pulse. 

(a) Sketch the complete circuit. 


362 


16-3. 

16-4. 

16-5. 

16-6. 

16-7. 

16 - 8 . 

16-9. 

16-10. 


(b) Select a suitable SCR from the specifications in Figs. 16-4 and 
16-5. 

(c) If the gate bias resistance R c = 1 kft, specify the required trigger 
voltage and current. 

(d) Determine the supply voltage at which the SCR will switch off. 
An SCR with a 1 15-V ac supply controls the current through a 150-ft 
load resistor. A 90° phase-control circuit is employed to trigger the 
SCR anywhere between 12° and 90°. The gate trigger current is 50 
/xA. Calculate the value of the variable resistance, specify the diode 
required, and select a suitable SCR from the C6 range. 

The circuit in Fig. 16-7 has an ac supply of 30 V rms and R L = 20 ft. 
Determine the range of adjustment of /?, for the SCR to be triggered 
on anywhere between 7.5° and 90°. The gate trigger current is 500 
/xA and the gate voltage is 0.6 V. 

For Problem 16-4 the SCR holding current is 1 mA. Calculate the 
instantaneous input voltage at which it will switch off. 

The four-layer diode employed in the circuit of Fig. 16-15 has F 5 = 8 
V, I s = 600 /xA, and I H — 1 mA. If E = 40 V, calculate the minimum 
and maximum values of R { for correct operation of the circuit. 

A four-layer diode is used in a relaxation oscillator which has a 25-V 
supply, a l-/xF capacitor, and a 12-kft series resistor, (sec Fig. 16-15). 
The capacitor is to charge up to 15 V, and then discharge to 
approximately 1 V. Specify the four-layer diode in terms of forward 
conduction voltage, forward switching voltage, switching current, and 
holding current. 

Design a 10° to 90° phase-control circuit to control a 1-kW heater. 
The supply voltage is 120 V. Select a suitable SCR from the 
specifications in Figs. 16-4 and 16-5. 

A light dimmer uses a TRIAC with a control circuit by means of 
which the device can be triggered on anywhere between the 5° and 
90° points on the input waveform. The supply voltage is 220 V and 
the total (lighting) load is 750 W. Assuming that the TRIAC gate 
triggering current is 200 jtxA, design a suitable circuit and specify all 
components. 

A TRIAC circuit as in Fig. 16-12 has *, = 150 V, fl A = 100 ft, and 
/?, = lOOkft to 2 kft. Determine the minimum points at which the 
TRIAC can be triggered on. Specify all components. 


363 

Problems 


CHAPTER 

17 


17-1 

Introduction 


17-2 

Theory of 
Operation 


The 

Unijunction 

Transistor 


The operation of a unijunction transistor (UJT) is quite different from 
that of bipolar and field effect transistors although it is a three-terminal 
device. The device input, called the emitter, has a resistance which rapidly 
decreases when the input voltage reaches a certain level. This is termed a 
negative resistance characteristic , and it is the characteristic which makes the 
UJT useful in timing and oscillator circuits. 


Basically, the unijunction transistor (also known as a double-base diode) 
consists of a bar of lightly doped n-type silicon with a small piece of heavily 
doped />-type material joined to one side. The concept is illustrated in Fig. 
17-1 (a). The end terminals of the bar are designated base 1 (5,) and base 2 
( B 2 ) as shown, and the />-type region is termed the emitter ( E ). Since the 
silicon bar is lightly doped it has a high resistance, and it can be represented 
as two resistors, r BX from B x to C and r B2 from B 2 to C as shown in Fig. 
17- 1(b). The sum of r Bl and r B2 is designated R BB . The />-type emitter forms 


364 



Theory of 
Operation 


365 



B , 


(a) Basic construction 


(b) Equivalent circuit 


Figure 17-1. Basic construction and equivalent circuit of unijunction transistor. 

a /w-junction with the n-type silicon bar, and this is represented by a diode 
in the equivalent circuit. 

With a voltage V BXB2 applied as shown, the voltage at the junction of 


where R BB = r Bl + r B2 • 

V x is also the voltage at the cathode of the diode representing the 
/^-junction. While the emitter terminal is open circuited, the only current 
flowing is 


If the emitter terminal is grounded, the />n-junction is reverse biased and 
a small emitter reverse current ( l EO ) flows. 

Now consider what happens when the emitter input voltage ( is 

slowly increased from zero. As ^EB\ becomes equal to ^i> h:o will be reduced 
to zero. With equal voltage levels on each side of the diode, no reverse 
current or forward current will flow. With a further increase in V EBX the 
/>n-junction becomes forward biased, and a forward emitter current I E begins 
to flow from the emitter terminal into the n-type silicon bar. When this 


r B \ and r B2 is 



( 17 - 1 ) 


, _ K BIB2 

l B2~ p 


( 17 - 2 ) 


366 

The 

Unijunction 

Transistor 



Figure 17-2. UJT circuit symbol. 


occurs, charge carriers are injected into the r Bl region of the bar. Since the 
resistance of a semiconductor material is dependent upon doping, the 
additional charge carriers cause the resistance of the r B1 region to rapidly 
decrease. With decrease in resistance, the voltage drop across r Bl also 
decreases, causing the /w-junction to be more heavily forward biased. This 
results in a greater forward current, and consequently more charge carriers 
are injected causing still further reduction in the resistance of the r Bl region. 
The input voltage is also “pulled down,” and the input current (I E ) is 
increased to a limit determined by the source resistance. The device remains 
in this on condition until the input is open circuited or until I E is reduced to 
a very low level. 

The circuit symbol for a UJT is shown in Fig. 17-2. As always, the 
arrowhead points in the conventional current direction for a forward- biased 
junction. In this case it points from the p- type emitter to the n-type bar. The 
voltage polarities and current directions for operation of the device are also 
shown. 


17-3 A plot of emitter voltage ( Veb\) versus emitter current ( I E ) gives the 

UjT . emitter characteristics shown in Fig. 17-3. 

Characteristics When I B2 — 0, (i.e., V B ib 2 ~Q)> and a small increase in V E 

forward biases the emitter junction. The resultant plot of V E and I E is simply 
the characteristic of a forward-biased diode with some series resistance. 
When V BlB2 is appriximately 20 V and K £ = 0, the emitter junction is 
reverse biased and the emitter reverse current ( I E0 ) flows as shown at point 1 
on the characteristics. Increasing ^eb i reduces the emitter junction reverse 
bias. When V E = V l [see Fig. 1 7-1 (b)], there is no reverse or forward bias and 
I E — 0. This gives point 2 on the characteristic. Increasing ^EB 1 beyond this 
point begins to forward bias the emitter junction. At the peak point where 
^EB i = the junction is just forward biased, and a very small forward 

emitter current is flowing. This is termed the peak current I P . Up until this 
point, the UJT is said to be operating in the cutoff region. When I E increases 
beyond I P the device enters the negative resistance region , in which the resis- 
tance of r B { falls rapidly and V E falls to the valley voltage V v . V 0 is determined 
by the forward-biased emitter diode voltage V D and by the saturation resistance r s 
of r BV At this point 1 E equals the valley current (If). A further increase of I E 



367 

UJT 

Parameters 

and 

Specification 


causes the device to enter the saturation region, where V E is equal to the sum ol 
V D and (I E X r s ). 

When V BB is reduced below 20 V, V x will also be reduced and the UJT 
will switch on at a lower value of V E . Thus, using various levels of V BB , a 
family of ^EB ,/ I E characteristics for a given UJT can be plotted as shown in 
Fig. 17-3. 


17-4 

UJT 

Parameters 

and 

Specification 


The interbase resistance (R BB ) is the sum of r BX and r B2 when the emitter 
current is zero. Consider Fig. 17-4 showing a portion of the manufacturer’s 
data sheet for 2N4948 and 2N4949 UJT’s. R BB is specified as 7 kS2 typical, 
4 kfl minimum, and 12 kfi maximum. Rbb is very sensitive to temperature 
variations, and an interbase resistance temperature coefficient {<xR BB ) is usually 
specified on data sheets. For the 2N4948, aR BB can be as large as 0.9%/ °C. 


17 - 4.1 

Interbase 
Resistance , 

^BB 


2n4948 (SILICON) 

2n4949 

Silicon annular unijunction transistors designed for 
military and industrial use in pulse, timing, triggering, 
sensing, and oscillator circuits. The annular process 
provides low leakage current, fast switching and low 
peak-point currents as well as outstanding reliability 
and uniformity. 


CASE 22A 

(TO- 18 Modified) 

(Lead 3 connected to case) 


MAXIMUM RATINGS (Ta = 25*C unless otherwise noted) 


Rating 

Symbol 

Value 

Unit 

RMS Power Dissipation* 

P D 

360* 

mW 

RMS Emitter Current 

>e 

50 

rnA 

Peak Pulse Emitter Current** 

i e 

1.0** 

Amp 

Emitter Reverse Voltage 

v 

V B2E 

30 

Volts 

Storage Temperature Range 

T 

stg 

-65 to +200 

°C 



* Derate 2.4 mW/°C increase in ambient temperature. 

ELECTRICAL CHARACTERISTICS <T. = 25 *C unless otherwise noted) 


Characteristic 

Symbol 

Min 

Typ 

Max 

Unit 

Intrinsic Standoff Ratio 

< V o,n, 1 I® V) Note 1 2N4948 

BZB1 2N4949 

n 

0. 55 
0.74 

: 

0.62 

0.86 


Interbase Resistance 

< V B2B1 3 0 v - l E z °> 2N4948, 2N4949 

R B8 

4.0 

7.0 

12.0 

k ohms 

Interbase Resistance Temperature Coefficient 
(V B2B) ’ 3 0 V ' ‘e ; °< t a ■ 65 ” C to ‘‘00*0 

“ R B8 

0. 1 


0.9 

V*c 

Emitter Saturation Voltage 
(V B2B1 = 10 v ' > E 50 mA > 2 

V EBl(sat) 


2.5 

3.0 

Volts 

Modulated Interbase Current 
,V B2B. 10V ' ‘ E =50 mA) 

'B2(mod) 

12 

15 

- 

mA 

Emitter Reverse Current 
(V B2E 30 V W 0 * 

<V B2E = 30V - «B1 =0 T A -125-C) 

‘eB20 


5.0 

10 

1.0 

nA 
M A 

Peak Point Emitter Current 
<V B2B1 - “ V) 

2N4949 

>P 


0.6 

0.6 

2.0 

1.0 

HA 

Valley Point Current 

<V 82B1 r 20 V ' R 82 1 100 0hms) Not * 2 2N4948, 2N4949 

'v 

2.0 

4.0 


mA 


Figure 17-4. Portion of UJT data sheet. (Courtesy of Motorola, Inc.) 


368 


This is a positive temperature coefficient; i.e., R BB increases with tempera- 
ture increase. The value of R BB together with the maximum power dissipa- 
tion P D determines the maximum value of V BiB2 that may be used. With 
I E = 0, maximum power dissipated in the UJT is 


Pp = 


( ^BIB2) 

Rrr 


maximum V BlB2 


^ Rrb x p d 


(17-3) 


369 

UJT 

Parameters 

and 

Specification 


Determine the maximum value of V BXB2 that should be used with a Example 17-1 
2N4948 UJT (a) at an ambient temperature of 25°C; (b) for operation up to 
100°C. 

solution (a) 

From Fig. 17-4, at 25°G, 

/ 5 d = 360 mW, Rrr — 4 kfi(min), 12 kfi(max) 

To give the lowest possible value of V BXB2{mMx) use R BB(miny 
V4kBx360mW «38V 

This is larger than the maximum emitter reverse voltage ( V B2 £) which is 30 
V. Therefore, at 25°G, V BXB2 should not exceed 30 V. 

solution (b) 

at 100° C 

First note, from Fig. 17-4, that P D must be derated linearly at 2.4 mW/°C. 

The temperature increase from 25°C s =(100 — 25)°G = 75°C. 

at 75° C 


P D = 360 mW - (2.4 X 75) mW = 360-1 80 mW = 1 80 mW 


The minimum increase in R BB is 0.1%/°C, from aR BB . For a tempera- 
ture increase of 75°C this is only a 7.5% increase in R BB , so for calculation of 
V B \ B 2 ( m *xy ignore the R BB increase. 

From Eq. (17-3), 




\ATfiXl80mW * 26.8 V 


17-4.2 

Intrinsic 
Stand-off 
Ratio tj 

The intnnsic stand-off ratio , which is represented by the symbol tj (Greek 
letter eta), simply defines the ratio of r Bl to R BB . Together with V BlB2 and 
the emitter junction voltage drop ( P^), tj also determines the peak voltage 
V p for the UJT. 

From Eq. (17-1), 

, — V^BlB2 

r B 1^ ' B 2 

and the peak voltage is V D + V v 

V p = V d + t)V bi b2 (17-4) 

V D is the forward voltage drop of a silicon diode, typically 0.7 V. 

Example 17-2 

Determine the minimum and maximum emitter voltages at which a 
2N4948 UJT will trigger on (or fire) when V BlB2 = 30 V. 

solution 

From Fig. 17-4, 

tj = 0.55 min and 0.82 max 

From Eq. (17-4) 

V H min) = 0.7 V 4- (0.55 X 30) = 1 7.2 V 

and 

»WO=0.7 + (0.82 X 30) = 25.3V 

Therefore, the device will fire at some emitter voltage between 17.2 
and 25.3 V. 

17-4.3 

Emitter 

Saturation 

Voltage, 

^EBI(sal) 

V EB i(sat) IS t ^ ie emitter input voltage when the UJT is in its saturation 
region. Therefore, it is the minimum level to which V EBl falls when the UJT 
is triggered on. Since is affected by I E and V B2B1 , it must be 

specified at given levels of I E and V B2Bl . From Fig. 17-4, for V B2Bi = \0 V 
and I E — 50 mA, V EBl (sat) for a 2N4948 is 2.5 V typical and 3.0 V maximum. 

17-4.4 

Peak Point 
Emitter 
Current, l P 

I p was explained in Section 1 7-3. It is important as a lower limit to the 
emitter current. If the source resistance of the input voltage is so high that I E 


370 


is not greater than I p , then the UJT will simply not trigger on (see Examph 
17-4). 


This quantity was also explained in Section 17-3. It is important in 
some circuits as an upper limit to the emitter current. If the source resistance 
of the input voltage is so low that I E is equal to or greater than l v > then the 
device will remain on when triggered (see Example 1 7-4). 


This is the value of current flowing into B 2 after the device is first fired. 
The current is said to be modulated by the UJT being fired. 


The relaxation oscillator shown in Fig. 17-5 consists of a UJT and a 
capacitor C,, which is charged via resistance R E . When the capacitor voltage 
reaches V P , the UJT fires and rapidly discharges C x to Veb\(%*iy The device 
then cuts off and the capacitor commences charging again. The cycle is 
repeated continuously, generating a sawtooth waveform across C,. The time 
(/) for the capacitor to charge from to V p may be calculated, and 

the frequency of the sawtooth determined approximately as \/t. The 
discharge time ( t D ) is difficult to calculate because the UJT is in its negative 
resistance region and its resistance is changing. However, t D is normally very 
much less than t, and can be neglected for approximation. 


The relaxation oscillator in Fig. 17-5 uses a 2N4948 UJT. Calculate 
the typical frequency of oscillation. 

solution 

The general equation for the charging time of a capacitor charged via a 


Sawtooth 


/W1 


Figure 17-5. 



17-43 

Valley 
Point 
Current , ^ 


17-4.6 
Modulated 
In ter base 
Current , 

^B2(mod) 


17-5 

UJT 

Relaxation 

Oscillator 


Example 17-3 


371 


372 

The 

Unijunction 

Transistor 

series resistor is 

j? g 

( = 2.3Ctflog — i (17-5) 

t-e c 

where C = capacitance in farads 

R = resistance in ohms 
E = supply voltage 
e c — capacitor voltage at time t 
E 0 = initial voltage on capacitor 

Since the UJT is to fire at time t 

*.~v, 

= Vd + vV b 1 B 2 [from Eq. (17-4)] 

From the data sheet (Fig. 17-4) a typical value of intrinsic stand-off 
ratio is 7) = 0.7. Also V D = 0.1 V. 

^ = 0.7 V + (0.7X 15 V) 

= 0.7 V+ 10.5 V= 11.2 V 

When the UJT fires, the capacitor is discharged to V EBX (sat) . This is the 
capacitor voltage E 0 at the start of each charging cycle. For the 2N4948, 
*£/n(sat) = 2.5 V typically. 

E= 2.5 V 

From Eq. (17-5), 

f = 2.3 X 0.1 /aF X 1 0 kS7 X log 
= 2. 3X0.1 X 10 _6 X 10X 10 3 Xlogy^ = 1.16 ms 
The frequency is 

/= — = — 7T ms « 860 Hz 
J t 1.16 


The inclusion of resistors R l and R 2 in series with B x and B 2 provides 
output spike waveforms from the oscillator as shown in Fig. 17-6. When the 
UJT fires, the surge of current through B x causes a voltage drop across R x 
and produces the positive-going spikes. Similarly, at the UJT firing time, the 


UJT 

Relaxation 

Oscillator 



Figure 17-6. Variable frequency UJT relaxation oscillator. 

fall of V EBX causes I B2 to increase rapidly and generates the negative-going 
pulse across R 2 . In practice, R x and R 2 should be much smaller than R-bb to 
avoid altering the UJT firing voltage. Typically, /?, is selected less than 47 
ft, and R 2 is usually 200 to 300 ft. A wide range of oscillation frequencies can 
be achieved by making R E adjustable and including a switch to select 
different values of capacitance. 

For correct operation of the UJT there is an upper and lower limit to 
the signal source resistance. For the UJT to fire in the circuit of Fig. 17-6, a 
minimum current level equal to I P must flow through R E when the emitter 
voltage is V F . 

The upper limit on R E is 


- (17-6) 

l P 

For the relaxation oscillator, R E must be large enough to prevent the 
valley current from flowing continuously; otherwise, the UJT will not switch 
off again. 

The lower limit on R E is 

(17-7) 

l v 


The circuit of Fig. 17-6 uses a 2N4948 UJT. If V RB is 15 V, determine 
the maximum and minimum values for R E . 


Example 17-4 


374 

The 

Unijunction 

Transistor 


17-6 

UJT Control 
of SCR 


solution 

From Eq. (17-4), 


Kp~ + 

The largest value of V p will give the smallest /? £(max) . Therefore, from 
the data sheet (Fig. 17-4), use 17 = 0.82. 

F)> = 0.7 + (0.82 X 15)= 13 V 


From Eq. (17-6), 



For smallest R E(mzx) , 

ax) = ^ ^A. 


use maximum I P . From the data sheet (Fig. 17-4), 


„ 15 V— 13 V 

%max) 2 




From Eq. (17-7) 


n £(min) “ 


V BB K ££L(«at) 

Iy 


For the largest value of 7? £(min) , use minimum V E b\(sm) an ^ minimum 
I v . Deriving these values from the data sheet, 


„ 15 V — 2.5 V 

« E (nnn) g mA 


= 6.25 k 12 


In practice, R E should be selected somewhere between the upper and lower 
limits. 


Unijunction transistors are frequently employed for control of SCR’s. 
In the typical circuit, shown in Fig. 17-7(a), the SCR is triggered on by the 
voltage drop across R x when the UJT fires. Diode D x allows the positive 
half -cycle of the supply to charge C x via R E . D x also isolates the UJT circuit 
from the negative half-cycles of the input. By adjusting *£. the charging rate 
of Cj , and therefore the UJT firing time, can be selected. The waveforms in 
Fig. 17-7(b) show that almost 180° of control of SCR triggering is possible. 



UJT firing 
point 



Figure 17-7. Circuit and waveforms for UJT control of SCR. 


The programmable unijunction transistor (PUT) is not a unijunction transis- 
tor at all, but an SCR-type device used in a particular way to simulate a 
UJT. For the simulated UJT the interbase resistance ( R BB ) and the intrinsic 
stand-off ratio ( 77 ) may be programmed to any desired values by selecting 
two resistors. This means that the device firing voltage (the peak voltage V p ) 
can also be programmed. 

Consider Fig. 17-8. The pnpn device shown in Fig. l7-8(a) has its gate 
connected to the junction of resistors /?, and /? 2 . The four-layer construction 
in Fig. l7-8(b) shows that the anode-gate junction is forward biased when 
the anode becomes positive with respect to V c . When this occurs the device 
is triggered on. The anode-to-cathode voltage then drops to a low level, and 


375 

Programmable 

Unijunction 

Transistor 


17-7 

Programmable 

Unijunction 

Transistor 


376 

The 

Unijunction 

Transistor 



(a) Programmable UJT circuit 



(b) Four-layer construction 
of programmable UJT 



(c) Characteristic of 
programmable UJT 

Figure 17-8. Circuit, four-layer construction, and characteristic of programmable UJT. 

the device conducts heavily until the input voltage becomes too low to 
sustain conduction. It is seen that this action simulates the performance of a 
UJT. The anode of the device acts as the UJT emitter, and and R 2 
operate as r Bi and r B2 , respectively. R BB , 77, and V p are programmed by the 
selection of /?, and R 2 . The typical characteristic of a programmable UJT is 
shown in Fig. 17-8(c). 


Example 17-5 


A programmable UJT has a forward voltage ( V F ) of 1 V when on, and 
requires a gate trigger current (7 C ) of 0.1 mA. tj is to be programmed to 0.7. 
Using a 20 V supply, determine R 1 and R 2 . Also calculate Vp* V v> and R BB . 


solution 


R x 

y Rl = tjX F flfl = 0.7X20 V=14 V 

If 7j is too small, V G may be significantly altered when I c flows. To 
ensure a stable V G level, make /, > 10/ c . 

/, = 10X0.1 mA = 1 mA 


R 14V 
/ '1mA 


= 14 k« 


20V-HV =6kn 

1 mA 

R BB = R i + R 2 = 2 ° 


Vp~ ^V^bs* where V D (anode-to-gate forward voltage drop) is about 

0.7 V. 

k)» = 0.7 + (0.7X20) = 14.7 V 

V v = anode-to-cathode forward voltage drop ^ V F = 1 V 


377 

Glossary of 
Important 
Terms 


Unijunction transistor (UJT). Three-terminal device having one /wi-junc- Glossary of 

tion and an n-type resistive region. Important 

Terms 

Double-base diode. Another name for a UJT. 

Base 1, By UJT terminal to which the negative terminal of supply is 
connected. 

Base 2, B 2 . UJT terminal to which the positive terminal of supply is 
connected. 

Emitter, E. UJT input terminal. 

r BX . Resistance of «-type region between junction cathode and B x of UJT. 

r B2 . Resistance of n-type region between junction cathode and B 2 of UJT. 

Interbase resistance, R BB . Resistance of UJT measured between B x and B 2 
— sum of r Bl and r B2 . 

UJT input voltage applied between B x and E. 

Peak point emitter current, I P . UJT emitter current at peak point on 
characteristic — emitter current at instant of firing. 

Valley point current, Iy. UJT emitter current at valley point on character- 
istic. 

Peak voltage, V p . UJT emitter-to-fi, voltage at instant of firing. 

Valley voltage, V v . UJT emittcr-to-Z?, voltage at valley point on char- 
acteristic. 

Saturation resistance, r s . Resistance of r Bl after UJT has fired. 


378 

The 

Unijunction 

Transistor 


Cutoff region. Region of UJT characteristics before junction becomes 
forward biased. 

Negative resistance region. Region of UJT characteristic between peak 
point and valley point. 

Saturation region. Region of UJT characteristic after device has fired 
— beyond valley point. 

Intrinsic stand-off ratio. Ratio r Bl / R BB — determines emitter-to-Z?! voltage 
at which UJT fires. 

Emitter saturation voltage, Emitter-to-Z?! voltage of UJT in 

saturation region. 

Modulated interbase current, /^(mod)* Current flowing into B 2 after UJT 
has fired. 

Programmable UJT, PUT. SCR-type device which simulates a UJT. 


Review 

Questions 


17-1. Draw sketches to show the basic construction and equivalent circuit 
of a unijunction transistor. Briefly explain the operation of the UJT. 

17-2. Sketch typical UJT emitter characteristics for I B2 = 0, E BlB2 =20 V, 
and E BlB2 = b V. Identify each region and all important points on the 
characteristics, and explain their shape. 

17-3. Sketch the circuit of a UJT relaxation oscillator with provision for 
frequency adjustment and spike waveform. Show all waveforms and 
explain the operation of the circuit. 

17-4. Sketch a UJT circuit for control of an SCR. Also sketch input, 
capacitor, and load waveforms, and briefly explain how the circuit 
operates. 

17-5. Using illustrations explain the operation of a programmable unijunc- 
tion transistor. Sketch a typical characteristic for the device and 
explain how the intrinsic stand-off ratio may be programmed. 


Problems 


17-1. Determine the maximum value of power dissipation for a 2N4948 
UJT operating at an ambient termperature of 125°C. Also determine 
the maximum value of V BlB2 that may be used at 125°C. The 
condensed data sheet for the 2N4948 is shown in Fig. 17-4. 

17-2. Calculate the minimum and maximum values of V EBI at which a 
2N4948 UJT will trigger on when V BXB2 = 20 V. 

17-3. A relaxation oscillator uses a 2N4948 UJT and has K 5j9 = 25 V. The 
capacitor employed has a value of 0.5 /xF and the charging resistance 
is 33 kft. Calculate the typical oscillation frequency. 

17-4. For the circuit of Problem 17-3, calculate the maximum and mini- 
mum values of capacitor charging resistance which will sustain 
oscillations. 


17-5. A programmable UJT operating from a 25- V supply has V F = 1.5 V 
and / c = 0.05 mA. Determine the values of /?, and R 2 to program tj to 
0.75. Also calculate V F , Vy, and R bb . 

17-6. A UJT relaxation oscillator to have a frequency of 3 kHz is to 
operate from a 20- V supply. A 3-juF capacitor is employed, and the 
maximum and minimum output voltages are to be 7.5 and 1 V, 
respectively. Determine a suitable value of series resistance, and 
specify the UJT in terms of intrinsic stand-off ratio and valley 
voltage. 

17-7. A UJT relaxation oscillator has a 30-V dc supply, a 5-juF capacitor, 
and a 12-kft charging resistor. If 77 ranges from 0.65 to 0.73 and 
V v = 1 .5 V, determine the maximum and minimum values of oscillat- 
ing frequency and peak output voltage. 

17-8. The UJT in Problem 17-3 is to be replaced with a PUT. Determine 
suitable values for /?, and /? 2 , and specify the PUT. 

17-9. A programmable UJT has a forward voltage of F^-^0.9 V when on. 
The gate trigger current is / c = 200 jttA. The device is to be pro- 
grammed to switch on at V c =\5 V when operating from a 24- V 
supply. Determine suitable values for /?, and R 2> and calculate V py 
K>> and R bb . 


379 

Problems 


CHAPTER 

18 


18-1 

Introduction 


Optoelectronic 

Devices 


Optoelectronic devices are light-operated devices (photoelectric), 
light-emitting devices, or devices which modify light. 

Photoelectric devices can be categorized as photoemissive , photoconductive , 
or photovoltaic. In photoemissive devices, radiation falling upon a cathode 
causes electrons to be emitted from the cathode surface. In photoconductive 
devices, the resistance of a material is changed when it is illuminated. 
Photovoltaic cells generate an output voltage proportional to radiation 
intensity. 

Any light source emits energy only over a certain range of frequencies 
or wavelengths. A graph of energy output plotted versus either frequency or 
wavelength is termed the emission spectrum for the source. An electronic device 
which is affected by light is sensitive only to a certain range of radiation 
frequencies. A graph of device current, voltage, or resistance plotted versus 
radiation frequency is known as its spectral response. For a given photosensitive 
material there is a minimum radiation frequency (or maximum wavelength) 
that can produce a photoelectric affect; this is known as the threshold frequency 
or threshold wavelength. 


380 


The total light energy output, or luminous flux , from a source can be 18-2 

measured in milliwatts (mW) or in lumens (!m). Light 

Units 

1 lm= 1.496 mVV 

Light intensity is the amount of light that falls on a unit area. Light 
intensity is expressed in milliwatts per square centimeter (mW/cm 2 ), in lumens per 
square meter (lm/m 2 ), or in the older unit lumens per square foot (lm/ft 2 ) which 
is also known as a foot candle (fc). 

1 fc = 10.764 lm/m 2 

The light intensity of sunlight on the earth at noon on a clear day is 
approximately 10,000 fc, or 107,640 lm/m 2 . Using 1 lm= 1.496 mVV, 
sunlight intensity becomes 161 W/m 2 . 

Consider a point source which emits light evenly in all directions. To 
determine the light intensity at a given distance from the source, it is 
necessary to consider the surface area of a sphere surrounding the source. 

At a distance of 1 m from the source the luminous flux is spread over a 
total surface area of a sphere with a radius of 1 m. 


Surface area of sphere = 47rr 2 


Light intensity 


luminous flux 
4 AT 2 


(18-1) 


Calculate the light intensity at a distance of 3 m from a lamp which Example 18-1 
emits 25 W of light energy. Also determine the total luminous flux which 
strikes an area of 0.25 cm 2 at 3 m from the lamp. 

solution 

From Eq. (18-1), 

T . , . 25 W 

Light intensity = - 

4^(3 m) 2 

= 221 mW/m 2 = 22lX10' 4 mYV/cm 2 
Total flux = (flux per unit area) X (area) 

= (light intensity) X (area) 

= (221 X 10“ 4 m\V/cm 2 ) X (0.25 cm 2 ) 

^5.5 mW 


381 


382 

Optoelectronic 

Devices 


Light energy is an electromagnetic radiation; i.e., it is in the form of 
electromagnetic waves. Therefore, it can be defined in terms of frequency or 
wavelength as well as intensity. Wavelength, frequency, and velocity are 
related by the equation 


c=f\ 


(18-2) 


where c = velocity 

= 3 X 10 8 m/s for electromagnetic waves 
/ = frequency in Hz 
A = wavelength in meters 


Visible light ranges approximately from violet at 380 nm (380 nano- 
meters or 380X10 -9 m) to red at 720 nm. From Eq.(18-2), the frequency 
extremes are 


and 


c 3X10 8 

* \ ~ r,™ w ,^-9 


/ = 


380X10 
3X10 8 


=:8X10 14 Hz 


720X10 -9 


-4X10 14 Hz 


18-3 

Photo- 

multiplier 

Tube 


Although many solid-state photoelectric devices are available today, 
the photomultiplier tube is still widely applied, mainly because it is an 
extremely sensitive device. A photomultiplier tube consists of an evacuated glass 
envelope containing a photocathode , an anode y and several additional electrodes 
termed dynodes. Figure 18-1 illustrates the principle of the photomultiplier. 
Radiation striking the photocathode imparts energy to electrons within the 
surface material of the cathode. When the radiation frequency exceeds the 
threshold frequency of the cathode material, electrons are emitted from 
the surface. The emitted electrons (negative charge carriers) are accelerated 
toward dynode 1 by the positive potential on that dynode. The dynodes have 
surfaces which facilitate secondary emission. Thus, if the electrons strike the 
surface of dynode 1 with sufficient energy, secondary electrons are knocked out 
of the surface and are accelerated toward the more positive dynode 2. Each 
electron which strikes dynode 2 produces more secondary electrons, which 
are then accelerated to dynode 3, and so on. 

The electrons emitted from the dynode surface are termed secondary 
electrons to distinguish them from the primary or incident electrons. The energy of 
the incident electrons depends upon the voltage applied to accelerate them, 
i.e., the dynode voltage. Since there are many more secondary electrons than 
primary electrons, the original photoemission current is amplified, or, in 
other words, the number of electrons is multiplied. 


Emitted 

electron 


Secondary 

electrons 



383 

Photo- 

multiplier 

Tube 


After moving from dynode 1 to dynode 2 and successive dynodes, the 
electrons are finally collected at the anode. In this way photoemission 
currents of the order of microamperes are converted to more useful milli- 
ampere levels. Current amplifications of up to 10 6 are possible, depending 
upon the number of dynodes employed. 

The characteristics of a typical photomultiplier tube are shown in Fig. 
18-2. High voltages are required to operate the device. The anode voltages 
used with various photomultiplier tubes range from 500 to 5000 V. The dark 
current , which flows when the cathode is not illuminated, results from thermal 
emission and the influence of the high-voltage electrodes. For incident 
illumination of a given wavelength the number of emitted electrons is 
directly proportional to the illumination intensity. Thus, for a particular 



Anode voltage *- 

Figure 18-2. Typical characteristics of a photomultiplier tube 



384 

Optoelectronic 

Devices 


18-4 

The 

Photo- 

conductive 

Cell 


9 X 200 kn 


Dynodes 



Cathode'" Anode 


(a) Photomultiplier 
circuit symbol 

Figure 18-3. 



Photomultiplier circuit symbol and typical circuit. 


illumination intensity the anode current of the photomultiplier tube should 
tend to remain constant as the anode voltage is increased. However, the dark 
current always adds to the anode current produced by illumination, and the 
secondary emission improves with increase in applied voltage; consequently, 
the anode current tends to increase slightly with increase in anode voltage. 

Since the illumination levels indicated on the characteristics are 
measured in microlumens , it is seen that the photomultiplier tube is very 
sensitive indeed. In fact, the device is so sensitive that destructively large 
currents could flow if it is exposed to ordinary daylight levels when voltage is 
applied to its electrodes. Various spectral responses are available in photo- 
multiplier tubes, ranging approximately from 150 to 600 nm, or from 400 to 
1000 nm. 

The symbol for a photomultiplier tube and a typical circuit arrange- 
ment are shown in Fig. 18-3. The cathode is provided with a high negative 
voltage, and the dynodes are biased via a potential divider arrangement 
between ground and the negative supply. The anode is connected via a high 
value of load resistance to a level more positive than ground. Although the 
device requires high operating voltages, the circuit arrangement enables the 
output voltage to be relatively close to ground. 


Light striking the surface of a material can provide sufficient energy to 
cause electrons within the material to break away from their atoms. Thus, 
free electrons and holes (i.e., charge carriers) are created within the 
material, and consequently its resistance is reduced. The circuit symbol and 
construction of a typical photoconductive cell are shown in Fig. 18-4. 
Light-sensitive material is arranged in the form of a long strip, zigzagged 
across a disc-shaped base with protective sides. For added protection, a glass 
or plastic cover may be included. The two ends of the strip are brought out 
to connecting pins below the base. 

From the illumination characteristic shown in Fig. 18-5, it is seen that 
when not illuminated the cell resistance may be greater than 1 00 k£2. This is 
known as the dark resistance of the cell. When illuminated, the cell resistance 



Light sensitive 



Figure 18-4. Construction and circuit symbol for photoconductive cell. 

may fall to a few hundred ohms. Note that the scales on the illumination 
characteristic are logarithmic. The cell sensitivity may be expressed in terms 
of the cell current for a given voltage and given level of illumination. 

The two materials normally employed in photoconductive cells are 
cadmium sulfide (CdS) and cadmium selenide (CdSe). Both materials respond 
rather slowly to changes in light intensity. For cadmium selenide the 
response time is around 10 ms, while cadmium sulfide may take as long as 
100 ms. Another important difference between the two materials is their 
temperature sensitivity. There is a large change in the resistance of a 
cadmium selenide cell with changes in ambient temperature, but the 
cadmium sulfide resistance remains relatively stable. As with all other 
devices, care must be taken to ensure that the power dissipation is not 



Figure 18-5. Illumination characteristic for photoconductive cell. 


386 

Optoelectronic 

Devices 


Example 18-2 


excessive. The spectral response of a cadmium sulfide cell is similar to that of 
the human eye; i.e., it responds to visible light. For a cadmium selenide cell, 
the spectral response is at the longer wavelength end of the visible spectrum 
and extends into the infrared region. 

Two photoconductive cell applications are given in Examples 18-2 and 
18-3. Other applications are shown in Figs. 18-8 and 18-9. 


A relay is to be controlled by a photoconductive cell with the char- 
acteristics shown in Fig. 18-5. The relay is to be supplied with 10 mA from a 
30- V supply when the cell is illuminated with about 400 lm/m 2 , and is 
required to be de-energized when the cell is dark. Sketch a suitable circuit 
and calculate the required series resistance and the level of the dark current. 

solution 

The circuit is shown in Fig. 18-6. A series resistor Ry is included to limit the 
current. 



The current is 


7 _ 30 V 

R { + (cell resistance) 

30 

R { = — — (cell resistance) 

From Fig. 18-5, the cell resistance at 400 lm/m 2 sl M2: 
30 V 

= --1 M2 = 2M2 

1 10 mA 


and cell dark resistances 100 M2 (from Fig. 18-5). 


Dark currents 


30 V 

2M2+100M2 


s0.3 mA 


Example 18-3 


An npn transistor is to be biased on when a photoconductive cell is 
dark, and off when it is illuminated. The supply voltage is ±6 V, and the 
transistor base current is to be 200 /iA when on. If the photoconductive cell 
has the characteristics shown in Fig. 18-5, design a suitable circuit. 

solution 

The circuit is as shown in Fig. 18-7. When dark the cell resistance is high, 
and the transistor base is biased above its grounded emitter. When 
illuminated, the base voltage is below ground level. 



Figure 10-7. Circuit to switch transistor off when photoconductive cell is illuminated. 

From Fig. 18-5, the cell dark resistances 1 00 k!2. 

When the transistor is on, 

Cell voltage — 6 V + ^ = 6.7 V (for a silicon transistor) 

Cell current « -j^ = 67,. A 

The current through is 

Cell current + I B = 67 fiA + 200 /t A = 267 fiA 


The voltage across /?, = 6 V— V BE — 5.3 V. 

5.3 V 


* 1 - 


267 pA 


20 k£2 


When the transistor is off, the transistor base is at or below zero volts. 


^«6V 


387 


388 

Optoelectronic 

Devices 



Figure 18-8. Circuit to switch transistor on when cell is illuminated. 


'*• 20 kfl ~ 300 


Since cell current — I R , and cell voltage«=;6 V. 

6 V 

Cell resistance = — — — - = 20 kS2 
300 fiA 



50 pA 
meter 


Figure 18-9. Light meter using photoconductive cell. 


Therefore, Q x will be off when the cell resistance is 20 kfi or less, i.e., 
when the illumination level is above approximately 7 lm/m 2 (see character- 
istics). 


18-5 

The 

Photodiode 


When a pn -junction is reverse biased, a reverse saturation current I s 
flows due to thermally generated holes and electrons being swept across the 
junction as minority carriers. Increasing the junction temperature will 
generate more hole-electron pairs, and so the minority carrier (reverse) 
current will be increased. The same effect occurs if the junction is 
illuminated. Hole-electron pairs are generated by the incident light energy, 
and minority charge carriers are swept across the junction. Increasing the 
level of illumination increases the number of charge carriers generated and 
increases the level of reverse current flowing. Increasing the reverse voltage 
does not increase the reverse current significantly, because all available 


^ Reverse 

voltage (E R ) 

— 3 V — 2 V -IV 


Forward ^ 

voltage 

0 +0.5V 



389 

The 

Photodiode 


Figure 18-10. Illumination characteristics of photodiode. 


charge carriers are already being swept across the junction. Even when the 
applied external bias is reduced to zero, the available minority carriers are 
swept across the junction by the junction barrier potential. To reduce the 
current to zero, it is necessary to forward bias the junction by an amount 
equal to the barrier potential. 

Consider the typical illumination characteristics of a photodiode as 
shown in Fig. 18-10. 

When dark, I R ^ 20 /iA at E R = 2 V. 

E r 2 V 

Dark resistance = — — « — = 100 k!2 

I R 20 M 

When illuminated with 25,000 lm/m 2 , 

/*« 375 /iA 
2 V 

and Illuminated resistances — — — — =*5.3 kft 

375 n A 


The resistance has changed by a factor of approximately 20, and it is 
seen that the photodiode can be employed as a photoconductive dev\ce. 

When the reverse-bias voltage across a photodiode is removed, minor- 
ity charge carriers will continue to be swept across the junction while the 
diode is illuminated. This has the effect of increasing the number of holes in 
the />-side and the number of electrons in the n-sidc. But the barrier 
potential is negative on the p-sldc and positive on the n-side, and was 
produced by holes flowing from p to n and electrons from n to p. Therefore, 
the minority carrier flow tends to reduce the barrier potential. When an 
external circuit is connected across the diode terminals, the minority carriers 


390 

Optoelectronic 

Devices 


will return to their original side via the external circuit. The electrons which 
crossed the junction from p to n will now flow out through the n -terminal 
and into the //-terminal. Similarly, the holes generated in the n-material 
cross the junction and flow out through the //-terminal and into the n-termi- 
nal. This means that the device is behaving as a battery with the n-side 
being the negative terminal and the //-side the positive terminal. In fact, a 
voltage can be measured at the photodiode terminal, positive on the //-side 
and negative on the n-side. Thus, the photodiode is a photovoltaic device as 
well as a photoconductive device. 

Typical silicon photodiode illumination characteristics (plotted in the 
first and second quadrants for convenience) are shown in Fig. 18-11. When 
the device operates with a reverse voltage applied, it functions as a photo- 
conductive device. When operating without the reverse voltage, it operates 
as a photovoltaic device. It is also possible to arrange for a photodiode to 
change from the photoconductive mode to the photovoltaic mode. The 
circuit symbol for the device is also shown in Fig. 18-11. 

(a) Photodiode 
symbol 




Reverse 1 Forward ^ 

voltage | voltage 


(b) Illumination characteristics 

Figure 18-11. Symbol and typical illumination characteristic for silicon photodiode. 


A photodiode with the illumination characteristics shown in Fig. 18-11 
is connected in series with a 200-12 resistance and a 0.5 V supply. The supply 
polarity reverse biases the device. Draw the dc load line for the circuit and 
determine the diode currents and voltages at 1500, 10,000, and 20,000 
lm/m 2 illumination. 

solution 

The circuit is as shown in Fig. 18-12. 

E s = I d Ri + V D 


When 1 D = 0, 


V d = E s =- 0.5 V 

Plot points on Fig. 18-11 at / D = 0 and V D = — 0.5 V. 
When V D = 0, V r =E s . 


Id 



-0.5 V 
200 12 


= 2.5 mA 


1 t 



Figure lft-12. Photodiode with load resistance. 


Plot point B at I n = —2.5 mA and V D = 0 V. 

Draw the dc load line through points A and B. 

From the load line, 

At 1500 lm/m 2 , / D « -0.2 mA and V D ^ -0.45 V 

At 10,000 tm/m 2 , / D «- 1.9 mA and V D v -0.12 V 

At 20,000 lm/m 2 , / D «- 3.6 mA and V D *z +0.22 V 

Note that the polarity of V p changed from negative to positive at the 
highest level of illumination. 


Example 18-4 


391 


18-6 

The Solar 
Cell 


The solar cell, or solar energy converter, is simply a large photodiode 
designed to operate solely as a photovoltaic device and to give as much 
output power as possible. Low-current photodiodes are generally packaged 
in TO-type cans with an opening or a window on top. Devices for operation 
as solar energy converters require larger surface areas to provide maximum 
current capacity. The construction and cross section of a typical power solar 
cell for use as an energy converter are shown in Fig. 18-13. The surface layer 
of />-type material is extremely thin so that light can penetrate to the 
junction. The nickel-plated ring around the p - type material is the positive 
output terminal, and the plating at the bottom of the fl-type is the negative 
output terminal. Power solar cells are also available in flat strip form for 



Symbol 


(a) Symbol and Construction 


Light energy 

mini 


, Solder {positive contact) 
Nickel plating 



© 


(§/ Direction of hole flow 
Direction of electron flow 


Solder (negative contact) 


(b) Cross section 

Figure 18-13. Symbol, construction, and cross section of a solar cell. (Courtesy of Solar 
Systems, Inc.) 


392 



0 0.1 0.2 0.3 0.4 0-5 0.6 0.7 V 

Outpui voltage 

Figure 18-14. Typical output characteristics of power photocell for use as a solar energy 
converter. (Courtesy of Solar Systems, Inc.) 


efficient coverage of available surface areas. The circuit symbol normally 
used for a photovoltaic device is also shown in Fig. 18-13. 

Typical output characteristics of a power photocell arc shown in Fig. 
18-14. Consider the device characteristic when the incident illumination is 
100 mW/cm 2 . If the cell is short circuited, the output current is 50 mA. 
Since the cell voltage is zero, the output power is zero. If the cell is open 
circuited, the output current is zero. Therefore, the output power is again 
zero. For maximum output power the device must be operated on the knee 
of the characteristic. As in the case of all other devices, the output power 
must also be derated at high temperatures. 


An earth satellite has 12-V batteries which supply a continuous 
current of 0.5 A. Solar cells with the characteristics shown in Fig. 18-14 are 
employed to keep the batteries charged. If the illumination from the sun for 
12 hours in every’ 24 is 125 mW/cm 2 , determine approximately the total 
number of cells required. 

solution 

The circuit for the solar cell battery charger is shown in Fig. 18-15. The cells 
must be connected in series to provide the required output voltage, and 


393 

The Solar 
Cell 


Example 18-5 


394 

Optoelectronic 

Devices 



13 V 


Battery -=• 



Figure IB-15. Array of solar cells connected as a battery charger. 


groups of series-connected cells must be connected in parallel to produce the 
necessary current. 

For maximum output power, each device should be operated at 
approximately 0.45 V and 57 mA (Fig. 18-14). Allowing for the voltage drop 
across the rectifier, a maximum output of approximately 13 V is required. 

Number of series-connected cells= out P ut volta g* = JiX- «29 

cell voltage 0.45 V 

The charge taken from the batteries over a 24-hour period is 24 hours X 0.5 
A or 12 ampere-hours. 

Therefore, the charge delivered by solar cells must be 12 ampere- 
hours. 

The solar cells deliver current only while they are illuminated, i.e., for 
12 hours in every 24. Thus, the necessary charging current from the solar 
cells is 12 ampere-hours/ 12 hours, or 1 A. 

Total number of groups of cells in parallel = out P ut current 

r cell current 

The total number of cells required is (number in parallel) X (number in 
series) = 18 X 29 = 522 


18-7 

The 
Photo- 
transistor 
and Photo- 
darlington 


A phototransistor is similar to an ordinary bipolar transistor, except 
that no base terminal is provided. Instead of a base current, the input to the 
transistor is provided in the form of light. Consider an ordinary transistor 
with its base terminal open circuited (Fig. 18-16). The collector- base 
leakage current ( I CBO ) will act as a base current. 


* CBO + &CBO 


395 
The Photo- 
transistor 
and 

Photodarlington 



Figure 18 - 16 . Currents in a transistor with its base open circuited. 

Since 

h = fidJB + ( Pdc + 1 ) IcBO ( 4 - 6 ) 

and 

U - o 

Ic~( Pdc + * ) I CBO 

In this case, I c = Iceo> collector-emitter leakage current with the base 
open circuited. 

In the case of the photodiode, it was shown that the reverse saturation 
current was increased by the light energy incident on the junction. Similarly, 
in the phototransistor l CB0 increases when the collector-base junction is 
illuminated. When I CBO is increased, the collector current [(/? dc + IKcboI * s 
also increased. Therefore, for a given amount of illumination on a very small 
area, the phototransistor provides a much larger output current than that 
available from a photodiode; i.e., the phototransistor is the more sensitive of 
the two. 

The circuit symbol and typical output characteristics of the phototran- 
sistor are shown in Fig. 18-17. Some phototransistors have no base terminal 
and rely upon the incident illumination to generate a base current. Others 
have a base connection provided so that an external bias circuit may be 
connected. The device is usually packaged in a metal can with a lens on top. 
Clear plastic encapsulated phototransistors arc also available. 

Arrays of phototransistors and photodiodes arc widely applied as 
photodetectors for such applications as punched card and tape read out. The 
phototransistors have the advantage of greater sensitivity than photodiodes. 
For a given level of illumination a greater output current is produced by a 
phototransistor than by a photodiode. However, photodiodes arc the faster of 
the two, switching in less than nanoseconds, compared to typical phototran- 
sistor switching times of microseconds. 


3% 

Optoelectronic 

Devices 


Example 18-6 




Figure 18*17. Phototransistor circuit and dc load line. 


A phototransistor having the characteristics shown in Fig. 18-17 has a 
supply of 20 V and a collector load resistance of 2 k£2. Determine the output 
voltage when the illumination level is (a) zero, (b) 20 mW/cm 2 , and (c) 
40 m W / cm 2 . 

solution 

The load line is drawn in the usual way. 

When 7 C = 0, V CE = V cc . 

Plot point A at 7 C = 0, V CE = 20 V. 

When V CE = 0 y 7 C = V CC /R L = 20 V/2 k«=10 mA. 

Plot point B at ^CE = 0, I c = 10 mA. 

Draw the dc load line through points A and B. 

From the intersections of the load line and the characteristics, 

At illumination level = 0, output voltages V CE = 20 V 
At illumination level = 20 mW/ cm 2 , outputs 12.5 V 

At illumination level = 40 mW / cm 2 , output«s4 V 


The photoda rlington (Fig. 18-18) consists of a phototransistor connected 
in Darlington arrangement (see Chapter 9) with another transistor. The 
device is capable of much higher output currents than a phototransistor, and 
so it has a greater sensitivity to illumination levels than either a phototran- 
sistor or a photodiode. With the additional transistor involved, the photo- 
darlington has a considerably longer switching time than a phototransistor. 


397 

The 

PhoioFET 



Figure 18-18. The photodarlington. 


If a junction field effect transistor has light focused on its gate-channel 
junction, the light will act as a signal and produce a change in the drain 
current. Consider the n-channel junction FET and the photoFET in Fig. 
18-19. The gate-source leakage current (less) * s rever se saturation current at 

a reverse-biased /^-junction and is temperature dependent. As in the case of 
the phototransistor, the junction reverse saturation current is also susceptible 
to light. Illumination on the junction causes more charge carriers to be 
generated and hence causes I^s to increase. flows through bias resis- 
tance R g and causes a voltage drop across R G with the polarity shown. Thus, 
if — V G were just sufficient to bias the device off when dark, then when the 
junction is sufficiently illuminated the increase would cause the gate 
voltage to increase and bias the FET on. A gate bias voltage that partially 
biases the device on might also be employed, so that increasing and 
decreasing the light level causes the I D to increase and decrease. In a 
photoFET, the light-controlled is referred to as the gate current (A/ # ). J ^ 
then becomes the dark gate leakage current. The light-controlled drain current 
is designated \I d . 


18-8 

The 

PhotoFET 



Junction FET circuit 


Photofel circuit 


Figure 18-19. Junction FET and photoFET circuits showing effect of leakage currents. 


398 

Optoelectronic 

Devices 


18-9 

Light- 

Emitting 

Diodes 


The gate-source voltage changes are proportional to the gate current 
and the gate bias resistance. 


&V GS = \I g XR G 


and 


M d — g m X A Vqs 

=g m K R o 

The selected value of R G determines the sensitivity of the photoFET. For 
\I g =lO nA,g m = 8 mA / V and R G = 1 Mfl, 

\I d = 8mA/VX10nAXl 
= 80 (jlA 

If R c is increased to 10 M£2, \I d becomes 800 pA. 

Typical photoFET currents are 

less ~ 8.5 nA 
\I g = 50 nA / n W /cm 2 
\I d = 500 fiA/ fiW/cm 2 

Charge carrier recombination takes place at a ^i-junction as electrons 
cross from the n-side and recombine with holes on the /?-side. Free electrons 
are in the conduction band of energy levels while holes are in the valence 
band. Therefore, electrons are at a higher energy level than holes, and some 
of this energy is given up in the forms of heat and light when recombination 
takes place. If the semiconductor material is translucent, the light will be 
emitted and the junction becomes a light source, i.e., a light- emitting diode 
(LED). 

A cross section view of a typical diffused LED is shown in Fig. 18-20. 
The semiconductor material employed is gallium arsenide (GaAs), gallium 
arsenide phosphide (GaAsP), or gallium phosphide (GaP). 

A n-type epitaxial layer is grown upon a substrate, and the /^-region is 
created by diffusion. Charge carrier recombinations occur in the /^-region, so 
it must be kept uppermost. The /^-region, therefore, becomes the surface of 
the device, and the metal film anode connection must be patterned to allow 
most of the light to be emitted. This is done by making connection to the 
outside edges of the p - type layer, or by depositing a comb-shaped pattern at 
the center of the p - type surface. A gold film is applied to the bottom of the 
substrate to reflect as much as possible of the light toward the surface of the 
device and to provide a cathode connection. LED’s made from GaAs emit 
infrared radiation (i.e., it is invisible). GaAsP material provides either red 
light or yellow light while red or green emission can be produced by using 
GaP. 


Charge carrier 
recombination 



Metal film 

399 

anode 

Light- 

connections 

Emitting 


Diodes 

- Diffused 


p-type 


-Epitaxial 


type 


Gold film 
cathode 
connection 



Figure 18-20. Cross section of light-emitting diode. 


Figure 18-21 shows the LED circuit symbol (the arrow directions 
indicate emitted light) and the arrangement of a typical seven-segment LED 
numerical display. Any desired numeral from 0 to 9 can be displayed by 
passing current through the appropriate segments. The actual LED device is 
very small, so to enlarge the lighted surface solid plastic light pipes are often 
employed, as illustrated in Fig. 18-21(c). 


(a) Circuit system 





(b) Seven-segment arrangement 



Light pipe 


LED 


(c) Construction of seven-segment 
LED display 

Figure 18-21. Light-emitting diode and seven-segment display. 



400 

Optoelectronic 

Devices 


Example 18-7 



Figure 18-22. LED and transistor switch. 


The forward voltage for a LED is typically 1.2 V, and for forward 
current 20 mA is typical. The relatively large amounts of current consumed 
by LED’s are their major disadvantage. Excluding displays, all the circuitry 
of an electronic counter might require a total operating current of less than 
100 mA. Four seven-segment LED displays could add 500 mA to this 
requirement, necessitating the inclusion of a much bulkier power supply. 
Apart from this, LED’s do have the advantage of long life and ruggedness. 

Light-emitting diodes are usually switched on and off by means of a 
transistor circuit like the one illustrated in Fig. 18-22. The voltage drop 
across the LED is typically 1.2 V, and the transistor saturation voltage is 
approximately 0.2 V (i.e., for low I c levels). Resistor R 2 is necessary to limit 
the current through the LED to the desired level. Example 18-7 shows how 
to design such a circuit. 


The LED shown in Fig. 18-22 is to have a current of approximately 10 
mA passed through it when the transistor is on. The transistor employed is a 
2N3904 (data sheet in Fig. 8-1). The supply voltage is V cc = 9 V, and the 
input voltage is V- = 7 V. Calculate the required values of /?, and R 2 . 

solution 

^CC = 1 + IcR 2 + VcE( sat) 

r, _ V CC~ V Dl~ ^CE( sat) 

r 2 - 

l C 

_ 9V-1.2V-0.2V 
10 mA 


= 760 fi (use 680-& standard value; see Appendix 1 ) 


I c becomes 


9 V- 1.2 V — 0.2 V 
680 


= 11.2 mA 


401 

Liquid- 

Crystal 

Displays 

(LCD) 


1b ~ lc/^FE(iruny 

From Fig. 8-1, A ££(inin) = 100 when / c ^10 mA. 


_ 1 1.2 mA _ 
B 100 
v-i b r x +v be 


12 mA 


K- v be _ 7 V — 0.7 V 
I B 1 12 |xA 


«56 kfi (standard value) 


18-10 

Liquid- 

Crystal 

Displays 

(LCD) 

The molecules in ordinary liquids normally have random orientations. 18-10.1 

In liquid crystals the molecules are oriented in a definite crystal pattern. Dynamic 

When an electric field is applied to the liquid crystal, the molecules, which 
are approximately cigar shaped, tend to align themselves perpendicular to 
the field. Charge carriers flowing through the liquid disrupt the molecular 
alignment and cause a turbulence within the liquid. This is illustrated in 
Fig. 18-23. When not activated, the liquid crystal is transparent. When 
activated, the molecular turbulence causes the light to be scattered in all 
directions so that the activated areas appear bright. This phenomenon is 
known as dynamic scattering. The actual liquid-crystal material may be one of 
several organic compounds which exhibit the optical properties of a solid 
while retaining the fluidity of a liquid. Examples of such compunds arc 
cholesleryl nonanoate and p-azoxyanisole. 

A liquid-crystal cell consists of a layer of liquid -crystal material 
sandwiched between glass sheets with transparent metal film electrodes 
deposited on the inside faces (Fig. 18-24). With both glass sheets transparent, 
the cell is known as a transmittive-type cell. When only one glass sheet is 
transparent and the other has a reflective coating, the cell is termed reflective 
type. The application of both types is illustrated in Fig. 18-25. 

When not activated, the transmittive-type cell will simply transmit 
rear or edge lighting through the cell in straight lines. In this condition the 
cell will not appear bright. When activated, the incident light is diffusely 


402 

Optoelectronic 

Devices 


18 - 10.2 

Field 

Effect 

LCD 


18 - 10.3 

Electrical 

Characteristics 


CD CD ^ CD 

°o CD^ 

CD Q CD) CD 
3 CD CD 


(a) Molecules in liquid crystal 

(b) Charge carrier flow through 

when no current flowing 

liquid crystal disturbs molecular 
alignment and causes turbulence 

Figure 18-23. Molecules in a liquid crystal and effect of charge carrier flow. 

Liquid 

Transparent 

crystal 

electrodes 

\ 

Glass 

// 

\ jaftr- r- 

h v -: 

\ 

1 


Spacer Mirror surface 


in reflective 
type cell 

Figure 18-24. Construction of liquid-crystal cell. 

scattered forward, as shown in Fig. 18-25(a), and the cell appears quite 
bright even under high-intensity ambient light conditions. The reflective- 
type cell operates from light incident on its front surface. When not 
activated, light is reflected in the usual way from the mirror surface, and the 
cell does not appear bright. When activated the dynamic scattering phenom- 
enon occurs, and the cell appears quite bright [Fig. 18- 25(b)]. 

The field effect LCD is constructed similarly to the dynamic scattering 
type (Fig. 18-24), with the exception that two thin polarizing optical filters 
are placed at the surface of each glass sheet. The liquid-crystal material 
employed is known as twisted nematic type, and it actually twists the light 
passing through when the cell is not energized. This twisting allows the light 
to pass through the polarizing filters. Thus, in the case of a transmittive-type 
cell, Fig. 18-25(a), the unenergized cell can appear dark against a bright 
background. When energized, the cell becomes transparent and disappears 
into the background. 


Since liquid-crystal cells are light reflectors or transmitters rather than 
light generators, they consume very small amounts of energy. The only 
energy required by the cell is that needed to activate the liquid crystal. The 
total current flow through four small seven-segment displays is typically 
about 25 juA for dynamic scattering cells and 300 pA for field effect cells. 
However, the LCD requires an ac voltage supply, either in the form of a sine 



(a) Transmittive type 


403 

Liquid- 

Crystal 

Displays 

(LCD) 


Light reflected 



Light 

source 


Light scattered 



(b) Reflective type 

Figure 18-25. Operation of liquid-crystal cells. 

wave or a square wave. This is because a continuous direct current flow 
produces a plating of the cell electrodes, which could damage the device. 
Repeatedly reversing the current avoids this problem. 

A typical supply for a dynamic scattering LCD is a 30 V peak-to-peak 
square wave with a frequency of 60 Hz. A field effect cell typicaJIy uses 8 V 
peak-to-peak. Figure 18-26 illustrates the square wave drive method for 
liquid-crystal cells. The back plane , which is one terminal common to all cells, 
is supplied with a square wave. A similar square wave is applied to each of 
the other terminals. These square waves are either in phase or in antiphase 
with the back plane square wave. Those cells with waveforms in phase with 
the back plane waveform (cell e and / in Figure 18-26) have no voltage 
developed across them (both terminals of the segment are at the same 
potential); therefore, they are off. The cells with square waves in antiphase 
with the back plane input have an ac voltage developed across them (e.g., 
positive square waves with 15 V peak effectively produce 30 V peak-to-peak 
when in antiphase). Therefore, the cells which have square wave inputs in 
antiphase with the back plane input are energized and appear bright. 

Unlike LED displays, which are usually quite small, liquid-crystal 
displays can be fabricated in almost any convenient size. The maximum 
power consumed for a typical LCD used in electronics equipment is around 
20 jiW per segment, or 140 /iW per numeral when all seven segments are 
energized. Comparing this to about 400 mW per numeral for a LED display 
(including series resistors), the major advantage of liquid-crystal devices is 


404 

Optoelectronic 

Devices 


Back plane input V t 


Effective voltage 
waveform across 
energized segment 


Back plane 



Figure 18-26. Square wave drive method for liquid-crystal display. 


obvious. Perhaps the major disadvantage of the LCD is its decay time of 
150 ms (or more). This is very slow compared to the rise and fall times of 
LED’s. In fact, the human eye can sometimes observe the fading out 
of LCD segments switching off. At low temperatures the response time is 
considerably increased. 


18-11 

Gas- 

Discharge 

Displays 


The type of seven-segment gas-discharge display illustrated in Fig. 
18-27 is widely applied today in electronic calculators. It is actually a 
gas-filled tube. Separate cathodes in seven-segment format are provided on 
the base of the device, and the anode (for each seven-segment group) is a 
transparent metal film deposited on the covering faceplate. Gas is contained 
in the narrow space between the faceplate and the base. 

When a high voltage is provided between the anode (positive polarity 
here) and one or more of the cathodes, the gas is ionized and causes a glow 
around each cathode. Thus, any desired numerals can be displayed depend- 
ing upon the cathodes selected. Neon gas is usually employed, and this gives 
a red-orange glow; however, other colors are available with different gases. 

The supply voltage required for gas-discharge displays is on the order 
of 140 to 200 V. This is the most serious disadvantage of the device when 
used with transistor circuits. Offsetting this is the fact that relatively bright 
displays are possible with current levels of only 200 juA. A 50-juA current 



anode pattern 

Figure 18-27. Seven-segment gas-discharge display. 
(Courtesy of Beckman Instruments, Inc.) 


405 

Oplo-electronic 

Couplers 


(normally not enough to produce a glow) is usually maintained through the 
keep alive cathode (see Fig. 18-27) to ensure that the device switches on rapidly. 


An optoelectronic coupler (or optically coupled isolator) is basically a photo- 
transistor and a light-emitting diode combined in one package. Figure 18-28 
shows the typical circuit and terminal arrangement for one such device 
contained in a dual-in-line plastic package. 

When current flows in the diode, the emitted light is directed to the 
phototransistor and causes current flow in the transistor. The coupler may 
be operated as a switch y in which case both the LED and phototransistor arc 
normally off. A pulse of current through the LED causes the transistor to be 
switched on for the duration of the pulse. Since the coupling is optical, there 
is a high degree of electrical isolation between input and output terminals. 

Three additional types of optical couplers are illustrated in Fig. 18-29. 
They are (a) Darlington output type, (b) SCR output, and (c) TRIAC 


18-12 

Opto- 

electronic 

Couplers 



6 

5 

4 



Figure 18-28. Optoelectronic coupler with transistor output 


406 

Optoelectronic 

Devices 





u 


i i i o 


(b) SCR output 


r 



(c) Triac output 

Figure 18-29. Three types of optoelectronic coupler. 


output. In (a) the photodarlington output stage provides much higher 
output current (i.e., for a given LED current) than is possible with a 
phototransistor output stage. The output stages in (b) and (c) are a light- 
activated SCR and a light-activated TRIAC, respectively. They are applied 
in the kind of control circuits discussed in Chapter 16, where an additional 
requirement is high electrical isolation between triggering current and 
control device. 

The following is a list of the most important parameters for an 
optoelectronic coupler: 

Input to output isolation voltage (V^). This is the maximum voltage 
difference that can exist between input and output terminals. Typical values 
range up to 7500 V. 

Current transfer ratio (CTR). The ratio of output (photo transistor) current 
to input (LED) current, expressed as a percentage. For a phototransistor 


output stage CTR values can be anything from 10% to 150%. For a 407 

photodarlington, CTR might easily be 500%. CTR does not apply to SCR Lasef 

and TRIAC output stages; instead, the required triggering current (through 
the LED) is of interest. 

Response time. Divided into rise time (/,) and fall time (tf). For phototransistor 
output stages l T and t f are usually around 2 to 5 /is. With a Darlington 
output, t r may be 1 /is or less while t f could be 1 7 /is. 


Laser is the shortened form of light amplification by stimulated emission of 18-13 

radiation . A laser emits radiation of essentially one wavelength (or a very Laser 

narrow band of wavelengths). This means that the light has a single color (is Diode 

monochromatic); i.e., it is not a combination of several colors. Laser light is 
referred to as coherent light as opposed to light made up of a wide band of 
wavelengths, which is termed incoherent. 

The unique property of light generated by a laser is that the emission 
is in the form of a very narrow beam without significant divergence. The 
beam of light contains sufficient energy to weld metals or to destroy 
cancerous growths. It can also be applied to precise measurements, to 
guidance of industrial machinery, and to optical fiber communication tech- 
niques. 

Consider the light-emitting diode. The source of light is the energy 
emitted by electrons which recombine with holes (at a lower energy level). 

In the case of an LED, the light is incoherent; i.e., it is made up of a wide 
spectrum of wavelengths. 

In a laser the atoms are struck by photons (or packets of energy) which 
are exactly similar to the photons of energy emitted when recombination 
occurs. This triggers the energy emission and results in two identical photons 
for each recombination: the incident photon and the emitted photon. The 
photons produce further emission of similar photons, which in turn creates 
more similar photons. The result is an emission of energy in the form of a 
beam of coherent light. 

The operating principle of the laser diode is illustrated in Fig. 18-30. A 
pn junction of gallium arsenide (GaAs), or GaAs combined with other 
materials, is manufactured with a precisely defined length ( L ) [Fig. 18-30 
(a)]. The junction length is related to the wavelength of the light to be 
emitted. The ends of the junction are each polished to a mirror surface and 
may have an additional reflective coating. The purpose of this is to reflect 
internally generated light back into the junction. One end is only partially 
reflective so that light can pass through when lasing occurs. 

Consider the effect of charge carrier injection into the depletion region 
when the junction is forward biased [Fig. 18-30(b)]. As the forward current 
increases, a growing number of charge carriers enter the depletion region 
and excite the atoms that they strike. The atoms at first emit photons of 
energy randomly, as electrons are raised to a high energy level and then fall 
back to a lower level. Sooner or later several photons strike the reflective 


408 

Optoelectronic 

Devices 



Reflective end 


Reflective end 


Depletion 


region 


(a) Basic construction of laser diode. 



(b) Random emission and laser action within 
depletion region. 


Figure 18*30. Laser diode construction and operation. 


ends of the junction perpendicularly so that they are reflected back along 409 

their original (incident) path. These reflected photons arc then reflected ^Im^rtant 

back again from the other end of the junction. The reflection back and Terms 

forward continues thousands of times, and the photons increase in number as 
they cause other similar photons to be emitted from atoms. This activity of 
reflection and generation of increasing numbers of photons amounts to 
amplification of the initial reflected photons of light. The beam of laser light 
emerges through the partially reflective end of the junction. 

GaAs laser diodes normally require high forward current levels, any- 
thing from about 100 mA up to tens of amperes. At low current levels the 
device emits light like a LED. Beyond a threshold current level the light 
intensity increases sharply, and its bandwidth decreases as lasing com- 
mences. Because of the high-energy density a laser beam can be quite 
dangerous. Eye protection must be worn when working with these devices. 

Laser diodes which operate in a pulsed manner are termed injection laser 
diodes. Those which produce a continuous output are referred to as continuous 
wave or CW laser diodes. Each type has a threshold input current level, and 
each emits a particular light wavelength dependent upon the material and 
dimensions of the junction. 


Optoelectronic device. Electronic device which emits light, is operated by Glossary of 
light, or modifies light. Important 

Photoemissive device. Device in which incident radiation causes electrons 
to be emitted from a photocathode. 

Photoconductive device. Device which changes its resistance when 
illuminated. 

Photovoltaic device. Device which generates a voltage when illuminated. 

Spectral response. Plot of device response to illumination versus illumina- 
tion frequency. 

Threshold frequency. Minimum frequency of incident radiation that will 
produce a photoelectric effect in a given device. 

Threshold wavelength. l/(threshold frequency) — maximum wavelength 
of incident radiation that will produce a photoelectric effect in a given 
device. 

Lumen. Unit of luminous flux. 

Microlumen. 10 -6 lumens. 

Lumen per square meter (lm/m 2 ). Unit of luminous flux density. 

Milliwatts/square centimeter (mVV/cm 2 ). Unit of luminous flux density. 

Photomultiplier. Electron tube in which incident radiation produces elec- 
tron emission which is multiplied by secondary emission to produce 
usable current levels. 

Photocathode. Electrode with surface that emits electrons when 
illuminated. 


410 

Optoelectronic 

Devices 


Review 

Questions 


Dark current. Current which flows in photoelectric device when not 
illuminated. 

Illumination characteristic. Graph showing change of resistance, voltage, 
and/or current with illumination change. 

Cadmium sulfide. Material used in the manufacture of photoconductive 
device — rise time « 100 ms — spectral response similar to human eye. 

Cadmium selenide. Material used in the manufacture of photoconductive 
device — rise time «10 ms — spectral response extends into infrared 
region. 

Photodiode. Diode in which the reverse saturation current level changes 
when the junction is illuminated — photoconductive-photovoltaic de- 
vice. 

Solar cell. Photovoltaic cell — generates a voltage when illuminated. 

Phototransistor. Transistor in which I c changes when the collector-base 
junction is illuminated. 

Photodetector. Phototransistor or photodiode employed to detect presence 
of light. 

Photodarlington. Phototransistor connected in Darlington arrangement 
with another transistor. 

PhotoFET. Junction field effect transistor in which I D changes when 
gate-channel junction is illuminated. 

Light-emitting diode (LED). Diode in which charge carrier recombination 
produces light emission. 

Liquid-crystal cell. Electronic display device in which liquid-crystal 
material can be made to appear bright or dark. 

Seven-segment display. Arrangement of seven LED’s, LCD’s, or other 
light-emitting devices to display numerals from 0 to 9. 

Gas-discharge display. Gas-filled tube in which ionized gas displays 
numerals. 

Optoelectronic coupler. Combination of light-emitting diode and photo- 
transistor, photodarlington, light-activated SCR or TRIAC. 

Laser. Light amplification by stimulated emission of radiation. 


18-1. Using illustrations, explain the operation of a photomultiplier tube. 
Also sketch typical characteristics for a photomultiplier tube and 
briefly explain. 

18-2. Draw a sketch of a typical photomultiplier circuit. Briefly explain. 

18-3. Sketch the symbol, typical construction, and characteristics for a 
photoconductive cell. Discuss the principle of this type of photocell, 
and compare the kinds of material usually employed. 

18-4. Sketch typical illumination characteristics for a photodiode, and 
explain the theory of the device. 


18-5. Draw circuit diagrams to show how a photoconductive cell may be 
employed for 

(a) Biasing a pnp transistor off when the cell is illuminated. 

(b) Biasing an npn transistor on when illuminated. 

(c) Measuring light level. 

(d) Energizing a relay when illuminated. 

18-6. Sketch the cross section of a typical solar cell, and briefly explain how 
it operates. 

18-7. Sketch the circuit diagram for an array of solar cells employed as a 
battery charger. Briefly explain. 

18-8. Sketch the circuit symbol and characteristics for a phototransistor. 
Explain how it operates. Discuss the application of phototransistors, 
photodarlingtons, and photodiodes as photodetectors. 

18-9. Sketch a circuit diagram to show the operation of a photoFET 
circuit. Briefly explain the principle of the device. 

18-10. Using illustrations, explain the construction and operation of light- 
emitting diodes. Show the circuit symbol for a light-emitting diode, 
and show how an LED numerical display is arranged. Also discuss 
the current levels required by LED numerical displays. 

18-11. Using illustrations, explain the theory of the liquid-crystal cell. Show 
how a liquid-crystal cell is constructed, and explain the difference 
between dynamic scattering and field effect LCD’s and between 
reflective- and transmittive-type cells. Also compare liquid-crystal 
cells and light-emitting diodes. 

18-12. Sketch a seven-segment LCD and show the waveforms involved in 
controlling the cells. Explain. 

18-13. Draw a sketch to show the construction of a seven-segment gas-dis- 
charge display. Explain how' the device operates and discuss its 
advantages and disadvantages. 

18-14. Using diagrams, explain the various types of optoelectronic couplers. 
Discuss the most important parameters and the applications of 
optoelectronic couplers. 

18-15. Draw sketches to show the basic construction and operation of a laser 
diode. Explain how the device operates and compare its performance 
to that of an LED. 

18-1. A photoconductive cell 2 cm in diameter is to receive 400 Im/m of 
light energy from a lamp 7 meters distant from the cell. If the lamp 
emits energy evenly in all directions, determine the required light 
energy output from the lamp. Also calculate the total luminous flux 
striking the photocell. 

18-2. The total luminous flux striking a surface of a solar cell is measured 
as 12.5 mW. The light source is 4.5 meters from the solar cell. 


411 

Problems 


Problems 


412 

Optoelectronic 

Devices 


Calculate the light energy output from the source if it emits light 
evenly in all directions. The surface area of the solar cell is 6 cm 2 . 

18-3. A pnp transistor is to be biased on when the level of illumination on a 
photoconductive cell is greater than 100 lm/m 2 and off when dark. 
The supply voltage available is ±5 V, and the transistor collector 
current is to be 10 mA when on. If the transistor has a h FE of 50 and 
the photoconductive cell has the characteristics shown in Fig. 18-5, 
design a suitable circuit. 

18-4. The light meter in Fig. 18-9 has the following components: E B =\.h 
V, £ t = 13.8 k£2, £ 2 = 390 12, and meter resistance £ m = 390 12. The 
photoconductive cell has the characteristics in Fig. 18-5. Calculate 
the meter indication when the illumination level is (a) 400 lm/m 2 ; 
(b) 7 lm/m 2 . 

18-5. A photodiode is connected in series with a resistance and a reverse 
bias supply of 0.4 V. The diode has the illumination characteristics of 
Fig. 18-11 and is required to produce an output of +0.2 V when 
illuminated with 20,000 lm/m 2 . Calculate the value of the series 
resistance required, and determine the device voltage and current at 
5000 lm/m 2 of illumination. 

18-6. A photodiode with the characteristics shown in Fig. 18-11 is con- 
nected in series with a 0.4- V supply and a 100-S2 resistance. De- 
termine the resistance offered by the photodiode at 15,000 lm/m 2 , 
10,000 lm/m 2 , and 5000 lm/m 2 . 

18-7. Two photodiodes are each connected in series with 100-12 resistors 
and a 0.5 V supply. A voltmeter is connected to measure the 
difference in voltage drops across the two diodes. Assuming that each 
photodiode has the characteristics illustrated in Fig. 18-11, estimate 
the voltmeter reading when one diode has 10,000 lm/m 2 incident 
illumination and that on the other diode is 12,500 lm/m 2 . 

18-8. A rural telephone system uses 6-V rechargeable batteries which 
supply an average current of 50 mA. The batteries are recharged 
from an array of solar cells which each have the characteristics shown 
in Fig. 18-14. The average level of sunshine is 50 mW/cm 2 for 
12 hours of each 24-hour period. Calculate the number of solar cells 
required, and determine how they should be connected. 

18-9. The roof of a house has an area of 200 m 2 and is covered with solar 
cells which are each 2 cmX2 cm. If the cells have the output 
characteristics shown in Fig. 18-14, determine how they should be 
connected to provide an output voltage of approximately 120 V. 
Take the average daytime level of illumination as 100 mW/cm 2 . If 
the sun shines for an average of 12 hours in every 24, calculate the 
kilowatthours generated by the solar cells each day. 

18-10. A phototransistor operating from a 25 V supply has the output 
characteristics shown in Fig. 18-18. If V C E is to be 10 V when the 


illumination level is 30 mW/cm 2 , determine the value of load 
resistance that should be used. 

18-11. A phototransistor with the characteristics shown in Fig. 18-17 is 
connected in series with a relay coil which has a resistance of 1 kft. 
The coil current is to be 8 mA when the illumination level is 40 
mW/cm 2 . Determine the required supply voltage level, and estimate 
the coil current when the illumination falls 10 mW/cm 2 . 

18-12. Two light-emitting diodes are connected in series. The current 
through the diodes is to be controlled by a 2N3903 transistor (see Fig. 
8-1), and the supply voltage is J'cc = 1 2 V. The diode current is to be 
approximately 15 mA. Design a suitable circuit. 

18-13. A light-emitting diode is to be used to indicate when a 25 V supply is 
switched on. The LED current is to be 20 mA. Sketch a suitable 
circuit and make all necessary calculations. 


413 

Problems 


CHAPTER 

19 


19-1 

Piezo- 

electricity 


19-2 

Piezoelectric 

Crystals 


19 - 2.1 

Theory of 
Piezo- 
electricity 


Miscellaneous 

Devices 


If a mechanical pressure is applied to a quartz crystal, a voltage 
proportional to the pressure appears across the crystal. Conversely, when a 
voltage is applied across the crystal surfaces, the crystal is distorted by an 
amount proportional to the voltage. All crystals with this property are 
termed piezoelectric. An alternating voltage applied to a crystal causes it to 
vibrate at its natural resonance frequency. Since this frequency is a very 
stable quantity, piezoelectric crystals are used to stabilize the frequency of 
oscillators. 


Consider the flat plan diagram of a piezoelectric crystal structure in 
Fig. 19- 1(a). The broken lines join groups of ions. It is seen that each group 
consists of three positive ions at the corners of an equilateral triangle and 


414 



415 

Piezoelectric 

Crystals 



Pressure applied 


(c) Crystal distortion 
resulting from 
applied voltage 


Movement 



Figure 19-1. Flat plan diagrams of piezoelectric crystal, showing how voltag 
ated by applied pressure, and how distortion is produced by applied voltage. 


e is gener- 


416 

Miscellaneous 

Devices 


three negative ions at the corners of another triangle. The charge from the 
three positive ions is concentrated at the geometric center of the triangle 
formed by the positive ions, and the negative charge is concentrated at the 
geometric center of the triangle formed by the negative ions. Since these 
geometric centers are coincident the charges cancel, and each group of ions 
is electrically neutral. 

Figure 19- 1(b) shows the result of applying a mechanical force along 
the Y axis of the structure. The distance between negative ions a and b is 
reduced, and the distance from a and b to negative ion c is increased. The 
three ions are now no longer at the corners of an equilateral triangle. The 
geometrical center of the triangle has been moved to the left, and thus the 
center of the negative charge has been moved left. In a similar way the 
center of positive charge for each system of positive ions has been moved to 
the right. Thus, along the X axis there is now a potential, negative on the left 
and positive on the right. The potential produced by one group of ions is 
extremely small. However, each crystal consists of a great many such atomic 
groups, so the resultant potential is measurable. 

To understand the converse effect, consider Fig. 19- 1(c). Instead of 
applying a pressure at the Y axis , an electrical potential is applied at the X 
axis. All negative ions are now displaced toward the positive terminal, and 
positive ions are displaced toward the negative terminal. The result is that 
the crystal is distorted along the Y axis. The distortion may be reversed by 
reversing the potential. Applying an alternating potential causes the crystal 
to vibrate. For each crystal there is a natural frequency of resonance at 
which maximum continuous oscillations can be made to occur. 


19 - 2.2 

Manufacture 
of Quartz 
Crystals 


Crystals of Rochelle salt, tourmaline , and quartz all possess piezoelectric 
properties. Rochelle salt demonstrates the greatest piezoelectric effect, but its 
applications are limited because it is strongly affected by moisture and heat. 
Tourmaline and quartz show approximately similar piezoelectric effects, but 
tourmaline is semiprecious and quartz is inexpensive, so quartz is universally 
employed in electronics. 

The manufacture of electronic crystals begins by cutting a natural or 
cultured quartz crystal into sections. In its uncut state the crystal is ap- 
proximately in the form of the hexagonal prism as shown in Fig. 19-2(a). 
The Z axis, passing through the ends of the prism, is known as the optical axis. 
No piezoelectric effect is produced by electrical or mechanical stresses along 
the Z axis. The X axes, which pass through the corners of the hexagonal 
cross section and are perpendicular to the Z axis, are termed the electrical axes 
[Fig. 1 9— 2(b)]. The mechanical axes are the Y axes passing through the faces of 
the hexagonal prism. Mechanical stress along a Y axis produces a voltage 
along the perpendicular X axis. 

A great variety of crystal cuts is possible and each has its own particular 
characteristics. Figure 19-3 shows an X-cut and a Y-cut. A mechanical stress 



(a) Approximate shape (b) Cross section 

of natural crystal 

Figure 19-2. Approximate shape and cross section of natural quartz crystal. 


417 

Piezoelectric 

Crystals 


applied to the edges of an A'-cut crystal generates an electrical potential 
across the flat sides. Similarly, a mechanical stress on the flat sides of a V'-cut 
crystal generates an electrical potential across its edges. The change of 
crystal resonant frequency with temperature increase or decrease is termed 
the crystal temperature coefficient. Obviously, for greatest frequency' stability of 
oscillations, the smallest possible temperature coefficient is desirable. Two 
cuts, the GT cut and the ring-shaped cut, shown in Fig. 19-4, are widely 
employed because they have near-zero temperature coefficients. 

The sections cut from the crystal are referred to as blanks. Each blank 
must be carefully ground to accurate dimensions to achieve the desired 
resonance frequency. After grinding, silver or gold electrodes are plated onto 
opposite sides of the blank to form electrical connections. The crystal is then 
mounted inside a vacuum-sealed glass envelope or in a hermetically sealed 



Figure 19-3. X -and V-cut crystal sections. 



418 

Miscellaneous 

Devices 



(a) GT*cut (b) Ring shaped cut 

Figure 19-4. CT - cut and ring-shaped crystal cut give near-zero temperature coefficient. 

metal can. Figure 19-5 shows a ring-shaped crystal mounted on a base and 
its can-type enclosure. 


19 - 2.3 

Crystal 
Equivalent 
Circuit and 
Performance 


The electrical equivalent circuit for a crystal is shown in Fig. 19-6(a). 
The crystal actually behaves as a series LCR circuit in parallel with C m , the 
capacitance of the mounting electrodes. Because of the presence of C m , the 
crystal has two resonance frequencies [Fig. 19— 6(b)]. One of these is the series 



Figure 19-5. Ring-shaped crystal and hermetically sealed metal can. (Courtesy of Inter- 
national Crystal Mfg., Inc.) 




C m i 



Frequency 


(a) Equivalent circuit 


(b) Resonance frequencies 


Figure 19-6. Crystal equivalent circuit and resonance frequencies. 


resonance frequency (/j) at which 2itfL = 1 /(2fl/C). In this case the crystal 
impedance is very low. The other resonance frequency (/ 2 ) is slightly higher 
than /,, and is due to parallel resonance of the capacitance C m and the 
reactance of the series circuit. At / 2 the crystal impedance is very high. 

When a circuit is operating at its resonance frequency, the capacitive 
and inductive reactances cancel each other out, and the power supplied to 
the circuit is dissipated in the resistance. If the resistance is large, the power 
dissipation can cause drift of the resonance frequency. A measure of the 
quality of a resonance circuit is the ratio of reactance to resistance. This is 
termed the Q factor. Since the resistive component of the crystal equivalent 
circuit tends to be very small, crystals have very large Q factors. Crystal Q 
factors range approximately from 10 4 to 10 6 compared to a maximum of 
about 400 for an ordinary electrical resonance circuit. 

Most crystals will maintain frequency drift to within a few cycles at 
25°C. For greater frequency stability, the crystal is often contained in an 
insulated enclosure termed a crystal oven. A typical crystal oven is shown in 
Fig. 19-7. The temperature is thermostatically controlled. Typical heater 
power is 4 W and heater voltage is 6 to 24 V. 


419 

Piezoelectric 

Crystals 


To stabilize the frequency of an oscillator, a crystal may be operated at 
either its parallel or series resonance frequency. For very high frequency 
applications, crystals are often used to control oscillators operating at a 
multiple of the crystal resonance frequency. In this situation, the crystal is 
said to be operating in overtone. 

Figure 19-8 shows an oscillator in which the crystal is operating in 
parallel resonance; note the circuit symbol for the crystal. Transistor Qj 
combined with /?,, R 2 , RFC , and R E constitutes a common base circuit. 
Capacitor C x provides an ac short circuit across R 2 to ensure that the 


19 - 2.4 

Crystal 

Oscillators 


420 

Miscellaneous 

Devices 



Figure 19-7. Temperature-controlled crystal oven. (Courtesy of Erie Technological Prod- 
ucts, Inc.) 


transistor base remains at a fixed voltage level. C 2 and C 3 form a capacitive 
voltage divider which returns a portion of the output voltage to the emitter 
of Qj. As the output voltage increases positively, the emitter voltage also 
increases, and since the base voltage is fixed, the base-emitter voltage is 
reduced. The reduction in Vbe causes I c to be reduced, and this in turn 
causes the collector voltage V c to increase positively. Thus, the circuit is 
supplying its own input and a state of oscillation exists. The crystal in 
parallel with C 2 and C 3 permits maximum voltage feedback from collector to 
emitter when its impedance is very high, i.e., at its parallel resonance 
frequency. At other frequencies the crystal impedance is low, and the low 
impedance causes the feedback voltage to be too small to sustain oscillations. 
The oscillation frequency is stabilized at the parallel resonance frequency of 
the crystal. 

The Colpitts oscillator in Fig. 10-4 is one circuit in which a crystal 
could be employed in its series resonance mode. The crystal should be 



Figure 19-8. Crystal-controlled oscillator with crystal operating in parallel resonance. 



substituted in place of coupling capacitor C c . Maximum feedback occurs 
when the crystal impedance is a minimum, i.e., at the series resonance 
frequency. 

Crystal oscillators must be designed to provide a load capacitance on 
the crystal as specified by the manufacturer. This is necessary to obtain 
oscillation at the specified frequency. It is also important that the power fed 
to the crystal be held to the specified maximum. Too much crystal power 
produces distortion in the oscillator waveform. It also causes overheating of 
the crystal and consequently renders the resonant frequency unstable. More 
important is that the thin-plated electrodes may be melted off an overdriven 
crystal, destroying the device. In older types of crystals where more solid 
plates were employed, the crystal was sometimes shattered by overdriving. 
Typical maximum drive levels for plated crystals range from 2 to 10 m\V. 

The maximum allowable drive power limits the ac voltages that may 
be applied across the crystal, and consequently affects the design of oscillator 
circuits. Crystal manufacturers usually specify the resistance of each crystal, 
as well as a maximum drive power. From these two, the maximum crystal ac 
voltage may be calculated. 


A certain crystal is specified as having a resistance of 625 S2. If the 
drive power is not to exceed 10 mW, calculate the maximum peak-to-peak 
ac voltage that may be developed across the crystal. 


solution 


V 2 

Power dissipated = P= —— 


where V is an rms voltage. 


V= (PR )' /2 = ( 10 X 10" 3 X 625) l/2 = (6.25) 1/2 - 2.5 V 
and peak-to-peak volts is 2 X 1 .4 1 4 X Vrms = 7.07 V. 


Piezoelectric crystals cut from quartz and other natural materials are 
limited to a few shapes. This is a disadvantage because it limits the 
applications of natural crystals. Synthetic piezoelectric devices can be 
manufactured in almost any desired shape. Although they are generally 
unsuitable for such applications as oscillator stabilization, they can be used 
in other situations where quartz crystals are not appropriate. 

The manufacture of synthetic piezoelectric devices involves pressing a 
ceramic powder, such as barium titanate , into required shapes, and then firing 
it in a high-temperature oven. During the firing process the material is 


421 

Synthetic 

Piezoelectric 

Devices 


Example 19-1 


19-3 

Synthetic 

Piezoelectric 

Devices 


422 

Miscellaneous 

Devices 


Plated 

electrodes 



Plated 



electrodes 


(a) Cylindrical transducer 


(b) Bimorph 


Figure 19-9. Ceramic piezoelectric transducers. 


subjected to a high direct voltage. This has the effect of polarizing or aligning 
the atomic groups within the material into a pattern which can produce a 
piezoelectric effect. The finished devices generate an electrical output when 
the mechanical faces are distorted, and produce movement at the mechani- 
cal faces when an electrical potential is applied. 

Two types of synthetic piezoelectric transducers are illustrated in Fig. 
19-9. Figure 19-9(a) shows a cylindrical-shaped ceramic device with electri- 
cal contacts plated on each end. This kind of transducer is frequently used 
for listening to sea noises. A preamplifier is inserted inside, the cylinder is 
sealed at each end, and it is then suspended at the end of a long cable from 
a buoy or a boat at the surface. Every noise (ship engines and the like) 
causes a change in pressure on the sides of the transducer. The pressure 
variations in turn produce electrical signals at the device terminals. These 
are amplified and fed to the surface for conversion back to audio signals. 

Figure 19-9(b) shows a ceramic device known as a multimorph. When 
supported at one end, electrical signals are generated at the internal and 
external electrodes by vibrations picked up at the other end. This device is 
basic to a record-player cartridge. The minute vibrations generated as the 
stylus moves in the record track are converted into electrical signals, and 
then amplified and fed to speakers. 


19-4 

Voltage- 

Variable 

Capacitor 

Diodes 


Voltage-variable capacitor diodes (WC’s) are also known as varicaps, varac- 
tors, and epicaps, as well as by several trade names. Basically, a WC is 
simply a reverse-biased diode, and its capacitance is that of the junction 
depletion region. Recall that the width of the depletion region at a /w-junc- 
tion depends upon the reverse-bias voltage [Fig. 19- 10(a)]. A large reverse 
bias produces a wide depletion region, and with a small reverse bias the 


Large reverse bias 
Small reverse bias 



Conducting 

plates 


—•I — 

Reverse bias 


Depletion region 
width 



-o 


(a) Principle of voltage variable capacitance diode (b) Circuit symbol 


Figure 19*10. Principle of operation and circuit symbol for voltage-variable capacitor 
diode. 


423 

Voltage- 

Variable 

Capacitor 

Diodes 


depletion region tends to be very narrow. Since the depletion region acts as a 
dielectric between two conducting plates, the device has the characteristics 
of a capacitor. As with all capacitors, the depletion layer capacitance (C^) is 
proportional to the junction area and inversely proportional to the width of 
the depletion region. Since the depiction region width is proportional to the 
reverse-bias voltage, C ^ is inversely proportional to the reverse-bias voltage. 
This is not a direct proportionality, oc 1 / V n , where V is reverse bias 
voltage and n depends upon doping density. The circuit symbol for a WC 
diode is shown in Fig. 19- 10(b). 

Figure 19- 11 (a) shows the equivalent circuit for a WC diode. Cj is 
the junction capacitance shunted by Rj (the junction reverse leakage resistance). 
R , represents the resistance of the semiconductor material, L t is the package 
inductance, and C c is the capacitance of the package. L t is normally very 
small and Rj is very large, so for most purposes the equivalent circuit can be 
simplified to that of Fig. 19-1 1(b). In this case the diode capacitance is 
C T — Cj + C c . Qfactors for the device can be as high as 600 at a frequency of 
50 MHz. However, since the () varies with bias voltage and frequency, it can 
be used only as a figure of merit for comparing the performance of different 
WC’s. 

A wide selection of device nominal capacitances is available, ranging 
from 6 to 550 pF. The capacitance tuning ratio TR is the ratio of C T at a small 
reverse voltage to C T at a large reverse voltage. Depending upon the doping 
profile of the device, TR may be as small as 2 or as large as 15. Figure 19-12 
shows the doping profiles for an abrupt junction diode and for a hyperabrupt 


o- 



(a) Equivalent circuit 


o 


*S 

-AAAAr 


C T 


-o 


(b) Simplified equivalent circuit 

Figure 19-11. Equivalent circuits for voltage-variable capacitor diode. 




Abrupt change 
from constant 
density of p to 
constant density 
of n 


P 


Density 


Density 



(a) Abrupt junction 



(b) Hyperabrupt junction 


Figure 19-12. Doping profile at abrupt and hyperabrupt junction. 




424 


junction device. For the abrupt junction doping profile, the semiconductor 
material is uniformly doped and changes abruptly from p - type to n-type at 
the junction. In the case of the hyperabrupt junction, the doping density is 
increased close to the junction. This increased density makes the depletion 
region narrower and consequently produces a larger value of junction 
capacitance. It also causes the depletion region width to be more sensitive to 
bias voltage variations, and thus it produces the largest values of TR. Figure 
19-13 shows typical graphs of diode capacitance plotted against reverse bias 
for abrupt and hyperabrupt junction devices. 

The major application of WC diodes is as tuning capacitors to adjust 
the frequency of resonance circuits. An example of this is the circuit shown 
in Fig. 19- 14, which is an amplifer with a tuned circuit load. The amplifier 
produces an output at the resonance frequency of the tuned circuit. Since 
the WC diode provides the capacitance of the circuit, and since C T can be 
altered by adjusting the diode bias, the resonance frequency of the circuit 
can be varied. C c is a coupling capacitor with a value much larger than that 
of the WC diode. 


425 

Voltage- 

Variable 

Capacitor 

Diodes 


Calculate the capacitance tuning ratio (TR) at 1 V and 10 V for the Example 19-2 
abrupt junction and hyperabrupt junction devices with the characteristics in 
Fig. 19-13. 


pF 



Figure 19-13. Capacitance-voltage characteristics for abrupt and hyperabrupt junction 
devices. 



426 

Miscellaneous 

Devices 


Example 19-3 



Figure 19-14. Amplifier with WC diode frequency control. 


solution 

From the abrupt junction device characteristics in Fig. 19-13, 

At IV, Ctel50pF 
At 10 V, Css60pF 

For the abrupt junction device, 

TR(,v- 1 av) = f =2^ 

From the hyperabrupt junction device characteristics in Fig. 19-13, 

Atl V,C«220pF 
At 10 V, C«15pF 

For the hyperabrupt junction device, 

TR(iv- v)“ W = 


For the circuit of Fig. 19-14, 1^ = 9 V, L = 100 pH, /?, =4.7 kQ, 
R 2 = 10 k£2, and Z), is a hyperabrupt junction WC diode with the char- 
acteristic shown in Fig. 19-13. Calculate the maximum and minimum 
resonance frequency for the drcuit. 


solution 


and 




K, 


R, + R 2 XVoc 4.7kQ+10kQ 


4.7k£2 


X9V=2.9V 



From the hyperabrupt device characteristics in Fig. 19-13, 


427 

Thermistors 


At V= 2.9 V CaslOO pF At V=9 V, 15 pF 


At resonance, 


2^rfL = \/2vfC, 


2tt (LC) ,/2 


For V ni 


257(100X 10" 6 X 100X 10" ,2 ) ,/2 


si. 6 MHz 


For V n , 


/= %4.1 MHz 

2t7(100X 10~ 6 X 15X 10" ,2 ) ,/2 

The resonance frequency range is 1.6 to 4.1 MHz. 


The word thermistor is a combination of thermal and resistor. A thermistor 
is a resistor with definite thermal characteristics. Most thermistors have a 
negative temperature coefficient (NTC), but positive temperature coefficient (PTC) 
devices are also available. Thermistors are widely applied for temperature 
compensation , i.e., canceling the effects of temperature on other electronic 
devices. They are also employed for measurement and control of tempera- 
ture, liquid level, gas flow, etc. 

Silicon and germanium are not normally used for thermistor manufac- 
ture, because larger and more predictable temperature coefficients are 
available with metallic oxides. Various mixtures of manganese, nickel, 
cobalt, copper, iron, and uranium are pressed into desired shapes and 
sintered (or baked) at high temperature to form thermistors. Electrical 
connections are made either by including fine wires during the shaping 
process or by silvering the surfaces after sintering. Thermistors arc made in 
the shape of beads, probes, discs, washers, etc. (Fig. 19-15). Beads may be 
glass coated or enclosed in evacuated or gas-filled envelopes for protection 
against corrosion. Washer-shaped thermistors can be bolted together for 
series or parallel connection. Tiny thin-film thermistors, formed by sintering 
metal oxide coatings onto a ceramic or foil substrate, are also available. 

A typical thermistor resistance- temperature characteristic is shown in 
Fig. 19-16. It is seen that the device resistance decreases by approximately 


19-5 

Thermistors 


428 

Miscellaneous 

Devices 



Figure 19-15. Some typical thermistor shapes. 


500 times when heated through 150°C. Current through a thermistor causes 
power dissipation which raises the device temperature. Thus, the device 
resistance is dependent upon ambient temperature and self-heating. For a 
fixed ambient temperature the thermistor resistance is dependent upon its 
own power dissipation. Very small currents have no effect, so that a plot of 
voltage versus current (Fig. 19-17) shows the device behaving initially as a 
constant value resistance. As the current increases a peak is reached at 
which the heating effect of the current begins to significantly change the 
thermistor resistance. Further increase in current causes a progressive reduc- 
tion in reistance, and consequently produces a reduction in voltage across 
the device. 


Example 19-4 


A thermistor with the resistance-temperature characteristic in Fig. 
19-16 is employed in the circuit of Fig. 19-18. The relay coil has a 
resistance of 5 kO at — 15°C, and 6.5 kfl at 50°C. If the relay is energized by 
a current of 1 mA, calculate the required value of R x at — 15°C and 
50°C(a) with the thermistor and R 2 not in circuit; (b) with the thermistor in 
circuit; (c) with the thermistor and R 2 in the circuit. 

solution 

(a) Without the thermistor and R 2i 


R x + R c 




\o 7 10 6 io ~ 5 10 4 10 - 3 10 7 a 

/ ~ 

Figure 19-17. Static voltage-current characteristic for thermistor. 


n 

10,000 

4 

3 

2 


4 

3 

Resistance 2 
100 

4 

3 
2 

10 

4 
3 
2 

1.0 


\ 












1 















1 





— 



























„ . 















r 

! 
















1 


















' 

I 














1 









1 

H 

• -i 







1 



■ 




— 


r 







1 















. . 


















1 — 















; j 


































-40 -20 0 20 40 60 80 100 120 °C 

Temperature 

Figure 19-16. Typical resistance-temperature characteristic for thermistor. 


Power dissipation 


Resistance 


429 



430 

Miscellaneous 

Devices 


*2 



Figure 19-18. Thermistor compensation of relay circuit. 


at — 15° C 


20 V 

R. = - — --5kS2 = 15kfl 
1 mA 


at50°C 


20 V 

R . = - 6.5 kfi = 1 3.5 kS2 

1 mA 


(b) With the thermistor, 

7 £ 

R { + R t + R c 

7?i = — — R t —R c 

From Fig. 19-16, R r = 3 kfl at -15°C and 100 8 at 50°C. 
at — 15° C 

20 V 

/?. = -p4-3kfl-5 kG = 12kfl 
1 mA 

at50°C 




- 100 fl-6.5 kS2 = 13.4 kfl 

1 mA 


(c) With R 2 and the thermistor, 

/ £ 

R,-j-(Rt\\Ri)-Rc 


431 

Thermistors 


Meter 


(a) Temperature measurement 



Figure 19-19. Other thermistor applications. 


at — 15° C 


at 50° C 


R l = - — - - (3 kfi||3 kfl) - 5 kSl = 1 3.5 kti 
1mA 

20 V 

/?, = -p— - (3 kfl || 1 00 G) - 6.5 kft = 1 3.4 kfi 
1 mA 


From Example 19-4 we see that, without the thermistor in circuit, /?, 
must be reduced from 15 to 13.5 kfi when the ambient temperature is 
increased from — 15° to 50°G. This is necessary to allow the 1 mA 
energizing current to flow through the relay coil. With the unshunted 
thermistor in circuit, /?j must be increased from 12 to 13.4 kfl when the 
temperature goes from — 15° to 50°G. This means that the thermistor is 
overcompensating for the change in coil resistance. Finally, when the thermistor 
and 3 ktt shunt are included in the circuit, virtually no adjustment of R x is 
necessary at the temperature extremes. Thus, the shunted thermistor com- 
pletely compensates for the coil resistance change with temperature. Two 
points should be noted about Example 19-4 . One is that only the tempera- 
ture extremes were looked at, and obviously the adequacy of compensation 
between the extremes should be considered. The other point is that the 
heating effect of current through the thermistor was assumed negligible. 
Other thermistor applications are illustrated in Fig. 19-19. 


19-6 

Lambda 

Diode 


The lambda diode is a device which has characteristics similar to those of 
a tunnel diode. However, the typical bias voltage required by a lambda 
diode is not so inconveniently small as that needed for a tunnel diode. 

A lambda diode is simply two complementary FET’s connected as 
shown in Fig. 19-20(a). ( Complementary transistors are two transistors which 
have similar parameters but are of different types. For bipolar transistors one 
would be a pnp type and the other an npn. For FET’s one is an n-channel 
device and the other is a /^-channel FET.) 


< 

> Anode 


u 

IP" " 

> Cathode 

< 


(a) Two FETs connected as a lambda diode 



(b) Forward characteristics 

Figure 19-20. Circuit and characteristics of a lambda diode. 


432 


Note in Fig. 19-20(a) that the gate of each FET is connected to the 433 

source terminal of the other transistor. Note also that the two drain termi- Glossary of 

nals are connected together, and that the source of the n-channel device is lmP Terms 

the anode of the lambda diode while the source of the /^-channel FET is its 
cathode. Figure 19-20(c) shows typical characteristics for the lambda diode. 

To understand the device characteristics, consider the situation when a 
small voltage (say, 0.5 V) is applied, positive to the anode, negative to the 
cathode. The gate of (), is —0.5 V with respect to its source. This is not a 
large enough gate-channel reverse bias to turn the device off. Similarly, the 
gate of Q 2 > the />-channel FET, is 0.5 V positive with respect to £> 2 ’s source. 

Again, this is a reverse bias at the gate-channel junction, but not large 
enough to bias the FET off. Under these conditions both transistors are 
conducting. Consequently, when the lambda diode forward-bias voltage is 
increased from zero through 0.5 V, the current flowing increases in propor- 
tion to the applied voltage. 

As the forward-bias voltage of the lambda diode is increased, the 
reverse bias at the gate-channel junction of each FET also increases. 

Eventually, the reverse-bias voltage becomes large enough to begin to turn 
each device off (depletion region penetration; see Section 12-2). The point at 
which the reverse-bias voltage becomes effective is the point on the char- 
acteristic at which the current is a peak. As the lambda diode forward 
voltage is increased beyond this point, the FET channels are narrowed and 
the current falls steadily to a very low (drain-source leakage) level. With 
both FET’s biased off, further increases in (forward) voltage have no effect. 

At some high voltage level device breakdown would occur, of course. 

When a reverse-bias voltage is applied to the lambda diode, the gate of 
the n-channel, FET is always positive with respect to its channel, and the 
/^-channel FET always has its gate biased negative with respect to the 
channel. Consequently, neither FET can become biased off with this voltage 
polarity. The reverse characteristic is, therefore, that of a resistance equal to 
the sum of FET channel resistances. 

Like the tunnel diode, the negative resistance of the lambda diode 
allows it to be used as a parallel or series amplifier and in oscillator and 
switching circuits. The voltage required to bias the lambda diode into its 
negative resistance region is typically 2 to 3 V, compared to about 200 mV 
for the tunnel diode. This makes the lambda diode easier to use in a 
laboratory situation. 


Piezoelectric crystal. Crystal which generates a voltage when pressed, and Glossary of 
distorts when a voltage is applied to its surface. Important 

Rochelle salt, tourmaline, quartz. Natural materials which have piezoe- 
lectric properties. 

Optical axis (Z axis). Axis of quartz crystal at which no piezoelectric effect 
is exhibited. 

Electrical axis ( X axis). Crystal axis at which a voltage appears when 
mechanical stress is applied at the mechanical axis. 


434 

Miscellaneous 

Devices 

Mechanical axis ( Y axis). Crystal axis at which a mechanical stress causes 
a voltage to be generated at the electrical axis. 

A”-cut. Crystal section cut with its flat sides perpendicular to the electrical 
axis. 

F-cut. Crystal cut with its flat sides perpendicular to the mechanical axis. 

GT- cut. Flat rectangular section cut from crystal at a particular angle to 
the various axes to give zero temperature coefficient. 

Ring-shaped cut. Crystal cut in ring shape, and at a particular angle to 
the various axes to give zero temperature coefficient. 

Series resonance frequency. Frequency at which crystal series capacitive 
reactance and inductive reactance are equal. Frequency at which 
crystal impedance is a minimum. 

Parallel resonance frequency. Frequency at which the capacitance of the 
crystal electrodes resonates with reactance of the crystal circuit. 
Frequency at which crystal impedance is a maximum. 

Q factor. Ratio of reactance to resistance for a resonant circuit. 

Overtone operation. Operation of crystal to control a circuit which is 
resonating at a frequency which is a multiple of the crystal frequency. 

Crystal oven. Insulated crystal enclosure in which the temperature is 
thermostatically controlled in order to stabilize the crystal frequency. 

Synthetic piezoelectric device. Ceramic device which exhibits piezo- 
electric characteristics. 

WC diode. Variable- voltage capacitance diode. Diode in which junction 
capacitance is controlled by reverse-bias voltage. 

Varicap, varactor, epicap. Other names for a WC diode. 

Capacitance timing ratio. Ratio of WC diode capacitance at a small 
reverse voltage to that at a large reverse voltage. 

Doping profile. Graph showing doping density at a /w-junction. 

Abrupt junction. /^-Junction at which uniform doping density changes 
abruptly from p - type to n-type. 

Hyperabrupt junction. /w-Junction at which doping density increases near 
the junction, and changes abruptly from p - type to n-type. 

Thermistor. Device which exhibits a large resistance change with tempera- 
ture change. 

Lambda diode. Two field effect transistors connected to simulate the 
performance of a tunnel diode. 

Review 

Questions 

19-1. Sketch a flat plan diagram to show the arrangement of atoms within 
a piezoelectric crystal. Identify the electrical axis and the mechanical 
axis, and show how a mechanical stress can cause voltage generation, 
and how an applied potential can produce crystal distortion. 


19-2. (a) Sketch the approximate shape of a natural crystal, and identify 
each axis by name and symbol, (b) Draw sketches to illustrate A'-cut, 
K-cut, GT-cut, and ring-shaped crystal cut. Briefly explain. 

19-3. (a) Sketch the equivalent circuit of a piezoelectric crystal and explain 
the origin of each component, (b) Draw a sketch of a typical 
impedance- frequency graph for a piezoelectric crystal. Identify and 
explain each of the two resonance frequencies. 

19-4. (a) Explain the Q factor and compare the Q, factor of a crystal to that 
of an ordinary electrical resonant circuit, (b) Describe how greatest 
possible crystal frequency stability is achieved, (c) Define overtone 
operation of a crystal. 

19-5. Sketch two crystal-controlled oscillator circuits, one using a crystal in 
parallel resonance, and the other using a series resonant crystal. 
Explain the operation of each circuit. Also state two important 
considerations for using crystals. 

19-6. Discuss the manufacture and applications of synthetic piezoelectric 
devices. 

19-7. (a) Using illustrations, explain the operation of a WC diode. 

(b) Sketch the equivalent circuit for a WC diode. Explain the origin 
of each component and show how the circuit may be simplified. 

19-8. (a) Explain the difference between abrupt and hyperabrupt junction 
WC diodes. Draw sketches to illustrate the differences, (b) Sketch 
typical capacitance-voltage characteristics for abrupt junction and 
hyperabrupt junction devices, (c) Sketch a circuit to show an applica- 
tion of a WC diode. 

19-9. (a) Describe the performance of a thermistor and explain its con- 
struction. (b) Sketch typical resistance-temperature and voltage-cur- 
rent characteristics for a thermistor. Briefly explain. 

19-10. Sketch circuit diagrams to show applications of thermistors to (a) 
compensation of a relay circuit, (b) liquid level detection, (c) temper- 
ature measurement. Briefly explain the operation of each circuit. 
Draw a diagram to show how a NTC thermistor might be used to 
compensate for Vre variations (due to temperature change) in an 
emitter current biased transistor circuit. 

19-11. Sketch a diagram to show the construction of a lambda diode. Also 
sketch typical forward characteristics for the device. Explain the 
operation of the device and the shape of the characteristics. What 
would the reverse characteristics of this device look like? Briefly 
explain. 


19-1. A crystal with a resistance of 7 k£2 has a specified maximum drive 
power of 2 mW. Determine the pcak-to-peak ac voltage that may be 
developed across the crystal. 


435 

Problems 


Problems 


436 

Miscellaneous 

Devices 


19-2. Examine each of the oscillator circuits in Figs. 10-1 through 10-6. 
Describe how piezoelectric crystals might be employed in every 
circuit to stabilize the output frequency. Also estimate the crystal 
power dissipation in each case. 

19-3. Calculate the capacitance tuning ratio (TR) at 2 V and 8 V for the 
abrupt junction and hyperabrupt junction devices with the character- 
istics in Fig. 19-13. 

19-4. The frequency-controlled circuit in Fig. 19-14 has V cc = 20 V, L = 80 
jiH, /?j =3.3 left, R 2 = 20 kft, and Z>j is an abrupt junction device with 
the characteristics in Fig. 19-13. Determine the maximum and 
minimum resonance frequencies for the circuit. 

19-5. The circuit shown in Fig. 19- 19(a) uses a 1.5 V battery and a 1 mA 
meter. The thermistor used has the resistance-temperature character- 
istics in Fig. 19-16. Calculate the value of the variable resistance if 
the meter is to read full scale when the tempeature is 80 °C. Assuming 
that the variable resistance remains unaltered, calculate the meter 
readings for temperatures of 50°, 20°, and — 10°C. 

19-6. A relay coil has a resistance of 3.3 kft at — 15°C and 5 kft at 80°C. 
The relay is energized by a current of 0.5 mA from a 10 V supply in 
series with a resistance R v A thermistor is to be connected in series 
with the relay and /?, to provide temperature compensation: 

(a) Sketch the circuit and calculate the required value of /? x at — 15° 
and at 80°C. 

(b) If the thermistor is included and has the characteristic shown in 
Fig. 19-16, calculate the new values for R i at — 15° and 80°C. 

(c) With the thermistor shunted by a 4.1 kft resistance, again 
calculate the required values of R x at — 15° and 80°C. 


Electron Tubes 


Electrons can be made to travel through a metallic crystal. ITiey can 
also be made to travel through a vacuum. In the vacuum diode , two electrodes 
are contained in a glass envelope from which the air has been evacuated. 
One of the electrodes, termed the cathode , is heated electrically, so that it 
emits electrons. The other electrode, known as the plate or anode , is main- 
tained at a positive potential with respect to the cathode. Since electrons arc 
negatively charged they are attracted toward the plate, so that a current 
flows (in the conventional direction) from the positive plate to the negative 
cathode. If the plate potential is reduced to zero or reversed, the current is 
cut off. Additional electrodes introduced between the plate and cathcxlc 
afford control over the plate current and create a wide range of multiclcc- 
trodc tubes. 


CHAPTER 

20 


20-1 

Introduction 


437 


20-2 

The 

Vacuum 

Diode 


20 - 2.1 

Construction 


Vacuum diodes are usually constructed with the plate in the form of a 
cylinder and with the cathode at the center of the plate (Fig. 20-1). The 
cathode may be a simple filament of tungsten or tkoriatcd tungsten. Alterna- 
tively, it may be a nickel tube coated with barium oxide or strontium oxide , and 
heated by an insulated filament. The greatest emission efficiencies are availa- 
ble with oxide-coated cathodes, but filament cathodes are toughest. 

In low power tubes the plate is usually nickel or iron. For high-power 
tubes, tantalum , molybdenum , or graphite may be used, because they do not 
deteriorate as rapidly as iron or nickel at high temperatures. For high-volt- 
age tubes, the plate voltage limit is determined by the insulation resistance 
between electrodes, rather than by the tube dissipation. For this reason, the 
plate terminal is frequently at the opposite end of the tube from the other 
terminals. 


20 - 2.2 Typical vacuum diode characteristics are shown plotted in Fig. 20-2. 

Diode When the plate voltage {Ef) is zero, very few of the electrons emitted from the 

Characteristics cathode are attracted to the plate. Hence the plate current {If) is near zero. 

When E p is increased positively from zero, the plate attracts electrons from 
the cathode. Initially only a small quantity of the electrons flows from 
cathode to plate. As the plate voltage increases, more and more electrons 
flow to it until there is almost a linear increase of plate current with increase 




Nickel tube 
with oxide-coated 
surface 



Heating filament 


(c) Oxide-coated cathode 


Figure 20-1. Vacuum diode construction and circuit symbol. 


438 



flow to it until there is almost a linear increase of plate current with increase 
in plate voltage. With a continued increase in plate voltage, the plate 
current eventually reaches a saturation level. At this point all available 
electrons from the cathode are being drawn to the plate. Further increase in 
E p produces only a slight increase in I p . If the cathode temperature is 
increased, more electrons are emitted and I p is raised to a new saturation 
level, (T 2 in Fig. 20-2). 

There are two major regions of the diode characteristics, the space- 
charge limited region , and the temperature- limited region. The diode is operating in 
its space-charge limited region when more electrons are being produced at 
the cathode than are being drawn to the plate. In this condition the plate 
current is dependent on the plate-to-cathode voltage. In the temperature- 
limited region, the plate potential is so great that all the electrons produced 
at the cathode are being drawn to the plate. 

In the space-charge limited region, there is always a cloud of emitted 
electrons around the cathode (because more electrons are emitted than are 
drawn to the anode). Positive ions , which are formed by electron collision with 
gas molecules, are accelerated toward the cathode, but enter the electron 
cloud and become neutralized by recombining with electrons. When operat- 
ing in the temperature-limited region, there is no protective cloud of 
electrons around the cathode, so positive ions can strike the cathode and 
seriously damage the oxide coating. For this reason, electron tubes are 
normally operated in the space-charge limited region. 


439 

The Vacuum 
Diode 


Space charge Temperature 



Plate voltage 


Figure 20-2. Vacuum diode characteristics 


20-2.3 

Vacuum 

Diode 

Applications 


Example 20-1 


Like the semiconductor diode, the vacuum diode is a one-way device. 
Therefore, its applications are essentially the same as the semiconductor 
diode applications described in Chapter 3. The vacuum diode has the 
disadvantage that its operating plate-to-cathode voltage is typically 5 to 
30 V (or greater). The semiconductor diode, by contrast, has an approxi- 
mately 1 V drop across it when operating. Also, the vacuum diode requires 
an additional supply for the cathode heater. When the added disadvantage 
of the vacuum diode’s greater physical size is considered, it is seen that there 
is no vacuum diode function that cannot be more conveniently performed by 
a semiconductor diode. 


A vacuum diode with the characteristic shown in Fig. 20-3 is con- 
nected in series with a supply of 100 V and a load resistance of 4 kfl. Draw 
the dc load line for the circuit and determine the value of plate current and 
plate voltage. 


mA 



Figure 20-3. Vacuum diode characteristics and dc load line. 


solution 


The circuit is as shown in Fig. 20-4. From the circuit, 


E=E p + I p R L 


When /, = 0, E = E p +0. 


E p = 100 V 


440 



Figure 20-4. Vacuum diode with series load. 


Plot point A on the characteristic at I p — 0, E p = 1 00 V. 
When £, = 0, E=0+I p R t . 



100 

4kft 


= 25 mA 


Plot point B at E p = 0, I p = 25 mA. 

Draw the dc load line between points A and B. 

From the intersection of the load line and the characteristic at point Q,, read 
/,= 17 mA and £, = 32 V. 


Consider the effect of placing a wire grid in the electron tube between 
the cathode and the plate. When the grid is biased to a large negative 
voltage with respect to the cathode, all electrons are repelled by it so that no 
electrons are permitted to pass from the cathode to the plate. When the grid 
is made only slightly negative with respect to the cathode, many electrons 
are able to pass through the grid wires to the plate. Thus, by varying the 
grid potential the plate current is increased, decreased, or switched off 
completely. 

If the grid is made positive with respect to the cathode, electrons are 
attracted to it, and a grid current will flow. Since this is a condition to be 
avoided, the grid is always maintained at a negative voltage with respect to 
the cathode. With the addition of the grid the tube becomes a vacuum inode. 


The construction and the schematic symbol employed for a vacuum 
triode are illustrated in Fig. 20-5. The cathode and plate are normally of the 
same type of construction as for a diode tube. The grid is usually a nickel 
wire, spiral wound around two support posts. In some modern miniature 


441 

The Vacuum 
Triode 


20-3 

The Vacuum 
Triode 


20 - 3.1 

Grid Effect 


20 - 3.2 

Construction 



442 

Electron 

Tubes 



Gas envelope 

Plate 

Grid 

Cathode 


Plate 



(b) Circuit symbol 


Figure 20-5. Triode construction and circuit symbol. 

tubes, the grid is a self-supporting wire mesh. The connections for grid, 
plate, cathode, and cathode heaters are usually brought out at the base of 
the tube. 


20-4 

Triode 

Characteristics 


20 - 4.1 

Plate 

Characteristics 


When the grid of a triode is maintained at the same potential as the 
cathode, the triode plate characteristics are similar to those of a diode. Thus, 
in Fig. 20-6 the triode I p / E p characteristic for is g = 0 is exactly as would be 
expected from a diode tube operating in the space-charge limited region. If 
E p is increased further, the temperature-limited region will eventually be 
reached. 

When the grid is made 1 V negative with respect to the cathode 
(E g = — 1 V), then the I p / E p characteristic is significantly altered from that 
for £^=0. This is because the grid at— 1 V constitutes a large negative 
barrier for electrons to cross before they can pass from cathode to plate. 
Therefore, the plate current does not commence when E p is around zero 
volts; instead, E p has to be made substantially greater than zero before any 
plate current will flow. Also, at each subsequent level of E p , the plate current 
is less than when E g = 0. The effect is that of the E g = 0 characteristic being 
moved to the right. This is illustrated by the E ' — — 1 V characteristic in Fig. 
20 - 6 . 

When the negative bias on the grid is greater than 1 V, the plate 
characteristic is moved even farther to the right. Thus, using various values 
of grid voltage, a family of l p / E p characteristics can be obtained as shown in 
the figure. If the grid is made positive with respect to the cathode, the 



Figure 20-6. Typical plate characteristics for a vacuum triode. 


characteristics are as shown by the broken lines in Fig. 20-6. In this case, 
electrons are being collected by the positive grid, and grid current is flowing. 
This is a condition normally avoided. 

We have already seen that the plate current can be controlled by 

variation of the grid voltage. If the plate voltage is held constant and the 

plate current values are recorded for each setting of grid voltage, the 

transconductance characteristic or transfer characteristic is obtained (Fig. 20-7). 

Referring to Fig. 20-7, it is seen that, for £^,= 100 V and E g = 0 V, 

L — 28 mA. If E ' is held constant at 100 V and E ' is altered to — 1 V, L will 
P P e P 

be reduced because the negative grid will retard the flow of electrons from 
cathode to plate. A further alteration of E g to more negative levels (with E p 
maintained at 100 V) will further decrease l p . Using a new constant value of 
E p , new levels of l p are obtained for each — E g setting. Thus, using different 
E p voltages a family of transconductancc characteristics can be plotted. 

These characteristics are obtained by keeping I p at a fixed level, and 
plotting grid voltage (£^) versus plate voltage ( E p ) (Fig. 20-8). 


From any one set of characteristics the other two may be derived. 
Consider the plate characteristics shown on Fig. 20-6. If a horizontal line is 
drawn at 7^ = 10 mA, then at the intersection of the line and each E p f l p 


443 

Triode 

Characteristics 


20-4.2 

Trans- 

con ductance 
Characteristics 


20-4.3 

Constant 

Current 

Characteristics 


20-4.4 

Relationships 

Between 

Characteristics 


444 

Electron 

Tubes 


30 


mA 



V -3 


-2 


- 1 


0 


Figure 20-7. Typical transconductance characteristics for a vacuum triode. 


graph the corresponding values of E g and E p can be read. Hence, the grid 
voltage values can be plotted against the plate voltage values to obtain the 
constant current characteristic for l p = 1 0 mA. 

Similarly, if a vertical line is drawn representing a constant value of 
plate voltage, then the corresponding values of E g and I p can be read where 
the line cuts each graph (see Fig. 20-6). From these readings the transcon- 
ductance characteristics can be plotted for the plate voltage selected. By a 
similar method, either of the other two sets of characteristics may be used to 
produce all three sets of characteristics. 



0 


50 


100 


150 V 



Figure 20-8. Typical constant current characteristics for vacuum triode. 


From the plate characteristics shown in Fig. 20-6 derive Example 20-2 

(a) The transconductance characteristic for E p = 75 V. 

(b) The constant current characteristic for I p = 10 mA. 

solution (a) 

Draw a vertical line at E p = lb V on the plate characteristics (Fig. 20-6). 

Where the line cuts each characteristic, read the corresponding plate current 
and grid voltage values: 


‘p 

20 mA 

10mA 

2 mA 

E ! 

0 V 

-1 V 

-2 V 


Plot the above values at points 1, 2, and 3 on Fig. 20-7. Join the points 
together to draw the transconductance characteristic for E p = 75 V. 

solution (b) 

Draw a horizontal line at I p — 10 mA on the plate characteristics (Fig. 20-6). 
Where the line cuts each characteristic, read the corresponding plate voltage 
and grid voltage values: 


E S 

0 V 

-IV 

-2 V 

-3 V 

E P 

45 V 

75 V 

105 V 

132 V 


Plot the above values at points 1, 2, 3, and 4 on Fig. 20-8. Join the 
points together to draw the constant current characteristic for l p = 10 mA. 


20-5 

Triode 

Parameters 


Consider the plate characteristics shown in Fig. 20-9(a). The reciprocal 
of the slope of the E g = 0 characteristic at E p = 75 V is 




(a resistance) = r p 


From the characteristic 


30 V 
10 mA 


3kft 


( 20 - 1 ) 


The plate resistance is the resistance offered by the vacuum tube to plate 
voltage variations when the grid voltage is held constant. Thus, if E g is held 


20-5.1 

Plate 

Resistance 

( r p> 


445 


446 

Electron 

Tubes 


(a) Plate characteristics 



£> — - 



Figure 20-9. Derivation of parameters from triode characteristics. 


constant at 0 V and E p is varied by 30 V, I p would be altered by 
A£ J& /r J& = 30V/3 kO =10 mA. Typical values of r p range from 250 Q, to 70 
k £1 


20 - 5.2 

Transcon- 
ductance (g m ) 


From the characteristic, £ m =(10X 10~ 3 )/1 =0.01 S, or£ m = 10 mA/V. 

The transconductance (g m ) is a measure of the grid voltage control over 
plate current when the plate voltage is held constant. For the g m value 


From the transconductance characteristics on Fig. 20-9(b) the slope of 
the 2?^ = 1 00 V characteristic at E g = 1 V is 


A/ 

— — = (a conductance) = g m 
A h 0 


( 20 - 2 ) 


calculated above, each 1 V variation in E g will cause I p to be altered by 447 

10 mA. Typical values of g m range from 1 to 10 mA/V. ^olthod” 

Electron emission from the cathode of a vacuum tube decreases as the Circuit 

tube approaches the end of its useful life. This causes a decrease in the value 
of g m for the tube. Thus g m is useful as an indication of how good a vacuum 
tube is (i.e., it is a figure of merit). 


From the constant current characteristics of Fig. 20-9(c), the slope of 
the l p = 20 mA characteristic at E g = — 1 V is 


^ i 


= (a ratio) = p. 


(20-3) 


20-5.3 

Amplification 
Factor ( /i) 


From the characteristic 




The amplification factor ( \l) is a measure of the relative effectiveness of 
plate voltage and grid voltage as controllers of the plate current. From the 
characteristics it is seen that a variation in E g of 1 V will change I p by 
10 mA when E p remains constant. To achieve the same variation in I p with 
E g held constant requires E p to be changed by 30 V. Thus, E g is p times as 
effective as E p in controlling l p {\i = 30 in this case). Typical values of /i 
range from 2.5 to 100. 


The following formula manipulation shows the relationship between [i , 
g m y and r p . The expression for ft is multiplied by Al p /AI py which is the same 
as multiplying by 1. 


A E f A E ( A/, A/, A E, 





JL 

Sm 


where g m is in A / V y not mA/V 


20-5.4 

Relationship 

Between 

Parameters 


20-6 

Common 

Cathode 

Circuit 


The three major circuit configurations that may be used with electron 
tubes are common cathode , common plate , and common gnd. The common cathode 
circuit is shown schematically in Fig. 20-10. 


20 - 6.1 

Circuit 

Configuration 


448 

Electron 

Tubes 



It can be seen from the circuit that the grid of the triode is biased 
negatively with respect to the cathode. The resistance R g is referred to as the 
grid leak , and its function is to connect the bias voltage to the grid so that 
input signals are not short circuited by E g . Since no grid current flows, the 
signal “sees” an input resistance equal to R g . R g is typically 1 Mft, and if it is 
made too large electrons may accumulate on the grid and alter the bias 
voltage. Therefore, another function of R g is to “leak” electrons off the grid. 
The input signal is applied via Cj to the grid, and the output voltage is 
developed across the load R L . The plate current flows through the load 
resistor R L , so that 


E p ~ Epp 


20 - 6.2 
DC Load 
Line 


Using the above equation, the dc load line may be drawn on the plate 
characteristics. Take R L = 10 kS2 and £^, = 200 V. When I p = 0, 

£ =£ -0 = 200 V 

p PP 


I p — 0 and E p = 200 V are plotted to obtain one point on the dc load 
line, point A on Fig. 20-11. When £^, = 0, 


E p 200 V 
R l ~ 10 kS2 


= 20 mA 


£^ = 0 and I p — 20 mA are plotted to obtain point B on the characteristics. 
The dc load line is drawn by joining these two points together as shown. 
This is the load line for R L = 10 kS2 and £^, = 200 V. If either R L or Epp is 
altered, a new load line must be drawn. 



Figure 20-11. DC load line for triode amplifier. 


Let the circuit be biased to point Q, on the dc load line. At point (), 
E g — — 2 V, l p cz. 9.5 mA, and E p = 105. If E g is now altered to zero volts, I p 
becomes 13.5 mA and E p becomes 65 V. Therefore, a change of +2 V at the 
grid has produced a 4-4 mA change in I p and a —40 V change in 
/^.Similarly, when E g is changed from —2 to — 4V, I p changes from 9.5 to 
5.5 mA and E p changes from 105 to 145 V. Thus, a —2 V change in E g 
produces a —4 mA change in I p and a +40 V change in E p . Therefore, a 
signal of ± 2 V produces an output voltage of ± 40 V, so that a voltage gain 
in this case equal to 20 is obtained. Also, I p increases when E g is increased 
(positively) and decreases when E g is decreased. So I p changes in phase with 
the grid signal voltage. E p , on the other hand, decreases when E g is increased 
(positively), and increases when E g decreases. Therefore, the output voltage 
of the common cathode amplifier is antiphase to the input voltage. 


The grid voltage variations discussed above could be produced by an 
ac signal coupled via capacitor C, in Fig. 20-10. From the point of view of 
the ac performance of the circuit, the actual dc bias and supply voltages can 
be regarded as short circuits. Redrawing the circuit to include the signal 
voltage e s , and with E g and shorted out, gives the ac equivalent circuit 
shown in Fig. 20- 12(a). From the ac equivalent circuit it is seen that the 
input signal e t is applied between the grid and cathode terminals of the tube. 


449 

AC Analysis 
of Common 
Cathode 
Circuit 


20 - 6.3 

Amplification 


20-7 

AC Analysis 
of Common 
Cathode 
Circuit 


450 

Electron 

Tubes 



(a) dc voltages become ac short circuits 



(b) Vacuum tube becomes voltage generator of 
voltage - pe s and internal resistance r p 

Figure 20-12. Developing ac equivalent circuit for common cathode amplifier. 


Also, the output voltage V 0 is derived across the plate and cathode terminals. 
The cathode terminal is common to both input and output, hence the circuit 
name common cathode. 

In the ac equivalent circuit the vacuum tube may be replaced by a 
voltage source of — \u s volts. The ac internal resistance of the vacuum triode 
is the plate resistance r p . Therefore, the voltage source representing the tube 
must have an internal resistance of r p . The complete ac equivalent circuit is 
now the voltage equivalent circuit shown in Fig. 20- 12(b). 

From the voltage equivalent circuit it is seen that — fie s is potentially 
divided across r p and R L to produce the output voltage V 0 . Therefore, 


K =-/«,x 


«L 

r p + R L 


The voltage gain 


A F ° 

" <•, r p + R L 


(20-5) 


Using typical values of p = 30, r^ = 5 kS2, and R L = 10 k ft, 


451 



AC Analysis 
of Common 


Cathode 

Circuit 


“Looking in” to the equivalent circuits from the output terminals, it is seen 
that the output impedance of a common cathode amplifier is r p in parallel 
with R l . Also, so long as the grid is biased negatively with respect to the 
cathode, no grid current flows, and the circuit has a high input resistance 
equal to R g . 


The common cathode circuit can now be defined as having a high 
input resistance, an output resistance of R L in parallel with r py substantial 
voltage gain, and its output voltage antiphase to the input signal. Like its 
transistor equivalent (the common emitter circuit), the common cathode 
configuration is the most frequently used of all vacuum-tube circuits. 


A vacuum triode used in a common cathode amplifier circuit has the Example 20-3 
plate characteristics shown in Fig. 20-13. If the load resistance is 7 kfi, the 
supply voltage is 175 V, and the grid bias is —2 V, determine I p and E p . 

Calculate the input impedance, output impedance, and voltage gain of the 
amplifier. 



( 20 - 6 ) 


and 



(20-7) 


solution 



when I p — 0, E PP = E p + 0. 


£,-175 V 


Plot point A on the characteristic at l p — 0, £^,= 175 V. 
When E p — 0, E PP = Q+ I p R L . 



Plot point B at l p — 25 mA, E p — 0 V. 


452 

Electron 

Tubes 


mA 



Figure 20-13. Plate characteristics, load line, and parameters for Example 20-3. 


Draw the dc load line from point A to B. Where the load line intersects 
the E g — — 2 V characteristic, read 

7 p = 10 mA and 2^= 105 V 

input impedance 
From Eq.(20-7), 

Z t ■= R g = 1 typically 

output impedance 
From Eq. (20-6), 


Z=r p \\R L 


and 


45 


50 V 
10 mA 


(from the characteristics) = 5 kfi 


Output impedance = R L || r p 


7 kflX5 k!2 
7k£2+5kfl 


= 2.9 kfl 


| 


voltage gam 
From Eq. (20-5), 




V*L 

r f> + 


453 

Common 

Plate 

Circuit 


From Eq. (20-3), 




A£. 


At the bias point, an increase in E p of 50 V produces a change in l p of 
10 mA when E g remains at —2 V. At the bias point, a decrease of 2 V in E g 
produces a change of 10 mA in I p if E p remains at 105 V. Thus, 


50 V 


= 25 


The voltage gain is 


25X7 kfi 

" 5kft+7kft 


= 14.6 


In this circuit (shown in Fig. 20-14) the load resistance R L is connected 
in series with the cathode of the tube. The grid bias voltage E B is now 
positive, but the grid-to-cathode voltage E g is not equal to the grid bias 
voltage. Because of the voltage drop across R L , 

or ^g~ ^b~ {ip x Rl) 

EB = E g + (I p X ^l) 


20-8 

Common 

Plate 

Circuit 



Figure 20-14. Common plate amplifier or cathode follower. 


454 

Electron 

Tubes 

If R l = 10 kft, £^> = 200 V, and the tube has the characteristics shown 
in Fig. 20-11, a dc load line can be drawn exactly as for the common 
cathode circuit. From point Q on the load line, 

E g = — 2 V and I p = 9.5 mA 
£ fi =-2V + (9.5 mAX 10 kfl) 

= +93 V 

To achieve the bias conditions at point Q, the grid bias voltge must be 
+ 93 V. This is a major change from the negative grid bias voltages required 
with common cathode circuits. Note that the grid is still negative with 
respect to the cathode. 

Now consider the signal required to produce a ± 40 V output. A + 40 

V change across the 10 kfi load resistance requires a +4 mA change in I p . 

l p becomes (9.5 mA + 4 mA)= 13.5 mA, and to achieve this E g becomes 
0 V (Fig. 20-11). 

Now, I p XR L = 13.5 mAX 10 kft=135 V, and (bias voltage) + (signal 
voltage) = E b + E sy where (E B + E s ) = E g + (I p X R L ). Since E B = + 93 V, the 
signal voltage is E s = 135 — 93 V = 42 V. Therefore, an output change of + 40 

V requires a signal input of + 42 V. Similarly, it can be shown that an input 
of — 42 V will produce an output of — 40 V. Thus, the common plate circuit 
has a voltage gain approximately equal to one, and the output is in phase 
with the signal input. It can also be shown that this circuit has a high input 
resistance and a very low output resistance. Like the transistor common 
collector circuit, the common plate circuit (or cathode follower ) is normally 
used as a buffer amplifier ; i.e., it is connected between a low impedance load 
and a high impedance signal source. 

20-9 

Common 

Grid 

Circuit 

This is the vacuum-tube equivalent of the transistor common base 
circuit (Fig. 20-15). Since the input signal is applied to the cathode, the 
input voltage must supply the plate current changes, and so the circuit has a 
low input resistance. However, the signal is developed directly across grid 
and cathode, so a voltage gain is achieved. Like its transistor equivalent, the 
only major application of the common grid circuit is as a high-frequency 
amplifier. The application of the signal to the cathode means that the grid 
can be grounded to avoid feedback via the plate-to-grid capacitance. 

20-10 

Triode 

Biasing 

Methods 

There are several methods of obtaining the required negative grid bias 
voltage for a vacuum-tube circuit. Figure 20-10 shows that if a suitable 
negative supply voltage is available the cathode may be grounded and the 
grid connected via R g to — E b . By far the most convenient and most 
frequently employed biasing method is the cathode bias technique illustrated 
on Fig. 20-16. The negative grid voltage is provided by the voltage drop 
I p XR k . Since the grounded end of R k is negative with respect to the cathode, 


i 



455 

Triode 

Biasing 

Methods 


r 




Figure 20-15. Common grid amplifier. 


the grid (which is grounded via R g ) is also negative w'ith respect to the 
cathode. To obtain maximum ac gain, R k is bypassed by large capacitor C„ 
so that R k is short circuited to alternating current. 

With the inclusion of the cathode resistance R k in the circuit, the total 
dc load in series with the vacuum tube becomes (R L + R k ). The dc load line 
must be drawn for (R L + R k ). If R k has a bypass capacitor, the ac load is R L . 
The bias point on the dc load line can be determined by drawing a bias line. 


A common cathode amplifier has /? L =9.7 k£2, 7?* = 270 £2, and E PP — Example 20-4 
200 V. The triode employed has the plate characteristics shown in Fig. 

20-1 1, and R k is ac bypassed by a large capacitor. Draw the dc load line and 



Figure 20-16. Cathode bias or self-bias 


456 

Electron 

Tubes 



Figure 20-17. Determining £ point for self-biased circuit. 


determine the values of E gi I p , and E p . Also draw the ac load line for the 
circuit. 

solution 

Total dc load resistance = R L + R k = 9.7 k£2 + 270 £2« 10 k£2 
The dc load line is drawn exactly as explained in Section 20-6. The 
grid-to-cathode bias voltage must now be determined by plotting a bias line, 
as shown in Fig. 20-17. With self-bias, 

E=LX R, 

g P * 


When E g = -4 V, I p = 4 V/270 £2=14.8 mA. 

Plot point 1 on the characteristics at E g = — 4 V, I p — 14.8 mA (Fig. 20-17). 

When E g = — 3 V, I p = = 11.1 mA (point 2) 

When E g — — 2 V , I p = = 7.4 mA (point 3) 

When E g = - 1 V, I p = = 3.7 mA (point 4) 


Now draw the bias line for R k = 270 £2 through points 1, 2, 3, and 4. 


mA 


30- 


457 

The 

Tetrode 

Tube 



E P *~ 

Figure 20-18. AC load line for self-biased circuit. 

The bias line intersects the dc load line at point Q,, giving E g ztz — 2A 
V, /^«8.8 mA, and £^, = 112 V. Note that E p is the tube plate- to- cathode 
voltage . The voltage from ground to plate is ( E p + I p R k ). Since R k is bypassed 
to alternating current, the ac load = R L = 9.7 kft. 

One point on the ac load line is point Q. When an ac signal causes l p 
to change by A I p , E p will change by - A I p X R L . 

Let A I p = 10 mA. 

E p = — 10 mA X 9.7 k £2= -97 V 

On Fig. 20-18, plot point C on the characteristic by measuring A I p = 
10 mA and A E p = —97 V from the Q point. 

Draw the ac load line through points C and Q. It is seen that, because 
the value of ac load is close to the dc load value, the ac and dc load lines are 
not very different from each other. This is not the case where (ac /?,)<&:( dc 


20-11 

The 

Tetrode 

Tube 

Interelectrodc capacitance in a vacuum triode limits the high- 20-11.1 

frequency performance of the device. The grid-to-cathodc capacitance (C^) Theory of 
appears in parallel with the tube input and is referred to as the input Operation 


458 

Electron 

Tubes 


20 - 11.2 

Characteristics 
of the 
Tetrode 


capacitance. The plate- to-cathode capacitance (C pk ) is termed the output capaci- 
tance. Since the grid-to-plate capacitance ( C provides a leakage path from 
plate to grid, it is called the leakage capacitance. is the most important of 
the three interelectrode capacitances because it permits signals from the 
plate to be fed back to the grid at high frequencies. This can result in loss of 
gain or in unwanted oscillations. To eliminate the high-frequency feedback, 
the tetrode tube was developed. 

In the tetrode an additional grid, the screen grid , is inserted between the 
control grid and the plate. The construction is similar to that of the triode 
illustrated in Fig. 20-5(a), with the screen grid as another fine wire spiral in 
the space between plate and control grid. 

When a tetrode is connected in a circuit the screen grid is grounded to 
alternating current, so that signals fed back from the plate are channeled to 
ground instead of reaching the control grid. The screen grid must also be 
maintained at a high positive (dc) potential with respect to the cathode; 
otherwise, it would repel the electrons from the cathode. A large capacitor 
must be connected from screen grid to ground to provide an ac path to 
ground. The tetrode circuit symbol and the biasing arrangement for the 
screen grid are shown in Fig. 20-19. 

Since the screen grid is held at a fixed high positive potential, it 
behaves as another plate and collects a portion of the total electron flow 
from the cathode. The plate collects the remaining portion of the cathode 
current. The cathode current remains constant, being determined by E B and 
R k . Therefore, I k = I p + l sg (see Fig. 20-19). 

Consider the plate characteristic for E g = 0 and the screen grid char- 
acteristic in Fig. 20-20. When the plate voltage is zero, no plate current 



Figure 20-19. Tetrode biasing arrangement. 



£> - 

Figure 20-20. Typical tetrode plate characteristics and screen grid characteristic. 


459 

The 

Tetrode 

Tube 


flows. Therefore, 


7^ — 0 and I k — 0 + I sg 

At this time all the cathode current flows via the screen grid. As E p is 
increased from zero, I p increases and consequently I sg decreases. At points B 
and B\ I p t&35 mA and I sg t & 50 mA. The cathode current is then / a sk 85 mA. 

When the plate voltage exceeds that at point B y electrons accelerated 
through the screen grid to the plate strike the plate with sufficient force to 
cause secondary emission. Since the screen grid is more positive than the plate, 
the secondary electrons are attracted from the plate to the screen grid. This 
constitutes a decrease in I p and an increase in I sg , giving parts B to C and 
parts B' to C' of the characteristics. 

As the plate continues to be made more positive, the secondary 
electrons begin to be attracted back to the plate. I tg now decreases and I p 
increases again with E p increase, giving parts C to D and parts C' to 7)' of 
the characteristic. Beyond points D and D\ E p is greater than E tg \ therefore, 
the plate is collecting most of the electrons flowing from the cathode. 

The kink in the tetrode characteristics is a distinct disadvantage, 
because only the linear portion (beyond point D) of the characteristics is 
usable. Several methods have been devised to eliminate the kink. One 
approach resulted in the beam tetrode , which has the circuit symbol and 
typical characteristics shown in Fig. 20-21. In the beam tetrode, the elec- 
trons flowing to the plate arc concentrated in dense channels by the negative 
potential on beam-forming plates located between the screen grid and the 
plate. The result is that secondary emitted electrons are swept back to the 
plate by the dense channel of electrons flowing toward the plate, and thus 
the kink is largely eliminated from the characteristic. 


0 


'X 


2X 


3X V 


£* 

(p r>srrr -tarr»as 
sra^arH r s!i 2 

~«ur* Ml fearr isroa* crrcur svtto-j a^c mararis^siia 


20-12 

' r 

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2 UT 2.1 

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of 

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wnm. ggrrran fnnmc r.imrxa nns; if me’* are id ztzvtl ironx me 

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ft* 






Plate 



(a) Pentode circuit 
symbol 



-Ep~ 


(bi Pentode characteristics 


Figure 20-22. Pentode circuit symbol and characteristics. 


- 

r r. 

•X 'Wtr* 

r*****’'*' 

T 

.re*- _ 


ductance ( g m ) of a pentode remains similar to that of a triode, because the 
control grid in each case is located close to the cathode. From Fig. 20-22, 






225 V 


cr * 1 




3 mA 


= 75 kl> 


rss*** 




Typically, r fi is around 1.5 MG. Values of 3000 to 10,000 are typical for 
fi, while g m remains on the order of 1 to 10 mA/V, as in a triode. 


ties*' 








^ • 
*■«** 


The negative bias for the control erid of a pentode may be obtained by 
any of the methods employed for a triode. The positive bias for the screen 
?rid is usually provided by the potential divider technique shown in Fig. 
20-23. A large capacitor (C 3 ) must be included to give the potential divider 
a low- output impedance. The suppressor grid is usually connected directly to 
either the cathode or ground. 


20-1: 

Pentc 
Bias i 


20-13 

The 

Variable-Mu 
or Remote 
Cutoff 
Pentode 


The transconductance characteristics for a sharp cutoff (i.e., normal) 
pentode and for a remote cutoff pentode are shown in Fig. 20-24. For the sharp 
cutoff pentode the characteristics are almost completely linear. Also, the 
plate current is cut off (i.e., goes to zero) at small values of E g [—11 and 
— 15 V in Fig. 20-24(a)]. For the remote cutoff tube the transconductance 
characteristics are quite curved, and E g must go to a large negative level to 
achieve I p cutoff. 

In a normal pentode, the control grid wires are evenly spaced along 
the length of the cathode, as they are in a triode (Fig. 20-5). Consequently, 
electrons emitted from all parts of the cathode are equally affected by the 
grid potential. In a remote cutoff pentode, the grid wires are either unevenly 
spaced, or the cathode ends are allowed to project beyond the ends of the 
grid. With this arrangement, electrons emitted from those cathode areas 
which are relatively far from grid wires are less affected by the grid 
potential. To repel electrons emitted from these (farther away) areas, the 
grid must be made much more negative than it would otherwise need to be. 
The result is a nonlinear transconductance characteristic and a cutoff grid 
voltage which might be as large as — 60 V. 

Consider Fig. 20-24(a) and (b) once again. The transconductance (g m ) 
is hI p /hE g , i.e., the slope of the characteristic. For the sharp cutoff device g m 
remains substantially constant, but for the remote cutoff tube g m decreases 
with increasing values of — E g , Since the tube amplificadon factor ( /i) 
equals g m r p , the variation in g m produces a variation in p. Therefore, a 
variable-mu pentode circuit has a gain which varies according to the grid bias. 
This allows specialized applications such as automatic gain control. 



Figure 20-23. Pentode amplifier circuit showing biasing technique for each electrode. 


462 


mA 




Figure 20-24. Transconductance characteristics for sharp cutoff and remote cutoff 
pentodes. 


463 

The 

Cathode- Ray 
Tube 


20-14 

The 

Cathode-Ray 

Tube 

The basic construction and biasing of a cathode-ray tube are shown in 20-14.1 

Fig. 20-25. The system of electrodes is contained in an evacuated glass tube General 

with a viewing screen at one end. A beam of electrons is generated by the 
cathode and directed to the screen, causing the phosphor coating on the 
screen to glow where the electrons strike. The electron beam is deflected 
vertically and horizontally by externally applied voltages. 


20-14.2 

Triode 

Section 


The triode section of the tube consists of a cathode, a grid, and an 
anode, which are all substantially different in construction from the usual 
electrodes in a triode vacuum tube. The grid, which is a nickel cup with a 
hole in it (see Fig. 20-25), almost completely encloses the cathode. The 
cathode, also made of nickel, is cylinder shaped with a flat, oxide-coated, 
electron-emitting surface directed toward the hole in the grid. Cathode 
heating is provided by an inside filament. The cathode is typically held at 
approximately —2 kV, and the grid potential is adjustable from approxi- 
mately — 2000 to —2050 V. The grid potential controls the electron flow 
from the cathode, and thus controls the number of electrons directed to the 
screen. A large number of electrons striking one point will cause the screen 
to glow brightly; a small number will produce a dim glow. Therefore, the 
grid potential control is a brightness control. 

The first anode {A x ) is cylinder shaped, open at one end, and closed at 
the other end with a hole at the center of the closed end. Since A x is 
grounded and the cathode is at a high negative potential, A x is highly 
positive with respect to the cathode. Electrons are accelerated from the 
cathode through the holes in the grid and anode to the focusing section of 
the tube. 


20-14.3 The focusing electrodes A x , A 2 , and A 3 are sometimes referred to as an 

The electron lens. Their function is to focus the electrons to a fine point at the 

^5* Stern screen of the tube. A x provides the accelerating field to draw the electrons 



464 


Figure 20-25. Basic construction and biasing of cathode-ray tube. 



from the cathode, and the hole in A x limits the initial cross section of the 
electron beam. A 3 and /l, are held at ground potential while the A 2 potential 
is adjustable around — 2 kV. The result of the potential difference between 
anodes is that equipotential lines are set up as shown in Fig. 20-26. These are 
lines along which the potential is constant. Line 1, for example, might have 
a potential of — 700 V along its entire length, while the potential of line 2 
might be —500 V over its whole length. The electrons enter A x as a 
divergent beam. On crossing the equipotential lines, however, the electrons 
experience a force which changes their direction of travel toward right 
angles with respect to the equipotential lines. The shape of the lines within 
A x produces a convergent force on the divergent beam, and those within A 3 
produce a divergent force on the beam. The convergent and divergent forces 
can be altered by adjusting the potential on A 2 . This adjusts the point at 
which the beam is focused. A 2 is sometimes referred to as the focus ring. 

The negative potential on A 2 tends to slow down the electrons, but 
they are accelerated again by A 3 , so that the beam speed leaving A 3 is the 
same as when entering A x . The electrons are traveling at a constant velocity 
as they pass between the deflecting plates. 

Consider the electrostatic deflection illustration in Fig. 20-27. When 
the potential on each plate is zero, the electrons passing between the plates 
do not experience any deflecting force. When the upper plate potential is 
+ E/2 volts and the lower potential is —E/2, the potential difference 
between the plates is E volts. The (negatively charged) electrons are 
attracted toward the positive plate and repelled from the negative plate. The 
electrons are actually accelerated in the direction of the positive plate. 
However, since they also have a horizontal velocity, the electrons normally 
never strike a deflecting plate. Instead, the beam is deflected and the 
electrons strike the screen at a new' position. 


465 

The 

Cathode- Ray 
Tube 


20-14.4 

Beam 

Deflection 



Figure 20-26. Electrostatic focusing. 


466 

Electron 

Tubes 


20 - 14.5 

The 

Screen 



Figure 20-27. Electrostatic deflection. 

The beam could be deflected by grounding one plate and applying a 
positive or negative potential to the other plate. In this case, the potential at 
the center of the space between the plates would be greater or less than zero 
volts. This would cause horizontal acceleration or deceleration of the elec- 
trons, thus altering the beam speed. Equal positive and negative deflecting 
voltages would then not produce equal deflections. With + E/2 volts on one 
plate and —E/2 on the other plate, the center potential in the space 
between plates is zero volts, and the beam speed is unaffected. The tube 
sensitivity to deflecting voltages can be expressed in two ways. The voltage 
required to produce one division of deflection at the screen (V/cm) is 
referred to the deflection factor of the tube. The deflection produced by one V 
(cm/V) is termed the deflection sensitivity . 

The isolation shield shown in Fig. 20-25 is designed to keep the deflect- 
ing plates isolated from each other’s electric fields. 


The screen of a cathode-ray tube is formed by placing a coating of 
phosphor materials on the inside of the tube face. When the electron beam 
strikes the screen, electrons within the screen material are raised to a higher 
energy level and emit light as they return to their normal levels. The glow 
may persist for a few milliseconds, for several seconds, or even longer. 
Depending upon the materials employed, the color of the glow produced at 
the screen may be blue, red, green, or white. 

The phosphors used on the screen are insulators, and, but for sec- 
ondary emission, the screen would develop a negative potential as the 
primary electrons accumulate. The negative potential would eventually 
become so great that it would repel the electron beam. The secondary 
electrons are collected by a graphite coating termed aquadag , around the 
neck of the tube (see Fig. 20-25), so that the negative potential does not 
accumulate on the screen. In another type of tube, the screen has a fine film 
of aluminum deposited on the surface at which the electrons strike. This 
permits the electron beam to pass through, but collects the secondary 
electrons and conducts them to ground. The aluminum film also improves 
the brightness of the glow by reflecting the emitted light toward the glass. A 
further advantage of the film is that it acts as a heat sink, conducting away 
heat that might otherwise damage the screen. 


20 - 14.6 

Brightness 
of Display 


20 - 14.7 

Waveform 

Display 


As has already been explained, the brightness of the glow produced at 
the screen is dependent upon the number of electrons making up the beam. 
Since the grid controls the electron emission from the cathode, the grid 
voltage control is a brightness control. Brightness also depends upon beam 
speed; so for maximum brightness the electrons should be accelerated to the 
greatest possible velocity. However, if the electron velocity is very high when 
passing through the deflection plates, the deflecting voltages will have a 
reduced influence, and the deflection sensitivity will be poor. It is for this 
reason that postdeflection acceleration is provided; i.e., the electrons are accel- 
erated again after they pass between the deflecting plates. A helix of resistive 
material is deposited on the inside of the tube from the deflecting plates to 
the screen (Fig. 20-25). The potential at the screen end of the helix might be 
typically + 12 kV and at the other end 0 kV. Thus, the electrons leaving the 
deflecting plates experience a continuous accelerating force all the way to 
the screen, where they strike with high energy. 

When an alternating voltage is applied to the vertical deflecting plates 
and no input is applied to the horizontal plates, the spot on the tube face 
will move up and down continuously. If a constandy increasing voltage is 
also applied to the horizontal deflecting plates, then, as well as moving 
vertically, the spot on the tube face will move horizontally. Consider Fig. 
20-28, in which a sine wave is applied to a vertical deflecting plate and a 
sawtooth is applied to the horizontal plates. If the waveforms are perfectly 
synchronized, then at time t = 0 the vertical deflecting voltage is zero and the 
horizontal deflecdng voltage is —2 V. Therefore, assuming a deflection 
sensitivity of 2 cm/V, the vertical deflection is zero and the horizontal 
deflection is 4 cm left from the center of the screen [point 1 on Fig. 20- 28(c)]. 
When / = 0.5 ms, the horizontal deflecting voltage has become —1.5 V; 
therefore, the horizontal deflection is 3 cm left from the screen center. The 
vertical deflecdng voltage has now become +1.4 V, and causes a vertical 
deflection of + 2.8 cm above the center of the screen. The spot is now 2.8 cm 
up and 3 cm left from the screen center (point 2). The following is a table of 
data for other dmes. 


At t 

Horizontal 

Vertical 

Point 

1 ms 

-1 V 

+ 2 V 

3 

1.5 ms 

-0.5 V 

+ 1.4 V 

Point 4 

2 ms 

0 V 

0 V 

Center of screen. 

2.5 ms 

+ 0.5 V 

-1.4 V 

Point 6 

3 ms 

+ 1 V 

-2 V 

Point 7 

3.5 ms 

+ 1.5 V 

-1.4 V 

Point 8 

4 ms 

+ 2 V 

-0 V 

Point 9 


At point 9 the horizontal deflecting voltage rapidly goes to — 2 V 
again, so the beam returns to the left side of the screen. From here it is ready 


468 

Electron 

Tubes 


0 1 2 3 4 ms 




7 

(c) Display 


Figure 20-28. Waveform display on cathode-ray tube. 

to repeat the waveform trace over again. It is seen that, with a sawtooth 
applied to the horizontal deflecting plates, any waveform applied to the 
vertical plates will be displayed on the screen of the cathode-ray tube. 


Example 20-5 A 500-Hz triangular wave with a peak amplitude of ± 40 V is applied 

to the vertical deflecting plates of a CRT. A 250 Hz sawtooth wave with a 
peak amplitude of ± 50 V is applied to the horizontal deflecting plates. The 
CRT has a vertical deflection sensitivity of 0.1 cm/V and a horizontal 
deflection sensitivity of 0.08 cm/V. Assuming that the two inputs are 
synchronized, determine the waveform displayed on the screen. 


solution 

For a triangular wave, 


T= 


f 


1 

500 Hz 


= 2 ms 


469 

The 

Cathode-Ray 

Tube 


For a sawtooth wave, 


1 


250 Hz 


= 4 ms 


The two waveforms are shown in Fig. 20- 29(a) and (b). 
at t = 0 


Vertical voltage = 0 
Horizontal voltage = — 50 V 

Horizontal deflection = (voltage) X (deflection sensitivity) 
= — 50 X 0.08 cm 

= — 4 cm (i.e., 4 cm left from center) 

Point 1 on the CRT screen [Fig. 20-29(c)] is at 

Vertical deflection = 0 
Horizontal deflection = 4 cm left of center 


at t = 0J) ms 


Vertical voltage = + 40 V 
Horizontal voltage = — 37.5 V 

Therefore, at point 2 on the CRT screen, 

Vertical deflection = +40x0.1 cm = + 4 cm 
Horizontal deflection = - 37.5 X0.08 cm — — 3 cm 

at t = 1 ms (point 3) 

Vertical deflection = 0 

Horizontal deflection = — 25 X 0.08 cm =** — 2 cm 
at /= 15 ms (point 4) 

Vertical deflection = — 40 X 0. 1 cm = — 4 cm 
Horizontal deflection — — 12.5X0.08 cm — — 1 cm 




470 

Electron 

Tubes 




4 8 

(c) Display at CRT screen 


Figure 20-29. Waveforms and display for Example 20-5. 
at t = 2 ms (point 5) 

Vertical deflection = 0 
Horizontal deflection = 0 

f(ms) 2.5 3 3.5 4 

Vertical voltage + 40 V 0 — 40V 0 

Vertical deflection +40 cm 0 —4 cm 0 


Horizontal voltage 
Horizontal deflection 
Point 


+ 12.4 V +25 V +37.5 V +50 V 
+ 1 cm + 2 cm + 3 cm + 4 cm 

6 7 8 9 


The triode section and focusing section of the tube are together 
referred to as an electron gun. A double-beam tube normally has two electron 
guns used to generate two separate beams. Two separate sets of vertical and 
horizontal deflecting plates are included. Both beams are made to sweep 
across the screen together so that the time and phase relationships of 
separate waveforms can be compared. 

Vacuum diode. Two-electrode vacuum tube, contains plate and cathode. 
Cathode. Negative terminal of vacuum tube — emits electrons when 
heated. 

Plate. Positive terminal of vacuum tube — collects electrons from cathode. 
Anode. Same as plate. 

Filament. Cathode, or heater for indirectly heated cathode. 

Tungsten. Element used in filaments. 

Thoriated tungsten. Alloy of tungsten and thorium, used for filament-type 
cathodes. 

Barium oxide. Electron-emitting oxide used on the surface of indirectly 
heated cathodes. 

Plate voltage, E p . Voltage at plate, or voltage measured from cathode to 
plate. 

Plate current, I p . Electrons flowing from cathode to plate — conventional 
direction current from plate to cathode. 

Plate characteristics. Graph of l p values plotted against corresponding 
values of E p , for various constant values of grid voltage. 

Space-charge limited region. Region of diode plate characteristics during 
which space charge exists-region in which device is operated. 
Temperature-limited region. Region of diode plate characteristics in 
which all electrons emitted from the cathode are drawn to plate. 
Vacuum triode. Three-electrode tube; contains plate, cathode, and grid. 
Grid. Wire spiral surrounding the cathode, used to control the plate 
current. 

Transconductance, g m . Ratio of change in plate current to grid voltage 
change. 

Transconductance characteristic. Graph of l p values plotted against corre- 
sponding grid voltage E g values, with E p constant. 

Constant current characteristics. Graph of E p values plotted against corre- 
sponding E g values, with I p constant. 


20 - 14.8 

Double-Beam 

Cathode-Ray 

Tubes 


Glossary of 
Important 
Terms 


471 


472 

Electron 

Tubes 


Plate resistance, r p . Reciprocal of the slope of plate characteristics — 
{kEp/M p ) ohms. 

Amplification factor, p. Ratio of plate voltage change for a given value of 
Alp to grid voltage change for same A I p . 

Common cathode circuit. Vacuum triode circuit in which input signal is 
applied between grid and cathode, and output is taken between plate 
and cathode. 

Common plate circuit. Vacuum triode circuit in which input signal is 
applied between grid and plate, and output is taken between cathode 
and plate. 

Cathode follower. Same as common plate circuit . 

Common grid circuit. Vacuum triode circuit in which input signal is 
applied between cathode and grid, and output is taken between plate 
and grid. 

Grid leak. Resistance used to connect grid to bias voltage and to “leak” 
electrons off the grid. 

Cathode bias. Biasing technique using a resistance in series with the 
cathode. 

Self-bias. Same as cathode bias. 

Leakage capacitance. Plate-to-grid capacitance. 

Input capacitance. Grid-to-cathode capacitance. 

Output capacitance. Plate-to-cathode capacitance. 

Tetrode. Four-electrode tube containing plate, screen grid, control grid, 
and cathode. 

Screen grid. Grid employed to screen the control grid from the effects of 
plate voltage changes. 

Beam tetrode. Tetrode with beam-forming plates to eliminate secondary 
emission. 

Pentode. Five-electrode tube containing plate, suppressor grid, screen grid, 
control grid, and cathode. 

Suppressor grid. Grid employed to suppress secondary emission. 

Variable-mu pentode. Pentode in which the transconductance g m varies 
according to grid bias voltage. Also requires large negative grid voltage 
to cut off plate current. 

Remote cutoff pentode. Same as variable-mu pentode. 

Sharp cutoff pentode. Ordinary pentode (i.e., not variable-mu) — requires 
relatively small negative grid voltage to cut off plate current. 

Cathode-ray tube (CRT). Electron tube in which electrons are con- 
centrated into a beam (or ray) which is directed to a display screen. 

Electron gun. Cathode, grid, accelerating, and focusing electrodes in 
cathode-ray tube. 

Electron beam. Stream or ray of electrons in a cathode-ray tube. 


Brightness control. Voltage control on the grid of a cathode-ray tube. 

Focusing system. CRT electrodes which focus the electron beam to a point 
at the screen of a cathode-ray tube. 

Electron lens. Same as focusing system. 

Equipotential lines. Lines in space between electrodes having a constant 
potential along their length. 

Focus ring. Cylindrical electrode on which the potential is varied to obtain 
focus of electron beam in CRT. 

Vertical deflecting plates. CRT electrodes which deflect the electron beam 
vertically when a deflecting voltage is applied. 

Horizontal deflecting plates. CRT electrodes which deflect the electron 
beam horizontally when a deflecting voltage is applied. 

Isolation shield. Metal plate inserted between CRT horizontal and vertical 
deflecting plates to isolate their electric fields. 

Deflection factor. Voltage required to produce one division of deflection at 
screen of CRT (V/ cm). 

Deflection sensitivity. Divisions of deflection at screen of CRT produced 
by 1 V at deflecting plates (cm/V). 

Screen. Flat portion of CRT glass envelope, has inside coating of phosphor 
materials which glow when struck by electrons. 

Aquadag. Graphite coating inside the neck of CRT, collects secondary 
emitted electrons. 

Postdeflection acceleration (PDA). Arrangement to accelerate CRT elec- 
tron beam after it has been deflected. 

Resistive helix. Film of resistive material deposited as helix around the 
neck of a CRT to facilitate postdeflection acceleration. 

Double-beam CRT. CRT with two electrode systems generating separate 
electron beams. 


20-1. Draw sketches to show the circuit symbol and mechanical construc- 
tion of a vacuum diode. Name each part of the device and briefly 
explain how it operates. 

20-2. (a) Describe the construction of two types of thermionic cathode. 
State the advantages and disadvantages of each, (b) List the materi- 
als used for plates in low-power and high-power vacuum tubes. 

20-3. Sketch typical (plate voltage)/(plate current) characteristics for a 
vacuum diode. Label each region of the characteristics, explain their 
shape, and show the effects of temperature increase. 

20-4. Draw sketches to show the symbol and mechanical construction of a 
triode vacuum tube. Name each electrode and state its function. 

20-5. Sketch typical plate characteristics for a vacuum triode for several 


473 

Review 

Questions 


Review 

Questions 


474 

Electron 

Tubes 


values of negative grid voltage. Also show the effect of positive grid 
voltage. 

20-6. Sketch a practical circuit diagram for 

(a) A vacuum triode common cathode amplifier. 

(b) A vacuum triode common plate amplifier. 

(c) A vacuum triode common grid amplifier. 

Indicate supply voltage polarities, current directions, input, and 
output terminals. 

20-7. Draw an ac equivalent circuit for a common cathode amplifier. Draw 
the voltage equivalent circuit (from the ac equivalent circuit) and 
derive expressions for voltage gain and output resistance. Also state 
the input resistance. 

20-8. State typical applications for common cathode, common plate, and 
common grid amplifiers. Explain each application in terms of voltage 
gain, input and output resistance, etc. 

20-9. State the function of, and typical maximum value for, a grid leak 
resistor. Briefly explain the possible effects of making the grid leak 
resistor too large. 

20-10. Draw sketches to show how the grid of a vacuum triode may be 
biased to a desired voltage by cathode bias (or self-bias). 

20-11. Draw a sketch to show the various capacitances that exist within a 
triode vacuum tube. Name each of these capacitances, state which is 
most important, and explain why. 

20-12. Explain how the tetrode vacuum tube combats the effects of inter- 
electrode capacitance. Sketch the circuit symbol for a tetrode and 
name each electrode and state its function. 

20-13. Sketch one plate characteristic and one screen grid characteristic for 
a tetrode vacuum tube. Carefully explain the shape of the character- 
istics. 

20-14. Explain the origin and operation of a beam tetrode. Sketch the 
circuit symbol and a typical family of plate characteristics for this 
device. 

20-15. Explain the origin of the pentode vacuum tube. Sketch a typical 
family of plate characteristics and the circuit symbol for the device. 

20-16. State typical values for /t, g m , and r p for a pentode. Briefly explain. 

20-17. Draw a circuit diagram of a pentode common cathode amplifier with 
self-bias. Explain the bias arrangements for each electrode. 

20-18. Sketch typical transconductance characteristics for (a) a sharp cutoff 
pentode, (b) a variable-mu pentode. Explain the characteristics, and 
discuss the mechanical differences between the tubes. State a typical 
application for a variable-mu tube. 

20-19. Sketch the electron-gun section of a cathode-ray tube. Identify each 
electrode and its function; also indicate typical voltages. 


20-20. Draw a sketch to show how an electron lens functions. Briefly 
explain. 

20-21. Sketch the deflection system of a cathode- ray tube and explain how it 
operates. 

20-22. Describe the screen of a cathode-ray tube. Explain the function of the 
aquadag, and describe another method of performing the function. 

20-23. Define postdeflection acceleration. Explain why PDA is required and how 
it is achieved. 

20-1. A vacuum diode with plate characteristics as shown in Fig. 20-3 is 

connected in series with a load resistance of 3.3 kfi and a supply of 90 

V. Draw the dc load line and determine the values of /. and £.. 

p P 

20-2. A vacuum diode with a series load of 2 kfi has an I p of 18 mA. If the 
plate characteristic for the diode is as shown in Fig. 20-3, draw the dc 
load line and determine the supply voltage. 

20-3. From the triode plate characteristics in Fig. 20-30 derive (a) the 
transconductance characteristic for £,= 80 V; (b) the constant cur- 
rent characteristic for I p — 4 mA. 

20-4. From the plate characteristics in Fig. 20-30 derive r p , g mt and p at 
£, = 60 V, £,= — 1 V. 

20-5. A triode used in a common cathode amplifier has the plate character- 
istics of Fig. 20-30. Supply voltage is 120 V, load resistance is 12 kfi, 
and grid bias is —2 V. Draw the dc load line and determine plate 
current and voltage. Also calculate the output impedance and voltage 
gain of the amplifier. 



475 

Problems 


Problems 


Figure 20-30. Triode plate characteristics for Problems 20-3 through 20-6. 


476 

Electron 

Tubes 


20-6. A common cathode amplifier has R L = 1 3 kfl, R k = 2 kft, and E PP — 
100 V. The triode employed has the plate characteristics of Fig. 
20-30, and R k is ac bypassed by a large capacitor. Draw the dc load 
line and determine the values of E g , I p , and E p . Also draw the ac load 
line for the circuit. 

20-7. A common cathode amplifier uses a triode with the characteristics 
shown in Fig. 20-11. The supply voltage is £^, = 150 V, and the plate 
voltage is to be E p = 100 V when E g = — 2 V. Draw the dc load line; 
determine the value of R L and calculate A v . 

20-8. The circuit in Problem 20-7 is to use the cathode bias technique. 
Determine a suitable value for R k . Assuming R k is bypassed by a large 
capacitor, draw the ac load line for the circuit. Taking 7^ = 100 kft, 
calculate the input and output impedance of the circuit. 

20-9. A common plate circuit with R L = 9 kft has a vacuum triode with the 
characteristics shown in Fig. 20-17. The supply voltage is E^ = 180 V, 
and the cathode voltage is to be E k = 80 V. Draw the dc load line for 
the circuit and determine the level of I p . Also calculate the required 
grid bias voltage level. 

20-10. A pentode tube in a common cathode amplifier has the characteris- 
tics shown in Fig. 20-22. The supply voltage is £ ' <pp = 300 V, and E p is 
to be 150 V when /, = 50 mA. Draw the dc load line and determine 
the required value of E g . 

20-11. For the circuit in Problem 20-10 determine a suitable value of 
cathode resistor R k to give the required grid bias voltage. Assuming R k 
is bypassed by a large capacitor, calculate the circuit voltage gain 
and output impedance. 

20-12. A pentode common plate circuit with £ L = 4 kfi and £^, = 300 V uses 
a tube with the characteristics in Fig. 20-22. The cathode voltage is to 
be approximately 160 V. Draw the dc load line, determine the level 
of I p> and calculate the required grid bias voltage. 

20-13. A CRT has a deflection of 5 cm when 75 V is applied to the 
deflecting plates. Calculate its deflection factor and deflection sensi- 
tivity. 

20-14. A 1 kHz square wave with a peak amplitude of ±25 V is applied to 
the vertical deflecting plates of a CRT. A 500 Hz sawtooth with a 
peak amplitude of ±40 V is applied to the horizontal deflecting 
plates. The CRT has a vertical deflection sensitivity of 0.1 cm/V and 
a horizontal deflecting sensitivity of 0.075 cm/V. Assuming that the 
two inputs are synchronized, determine the waveform displayed on 
the screen. 

20-15. Repeat Problem 20-14 with the following changes: 

(a) The sawtooth waveform is 1 kHz. 

(b) A triangular wave is substituted in place of the square wave. 

(c) The square wave is replaced by a pulse waveform with a pulse 
width of 250 /as and a frequency of 1 kHz. 


Appendixes 


Appendix 1 

Typical Standard Resistor Values 


n 

Q 


til 

til 

til 

MS 2 

MS 2 



10 

100 

1 

10 

100 

1 

10 

— 

12 

120 

1.2 

12 

120 

1.2 

— 

— 

15 

150 

1.5 

15 

150 

1.5 

15 

— 

18 

180 

1.8 

18 

180 

1.8 

— 

— 

22 

220 

2.2 

22 

220 

2.2 

22 

2.7 

27 

270 

2.7 

27 

270 

2.7 

— 

3.3 

33 

330 

3.3 

33 

330 

3.3 

— 

3.9 

39 

390 

3.9 

39 

390 

3.9 

— 

4.7 

47 

470 

4.7 

47 

470 

4.7 

— 

5.6 

56 

560 

5.6 

56 

560 

5.6 

— 

6.8 

68 

680 

6.8 

68 

680 

6.8 

— 

— 

82 

820 

8.2 

82 

820 

— 

— 


477 


478 

Appendix 2 


Appendix 2 

Typical Standard Capacitor Values 


pF 

pF 

pF 

PF 

pF 

pF 

pF 

HF 

»F 

pF 

hF 

5 

50 

500 

5000 


0.05 

0.5 

5 

50 

500 

5000 

— 

51 

510 

5100 


— 

— 

— 

— 

— 

— 

— 

56 

560 

5600 


0.056 

0.56 

5.6 

56 

— 

5600 

— 

— 

— 

6000 


0.06 

— 

6 

— 

— 

6000 

— 

62 

620 

6200 


— 

— 

— 

— 

— 

— 

— 

68 

680 

6800 


0.068 

0.68 

6.8 

— 

— 

— 

— 

75 

750 

7500 


— 

— 

— 

75 

— 

— 

— 

— 

— 

8000 


— 

— 

8 

80 

— 

— 

— 

82 

820 

8200 


0.082 

0.82 

8.2 

82 

— 

— 

— 

91 

910 

9100 


— 

— 

— 

— 

— 

— 

10 

100 

1000 


0.01 

0.1 

1 

10 

100 

1000 

10,000 

— 

110 

1100 


— 

— 

— 

— 

— 

— 


12 

120 

1200 


0.012 

0.12 

1.2 

— 

— 

— 


— 

130 

1300 


— 

— 

— 

— 

— 

— 


15 

150 

1500 


0.015 

0.15 

1.5 

15 

150 

1500 


— 

160 

1600 


— 

— 

— 

— 

— 

— 


18 

180 

1800 


0.018 

0.18 

1.8 

18 

180 

— 


20 

200 

2000 


0.02 

0.2 

2 

20 

200 

2000 


22 

220 

2200 


— 

0.22 

2.2 

22 

— 

— 


24 

240 

2400 


— 

— 

— 

— 

240 

— 


— 

250 

2500 


— 

0.25 

— 

25 

250 

2500 


27 

270 

2700 


0.027 

0.27 

2.7 

27 

270 

— 


30 

300 

3000 


0.03 

0.3 

3 

30 

300 

3000 


33 

330 

3300 


0.033 

0.33 

3.3 

33 

330 

3300 


36 

360 

3600 


— 

— 

— 

— 

— 

— 


39 

390 

3900 


0.039 

0.39 

3.9 

39 

— 

— 


— 

— 

4000 


0.04 

— 

4 

— 

400 

— 


43 

430 

4300 


— 

— 

— 

— 

— 

— 


47 

470 

4700 


0.047 

0.47 

4.7 

47 

— 

— 



Answers to Problems 


3-1 50 fi, 46 mA Chapter 3 

3-2 16 mA, 38 mA 

3-3 12 /xA, 24 pA 

3-6 14.3 fi, 12 mA 

3-7 37 mA, 1 pA 

3-8 49 V, 10 mV, 49 mA, 49 mW 

3-9 750 pF 

3-10 1.237 A, 120 mA, 27.8 V, IN4001, 0.46 « 

3-11 335 pF 

3-12 61 1 mA, 60 mA, 14.6 V, IN4001, 0.44 fl 

3-13 780 pF 

3-14 25 MHz, 33.3 MHz 

3-15 200 fl, 15 V, 71.5 mA 

3-16 433 fi, 7 V, 14.5 mA 


479 


Chapter 4 


Chapter 5 


Chapter 6 


Chapter 8 


4-1 2.0 mA 

4-2 0.98, 49, 5.355 mA, 0.301 mA 

4-3 2.08 mA, 2.1mA 

4-4 12.627 mA, 61.5, 0.984, 9.66 mA 

4-5 40 p A, 2.3 mA 

4-7 3 mA, 2.9 mA 

4-8 50 

4-9 0.06 X 10~ 3 , 53.3 

4-10 2.7 k!2 


5-1 (0.97 mA 7.7 V), (0.75 mA 6 V) 

5-2 4.5 k!2 

5-3 (2.325 mA 5.35 V), (1.86 mA 6.28 V), (2.79 mA 4.42 V) 

5-4 ±2.3 V 

5-5 283.2 k!2, 10 V, 0.134 V 

5-6 251.7 k!2, 14.91 V, 10.08 V 

5-7 9.58 V, 12.5 V, 7.13 V 

5-8 248 k!2, 4.94 k!2, 1 1.67 V, 8.77 V 

5-9 6.06 V, 6.02 V, 6.008 V 

5-10 10 k!2, 9.84 k 12, 19 k!2, 10.7 k!2, 9.92 V, 10.2 V 

5-11 5.93 k!2, 13.1 k!2, 6.7 k 12, 8.04 V, 7.97 V 

5-12 61,59.3,1.83 

5-13 1mA, 8 V 


6-1 992 12, 3.289 k!2, - 132, 39.7, 5240 

6-2 12.96 k!2, 3.289 k!2, -9.08, 35.68, 324 

6-3 18.93 k!2, 39.47 12, 1, 0.945, 0.945 

6-4 48.89 12, 3.88 k!2, 77.22, 0.968, 74.75 

6-5 147.4 12, 24.44, 22.57 

6-6 1.49 k!2, 8.2 k!2, 29387, 5343, 1.59 X 10 8 

6-7 4029,1211 

6-8 7.74, 5 


8-1 64.1 °C, 155.4 mW 

8-2 8.1 k!2 

8-3 — 1.25 dB 

8-4 1.262 V 

8-5 160 kHz, 125.7 kHz 

8-6 141 pF 

8-7 2.79 pF 

8-8 938 pF, 1038 pF, 31938 pF, 938 pF 

8-9 19.13 pV 

8-10 2.4 dB 

8-11 25 V, 0.65 V to 0.85 V 

8-12 90.4, no 

480 


9-1 

/?, = /? 5 = 100 k!2, R 2 = R b = 33 k!2, /? 3 = /? 7 =10 k!2, R 4 
= R q = 3.3 k!2, C 2 =C 4 = 330 /xF, C, = C 2 = 22 /xF 

Chapter 9 

9-2 

/?, = /? 5 = 39 k!2, R 2 — R b = 22 k!2, /? 3 = /? 7 = 3.3 k!2 /? 4 = 
R & = 2.2 k!2, C 2 =C 4 = 180 /xF, C, = C 3 = 15 /xF 


9-3 

^1 = ^2 = 560 &l\ = ^42 = 5.6 k!2, C, = C 2 = 15 /xF 


9-4 

/?, = 10 k!2, /? 2 = 390 k!2, /? 3 = 6.8 k!2, 7? 4 = 5.6 k!2, C, = 
5.6/xF, C 2 = 47 fxF 


9-5 

/?, = 12 k!2, /? 2 = 120 k!2, /? 3 = 12 k!2, /? 4 = 4.7 k!2, C, = 15 
jxF,C 2 = 47 jxF 


9-6 

12.2 V 


9-7 

117.5, 3 k!2, 4.7 k!2 


9-8 

5.25 V 


9-9 

7.9998 V 


9-10 

/?, = 1.5 k!2, R 2 — 1 00 k!2, 7? 3 = 1.5 k!2 


9-11 

/?, = 1 k!2, /? 2 = 1 20 k!2, R 3 =l k!2 


9-12 

/?, = 820 12, /? 2 = 1 80 k!2, /? 3 = 180 k!2 


9-13 

/?, = 1 k 12, 7?2 = 33 k 12, /? 3 = 1 k!2 


9-14 

Point A: (20 V, 0 mA), Point Q: (15 V, 49.7 mA), Point 
B: (A V= 20 V, A/ c = 49.7 mA) 


9-15 

Point Q: (40 V, 0 mA), Point B: (0 V, 66.8 mA) 


9-16 

Transformer: 8 W, R L = 12 12, /?/ = 155 12 , Transistor: 
50 V, 644 mA, 4 W 


9-17 

18 V, 20 W, Transistors: 90 V, 900 mA, 10 W 


9-18 

37.6 fiA, 7.4 V, 0.95 W, 35 mW 


10-1 

/?,= 6.8 k!2, R 2 = 220 k!2, /? 3 = 6.8 k!2, 7? = 680 12, C = 
0.033 jxF 

Chapter 10 

10-2 

/?,= 4.7 k!2, 7? 2 =150 k!2, 7? 3 = 4.7 k!2, /? = 180 12 


10-3 

/?, = 5.6 k!2, R 2 = 3.3 k!2, R 3 = 1 .5 k!2, /? 4 = 1 .5 k!2, C, * 
5.6 fxF 


10-4 

C, = C 2 = 0.1 /xF, L = 56 mil, 7?,=47 k!2, /? 2 = 180 k!2 


10-5 

C, = C 2 = 0.82 /xF, /?, = 33 k!2, /? 2 = 150 k!2 


10-6 

C, = C 2 = 1300 pF, /?, = /? 2 = /? 4 = 8.2 k!2, /? 3 = 18 k!2 


10-7 

/?, = /? 2 = 7? 4 = 3.3 k!2, /? 3 = 6.8 k!2 


11-1 

8.8 V, 8.9425 V, 0.002%/ °C 

Chapter 11 

11-2 

IN751, /? 5 = 116 12, R l — 103 12, S t , = 0.128, Z 0 = 14.83 12 


11-3 

3%, 14.7% 


11-4 

IN757, R s = 470 12, 0.115 V 


11-5 

10.91 mA, 679 12 


11-6 

IN755, R e = 3.3 k!2, 7?,=680 12, 2.06 mA 


12-3 

2 mA/V, 0.35 mA/V 

Chapter 12 

12-5 

259 mA/V 



481 


Chapter 13 


Chapter 14 


Chapter 15 


Chapter 16 


13-1 -1.5 V 

13-2 7.8 mA, 2.9 mA, 23.62 V, 12.84 V, 12.7 mA, 7.5 mA, 

13.5 V, 2.06 V 

13-4 1.9 mA, 1.3 mA, 13.89 V, 11.07 V, 8.82 V, 3.66 V 

13-5 6.5 kfi,/?,=3i? 2 

13-6 7.75 V, 4.6 V 

13-7 1.7 mA, 1.3 mA, 4.34 V, 0.72 V 

13-8 2.5 k ft 

13-10 25.6 V, 15.7 V 

13-11 17.2 V, 15 V 

13-12 16.64 V, 12.72 V 

13-13 21.37 V, 14.06 V 

13-14 12.95 V, 9.19 V, 9.08 V, 3.2 V 

13-15 1.1 Mft, 100 kft, 3.5 k ft 

13-16 RJR 2 = 15 

13-17 1.3 M ft, 200 kft, 2.5 k ft 


14-1 25.5, 6.37 kft, 2.2 Mft 

14-2 42.7 pF, 6.29 kft 

14-3 20 kft, 90, 120 

14-4 117 pF, 154.4 pF 

14-5 687.5 kft, 194 ft, 0.97 

14-6 2N5459, 181.8 ft, 333.3 ft, 142.8 ft, 0.82 

14-7 25.47, 241 ft, 6.37 kft 

14-8 13.6 kft, 59.9, 11.98 

14-9 ^ = 9.8 V, V s = (-6.7 V, -4.2 V) 

14-10 2.2 


15-1 -63.6 ft 

15-2 -146 ft 

15-3 3.8, 1,3.8 

15-4 120 ft, 12 ft, 225 mV, ± 140 mV 

15-5 7 


16-1 50.5 ft, 0.5 V, 247 pA, 1.05 V 

16-2 C6A, 0.58 V, 0.63 mA, 1.033 V 

16-3 652 kft, 3.2 Mft, C6B 

16-4 8.46 kft, 82.2 kft 

16-5 1.02 V 

16-6 39 kft, 53 kft 

16-7 1 V, 15 V, <0.83 mA, <2 mA 


482 


16-8 

16-9 

16-10 


17-1 

17-2 

17-3 

17-4 

17-5 

17-6 

17-7 

17-8 

17-9 


18-1 

18-2 

18-3 

18-4 

18-5 

18-6 

18-7 

18-8 

18-9 

18-10 

18-11 

18-12 

18-13 


19-1 

19-3 

19-4 

19-5 

19-6 


20-1 

20-2 

20-4 

20-5 

20-6 

20-7 


C6B, = (1.4 M12 to 8.5 M12) 

/?! = (129 k!2 to 1.55 M12), (V R for Z), & D 2 )>311 V 
1.5° 


120 mW, 21.9 V 

11.7 V, 17.1 V 

50.8 Hz 

11.3 k 12, 3.4 M 12 

33 k!2, 12 k!2, 18.95 V, 1.5 V, 45 k!2 

270 12, 0.34, 1 V 

15.6 Hz, 12.4 Hz, 21.2 V 

1.8 k!2, 820 12, I G < 1 mA, ^*<2.5 V 

6.8 k!2, 3.9 k!2, 14.6 V, 0.9 V, 10.7 k!2 


368 W, 3 mW 
1.18 kW 

6.5 k!2 between base and + 5 V 
50 /xA, 22 pA 

162 0.25 V, 0.9 mA 

43 12, 116 12, 326 12 
0.04 V 

70 cells, 5 parallel groups of 14 in series 
1,792 parallel groups of 279 in series, 116kVVh 

2.5 k!2 
1.4 mA 

flj = 27 k!2, R 2 = 680 12 with V= V cc 
1.2 k!2 


10.58 V 
1.5, 12 

1.7 MHz, 2.5 MHz 

200 12, 3.75 mA, 2.1 mA, 0.65 mA 

(a) 15 k!2, (b) 13.7 k!2, 14.96 k!2, (c) 15 k!2, 14.96 k!2 


17 mA, 34 V 
70 V 

5 k!2, 4 mA/V, 20 
3.5 mA, 78 V, 3.53 k!2, 14.1 
-2.6 V, 1.3 mA, 80 V 
6.8 k!2, 17.3 


483 

Answers to 
Problems 

Chapter 17 


Chapter 18 


Chapter 19 


Chapter 20 


484 

20-8 

270 fi, 100 kfl, 2.1 k ft 

Answers to 

20-9 

8.9 mA, 78 V 

Problems 

20-10 

-6 V 


20-11 

120 fi, 18.75, 3 k£2 


20-12 

3.75 mA, -8 V 


20-13 

15 V/cm, 0.067 cm/V 


index 


Abrupt junction, 423 
ac bypassing, 110 
ac degeneration, 1 10 
ac equivalent circuit ( See under device 
name ) 

ac load line, 110, 214, 257 
ac resistance, 23 
Acceptor doping, 10 
Active region, 76 
Alloy transistor, 146 
Alpha, 70 
Ampere, 6 

Amplification factor, 447, 461 
Amplifier: 

bandwidth, 167; buffer, 130, 204, 
313, 454; capacitor coupled, 183; 
class A, 211; class AB, 219; class B, 
216; cascaded CE, 139; common base 
(CB), 131; common cathode, 447; 


Amplifier ( Qmtd .) 

common collector (CC), 125; com- 
mon drain, 255; common emitter 
(CE), 116; common gate, 318; com- 
mon grid, 454; common plate, 453; 
common source, 308; differential, 
192; direct coupled, 188; FET, 308, 
313, 318; frequency response, 167; 
half power points, 167; high input 
impedance, 208; IC, 201; inverting, 
209; multistage, 101; non-inverting, 
206; operational, 201; parallel, 335; 
transformer coupled, 211, 216; tran- 
sistor, 125, 131, 139; tunnel diode, 
335; vacuum triode, 447 
And gate, 55 
Annular transistor, 149 
Anode, 29, 437 
Aquadag, 465 


485 


486 

Index 


Atom, 1 

Atomic bonding, 7 
Atomic number, 3 
Atomic weight, 3 
Avalanche breakdown, 247 

Bandwidth, 167 
Barium oxide, 438 
Barium titanate, 421 
Barkhausen criteria, 230 
Barrier potential: 

at pn -junction, 18; at transistor 
junctions, 65 
Base (of transistor), 65 
Base current, 70 
Base-emitter voltage, 68 
Beam tetrode, 459 
Beta, 72 
Bias circuits: 

FET, 289; MOSFET, 300, transistor 
(bipolar), 93; vacuum tube, 454 
Bias line: 

FET, 292, 295, 296; MOSFET, 301, 
303; vacuum tube, 455 
Bi-FET circuits, 322 
Bi-MOS circuits, 322 
Bilateral four layer diode, 359 
Bipolar transistor, 69 
Boltzsman’s constant, 171 
Bonding: 

covalent, 7, ionic, 7; metallic, 7 
Breakdown diode, 245 
Bridge rectifier, 50 
Buffer amplifier, 130, 204, 313, 454 
Bypass capacitor, 110, 185, 295, 455 

Cadmium selenide, 385 
Cadmium sulfide, 385 
Capacitance: 

depletion layer, 25; diffusion, 25; in- 
terelectrode, 457; storage, 25; stray, 
167 

Capacitive tuning ratio, 423 
Capacitor: 

by-pass, 110, 185, 295, 455; coupling, 
185; reservoir, 51; smoothing, 51 
Cascaded CE circuit, 139 
Cathode, 29, 438 
Cathode bias, 454 


Cathode follower, 454 
Cathode ray tube, 463 

aquadag, 465, beam deflection, 465; 
brightness, 467; brightness control, 
464; deflection factor, 466; deflection 
sensitivity, 466; double beam CRT, 
471; electrode system, 464; electron 
gun, 471; electron lens, 464; equi- 
potential lines, 465; focus ring, 465; 
focusing, 464; isolation shield, 
465; post deflection acceleration, 
467; screen, 466; triode section, 464; 
waveform display, 467 
Ceramic transducer, 422 
Channel (FET), 262 
Characteristics ( See Diode, Transistor, 
etc.) 

Charge carriers, 6 

majority, 11, 68; minority, 11, 68; 
mobility, 6; n-type, 10; p- type, 10 
Coherent light, 407 
Circuit noise, 171 
Class A driver, 219 
Class A amplifier, 21 1 
Class AB amplifier, 219 
Class B amplifier, 216 
Collector, 67 

Collector-base junction, 66 
Collector-base leakage current, 70 
Collector current, 70 
Collector-to-base bias, 100 
Colpitts oscillator, 234 
Common base characteristics: 

current gain, 77; forward transfer, 77; 
input, 75; output, 75 
Common base circuit, 131 

current gain, 136; current gain factor, 
71; cut-off frequency, 169; A -parame- 
ter analysis, 132; input impedance, 
133; output impedance, 134; power 
gain, 136; voltage gain, 135 
Common cathode circuit, 447 

ac analysis, 449; ac equivalent cir- 
cuit, 450; ac load line, 457; dc load 
line, 448; input impedance, 451; out- 
put impedance, 451; voltage gain, 
450 

Common collector characteristics: 

current gain, 81; input, 82; output, 
81 


Common collector circuit, 125 

current gain, 1 29; A-parameter analy- 
sis, 126; input impedance, 127; out- 
put impedance, 127; power gain, 129; 
voltage gain, 128 
Common drain circuit, 313 

ac analysis, 315; equivalent circuit, 
315; input impedance, 317; output 
impedance, 316; voltage gain, 315 
Common emitter characteristics, 78 
current gain, 80; cut-off region, 179; 
input, 78; output, 79; saturation re- 
gion, 176 

Common emitter circuit, 1 1 6 

current gain, 117, 122; current gain 
factor, 72; cut-off frequency, 169; A- 
parameter analysis, 118; input im- 
pedance, 120; output impedance, 
120; power gain, 122; voltage gain, 
121 

Common gate circuit, 318 

ac analysis, 319; equivalent circuit, 
319; input impedance, 321; output 
impedance, 320; voltage gain, 319 
Common grid circuit, 454 
Common mode gain, 196 
Common plate circuit, 453 
Common source circuit, 308 

ac analysis, 310; equivalent circuit, 
310; input impedance, 312; output 
impedance, 311; voltage gain, 310 
Compensated reference diode, 251 
Complementary emitter follower, 225 
Composite characteristics, 217 
Conduction band, 4 
Conduction in solids, 5, 6, 12 
Conductor resistivity, 8, 9 
Constant current characteristics, 444 
Constant current circuit, 198, 254 
Constant current tail, 198 
Conventional current, 6 
Covalent bonding, 7 
Cross-over distortion, 218 
Crystal lattice, 7 
Crystal oscillator, 420 
Crystal, piezoelectric, 414 
Cut-off frequencies, 167 

Dark current, 383 
Dark resistance, 12, 384 


Darlington pair, 222 
Data sheet: 

diode, 40; FET, 270, 284, IC, 201, 
202; SCR, 349, 350; transistor (bi- 
polar), 158; UJT, 368; Zener diode, 
249 
dB, 165 
dc bias point: 

diode, 35; FET, 291; transistor (bi- 
polar), 94; tunnel diode, 335; vacuum 
triode, 454 

dc feedback pair, 189, 323 
dc load line: 

diode, 33, 35; FET, 289; photodiode, 
390; phototransistor, 396; transistor 
(bipolar), 94; transformer coupled 
circuit, 214; tunnel diode, 340; 
vacuum triode, 448 
Decibels, 165 
Deflection sensitivity, 466 
Delay time, 178 

Depletion layer capacitance, 25, 26 
Depletion mode MOSFET, 281 
Depletion region, 18, 19, 67 
Derating of transistors, 163 
D1AC, 354 

Differential amplifier, 192 

common mode gain, 196; constant 
current tail, 198; IC differential 

amplifier, 200; input impedance, 196; 
inverting input, 196; noninverting in- 
put, 196; output impedance, 196; 
voltage gain, 193 
Diffused transistor, 147 
Diffusion capacitance, 25 
Diffusion current, 12 
Diffusion process, 145 
Diode: 

ac resistance, 23; alloy, 31; AND 

gate, 55; avalanche, 245; bias point, 
35; capacitance, 25; characteristics, 
31; clipper, 56; currents, 40; data 
sheet, 40; dc bias point, 35; dc load 
line, 33; diffused, 31; double based, 
364; dynamic resistance, 23; equiv- 
alent circuit, 39; Esaki diode, 327; 
fabrication, 31; forward resistance, 
23; forward volt drop, 32; frequency 
response, 53; graphical analysis, 33; 
IC diode, 152; light-emitting diode, 


487 

Index 


488 

Index 


Diode ( Contd .) 

398; logic circuits, 55; OR gate, 56; 
parameters, 31; peak repetitive cur- 
rent, 48; peak reverse voltage, 40, 49; 
photo diode, 388; piecewise linear 
characteristics, 38, 333; power dis- 
sipation, 43; rectifier, 43, 49; reverse 
breakdown, 33, 40; reverse current, 
20, 32; reverse resistance, 20; reverse 
saturation current, 33; Shockley di- 
ode, 355; static forward volts drop, 
43; static reverse current, 43; steady 
state forward current, 40; surge cur- 
rent, 40; switching time, 53; symbol, 
30; temperature, 23; tunnel diode, 
327; vacuum diode, 438; varactor di- 
ode, 422; voltage multiplier, 58; 
WC diode, 422; Zener diode, 245 
Donor doping, 9 
Double-base diode, 364 
Drain (of FET), 262 
Drain characteristics, 265 
Drift current, 12 
Driver stage, 219 
Dynamic resistance, 23, 33 
Dynamic scattering, 401 
Dynode, 382 

Electron, 1 

deflection, 465; emission, 438; gas 
bonding, 7; gun, 471; lens, 464; mo- 
tion, 5; shell, 3; tubes, 437; valence, 3 
Electron-volt, 4 
Electron charge, 1 
Electronic mass, 2 
Electrostatic deflection, 466 
Emitter, 66 

Emitter-base junction, 65 
Emitter current bias, 102 
Emitter follower, 1 26, 1 22, 1 25 
Energy bands, 4, 9 
Energy gap, 4 
Energy levels, 4 
Enhancement MOSFET, 279 
Epicap, 422 
Epitaxial growth, 145 
Epitaxial mesa, 148 
Equipotential lines, 465 
Equivalent circuit, ( See under device 
name) 


Esaki diode, 327 
Extrinsic semiconductor, 9 

Fall time, 178 

FET (field effect transistor), 262 

bias circuit, 292; bias line, 292, 295, 
301; bias point, 291; breakdown volt- 
age, 275; capacitances, 276; channel 
ohmic region, 266; common drain 
{See Common drain circuit); common 
gate {See Common gate circuit); com- 
mon source {See Common source 
circuit); construction, 276; dc load 
line, 289; depletion enhancement 
MOSFET, 281; depletion regions, 
262; differential stage, 323; drain, 
262; drain characteristics, 265; drain 
current, 262; drain resistance, 274; 
drain-source ON resistance, 274; 
drain-source ON voltage, 274; drain- 
source saturation current, 266, 271; 
enhancement MOSFET, 279; equiv- 
alent circuit, 277; fixed voltage bias 
circuit, 292; forward transfer admit- 
tance, 273; gate, 262; gate reverse 
current, 274; gate-source cut-off cur- 
rent, 274; gate cut-off voltage, 271; 
graphical analysis, 290, 299; Ipss, 
266, 271; input resistance, 274; in- 
sulated gate FET (IGFET), 278; 
junction FET (JFET), 262; 
MOSFET, 278; ^-channel FET, 262; 
noise figure, 271; output admittance, 
274; /^-channel FET, 268; parame- 
ters, 269; pinch-off current, 271; 
pinch-off region, 266; pinch-off volt- 
age, 266, 271; power dissipation, 275; 
saturation current, 266, 27 1 ; self bias, 
293, 296, 301; source, 262; spread of 
characteristics, 271; symbol, 264, 279, 
280, 282, 264, 269; tetrode connected, 
264; transadmittance, 273; transcon- 
ductance, 272; transfer characteris- 
tics, 267; V-MOSFET, 282 
Filament, 438 
Fixed current bias, 98 
Focusing ring, 465 
Foot candle, 381 
Forbidden gap, 4 
Forward transfer admittance, 273 


Forward transfer ratio, 86 
Four-layer device, 344 
Four-layer diode, 355 
Frequency response: 

diode, 53; transistor, 144, 167 
Free electrons, 5 
Full-wave rectification, 49 

Gallium arsenide, 398 
Gallium arsenide phosphide, 398 
Gas discharge display, 404 
Gate (of FET), 262 
Gate (of SCR), 344 
Germanium, 3 
Germanium atom, 3 

Graphical analysis (See under device name ) 
Grid, 441 
Grid leak, 448 

Grounded base ( See common base) 
Grounded collector (See common collec- 
tor) 

Grounded emitter (See common emitter) 

h FE , h /t> 72, 86 
h f£ tolerance, 93 
A-parameters, 84, 86 
A-parameter circuit analysis: 

common base, 132; common collec- 
tor, 126; common emitter, 118; com- 
mon emitter cascade, 139 
A-parameter equivalent circuit, 85, 89 
Half power points, 167 
Half-wave rectification, 43 
Hartley oscillator, 237 
High input impedance, 208 
Holding current, 348 
Hole, 3 

Hole-electron-pair, 1 1 
Hole storage, 25 
Hole transfer, 5 
Hybrid 1C, 151 
Hybrid parameters, 84 
Hyperabrupt junction, 423 

W 266, 271 

Incremental resistance, 23, 33 
Input characteristics (See common base, 
common collector, or common 
emitter) 

Input resistance, 86 


Insulated gate FET, 278 
Insulator, 8, 9 

Integrated circuits (IC), 150, 182 

amplifiers, 201; capacitors, 153; 
cathode sputtering, 150; components, 
152; data sheet, 201, 202; differential 
amplifier, 191; diodes, 152; dual-in- 
line, 155; fabrication, 150; flat pack, 
155; hybrid, 151; monolithic, 150; 
multichip, 151; operational amplifier, 
201; packaging, 154; parasitic com- 
ponents, 152; printed thin film, 150; 
resistors, 153; thick film, 150; thin 
film, 150; TO can, 155; transistor, 
152; vacuum evaporation, 150 
Intrinsic semiconductor, 9 
Intrinsic stand-off ratio, 370 
Inverting amplifier, 209 
Inverting input, 196 
Ion, 2 

Ionic bonding, 7 
Ionization: 

by collision, 247; by electric field, 246 

Junction field effect transistor (JFET), 
262 

Junction transistor (bipolar), 65 

Lambda diode, 432 
Latching, 346 
Lazer diode, 407 
Light-emitting diode (LED), 398 
Light units, 381 
Line regulation, 255 
Liquid-crystal display, 401 

dynamic scattering, 401 ; field effect, 
402; reflective type, 401; transmittive 
type, 401 

Load regulation, 255 
Logic gates, 56 
Lumen, 381 
Luminous flux, 381 

Majority charge carriers, 1 1, 68 
Metal oxide semiconductor FET 
(MOSFET), 278 
Metallic bonding, 7 
Microalloy transistor, 147 
Miller effect, 169, 312 
Milliwatts per sq cm, 381 


489 

Index 


490 

Index 


Minority charge carriers, 1 1 , 68 
Mobility (of charge carriers), 6 
Monolithic IC, 150 
MOSFET, 278 
Mu (/i), 447 
Multichip IC, 151 
Multimorph, 422 
Multistage amplifiers, 182 

n-channel FET, 262 
n-type semiconductor, 10 
Negative ion, 2 
Negative resistance: 

tunnel diode, 333; unijunction tran- 
sistor, 366 

Negative temperature coefficient, 11, 
427 

Neutrons, 2 
Noise, 171 

calculations, 172; factor, 173; figure, 
173; spot noise figure, 173; thermal, 
171 

Non-inverting amplifier, 206 
Non-inverting input, 196 
npn transistor, 65 
Nucleus, 1 

Offset current, 203 

Offset voltage, 203 

Open loop gain, 202 

Operating point ( See dc bias point) 

Operational amplifier, 201 

common mode rejection ratio, 202; 
differential voltage gain, 202; input 
bias current, 203; input offset current, 
203; input offset voltage, 203; input 
resistance, 203; input unbalance cur- 
rent, 203; open loop gain, 202 
Optoelectronic coupler, 405 
Optoelectronic devitfcs, 380 
OR gate, 56 
Oscillator: 

crystal, 420; colpitts, 234; hartley, 
237; phase shift, 230; Wein bridge, 
240 

Oscilloscope, 463 
Output conductance, 86 
Oxide coated cathode, 438 

/> -channel FET, 268 
p-type semiconductor, 10 


Parallel amplifier, 335 
Parasitic junctions, 153 
Peak repetitive current, 48 
Pentode vacuum tube, 460 

amplification factor, 461; biasing, 
461; plate characteristics, 461; plate 
resistance, 461; remote cut-off, 462; 
sharp cut-off, 462; suppressor grid, 
460; symbol, 461; transconductance, 
460; variable mu pentode, 462 
Phase control of SCR, 352, 354 
Phase shift oscillator, 230 
Photocathode, 382 
Photoconductive cell, 384 

applications, 388; cadmium selenide, 
385; cadmium sulfide, 385; character- 
istics, 385; dark resistance, 384; re- 
sponse time, 385; spectral response, 
386; symbol, 385 
Photodarlington, 394 
Photodetector, 394 
Photodiode, 388 

characteristics, 389; dc load line, 390; 
photoconductive operation, 389; pho- 
tovoltaic operation, 390; symbol, 390 
Photoemissive device; 380, 382 
Photofet, 397 
Photomultiplier tube, 382 
Phototransistor, 394 
Photovoltaic device, 380, 390, 392 
Piecewise linear characteristics, 38, 333 
Piezoelectric crystal, 414 

atomic structure, 415; crystal cuts, 
417; drive power, 421; electrical axis, 
416; equivalent circuit, 418; 
mechanical axis, 416; optical axis, 
416; oscillators, 420; oven, 420; over- 
tone operation, 419; parallel reso- 
nance, 419; Q, fac 1011 * 419; quartz, 
416; rochelle salts, 416; series reso- 
nance, 419; synthetic piezoelectric 
devices, 421; tourmaline, 416; trans- 
ducer, 422 

Planar transistor, 149 

Plate, 438 

Plate characteristics: 

vacuum diode, 439; pentode, 416; 
tetrode, 459; triode, 442, 443; in- 
junction, 16; barrier potential, 18; 
capacitances, 25; depletion region, 


Plate characteristics ( Contd. ) 

18, 19; equivalent circuit, 25; forward 
characteristics, 22; forward resistance, 
23; reverse breakdown, 21; reverse 
characteristics, 21; reverse resistance, 
20; reverse saturation current, 20; 
temperature effects, 24 
fmp transistor, 65 
fmpn devices, 344 
Polycrystalline material, 144 
Positive ion, 2 

Power dissipation in transistors, 163 
Programmable UJT (PUT), 375 
Proton, 2 

Punch-through, 76, 144 
Push-pull, 218 
PUT, 375 

d factor, 419, 423 
Q, point (See dc bias point) 

Quiescent point ( See dc bias point) 

r-parameters, 83 
Reach-through, 76, 144 
Recombination, 11, 68 
Rectifier: 

bridge, 50; full wave, 49; half wave, 
43; smoothing circuit, 46, 51 
Reference diode, 245 
Reflected load, 213 
Regulator (voltage), 252, 256 

emitter follower, 257; line regulation, 
255; load regulation, 255; output im- 
pedance, 253; series, 257; stabiliza- 
tion ratio, 253 

Relaxation oscillator, 358, 371 
Reservoir capacitor, 46, 51 
Resistivity of semiconductor, 9 
Resonance frequency, 231, 419 
Reverse breakdown, 33, 40, 245 
Reverse recovery time, 25, 54 
Reverse saturation current, 20, 30 
Reverse transfer ratio, 86 
Ripple waveform, 45 
Rise time, 178 

Saturation region, 76, 176 
Saturation voltage, 144, 148, 176 
SCR, 344 
Screen grid, 458 
Secondary emission, 382, 459 


Self bias, 102, 293, 296 
Semiconductor, 8, 9 
Semiconductor diode (See Diode) 

Series amplifier, 341 
Series clipper, 56 
Series regulator, 257 
Seven segment display, 399 
Shell, 3 

Shockley diode, 355 
Shunt clipper, 56 
Silicon, 3 
Silicon atom, 3 

Silicon bilateral switch (SBS), 359 
Silicon controlled rectifier (SCR), 344 
average forward current, 348; char- 
acteristics, 347; control circuits, 349, 
374; data sheets, 349, 350; equivalent 
circuit, 345; forward blocking region, 
348; forward blocking voltage, 348; 
forward breakover voltage, 347; for- 
ward conduction voltage, 347; for- 
ward leakage current, 345; gate 
current, 346; holding current, 348; 
latching, 346; parameters, 346; peak 
surge current, 348; phase control, 
352, 354; pulse control, 349; reverse 
blocking current, 346; reverse block- 
ing region, 346; reverse blocking volt- 
age, 346; reverse breakdown voltage, 
346; reverse leakage current, 346; 
RMS forward current, 348; symbol, 
345; two transistor equivalent circuit, 
345; UJT control, 374 
Silicon controlled switch (SGS), 360 
Silicon unilateral switch (SUS), 359 
Single crystal material, 145 
Smoothing circuit, 46, 51 
Solar cell, 392 
Solar energy converter, 392 
Source follower, 313 
Spectral response, 380 
Stability factor, 107 
Stabilization ratio, 253 
Storage time, 178 
Stray capacitance, 167 
Superbeta circuit, 223 
Suppressor grid, 460 
Surge current (of diode), 48 
Surge limiting resistor, 48 
Synthetic piezoelectric devices, 421 


491 

Index 


492 

Index 


T-equivalent circuit, 83 
Temperature coefficient, 23, 427 
Tetrode vacuum tube, 457 

characteristics, 458; screen grid, 458 
Thermal noise, 171 
Thermal runaway, 107 
Thermal stability, 107 
Thermistor, 427 

applications, 430, 431; characteristics, 
429; construction, 427; resistance, 
428; temperature coefficient, 427 
Thick film IC, 150 
Thin film IG, 150 
Thoriated tungsten, 438 
Threshold frequency, 382 
Threshold wavelength, 382 
Thyristor, 344 
Transadmittance, 273 
T ransconductance : 

FET, 272; pentode, 460; triode, 446 
Transfer characteristics: 

FET, 267; triode, 444 
Transformer coupled amplifier, 211, 216 
Transistor (bipolar): 

alloy, 146; alpha, 70; amplifier, 116, 
125, 131; annular, 149; beta, 72; 
base, 65; biasing, 93; breakdown, 76, 
144; capacitances, 83, 162, 170; char- 
acteristics ( See Common base, Com- 
mon collector, Common emitter); 
collector-to-base bias, 100; construc- 
tion, 143; current gain, 71, 86, 143; 
cut-off, 176; cut-off frequency, 167; 
data sheets, 158; dc load line, 94; 
emitter current bias, 102; equivalent 
circuits, 83; fabrication, 143; fixed 
current bias, 98; forward current 
transfer ratio, 71, 72; frequency re- 
sponse, 144, 176; graphical analysis, 
94, 111; h/?£-, 72, 86; high power, 143; 
A-parameters, 84; hybrid equivalent 
circuit, 85; junction dissipation, 147; 
noise, 171; npn, 65; packages, 155; 
pnp, 65; planar, 147; power dissipa- 
tion, 163; power dissipation curve, 
164; r-parameters, 83; saturation 
voltage, 176; self bias, 102; stability 
factor, 107; switching, 144, 175; sym- 
bols, 73; thermal runaway, 107; ther- 
mal stability, 107; voltages, 73 


Transistor types: 

alloy, 146; annular, 149; diffused 
planar, 147; epitaxial mesa, 148; 
mesa, 148; microalloy, 147 
Transit time, 168 
TRIAC, 354 

Triode (See Vacuum triode) 

TO can, 154 
Tungsten, 438 
Tunnel diode, 327 

biasing, 335; characteristics, 332; dc 
load line, 340; energy band diagrams, 
328, 330, 331; equivalent circuit, 334; 
forward biased, 329; forward volt 
drop, 332; negative resistance, 333; 
parallel amplifier, 335; parameters, 
332; peak current, 332; peak voltage, 
332; piecewise linear characteristics, 
333; resistive cut-off frequency, 355; 
reverse biased, 329; self resonant 
frequency, 335; symbols, 332; valley 
current, 332; valley voltage, 332 
Tunneling, 328 
Turn-off time, 178 
Turn-on time, 178 

Unijunction transistor (UJT), 364 

characteristics, 366; control of SCR, 
374; cut-off region, 366; data sheet, 
368; double base diode, 364; emitter 
reverse current, 365; emitter satura- 
tion voltage, 370; equivalent circuit, 
365; interbase resistance, 367; intrin- 
sic stand-off ratio, 370; modulated 
interbase current, 37 1 ; negative resis- 
tance region, 366; programmable 

UJT (PUT), 375; relaxation oscilla- 
tor, 371; saturation region, 367; 
saturation resistance, 366; specifica- 
tion, 367; symbol, 366; temperature 
coefficient, 367; valley current, 366, 
371; valley voltage, 366 
Unilateral four-layer diode, 359 

Vacuum diode, 438 

anode, 438; applications, 440; 

barium oxide, 438; cathode, 438; 

characteristics, 439; construction, 
438; filament, 438; plate, 438; plate 
current, 438; plate voltage, 438; 


Vacuum diode ( Contd . ) 

space charge limited region, 439; 
strontium oxide, 438; temperature 
limited region, 439; thoriated tungs- 
ten, 438; tungsten, 438 
Vacuum triode, 441 

amplification factor ( p), 447 ; biasing, 
454; characteristics, 442, 443; con- 
struction, 442; grid, 441; interelec- 
trode capacitance, 457; parameters, 
445; plate resistance, 445; transcon- 
ductance, 446 
Valence band, 4 
Valence shell, 3 
Varactor diode, 422 

Variable voltage capacitor diode, 422; 
abrupt junction, 423; capacitive 
tuning ratio, 423; characteristics, 425; 
doping profile, 424; hyperabrupt 
junction, 423; factor, 423 
Varicap, 422 
V-FET, 282 
Virtual earth, 209 


Virtual ground, 209 
Voltage follower, 204 
Voltage multiplier, 58 
Voltage reference diode, 245 
Voltage regulator {See Regulators) 

WC diode, 422 

Wein bridge oscillator, 240 

Y„, 273 
Y„, 274 

Zener breakdown, 245 
Zener diode, 245 

breakdown voltage, 246; characteris- 
tics, 248; compensated diode, 251; 
constant current circuit, 257; data 
sheet; 249; dynamic impedance, 249; 
equivalent circuit, 249; overvoltage 
protection, 259; parameters, 247; 
symbol, 248; temperature coefficient, 
251; voltage regulator, 252, 256, 257 


493 

Index 














































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